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CALDWELL PROFESSIONAL CORPORATION 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan NameCALDWELL PROFESSIONAL CORPORATION 401(K) PROFIT SHARING PLAN
Plan identification number 001

CALDWELL PROFESSIONAL CORPORATION 401(K) PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan covering Self-Employed individuals.

401k Sponsoring company profile

CALDWELL PROFESSIONAL CORPORATION has sponsored the creation of one or more 401k plans.

Company Name:CALDWELL PROFESSIONAL CORPORATION
Employer identification number (EIN):202100364
NAIC Classification:621210
NAIC Description:Offices of Dentists

Form 5500 Filing Information

Submission information for form 5500 for 401k plan CALDWELL PROFESSIONAL CORPORATION 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012016-01-01SUSAN CALDWELL
0012015-01-01SUSAN CALDWELL
0012014-01-01SUSAN CALDWELL
0012013-01-01SUSAN CALDWELL
0012012-01-01SUSAN CALDWELL SUSAN CALDWELL2013-10-15
0012011-01-01SUSAN CALDWELL SUSAN CALDWELL2012-09-15
0012010-01-01SUSAN CALDWELL SUSAN CALDWELL2011-04-07
0012009-01-01TY CALDWELL TY CALDWELL2010-07-23

Plan Statistics for CALDWELL PROFESSIONAL CORPORATION 401(K) PROFIT SHARING PLAN

401k plan membership statisitcs for CALDWELL PROFESSIONAL CORPORATION 401(K) PROFIT SHARING PLAN

Measure Date Value
2016: CALDWELL PROFESSIONAL CORPORATION 401(K) PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-0113
Total number of active participants reported on line 7a of the Form 55002016-01-010
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-010
Total of all active and inactive participants2016-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-010
Number of participants with account balances2016-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: CALDWELL PROFESSIONAL CORPORATION 401(K) PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-012
Total number of active participants reported on line 7a of the Form 55002015-01-010
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0113
Total of all active and inactive participants2015-01-0113
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-0113
Number of participants with account balances2015-01-0113
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: CALDWELL PROFESSIONAL CORPORATION 401(K) PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-0113
Total number of active participants reported on line 7a of the Form 55002014-01-010
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0113
Total of all active and inactive participants2014-01-0113
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-0113
Number of participants with account balances2014-01-0113
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: CALDWELL PROFESSIONAL CORPORATION 401(K) PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-0110
Total number of active participants reported on line 7a of the Form 55002013-01-010
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0113
Total of all active and inactive participants2013-01-0113
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-0113
Number of participants with account balances2013-01-0113
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: CALDWELL PROFESSIONAL CORPORATION 401(K) PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-019
Total number of active participants reported on line 7a of the Form 55002012-01-018
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-012
Total of all active and inactive participants2012-01-0110
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-0110
Number of participants with account balances2012-01-015
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: CALDWELL PROFESSIONAL CORPORATION 401(K) PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-0111
Total number of active participants reported on line 7a of the Form 55002011-01-014
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-015
Total of all active and inactive participants2011-01-019
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-019
Number of participants with account balances2011-01-018
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2010: CALDWELL PROFESSIONAL CORPORATION 401(K) PROFIT SHARING PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-0113
Total number of active participants reported on line 7a of the Form 55002010-01-015
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-016
Total of all active and inactive participants2010-01-0111
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-0111
Number of participants with account balances2010-01-019
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-011
2009: CALDWELL PROFESSIONAL CORPORATION 401(K) PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-0112
Total number of active participants reported on line 7a of the Form 55002009-01-016
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-017
Total of all active and inactive participants2009-01-0113
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-0113
Number of participants with account balances2009-01-0111
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-011

