THE CHANGE COMPANY CDFI LLC has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan THE CHANGE COMPANY CDFI LLC 401(K) PLAN
| Measure | Date | Value |
|---|
| 2023 : THE CHANGE COMPANY CDFI LLC 401(K) PLAN 2023 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2023-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-12-31 | $0 |
| Total income from all sources (including contributions) | 2023-12-31 | $10,113,696 |
| Total loss/gain on sale of assets | 2023-12-31 | $0 |
| Total of all expenses incurred | 2023-12-31 | $7,323,900 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2023-12-31 | $7,242,503 |
| Expenses. Certain deemed distributions of participant loans | 2023-12-31 | $22,129 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2023-12-31 | $5,980,286 |
| Value of total assets at end of year | 2023-12-31 | $29,398,301 |
| Value of total assets at beginning of year | 2023-12-31 | $26,608,505 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2023-12-31 | $59,268 |
| Total interest from all sources | 2023-12-31 | $113,403 |
| Total dividends received (eg from common stock, registered investment company shares) | 2023-12-31 | $148,771 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2023-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2023-12-31 | $148,771 |
| Was this plan covered by a fidelity bond | 2023-12-31 | Yes |
| Value of fidelity bond cover | 2023-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2023-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2023-12-31 | No |
| Contributions received from participants | 2023-12-31 | $3,729,878 |
| Participant contributions at end of year | 2023-12-31 | $1,032,689 |
| Participant contributions at beginning of year | 2023-12-31 | $909,169 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2023-12-31 | $1,173,961 |
| Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2023-12-31 | $487 |
| Other income not declared elsewhere | 2023-12-31 | $-319 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-12-31 | No |
| Value of net income/loss | 2023-12-31 | $2,789,796 |
| Value of net assets at end of year (total assets less liabilities) | 2023-12-31 | $29,398,301 |
| Value of net assets at beginning of year (total assets less liabilities) | 2023-12-31 | $26,608,505 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2023-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2023-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2023-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2023-12-31 | $8,319,329 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2023-12-31 | $7,922,168 |
| Value of interest in pooled separate accounts at end of year | 2023-12-31 | $17,438,076 |
| Value of interest in pooled separate accounts at beginning of year | 2023-12-31 | $747,829 |
| Interest on participant loans | 2023-12-31 | $68,782 |
| Interest earned on other investments | 2023-12-31 | $44,621 |
| Value of interest in common/collective trusts at beginning of year | 2023-12-31 | $14,287,352 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2023-12-31 | $2,608,207 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2023-12-31 | $2,741,987 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2023-12-31 | $1,294,400 |
| Net investment gain/loss from pooled separate accounts | 2023-12-31 | $2,561,405 |
| Net investment gain or loss from common/collective trusts | 2023-12-31 | $15,750 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2023-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2023-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2023-12-31 | No |
| Contributions received in cash from employer | 2023-12-31 | $1,076,447 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2023-12-31 | $7,242,016 |
| Contract administrator fees | 2023-12-31 | $59,268 |
| Did the plan have assets held for investment | 2023-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2023-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2023-12-31 | Unqualified |
| Accountancy firm name | 2023-12-31 | BAKER TILLY US, LLP |
| Accountancy firm EIN | 2023-12-31 | 301413443 |
| Total unrealized appreciation/depreciation of assets | 2023-01-01 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-01-01 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-01-01 | $0 |
| Total income from all sources (including contributions) | 2023-01-01 | $10,113,696 |
| Total loss/gain on sale of assets | 2023-01-01 | $0 |
| Total of all expenses incurred | 2023-01-01 | $7,323,900 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2023-01-01 | $7,242,503 |
| Expenses. Certain deemed distributions of participant loans | 2023-01-01 | $22,129 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2023-01-01 | $5,980,286 |
