401k Plan data: HAFETZ AND ASSOCIATES, LLC 401K PLAN plan

HAFETZ AND ASSOCIATES, LLC 401K PLAN 401k Plan overview

Plan Name	HAFETZ AND ASSOCIATES, LLC 401K PLAN
Plan identification number	001

HAFETZ AND ASSOCIATES, LLC 401K PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Plan covering Self-Employed individuals.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

HAFETZ AND ASSOCIATES, LLC has sponsored the creation of one or more 401k plans.

Company Name: HAFETZ AND ASSOCIATES, LLC

Employer identification number (EIN): 202067365

NAIC Classification: 524210
NAIC Description: Insurance Agencies and Brokerages

Additional information about HAFETZ AND ASSOCIATES, LLC

Jurisdiction of Incorporation: New Jersey Division of Revenue and Enterprise Services

Incorporation Date:

Company Identification Number: 0600222208

More information about HAFETZ AND ASSOCIATES, LLC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan HAFETZ AND ASSOCIATES, LLC 401K PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2023-01-01 PAUL EISENSTEIN 2023-09-21
001 2022-01-01 PAUL EISENSTEIN 2023-06-02
001 2021-01-01 PAUL EISENSTEIN 2022-03-08
001 2020-01-01 EVERETT PERRY 2021-04-28
001 2019-01-01 EVERETT PERRY 2020-05-03
001 2018-01-01 EVERETT PERRY 2019-05-05
001 2017-01-01 EVERETT PERRY 2018-06-26
001 2016-01-01 PAUL EISENSTEIN 2017-05-09
001 2015-01-01 PAUL EISENSTEIN 2016-04-20
001 2014-01-01 PAUL EISENSTEIN 2015-03-13
001 2013-01-01 PAUL EISENSTEIN 2014-04-01 SCOTT HAFETZ 2014-04-01
001 2012-01-01 PAUL EISENSTEIN
001 2011-01-01 PAUL EISENSTEIN
001 2009-01-01 PAUL EISENSTEIN
001 2009-01-01 PAUL EISENSTEIN

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2023-01-01	PAUL EISENSTEIN	2023-09-21
001	2022-01-01	PAUL EISENSTEIN	2023-06-02
001	2021-01-01	PAUL EISENSTEIN	2022-03-08
001	2020-01-01	EVERETT PERRY	2021-04-28
001	2019-01-01	EVERETT PERRY	2020-05-03
001	2018-01-01	EVERETT PERRY	2019-05-05
001	2017-01-01	EVERETT PERRY	2018-06-26
001	2016-01-01	PAUL EISENSTEIN	2017-05-09
001	2015-01-01	PAUL EISENSTEIN	2016-04-20
001	2014-01-01	PAUL EISENSTEIN	2015-03-13
001	2013-01-01	PAUL EISENSTEIN	2014-04-01	SCOTT HAFETZ	2014-04-01
001	2012-01-01	PAUL EISENSTEIN
001	2011-01-01	PAUL EISENSTEIN
001	2009-01-01	PAUL EISENSTEIN
001	2009-01-01	PAUL EISENSTEIN

Plan Statistics for HAFETZ AND ASSOCIATES, LLC 401K PLAN

401k plan membership statisitcs for HAFETZ AND ASSOCIATES, LLC 401K PLAN

Measure Date Value
2012: HAFETZ AND ASSOCIATES, LLC 401K PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 19
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 13
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 3
Total of all active and inactive participants 2012-01-01 16
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 16
Number of participants with account balances 2012-01-01 16
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: HAFETZ AND ASSOCIATES, LLC 401K PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 16
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 13
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 6
Total of all active and inactive participants 2011-01-01 19
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 19
Number of participants with account balances 2011-01-01 19
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 2
2009: HAFETZ AND ASSOCIATES, LLC 401K PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 13
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 10
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 3
Total of all active and inactive participants 2009-01-01 13
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 13
Number of participants with account balances 2009-01-01 13
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2012: HAFETZ AND ASSOCIATES, LLC 401K PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	19
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	13
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	3
Total of all active and inactive participants	2012-01-01	16
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	16
Number of participants with account balances	2012-01-01	16
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: HAFETZ AND ASSOCIATES, LLC 401K PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	16
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	13
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	6
Total of all active and inactive participants	2011-01-01	19
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	19
Number of participants with account balances	2011-01-01	19
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	2
2009: HAFETZ AND ASSOCIATES, LLC 401K PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	13
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	10
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	3
Total of all active and inactive participants	2009-01-01	13
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	13
Number of participants with account balances	2009-01-01	13
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Financial Data on HAFETZ AND ASSOCIATES, LLC 401K PLAN