Financial Data on CALDWELL PROFESSIONAL CORPORATION 401(K) PROFIT SHARING PLAN

Measure Date Value
2016 : CALDWELL PROFESSIONAL CORPORATION 401(K) PROFIT SHARING PLAN 2016 401k financial data
Total income from all sources2016-12-31$4
Expenses. Total of all expenses incurred2016-12-31$8,130
Benefits paid (including direct rollovers)2016-12-31$4,997
Total plan assets at end of year2016-12-31$0
Total plan assets at beginning of year2016-12-31$8,126
Total contributions received or receivable from participants2016-12-31$0
Other income received2016-12-31$4
Net income (gross income less expenses)2016-12-31$-8,126
Net plan assets at end of year (total assets less liabilities)2016-12-31$0
Net plan assets at beginning of year (total assets less liabilities)2016-12-31$8,126
Expenses. Administrative service providers (salaries,fees and commissions)2016-12-31$3,133
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
2015 : CALDWELL PROFESSIONAL CORPORATION 401(K) PROFIT SHARING PLAN 2015 401k financial data
Total income from all sources2015-12-31$0
Expenses. Total of all expenses incurred2015-12-31$0
Total plan assets at end of year2015-12-31$8,126
Total plan assets at beginning of year2015-12-31$8,126
Net income (gross income less expenses)2015-12-31$0
Net plan assets at end of year (total assets less liabilities)2015-12-31$8,126
Net plan assets at beginning of year (total assets less liabilities)2015-12-31$8,126
2014 : CALDWELL PROFESSIONAL CORPORATION 401(K) PROFIT SHARING PLAN 2014 401k financial data
Total income from all sources2014-12-31$3
Expenses. Total of all expenses incurred2014-12-31$0
Total plan assets at end of year2014-12-31$8,126
Total plan assets at beginning of year2014-12-31$8,123
Other income received2014-12-31$3
Net income (gross income less expenses)2014-12-31$3
Net plan assets at end of year (total assets less liabilities)2014-12-31$8,126
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$8,123
2013 : CALDWELL PROFESSIONAL CORPORATION 401(K) PROFIT SHARING PLAN 2013 401k financial data
Total income from all sources2013-12-31$122,400
Expenses. Total of all expenses incurred2013-12-31$730,643
Benefits paid (including direct rollovers)2013-12-31$729,716
Total plan assets at end of year2013-12-31$8,123
Total plan assets at beginning of year2013-12-31$616,366
Other income received2013-12-31$122,400
Net income (gross income less expenses)2013-12-31$-608,243
Net plan assets at end of year (total assets less liabilities)2013-12-31$8,123
Net plan assets at beginning of year (total assets less liabilities)2013-12-31$616,366
Expenses. Administrative service providers (salaries,fees and commissions)2013-12-31$927
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
2012 : CALDWELL PROFESSIONAL CORPORATION 401(K) PROFIT SHARING PLAN 2012 401k financial data
Transfers to/from the plan2012-12-31$3,378
Total income from all sources2012-12-31$36,114
Expenses. Total of all expenses incurred2012-12-31$9,658
Benefits paid (including direct rollovers)2012-12-31$9,658
Total plan assets at end of year2012-12-31$616,366
Total plan assets at beginning of year2012-12-31$586,532
Value of fidelity bond covering the plan2012-12-31$50,000
Total contributions received or receivable from participants2012-12-31$0
Expenses. Other expenses not covered elsewhere2012-12-31$0
Contributions received from other sources (not participants or employers)2012-12-31$0
Other income received2012-12-31$36,114
Net income (gross income less expenses)2012-12-31$26,456
Net plan assets at end of year (total assets less liabilities)2012-12-31$616,366
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$586,532
Total contributions received or receivable from employer(s)2012-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2012-12-31$0
2011 : CALDWELL PROFESSIONAL CORPORATION 401(K) PROFIT SHARING PLAN 2011 401k financial data
Total income from all sources2011-12-31$-14,295
Expenses. Total of all expenses incurred2011-12-31$66,702
Benefits paid (including direct rollovers)2011-12-31$66,702
Total plan assets at end of year2011-12-31$586,532
Total plan assets at beginning of year2011-12-31$667,529
Value of fidelity bond covering the plan2011-12-31$50,000
Total contributions received or receivable from participants2011-12-31$0
Expenses. Other expenses not covered elsewhere2011-12-31$0
Contributions received from other sources (not participants or employers)2011-12-31$0
Other income received2011-12-31$-14,295
Net income (gross income less expenses)2011-12-31$-80,997
Net plan assets at end of year (total assets less liabilities)2011-12-31$586,532
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$667,529
Total contributions received or receivable from employer(s)2011-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2011-12-31$0
2010 : CALDWELL PROFESSIONAL CORPORATION 401(K) PROFIT SHARING PLAN 2010 401k financial data
Total income from all sources2010-12-31$86,180
Expenses. Total of all expenses incurred2010-12-31$507
Benefits paid (including direct rollovers)2010-12-31$507
Total plan assets at end of year2010-12-31$670,904
Total plan assets at beginning of year2010-12-31$585,231
Value of fidelity bond covering the plan2010-12-31$50,000
Total contributions received or receivable from participants2010-12-31$7,431
Contributions received from other sources (not participants or employers)2010-12-31$0
Other income received2010-12-31$72,484
Net income (gross income less expenses)2010-12-31$85,673
Net plan assets at end of year (total assets less liabilities)2010-12-31$670,904
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$585,231
Assets. Value of participant loans2010-12-31$9,225
Total contributions received or receivable from employer(s)2010-12-31$6,265

Form 5500 Responses for CALDWELL PROFESSIONAL CORPORATION 401(K) PROFIT SHARING PLAN

2016: CALDWELL PROFESSIONAL CORPORATION 401(K) PROFIT SHARING PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingYes
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: CALDWELL PROFESSIONAL CORPORATION 401(K) PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: CALDWELL PROFESSIONAL CORPORATION 401(K) PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: CALDWELL PROFESSIONAL CORPORATION 401(K) PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: CALDWELL PROFESSIONAL CORPORATION 401(K) PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: CALDWELL PROFESSIONAL CORPORATION 401(K) PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: CALDWELL PROFESSIONAL CORPORATION 401(K) PROFIT SHARING PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: CALDWELL PROFESSIONAL CORPORATION 401(K) PROFIT SHARING PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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