| Value of total assets at end of year | 2023-01-01 | $29,398,301 |
| Value of total assets at beginning of year | 2023-01-01 | $26,608,505 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2023-01-01 | $59,268 |
| Total interest from all sources | 2023-01-01 | $113,403 |
| Total dividends received (eg from common stock, registered investment company shares) | 2023-01-01 | $148,771 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2023-01-01 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2023-01-01 | $148,771 |
| Was this plan covered by a fidelity bond | 2023-01-01 | Yes |
| Value of fidelity bond cover | 2023-01-01 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2023-01-01 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2023-01-01 | No |
| Contributions received from participants | 2023-01-01 | $3,729,878 |
| Participant contributions at end of year | 2023-01-01 | $1,032,689 |
| Participant contributions at beginning of year | 2023-01-01 | $909,169 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2023-01-01 | $1,173,961 |
| Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2023-01-01 | $487 |
| Other income not declared elsewhere | 2023-01-01 | $-319 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-01-01 | No |
| Value of net income/loss | 2023-01-01 | $2,789,796 |
| Value of net assets at end of year (total assets less liabilities) | 2023-01-01 | $29,398,301 |
| Value of net assets at beginning of year (total assets less liabilities) | 2023-01-01 | $26,608,505 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2023-01-01 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2023-01-01 | No |
| Were any leases to which the plan was party in default or uncollectible | 2023-01-01 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2023-01-01 | $8,319,329 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2023-01-01 | $7,922,168 |
| Value of interest in pooled separate accounts at end of year | 2023-01-01 | $17,438,076 |
| Value of interest in pooled separate accounts at beginning of year | 2023-01-01 | $747,829 |
| Interest on participant loans | 2023-01-01 | $68,782 |
| Interest earned on other investments | 2023-01-01 | $44,621 |
| Value of interest in common/collective trusts at beginning of year | 2023-01-01 | $14,287,352 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2023-01-01 | $2,608,207 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2023-01-01 | $2,741,987 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2023-01-01 | $1,294,400 |
| Net investment gain/loss from pooled separate accounts | 2023-01-01 | $2,561,405 |
| Net investment gain or loss from common/collective trusts | 2023-01-01 | $15,750 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2023-01-01 | No |
| Was there a failure to transmit to the plan any participant contributions | 2023-01-01 | No |
| Has the plan failed to provide any benefit when due under the plan | 2023-01-01 | No |
| Contributions received in cash from employer | 2023-01-01 | $1,076,447 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2023-01-01 | $7,242,016 |
| Contract administrator fees | 2023-01-01 | $59,268 |
| Did the plan have assets held for investment | 2023-01-01 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-01-01 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2023-01-01 | No |
| Opinion of an independent qualified public accountant for this plan | 2023-01-01 | 1 |
| Accountancy firm name | 2023-01-01 | BAKER TILLY US, LLP |
| Accountancy firm EIN | 2023-01-01 | 301413443 |
| 2022 : THE CHANGE COMPANY CDFI LLC 401(K) PLAN 2022 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2022-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
| Total income from all sources (including contributions) | 2022-12-31 | $4,606,622 |
| Total loss/gain on sale of assets | 2022-12-31 | $0 |
| Total of all expenses incurred | 2022-12-31 | $4,843,683 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-12-31 | $4,770,435 |
| Value of total corrective distributions | 2022-12-31 | $2,364 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-12-31 | $8,993,366 |
| Value of total assets at end of year | 2022-12-31 | $26,608,505 |
| Value of total assets at beginning of year | 2022-12-31 | $26,845,566 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-12-31 | $70,884 |
| Total interest from all sources | 2022-12-31 | $87,908 |
| Total dividends received (eg from common stock, registered investment company shares) | 2022-12-31 | $157,967 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2022-12-31 | $157,967 |
| Was this plan covered by a fidelity bond | 2022-12-31 | Yes |
| Value of fidelity bond cover | 2022-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2022-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2022-12-31 | No |
