401k Plan data: WAVEFRONT TECHNOLOGIES, INC. LIFE AND DISABILITY PLAN plan

WAVEFRONT TECHNOLOGIES, INC. LIFE AND DISABILITY PLAN 401k Plan overview

Plan Name	WAVEFRONT TECHNOLOGIES, INC. LIFE AND DISABILITY PLAN
Plan identification number	501

WAVEFRONT TECHNOLOGIES, INC. LIFE AND DISABILITY PLAN Benefits

401k Plan Type	Welfare Benefit
Plan Features/Benefits	Life insurance Long-term disability cover Death benefits (include travel accident but not life insurance)

401k Sponsoring company profile

WAVEFRONT TECHNOLOGIES, INC. has sponsored the creation of one or more 401k plans.

Company Name: WAVEFRONT TECHNOLOGIES, INC.

Employer identification number (EIN): 201505274

NAIC Classification: 541513
NAIC Description: Computer Facilities Management Services

Form 5500 Filing Information

Submission information for form 5500 for 401k plan WAVEFRONT TECHNOLOGIES, INC. LIFE AND DISABILITY PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
501 2015-12-01 STEVE PENIX
501 2014-12-01 STEVE PENIX STEVE PENIX 2016-06-29

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
501	2015-12-01	STEVE PENIX
501	2014-12-01	STEVE PENIX		STEVE PENIX	2016-06-29

Plan Statistics for WAVEFRONT TECHNOLOGIES, INC. LIFE AND DISABILITY PLAN

401k plan membership statisitcs for WAVEFRONT TECHNOLOGIES, INC. LIFE AND DISABILITY PLAN

Measure Date Value
2015: WAVEFRONT TECHNOLOGIES, INC. LIFE AND DISABILITY PLAN 2015 401k membership
Total participants, beginning-of-year 2015-12-01 104
Total number of active participants reported on line 7a of the Form 5500 2015-12-01 0
Number of retired or separated participants receiving benefits 2015-12-01 0
Number of other retired or separated participants entitled to future benefits 2015-12-01 0
Total of all active and inactive participants 2015-12-01 0
2014: WAVEFRONT TECHNOLOGIES, INC. LIFE AND DISABILITY PLAN 2014 401k membership
Total participants, beginning-of-year 2014-12-01 100
Total number of active participants reported on line 7a of the Form 5500 2014-12-01 104
Number of retired or separated participants receiving benefits 2014-12-01 0
Number of other retired or separated participants entitled to future benefits 2014-12-01 0
Total of all active and inactive participants 2014-12-01 104

Measure	Date	Value
2015: WAVEFRONT TECHNOLOGIES, INC. LIFE AND DISABILITY PLAN 2015 401k membership
Total participants, beginning-of-year	2015-12-01	104
Total number of active participants reported on line 7a of the Form 5500	2015-12-01	0
Number of retired or separated participants receiving benefits	2015-12-01	0
Number of other retired or separated participants entitled to future benefits	2015-12-01	0
Total of all active and inactive participants	2015-12-01	0
2014: WAVEFRONT TECHNOLOGIES, INC. LIFE AND DISABILITY PLAN 2014 401k membership
Total participants, beginning-of-year	2014-12-01	100
Total number of active participants reported on line 7a of the Form 5500	2014-12-01	104
Number of retired or separated participants receiving benefits	2014-12-01	0
Number of other retired or separated participants entitled to future benefits	2014-12-01	0
Total of all active and inactive participants	2014-12-01	104

Form 5500 Responses for WAVEFRONT TECHNOLOGIES, INC. LIFE AND DISABILITY PLAN

2015: WAVEFRONT TECHNOLOGIES, INC. LIFE AND DISABILITY PLAN 2015 form 5500 responses
2015-12-01	Type of plan entity	Single employer plan
2015-12-01	Submission has been amended	No
2015-12-01	This submission is the final filing	Yes
2015-12-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2015-12-01	Plan is a collectively bargained plan	No
2015-12-01	Plan funding arrangement – Insurance	Yes
2015-12-01	Plan benefit arrangement – Insurance	Yes
2014: WAVEFRONT TECHNOLOGIES, INC. LIFE AND DISABILITY PLAN 2014 form 5500 responses
2014-12-01	Type of plan entity	Single employer plan
2014-12-01	First time form 5500 has been submitted	Yes
2014-12-01	Submission has been amended	No
2014-12-01	This submission is the final filing	No
2014-12-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-12-01	Plan is a collectively bargained plan	No
2014-12-01	Plan funding arrangement – Insurance	Yes
2014-12-01	Plan benefit arrangement – Insurance	Yes

Insurance Providers Used on plan

HARTFORD LIFE AND ACCIDENT INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70815 )

Policy contract number

867714G

Policy instance

Insurance contract or identification number	867714G
Number of Individuals Covered	102
Insurance policy start date	2015-12-01
Insurance policy end date	2016-01-31
Total amount of commissions paid to insurance broker	USD $2,367
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	Yes
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	Yes
Unemployment Insurance Welfare Benefit	No
Other welfare benefits provided	AD & D
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Welfare Benefit Premiums Paid to Carrier	USD $14,795
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $2,367
Insurance broker organization code?	3
Insurance broker name	CBIZ BENEFITS & INSURANCE SERVICES

HARTFORD LIFE AND ACCIDENT INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70815 )

Policy contract number

867714G

Policy instance

Insurance contract or identification number	867714G
Number of Individuals Covered	104
Insurance policy start date	2014-12-01
Insurance policy end date	2015-11-30
Total amount of commissions paid to insurance broker	USD $9,285
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	Yes
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	Yes
Unemployment Insurance Welfare Benefit	No
Other welfare benefits provided	AD & D
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Welfare Benefit Premiums Paid to Carrier	USD $77,452
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $9,285
Insurance broker organization code?	3
Insurance broker name	CBIZ BENEFITS & INSURANCE SERVICES

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Company Name:	WAVEFRONT TECHNOLOGIES, INC.
Employer identification number (EIN):	201505274
NAIC Classification:	541513
NAIC Description:	Computer Facilities Management Services