401k Plan data: FILSON 401(K) PLAN & TRUST plan

FILSON 401(K) PLAN & TRUST 401k Plan overview

Plan Name	FILSON 401(K) PLAN & TRUST
Plan identification number	001

FILSON 401(K) PLAN & TRUST Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Participant-directed brokerage accounts provided as an investment option under the plan.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

C.C. FILSON COMPANY has sponsored the creation of one or more 401k plans.

Company Name: C.C. FILSON COMPANY

Employer identification number (EIN): 202002560

NAIC Classification: 315220
NAIC Description: Men's and Boys' Cut and Sew Apparel Manufacturing

Form 5500 Filing Information

Submission information for form 5500 for 401k plan FILSON 401(K) PLAN & TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2014-01-01 CHELA MARSHALL
001 2013-01-01 JULIA DALLAS
001 2012-01-01 JULIA DALLAS 2013-09-09 JULIA DALLAS 2013-09-09
001 2011-01-01 MICHAEL RANDS 2012-05-25 MICHAEL RANDS 2012-05-25
001 2010-01-01 MICHAEL RANDS 2011-07-25 MICHAEL RANDS 2011-07-25

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2014-01-01	CHELA MARSHALL
001	2013-01-01	JULIA DALLAS
001	2012-01-01	JULIA DALLAS	2013-09-09	JULIA DALLAS	2013-09-09
001	2011-01-01	MICHAEL RANDS	2012-05-25	MICHAEL RANDS	2012-05-25
001	2010-01-01	MICHAEL RANDS	2011-07-25	MICHAEL RANDS	2011-07-25

Plan Statistics for FILSON 401(K) PLAN & TRUST

401k plan membership statisitcs for FILSON 401(K) PLAN & TRUST

Measure Date Value
2014: FILSON 401(K) PLAN & TRUST 2014 401k membership
Total participants, beginning-of-year 2014-01-01 183
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 185
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 44
Total of all active and inactive participants 2014-01-01 229
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 229
Number of participants with account balances 2014-01-01 164
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 5
2013: FILSON 401(K) PLAN & TRUST 2013 401k membership
Total participants, beginning-of-year 2013-01-01 122
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 112
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 53
Total of all active and inactive participants 2013-01-01 165
Total participants 2013-01-01 165
Number of participants with account balances 2013-01-01 165
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 3

Measure	Date	Value
2014: FILSON 401(K) PLAN & TRUST 2014 401k membership
Total participants, beginning-of-year	2014-01-01	183
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	185
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	44
Total of all active and inactive participants	2014-01-01	229
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	229
Number of participants with account balances	2014-01-01	164
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	5
2013: FILSON 401(K) PLAN & TRUST 2013 401k membership
Total participants, beginning-of-year	2013-01-01	122
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	112
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	53
Total of all active and inactive participants	2013-01-01	165
Total participants	2013-01-01	165
Number of participants with account balances	2013-01-01	165
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	3

Financial Data on FILSON 401(K) PLAN & TRUST

Measure	Date	Value
2014 : FILSON 401(K) PLAN & TRUST 2014 401k financial data
Total income from all sources (including contributions)	2014-12-31	$732,313
Total of all expenses incurred	2014-12-31	$809,616
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$783,343
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$626,022
Value of total assets at end of year	2014-12-31	$3,320,965
Value of total assets at beginning of year	2014-12-31	$3,398,268
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$26,273
Total interest from all sources	2014-12-31	$176
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$0
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$500,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$382,734
Participant contributions at end of year	2014-12-31	$6,660
Participant contributions at end of year	2014-12-31	$194
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$63,536
Administrative expenses (other) incurred	2014-12-31	$2,273
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$-77,303
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$3,320,965
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$3,398,268
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Investment advisory and management fees	2014-12-31	$6,400
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$3,254,183
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$3,326,496
Interest on participant loans	2014-12-31	$176
Value of interest in common/collective trusts at end of year	2014-12-31	$36,434
Assets. Value of investments in 103.12 investment entities at end of year	2014-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$106,115
Net gain/loss from 103.12 investment entities	2014-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$179,752
Employer contributions (assets) at end of year	2014-12-31	$23,494
Employer contributions (assets) at beginning of year	2014-12-31	$71,772
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$783,343
Contract administrator fees	2014-12-31	$17,600
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	MOSS ADAMS LLP
Accountancy firm EIN	2014-12-31	910189318
2013 : FILSON 401(K) PLAN & TRUST 2013 401k financial data
Total income from all sources (including contributions)	2013-12-31	$1,070,063
Total of all expenses incurred	2013-12-31	$284,836
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$284,336
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$455,732
Value of total assets at end of year	2013-12-31	$3,398,268
Value of total assets at beginning of year	2013-12-31	$2,613,041
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$500
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$500,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$214,918
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$2,149
Administrative expenses (other) incurred	2013-12-31	$500
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$785,227
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$3,398,268
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$2,613,041
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$3,326,496
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$2,426,463
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$614,331
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$238,665
Employer contributions (assets) at end of year	2013-12-31	$71,772
Employer contributions (assets) at beginning of year	2013-12-31	$186,578
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$284,336
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	No
Opinion of an independent qualified public accountant for this plan	2013-12-31	Unqualified
Accountancy firm name	2013-12-31	MOSS ADAMS LLP
Accountancy firm EIN	2013-12-31	910189318

Form 5500 Responses for FILSON 401(K) PLAN & TRUST

2014: FILSON 401(K) PLAN & TRUST 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement – Insurance	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: FILSON 401(K) PLAN & TRUST 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number	512240-000
Policy instance	1

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Company Name:	C.C. FILSON COMPANY
Employer identification number (EIN):	202002560
NAIC Classification:	315220
NAIC Description:	Men's and Boys' Cut and Sew Apparel Manufacturing