Measure	Date	Value
2012 : HAFETZ AND ASSOCIATES, LLC 401K PLAN 2012 401k financial data
Transfers to/from the plan	2012-12-31	$0
Total plan liabilities at beginning of year	2012-12-31	$0
Total income from all sources	2012-12-31	$241,530
Expenses. Total of all expenses incurred	2012-12-31	$8,804
Benefits paid (including direct rollovers)	2012-12-31	$7,804
Total plan assets at end of year	2012-12-31	$988,641
Total plan assets at beginning of year	2012-12-31	$755,915
Value of fidelity bond covering the plan	2012-12-31	$500,000
Total contributions received or receivable from participants	2012-12-31	$62,062
Expenses. Other expenses not covered elsewhere	2012-12-31	$0
Contributions received from other sources (not participants or employers)	2012-12-31	$0
Other income received	2012-12-31	$129,386
Noncash contributions received	2012-12-31	$0
Net income (gross income less expenses)	2012-12-31	$232,726
Net plan assets at end of year (total assets less liabilities)	2012-12-31	$988,641
Net plan assets at beginning of year (total assets less liabilities)	2012-12-31	$755,915
Total contributions received or receivable from employer(s)	2012-12-31	$50,082
Value of certain deemed distributions of participant loans	2012-12-31	$0
Value of corrective distributions	2012-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2012-12-31	$1,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
2011 : HAFETZ AND ASSOCIATES, LLC 401K PLAN 2011 401k financial data
Transfers to/from the plan	2011-12-31	$0
Total plan liabilities at end of year	2011-12-31	$0
Total plan liabilities at beginning of year	2011-12-31	$0
Total income from all sources	2011-12-31	$90,077
Expenses. Total of all expenses incurred	2011-12-31	$1,000
Benefits paid (including direct rollovers)	2011-12-31	$0
Total plan assets at end of year	2011-12-31	$755,915
Total plan assets at beginning of year	2011-12-31	$666,838
Value of fidelity bond covering the plan	2011-12-31	$500,000
Total contributions received or receivable from participants	2011-12-31	$59,335
Expenses. Other expenses not covered elsewhere	2011-12-31	$0
Contributions received from other sources (not participants or employers)	2011-12-31	$0
Other income received	2011-12-31	$-23,374
Noncash contributions received	2011-12-31	$0
Net income (gross income less expenses)	2011-12-31	$89,077
Net plan assets at end of year (total assets less liabilities)	2011-12-31	$755,915
Net plan assets at beginning of year (total assets less liabilities)	2011-12-31	$666,838
Total contributions received or receivable from employer(s)	2011-12-31	$54,116
Value of certain deemed distributions of participant loans	2011-12-31	$0
Value of corrective distributions	2011-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2011-12-31	$1,000
2010 : HAFETZ AND ASSOCIATES, LLC 401K PLAN 2010 401k financial data
Transfers to/from the plan	2010-12-31	$0
Total plan liabilities at end of year	2010-12-31	$0
Total plan liabilities at beginning of year	2010-12-31	$0
Total income from all sources	2010-12-31	$164,530
Expenses. Total of all expenses incurred	2010-12-31	$1,736
Benefits paid (including direct rollovers)	2010-12-31	$736
Total plan assets at end of year	2010-12-31	$666,838
Total plan assets at beginning of year	2010-12-31	$504,044
Value of fidelity bond covering the plan	2010-12-31	$500,000
Total contributions received or receivable from participants	2010-12-31	$46,532
Expenses. Other expenses not covered elsewhere	2010-12-31	$0
Contributions received from other sources (not participants or employers)	2010-12-31	$0
Other income received	2010-12-31	$66,329
Noncash contributions received	2010-12-31	$0
Net income (gross income less expenses)	2010-12-31	$162,794
Net plan assets at end of year (total assets less liabilities)	2010-12-31	$666,838
Net plan assets at beginning of year (total assets less liabilities)	2010-12-31	$504,044
Total contributions received or receivable from employer(s)	2010-12-31	$51,669
Value of certain deemed distributions of participant loans	2010-12-31	$0
Value of corrective distributions	2010-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2010-12-31	$1,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0

Form 5500 Responses for HAFETZ AND ASSOCIATES, LLC 401K PLAN

2012: HAFETZ AND ASSOCIATES, LLC 401K PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: HAFETZ AND ASSOCIATES, LLC 401K PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: HAFETZ AND ASSOCIATES, LLC 401K PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	HAFETZ AND ASSOCIATES, LLC
Employer identification number (EIN):	202067365
NAIC Classification:	524210
NAIC Description:	Insurance Agencies and Brokerages

Jurisdiction of Incorporation:	New Jersey Division of Revenue and Enterprise Services
Incorporation Date:
Company Identification Number:	0600222208