401k Plan data: 401(K) ADVANTANGE, LLC 401(K) PLAN plan

401(K) ADVANTANGE, LLC 401(K) PLAN 401k Plan overview

Plan Name	401(K) ADVANTANGE, LLC 401(K) PLAN
Plan identification number	002

401(K) ADVANTANGE, LLC 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Plan covering Self-Employed individuals.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

401(K) ADVANTAGE, LLC PLANS has sponsored the creation of one or more 401k plans.

Company Name: 401(K) ADVANTAGE, LLC PLANS

Employer identification number (EIN): 201826891

NAIC Classification: 561300

Form 5500 Filing Information

Submission information for form 5500 for 401k plan 401(K) ADVANTANGE, LLC 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2022-01-01 TARA EVANS 2022-11-04
002 2021-01-01 TARA EVANS 2022-09-26
002 2020-01-01 PHIL TISUE 2021-10-08
002 2019-01-01 PHIL TISUE 2020-10-12
002 2018-01-01 PHIL TISUE 2019-07-23
002 2017-01-01 PHIL TISUE 2018-10-05
002 2017-01-01 PHIL TISUE 2019-07-23
002 2016-01-01 PHIL TISUE 2017-10-05
002 2016-01-01 PHIL TISUE 2018-10-05
002 2015-01-01 PHIL TISUE 2016-08-11
002 2015-01-01 PHIL TISUE 2017-10-05
002 2014-01-01 PHIL TISUE 2015-07-22
002 2013-01-01 PHIL TISUE 2014-07-31
002 2012-01-01 PHIL TISUE 2015-01-09
002 2011-01-01 PHIL TISUE PHIL TISUE 2013-03-22
002 2010-01-01 PHIL TISUE PHIL TISUE 2013-03-22
002 2009-01-01 TOMMY HORST
002 2009-01-01 PHIL TISUE

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
002	2022-01-01	TARA EVANS	2022-11-04
002	2021-01-01	TARA EVANS	2022-09-26
002	2020-01-01	PHIL TISUE	2021-10-08
002	2019-01-01	PHIL TISUE	2020-10-12
002	2018-01-01	PHIL TISUE	2019-07-23
002	2017-01-01	PHIL TISUE	2018-10-05
002	2017-01-01	PHIL TISUE	2019-07-23
002	2016-01-01	PHIL TISUE	2017-10-05
002	2016-01-01	PHIL TISUE	2018-10-05
002	2015-01-01	PHIL TISUE	2016-08-11
002	2015-01-01	PHIL TISUE	2017-10-05
002	2014-01-01	PHIL TISUE	2015-07-22
002	2013-01-01	PHIL TISUE	2014-07-31
002	2012-01-01	PHIL TISUE	2015-01-09
002	2011-01-01	PHIL TISUE		PHIL TISUE	2013-03-22
002	2010-01-01	PHIL TISUE		PHIL TISUE	2013-03-22
002	2009-01-01	TOMMY HORST
002	2009-01-01	PHIL TISUE

Plan Statistics for 401(K) ADVANTANGE, LLC 401(K) PLAN

401k plan membership statisitcs for 401(K) ADVANTANGE, LLC 401(K) PLAN

Measure Date Value
2011: 401(K) ADVANTANGE, LLC 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 8,402
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 28,274
Number of retired or separated participants receiving benefits 2011-01-01 127
Number of other retired or separated participants entitled to future benefits 2011-01-01 2,295
Total of all active and inactive participants 2011-01-01 30,696
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 30,696
Number of participants with account balances 2011-01-01 11,960
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 176
2010: 401(K) ADVANTANGE, LLC 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 9,866
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 8,127
Number of retired or separated participants receiving benefits 2010-01-01 14
Number of other retired or separated participants entitled to future benefits 2010-01-01 261
Total of all active and inactive participants 2010-01-01 8,402
Total participants 2010-01-01 8,402
Number of participants with account balances 2010-01-01 2,280
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 69
2009: 401(K) ADVANTANGE, LLC 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 5,068
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 9,253
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 613
Total of all active and inactive participants 2009-01-01 9,866
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 9,866
Number of participants with account balances 2009-01-01 4,266
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 123