| Contributions received from participants | 2022-12-31 | $5,515,152 |
| Participant contributions at end of year | 2022-12-31 | $909,169 |
| Participant contributions at beginning of year | 2022-12-31 | $880,385 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2022-12-31 | $1,881,169 |
| Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2022-12-31 | $447 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
| Value of net income/loss | 2022-12-31 | $-237,061 |
| Value of net assets at end of year (total assets less liabilities) | 2022-12-31 | $26,608,505 |
| Value of net assets at beginning of year (total assets less liabilities) | 2022-12-31 | $26,845,566 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2022-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2022-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-12-31 | $7,922,168 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-12-31 | $23,431,361 |
| Value of interest in pooled separate accounts at end of year | 2022-12-31 | $747,829 |
| Value of interest in pooled separate accounts at beginning of year | 2022-12-31 | $740,068 |
| Interest on participant loans | 2022-12-31 | $48,961 |
| Interest earned on other investments | 2022-12-31 | $38,947 |
| Value of interest in common/collective trusts at end of year | 2022-12-31 | $14,287,352 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2022-12-31 | $2,741,987 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2022-12-31 | $1,793,752 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-12-31 | $-2,617,221 |
| Net investment gain/loss from pooled separate accounts | 2022-12-31 | $-28,668 |
| Net investment gain or loss from common/collective trusts | 2022-12-31 | $-1,986,730 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2022-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2022-12-31 | No |
| Contributions received in cash from employer | 2022-12-31 | $1,597,045 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-12-31 | $4,769,988 |
| Contract administrator fees | 2022-12-31 | $70,884 |
| Did the plan have assets held for investment | 2022-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2022-12-31 | Unqualified |
| Accountancy firm name | 2022-12-31 | BAKER TILLY US, LLP |
| Accountancy firm EIN | 2022-12-31 | 390859910 |
| Total unrealized appreciation/depreciation of assets | 2022-01-01 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-01-01 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-01-01 | $0 |
| Total income from all sources (including contributions) | 2022-01-01 | $4,606,622 |
| Total loss/gain on sale of assets | 2022-01-01 | $0 |
| Total of all expenses incurred | 2022-01-01 | $4,843,683 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-01-01 | $4,770,435 |
| Value of total corrective distributions | 2022-01-01 | $2,364 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-01-01 | $8,993,366 |
| Value of total assets at end of year | 2022-01-01 | $26,608,505 |
| Value of total assets at beginning of year | 2022-01-01 | $26,845,566 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-01-01 | $70,884 |
| Total interest from all sources | 2022-01-01 | $87,908 |
| Total dividends received (eg from common stock, registered investment company shares) | 2022-01-01 | $157,967 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-01-01 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2022-01-01 | $157,967 |
| Was this plan covered by a fidelity bond | 2022-01-01 | Yes |
| Value of fidelity bond cover | 2022-01-01 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2022-01-01 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2022-01-01 | No |
| Contributions received from participants | 2022-01-01 | $5,515,152 |
| Participant contributions at end of year | 2022-01-01 | $909,169 |
| Participant contributions at beginning of year | 2022-01-01 | $880,385 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2022-01-01 | $1,881,169 |
| Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2022-01-01 | $447 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-01-01 | No |
| Value of net income/loss | 2022-01-01 | $-237,061 |
| Value of net assets at end of year (total assets less liabilities) | 2022-01-01 | $26,608,505 |
| Value of net assets at beginning of year (total assets less liabilities) | 2022-01-01 | $26,845,566 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-01-01 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2022-01-01 | No |
| Were any leases to which the plan was party in default or uncollectible | 2022-01-01 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-01-01 | $7,922,168 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-01-01 | $23,431,361 |
