STATE STREET BANK & TRUST COMPANY has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan DUPONT CAPITAL MANAGEMENT CORPORATION (DCMC) GEM TRUST GEM TRUST OPPORTUNISTIC 1
| Measure | Date | Value |
|---|
| 2011 : DUPONT CAPITAL MANAGEMENT CORPORATION (DCMC) GEM TRUST GEM TRUST OPPORTUNISTIC 1 2011 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2011-12-31 | $0 |
| Total transfer of assets from this plan | 2011-12-31 | $89,747,803 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $74,902 |
| Total income from all sources (including contributions) | 2011-12-31 | $2,387,510 |
| Total loss/gain on sale of assets | 2011-12-31 | $0 |
| Total of all expenses incurred | 2011-12-31 | $23,206 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $0 |
| Value of total assets at end of year | 2011-12-31 | $0 |
| Value of total assets at beginning of year | 2011-12-31 | $87,458,401 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $23,206 |
| Total interest from all sources | 2011-12-31 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2011-12-31 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2011-12-31 | $4,777,405 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2011-12-31 | $0 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2011-12-31 | $74,902 |
| Other income not declared elsewhere | 2011-12-31 | $54,013 |
| Administrative expenses (other) incurred | 2011-12-31 | $23,206 |
| Value of net income/loss | 2011-12-31 | $2,364,304 |
| Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $0 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $87,383,499 |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
| Value of interest in common/collective trusts at end of year | 2011-12-31 | $0 |
| Value of interest in common/collective trusts at beginning of year | 2011-12-31 | $82,680,943 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2011-12-31 | $0 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2011-12-31 | $82,680,943 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2011-12-31 | $82,680,943 |
| Net investment gain or loss from common/collective trusts | 2011-12-31 | $2,333,497 |
| Asset. Corporate debt instrument preferred debt at end of year | 2011-12-31 | $0 |
| Asset. Corporate debt instrument preferred debt at beginning of year | 2011-12-31 | $53 |
| Did the plan have assets held for investment | 2011-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Unqualified |
| Accountancy firm name | 2011-12-31 | PRICEWATERHOUSECOOPERS LLP |
| Accountancy firm EIN | 2011-12-31 | 134008324 |
| 2010 : DUPONT CAPITAL MANAGEMENT CORPORATION (DCMC) GEM TRUST GEM TRUST OPPORTUNISTIC 1 2010 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2010-12-31 | $860,029 |
| Total unrealized appreciation/depreciation of assets | 2010-12-31 | $860,029 |
| Total transfer of assets from this plan | 2010-12-31 | $576,396,357 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $74,902 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $206,925,117 |
| Total income from all sources (including contributions) | 2010-12-31 | $56,794,596 |
| Total loss/gain on sale of assets | 2010-12-31 | $28,212,766 |
| Total of all expenses incurred | 2010-12-31 | $41,001 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $0 |
| Value of total assets at end of year | 2010-12-31 | $87,458,401 |
| Value of total assets at beginning of year | 2010-12-31 | $813,951,378 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $41,001 |
| Total interest from all sources | 2010-12-31 | $9,739,649 |
| Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2010-12-31 | $4,777,405 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2010-12-31 | $52,453,445 |
| Assets. Loans (other than to participants) at end of year | 2010-12-31 | $0 |
| Assets. Loans (other than to participants) at beginning of year | 2010-12-31 | $48,239,022 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2010-12-31 | $74,902 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2010-12-31 | $206,925,117 |
| Other income not declared elsewhere | 2010-12-31 | $2,508,335 |
| Administrative expenses (other) incurred | 2010-12-31 | $41,001 |
| Value of net income/loss | 2010-12-31 | $56,753,595 |
| Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $87,383,499 |
| Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $607,026,261 |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
| Income. Interest from loans (other than to participants) | 2010-12-31 | $943,000 |
| Income. Interest from US Government securities | 2010-12-31 | $3,495,320 |
| Income. Interest from corporate debt instruments | 2010-12-31 | $5,301,329 |
| Value of interest in common/collective trusts at end of year | 2010-12-31 | $82,680,943 |
| Value of interest in common/collective trusts at beginning of year | 2010-12-31 | $257,469,399 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2010-12-31 | $0 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2010-12-31 | $2,290,299 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2010-12-31 | $2,290,299 |
| Asset value of US Government securities at end of year | 2010-12-31 | $0 |
| Asset value of US Government securities at beginning of year | 2010-12-31 | $279,645,214 |
| Net investment gain or loss from common/collective trusts | 2010-12-31 | $15,473,817 |
| Asset. Corporate debt instrument preferred debt at end of year | 2010-12-31 | $53 |
| Asset. Corporate debt instrument preferred debt at beginning of year | 2010-12-31 | $109,165,426 |
| Asset. Corporate debt instrument debt (other) at end of year | 2010-12-31 | $0 |
| Asset. Corporate debt instrument debt (other) at beginning of year | 2010-12-31 | $64,688,573 |
| Did the plan have assets held for investment | 2010-12-31 | Yes |
| Aggregate proceeds on sale of assets | 2010-12-31 | $1,958,128,500 |
| Aggregate carrying amount (costs) on sale of assets | 2010-12-31 | $1,929,915,734 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Unqualified |
| Accountancy firm name | 2010-12-31 | PRICEWATERHOUSECOOPERS LLP |
| Accountancy firm EIN | 2010-12-31 | 134008324 |