Measure	Date	Value
2011: 401(K) ADVANTANGE, LLC 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	8,402
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	28,274
Number of retired or separated participants receiving benefits	2011-01-01	127
Number of other retired or separated participants entitled to future benefits	2011-01-01	2,295
Total of all active and inactive participants	2011-01-01	30,696
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	30,696
Number of participants with account balances	2011-01-01	11,960
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	176
2010: 401(K) ADVANTANGE, LLC 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	9,866
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	8,127
Number of retired or separated participants receiving benefits	2010-01-01	14
Number of other retired or separated participants entitled to future benefits	2010-01-01	261
Total of all active and inactive participants	2010-01-01	8,402
Total participants	2010-01-01	8,402
Number of participants with account balances	2010-01-01	2,280
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	69
2009: 401(K) ADVANTANGE, LLC 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	5,068
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	9,253
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	613
Total of all active and inactive participants	2009-01-01	9,866
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	9,866
Number of participants with account balances	2009-01-01	4,266
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	123

Financial Data on 401(K) ADVANTANGE, LLC 401(K) PLAN

Measure	Date	Value
2011 : 401(K) ADVANTANGE, LLC 401(K) PLAN 2011 401k financial data
Total transfer of assets to this plan	2011-12-31	$74,834,714
Total transfer of assets from this plan	2011-12-31	$8,611,465
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$410,811
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$3,129,708
Total income from all sources (including contributions)	2011-12-31	$28,251,763
Total of all expenses incurred	2011-12-31	$2,533,432
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$1,378,155
Value of total corrective distributions	2011-12-31	$85,031
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$30,570,133
Value of total assets at end of year	2011-12-31	$155,855,672
Value of total assets at beginning of year	2011-12-31	$63,914,092
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$1,070,246
Total interest from all sources	2011-12-31	$560,720
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Administrative expenses professional fees incurred	2011-12-31	$10,000
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$500,000
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$16,928,395
Participant contributions at end of year	2011-12-31	$4,441,501
Participant contributions at beginning of year	2011-12-31	$2,255,360
Participant contributions at end of year	2011-12-31	$1,528,041
Participant contributions at beginning of year	2011-12-31	$348,181
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$6,259,241
Administrative expenses (other) incurred	2011-12-31	$1,070,246
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$25,718,331
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$155,855,672
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$63,914,092
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$148,771,982
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$61,001,349
Value of interest in pooled separate accounts at end of year	2011-12-31	$148,771,982
Value of interest in pooled separate accounts at beginning of year	2011-12-31	$61,193,891
Interest on participant loans	2011-12-31	$128,464
Interest earned on other investments	2011-12-31	$432,256
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-2,318,370
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$7,382,497
Employer contributions (assets) at end of year	2011-12-31	$1,114,148
Employer contributions (assets) at beginning of year	2011-12-31	$309,202
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$1,378,155
Contract administrator fees	2011-12-31	$1,048,021
Liabilities. Value of benefit claims payable at end of year	2011-12-31	$410,811
Liabilities. Value of benefit claims payable at beginning of year	2011-12-31	$3,129,708
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	LATTIMORE BLACK MORGAN & CAIN PC
Accountancy firm EIN	2011-12-31	621199757
2010 : 401(K) ADVANTANGE, LLC 401(K) PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total transfer of assets to this plan	2010-12-31	$0
Total transfer of assets from this plan	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$25,040,552
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$9,074,441
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$8,947,116
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$19,268,100
Value of total assets at end of year	2010-12-31	$63,777,862
Value of total assets at beginning of year	2010-12-31	$47,811,751
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$127,325
Total interest from all sources	2010-12-31	$8,873
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$500,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$6,267,098
Participant contributions at end of year	2010-12-31	$1,754,445
Participant contributions at beginning of year	2010-12-31	$980,150
Participant contributions at end of year	2010-12-31	$353,876
Participant contributions at beginning of year	2010-12-31	$166,325