| Value of interest in pooled separate accounts at end of year | 2022-01-01 | $747,829 |
| Value of interest in pooled separate accounts at beginning of year | 2022-01-01 | $740,068 |
| Interest on participant loans | 2022-01-01 | $48,961 |
| Interest earned on other investments | 2022-01-01 | $38,947 |
| Value of interest in common/collective trusts at end of year | 2022-01-01 | $14,287,352 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2022-01-01 | $2,741,987 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2022-01-01 | $1,793,752 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-01-01 | $-2,617,221 |
| Net investment gain/loss from pooled separate accounts | 2022-01-01 | $-28,668 |
| Net investment gain or loss from common/collective trusts | 2022-01-01 | $-1,986,730 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-01-01 | No |
| Was there a failure to transmit to the plan any participant contributions | 2022-01-01 | No |
| Has the plan failed to provide any benefit when due under the plan | 2022-01-01 | No |
| Contributions received in cash from employer | 2022-01-01 | $1,597,045 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-01-01 | $4,769,988 |
| Contract administrator fees | 2022-01-01 | $70,884 |
| Did the plan have assets held for investment | 2022-01-01 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-01-01 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-01-01 | No |
| Opinion of an independent qualified public accountant for this plan | 2022-01-01 | 1 |
| Accountancy firm name | 2022-01-01 | BAKER TILLY US, LLP |
| Accountancy firm EIN | 2022-01-01 | 390859910 |
| 2021 : THE CHANGE COMPANY CDFI LLC 401(K) PLAN 2021 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2021-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
| Total income from all sources (including contributions) | 2021-12-31 | $11,734,818 |
| Total loss/gain on sale of assets | 2021-12-31 | $0 |
| Total of all expenses incurred | 2021-12-31 | $2,030,828 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-12-31 | $1,917,954 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-12-31 | $8,943,568 |
| Value of total assets at end of year | 2021-12-31 | $26,845,566 |
| Value of total assets at beginning of year | 2021-12-31 | $17,141,576 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-12-31 | $112,874 |
| Total interest from all sources | 2021-12-31 | $62,044 |
| Total dividends received (eg from common stock, registered investment company shares) | 2021-12-31 | $381,346 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2021-12-31 | $381,346 |
| Was this plan covered by a fidelity bond | 2021-12-31 | Yes |
| Value of fidelity bond cover | 2021-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2021-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2021-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2021-12-31 | No |
| Contributions received from participants | 2021-12-31 | $5,912,253 |
| Participant contributions at end of year | 2021-12-31 | $880,385 |
| Participant contributions at beginning of year | 2021-12-31 | $420,262 |
| Participant contributions at beginning of year | 2021-12-31 | $461 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2021-12-31 | $1,382,239 |
| Other income not declared elsewhere | 2021-12-31 | $304 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
| Value of net income/loss | 2021-12-31 | $9,703,990 |
| Value of net assets at end of year (total assets less liabilities) | 2021-12-31 | $26,845,566 |
| Value of net assets at beginning of year (total assets less liabilities) | 2021-12-31 | $17,141,576 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2021-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2021-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2021-12-31 | $23,431,361 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2021-12-31 | $14,406,736 |
| Value of interest in pooled separate accounts at end of year | 2021-12-31 | $740,068 |
| Value of interest in pooled separate accounts at beginning of year | 2021-12-31 | $492,966 |
| Interest on participant loans | 2021-12-31 | $35,089 |
| Interest earned on other investments | 2021-12-31 | $26,955 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2021-12-31 | $1,793,752 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2021-12-31 | $1,820,951 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2021-12-31 | $2,350,347 |
| Net investment gain/loss from pooled separate accounts | 2021-12-31 | $-2,791 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2021-12-31 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2021-12-31 | No |
| Contributions received in cash from employer | 2021-12-31 | $1,649,076 |
| Employer contributions (assets) at beginning of year | 2021-12-31 | $200 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-12-31 | $1,917,954 |
| Contract administrator fees | 2021-12-31 | $112,874 |
| Did the plan have assets held for investment | 2021-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2021-12-31 | Unqualified |
| Accountancy firm name | 2021-12-31 | BAKER TILLY, US LLP |
| Accountancy firm EIN | 2021-12-31 | 390859910 |
| 2020 : THE CHANGE COMPANY CDFI LLC 401(K) PLAN 2020 401k financial data |
|---|
| Unrealized appreciation/depreciation of real estate assets | 2020-12-31 | $0 |
| Unrealized appreciation/depreciation of other (non real estate) assets | 2020-12-31 | $0 |
| Total unrealized appreciation/depreciation of assets | 2020-12-31 | $0 |
| Total transfer of assets to this plan | 2020-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
| Expenses. Interest paid | 2020-12-31 | $0 |
| Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102 | 2020-12-31 | $0 |
| Total income from all sources (including contributions) | 2020-12-31 | $9,059,389 |
| Total loss/gain on sale of assets | 2020-12-31 | $0 |
| Total of all expenses incurred | 2020-12-31 | $2,011,706 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-12-31 | $1,941,594 |
| Expenses. Certain deemed distributions of participant loans | 2020-12-31 | $0 |
| Value of total corrective distributions | 2020-12-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-12-31 | $7,045,173 |
| Value of total assets at end of year | 2020-12-31 | $17,141,576 |
| Value of total assets at beginning of year | 2020-12-31 | $10,093,893 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-12-31 | $70,112 |
| Total income from rents | 2020-12-31 | $0 |
| Total interest from all sources | 2020-12-31 | $59,407 |
| Total dividends received (eg from common stock, registered investment company shares) | 2020-12-31 | $195,006 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2020-12-31 | $195,006 |
| Administrative expenses professional fees incurred | 2020-12-31 | $0 |
| Was this plan covered by a fidelity bond | 2020-12-31 | Yes |
| Value of fidelity bond cover | 2020-12-31 | $2,000,000 |
| If this is an individual account plan, was there a blackout period | 2020-12-31 | Yes |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2020-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2020-12-31 | No |
| Amount of non-exempt transactions with any party-in-interest | 2020-12-31 | $0 |
| Contributions received from participants | 2020-12-31 | $4,382,061 |
| Participant contributions at end of year | 2020-12-31 | $420,262 |
| Participant contributions at beginning of year | 2020-12-31 | $414,304 |
| Participant contributions at end of year | 2020-12-31 | $461 |
| Participant contributions at beginning of year | 2020-12-31 | $2,245 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2020-12-31 | $1,392,459 |
| Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2020-12-31 | $12,472 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2020-12-31 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2020-12-31 | $673 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2020-12-31 | $0 |
| Other income not declared elsewhere | 2020-12-31 | $16,195 |
| Administrative expenses (other) incurred | 2020-12-31 | $0 |
| Liabilities. Value of operating payables at beginning of year | 2020-12-31 | $0 |
| Total non interest bearing cash at end of year | 2020-12-31 | $0 |
| Total non interest bearing cash at beginning of year | 2020-12-31 | $0 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
| Income. Non cash contributions | 2020-12-31 | $0 |
| Value of net income/loss | 2020-12-31 | $7,047,683 |
| Value of net assets at end of year (total assets less liabilities) | 2020-12-31 | $17,141,576 |
| Value of net assets at beginning of year (total assets less liabilities) | 2020-12-31 | $10,093,893 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2020-12-31 | No |
| Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year | 2020-12-31 | $0 |
| Were any leases to which the plan was party in default or uncollectible | 2020-12-31 | No |
| Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year | 2020-12-31 | $0 |
| Investment advisory and management fees | 2020-12-31 | $0 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-12-31 | $14,406,736 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-12-31 | $0 |
| Value of interest in pooled separate accounts at end of year | 2020-12-31 | $492,966 |
| Value of interest in pooled separate accounts at beginning of year | 2020-12-31 | $8,427,198 |
| Interest on participant loans | 2020-12-31 | $29,450 |
| Income. Interest from loans (other than to participants) | 2020-12-31 | $0 |
| Interest earned on other investments | 2020-12-31 | $29,957 |
| Income. Interest from US Government securities | 2020-12-31 | $0 |