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$0
Administrative expenses (other) incurred	2010-12-31	$127,325
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Income. Non cash contributions	2010-12-31	$0
Value of net income/loss	2010-12-31	$15,966,111
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$63,777,862
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$47,811,751
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$60,938,194
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$45,922,082
Value of interest in pooled separate accounts at end of year	2010-12-31	$61,193,891
Value of interest in pooled separate accounts at beginning of year	2010-12-31	$37,792,161
Interest on participant loans	2010-12-31	$8,873
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$5,763,579
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$13,001,002
Employer contributions (assets) at end of year	2010-12-31	$731,347
Employer contributions (assets) at beginning of year	2010-12-31	$743,194
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$8,947,116
Liabilities. Value of benefit claims payable at end of year	2010-12-31	$3,129,708
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	LATTIMORE BLACK MORGAN & CAIN, PC
Accountancy firm EIN	2010-12-31	621199757
2009 : 401(K) ADVANTANGE, LLC 401(K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0
2008 : 401(K) ADVANTANGE, LLC 401(K) PLAN 2008 401k financial data
Total unrealized appreciation/depreciation of assets	2008-12-31	$0
Total transfer of assets to this plan	2008-12-31	$1,733,116
Total transfer of assets from this plan	2008-12-31	$468,044
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2008-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2008-12-31	$0
Total income from all sources (including contributions)	2008-12-31	$562,022
Total loss/gain on sale of assets	2008-12-31	$0
Total of all expenses incurred	2008-12-31	$1,431,434
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2008-12-31	$1,093,862
Expenses. Certain deemed distributions of participant loans	2008-12-31	$45,521
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2008-12-31	$5,090,536
Value of total assets at end of year	2008-12-31	$16,474,775
Value of total assets at beginning of year	2008-12-31	$16,079,115
Total of administrative expenses incurred including professional, contract, advisory and management fees	2008-12-31	$292,051
Total interest from all sources	2008-12-31	$27,863
Total dividends received (eg from common stock, registered investment company shares)	2008-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2008-12-31	No
Was this plan covered by a fidelity bond	2008-12-31	Yes
Value of fidelity bond cover	2008-12-31	$500,000
If this is an individual account plan, was there a blackout period	2008-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2008-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2008-12-31	No
Contributions received from participants	2008-12-31	$3,073,615
Participant contributions at end of year	2008-12-31	$839,173
Participant contributions at beginning of year	2008-12-31	$383,880
Participant contributions at end of year	2008-12-31	$104,236
Participant contributions at beginning of year	2008-12-31	$243,029
Income. Received or receivable in cash from other sources (including rollovers)	2008-12-31	$779,792
Administrative expenses (other) incurred	2008-12-31	$292,051
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2008-12-31	No
Income. Non cash contributions	2008-12-31	$0
Value of net income/loss	2008-12-31	$-869,412
Value of net assets at end of year (total assets less liabilities)	2008-12-31	$16,474,775
Value of net assets at beginning of year (total assets less liabilities)	2008-12-31	$16,079,115
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2008-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2008-12-31	No
Were any leases to which the plan was party in default or uncollectible	2008-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2008-12-31	$12,979,750
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2008-12-31	$15,132,912
Value of interest in pooled separate accounts at end of year	2008-12-31	$75,427
Interest on participant loans	2008-12-31	$27,863
Value of interest in common/collective trusts at end of year	2008-12-31	$1,074
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2008-12-31	$1,990,302
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2008-12-31	$-4,488,347
Net investment gain/loss from pooled separate accounts	2008-12-31	$1,059
Net investment gain or loss from common/collective trusts	2008-12-31	$-69,089
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2008-12-31	No
Was there a failure to transmit to the plan any participant contributions	2008-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2008-12-31	No
Contributions received in cash from employer	2008-12-31	$1,237,129
Employer contributions (assets) at end of year	2008-12-31	$484,813
Employer contributions (assets) at beginning of year	2008-12-31	$319,294
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2008-12-31	$1,093,862
Did the plan have assets held for investment	2008-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2008-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2008-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2008-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2008-12-31	Disclaimer
Accountancy firm name	2008-12-31	LATTIMORE BLACK MORGAN & CAIN, PC
Accountancy firm EIN	2008-12-31	621199757

Form 5500 Responses for 401(K) ADVANTANGE, LLC 401(K) PLAN

2011: 401(K) ADVANTANGE, LLC 401(K) PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Mulitple employer plan
2011-01-01	Submission has been amended	Yes
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: 401(K) ADVANTANGE, LLC 401(K) PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Mulitple employer plan
2010-01-01	Submission has been amended	Yes
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	No
2010-01-01	Plan funding arrangement – Insurance	Yes
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement – Insurance	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: 401(K) ADVANTANGE, LLC 401(K) PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Mulitple employer plan
2009-01-01	Submission has been amended	Yes
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement – Insurance	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )

Policy contract number

931061-000

Policy instance

Insurance contract or identification number	931061-000
Insurance policy start date	2011-01-01
Insurance policy end date	2011-12-31
Total amount of commissions paid to insurance broker	USD $54,159
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

AMERICAN UNITED LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60895 )

Policy contract number

G29101

Policy instance

Insurance contract or identification number	G29101
Number of Individuals Covered	0
Insurance policy start date	2010-01-01
Insurance policy end date	2010-12-31
Total amount of commissions paid to insurance broker	USD $1,692
Total amount of fees paid to insurance company	USD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

AMERICAN UNITED LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60895 )

Policy contract number

G29110

Policy instance

Insurance contract or identification number	G29110
Number of Individuals Covered	52
Insurance policy start date	2010-01-01
Insurance policy end date	2010-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

AMERICAN UNITED LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60895 )

Policy contract number

G29113

Policy instance

Insurance contract or identification number	G29113
Number of Individuals Covered	20
Insurance policy start date	2010-01-01
Insurance policy end date	2010-12-31
Total amount of commissions paid to insurance broker	USD $1,542
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

AMERICAN UNITED LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60895 )

Policy contract number

G29111

Policy instance

Insurance contract or identification number	G29111
Number of Individuals Covered	67
Insurance policy start date	2010-01-01
Insurance policy end date	2010-12-31
Total amount of commissions paid to insurance broker	USD $28,563
Total amount of fees paid to insurance company	USD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

AMERICAN UNITED LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60895 )

Policy contract number

G29103

Policy instance

Insurance contract or identification number	G29103
Number of Individuals Covered	333
Insurance policy start date	2010-01-01
Insurance policy end date	2010-12-31
Total amount of commissions paid to insurance broker	USD $1,526
Total amount of fees paid to insurance company	USD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

AMERICAN UNITED LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60895 )

Policy contract number

G29102

Policy instance

Insurance contract or identification number	G29102
Number of Individuals Covered	3534
Insurance policy start date	2010-01-01
Insurance policy end date	2010-12-31
Total amount of commissions paid to insurance broker	USD $22,481
Total amount of fees paid to insurance company	USD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

AMERICAN UNITED LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60895 )

Policy contract number

G29001

Policy instance

Insurance contract or identification number	G29001
Number of Individuals Covered	26
Insurance policy start date	2008-01-01
Insurance policy end date	2008-12-31
Total amount of commissions paid to insurance broker	USD $187
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No

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Company Name:	401(K) ADVANTAGE, LLC PLANS
Employer identification number (EIN):	201826891
NAIC Classification:	561300