| Income. Interest from corporate debt instruments | 2020-12-31 | $0 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2020-12-31 | $0 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2020-12-31 | $1,820,951 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2020-12-31 | $1,249,473 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2020-12-31 | $0 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-12-31 | $1,536,448 |
| Net investment gain/loss from pooled separate accounts | 2020-12-31 | $207,160 |
| Net investment gain or loss from common/collective trusts | 2020-12-31 | $0 |
| Net gain/loss from 103.12 investment entities | 2020-12-31 | $0 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2020-12-31 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2020-12-31 | No |
| Contributions received in cash from employer | 2020-12-31 | $1,270,653 |
| Employer contributions (assets) at end of year | 2020-12-31 | $200 |
| Employer contributions (assets) at beginning of year | 2020-12-31 | $0 |
| Income. Dividends from preferred stock | 2020-12-31 | $0 |
| Income. Dividends from common stock | 2020-12-31 | $0 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-12-31 | $1,929,122 |
| Contract administrator fees | 2020-12-31 | $70,112 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2020-12-31 | Yes |
| Liabilities. Value of benefit claims payable at beginning of year | 2020-12-31 | $0 |
| Did the plan have assets held for investment | 2020-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-12-31 | No |
| Aggregate proceeds on sale of assets | 2020-12-31 | $0 |
| Aggregate carrying amount (costs) on sale of assets | 2020-12-31 | $0 |
| Liabilities. Value of acquisition indebtedness at beginning of year | 2020-12-31 | $0 |
| Opinion of an independent qualified public accountant for this plan | 2020-12-31 | Disclaimer |
| Accountancy firm name | 2020-12-31 | SPIEGEL ACCOUNTANCY CORP. |
| Accountancy firm EIN | 2020-12-31 | 264802175 |
| 2019 : THE CHANGE COMPANY CDFI LLC 401(K) PLAN 2019 401k financial data |
|---|
| Total income from all sources (including contributions) | 2019-12-31 | $4,498,338 |
| Total of all expenses incurred | 2019-12-31 | $817,097 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $759,473 |
| Value of total corrective distributions | 2019-12-31 | $2,593 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $3,067,485 |
| Value of total assets at end of year | 2019-12-31 | $10,093,893 |
| Value of total assets at beginning of year | 2019-12-31 | $6,412,652 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $55,031 |
| Total interest from all sources | 2019-12-31 | $38,442 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
| Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
| Value of fidelity bond cover | 2019-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2019-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
| Contributions received from participants | 2019-12-31 | $2,209,977 |
| Participant contributions at end of year | 2019-12-31 | $414,304 |
| Participant contributions at beginning of year | 2019-12-31 | $351,117 |
| Participant contributions at end of year | 2019-12-31 | $2,245 |
| Participant contributions at beginning of year | 2019-12-31 | $4,176 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2019-12-31 | $857,508 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2019-12-31 | $673 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2019-12-31 | $771 |
| Administrative expenses (other) incurred | 2019-12-31 | $55,031 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
| Value of net income/loss | 2019-12-31 | $3,681,241 |
| Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $10,093,893 |
| Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $6,412,652 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
| Value of interest in pooled separate accounts at end of year | 2019-12-31 | $8,427,198 |
| Value of interest in pooled separate accounts at beginning of year | 2019-12-31 | $4,929,289 |
| Interest on participant loans | 2019-12-31 | $19,842 |
| Interest earned on other investments | 2019-12-31 | $18,600 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2019-12-31 | $1,249,473 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2019-12-31 | $1,127,299 |
| Net investment gain/loss from pooled separate accounts | 2019-12-31 | $1,392,411 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $759,473 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2019-12-31 | No |
| Did the plan have assets held for investment | 2019-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
| Accountancy firm name | 2019-12-31 | SPIEGEL ACCOUNTANCY |
| Accountancy firm EIN | 2019-12-31 | 264802175 |
