401k Plan data: AUCTION CAUSE 401K PLAN plan

AUCTION CAUSE 401K PLAN 401k Plan overview

Plan Name	AUCTION CAUSE 401K PLAN
Plan identification number	001

AUCTION CAUSE 401K PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

AUCTION CAUSE has sponsored the creation of one or more 401k plans.

Company Name: AUCTION CAUSE

Employer identification number (EIN): 202228155

NAIC Classification: 519100

Form 5500 Filing Information

Submission information for form 5500 for 401k plan AUCTION CAUSE 401K PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2022-01-01 YUKIKO SAITO 2023-08-29
001 2021-01-01 YUKIKO SAITO 2022-07-06 YUKIKO SAITO 2022-07-06
001 2020-01-01 YUKI GAZIN 2021-09-15 YUKIKO GAZIN 2021-09-15
001 2019-01-01 YUKIKO GAZIN 2020-06-30
001 2018-01-01 YUKIKO GAZIN 2019-05-30
001 2017-01-01 YUKIKO GAZIN 2018-06-23
001 2016-01-01 YUKIKO GAZIN 2017-09-05
001 2015-01-01 YUKIKO GAZIN 2016-09-06
001 2014-01-01 YUKIKO GAZIN 2015-06-16
001 2013-01-01 YUKIKO GAZIN 2014-05-27
001 2012-01-01 YUKIKO GAZIN 2013-07-09
001 2011-01-01 YUKIKO GAZIN 2012-06-11
001 2010-01-01 YUKIKO GAZIN 2012-05-16
001 2009-01-01 YUKIKO GAZIN

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2022-01-01	YUKIKO SAITO	2023-08-29
001	2021-01-01	YUKIKO SAITO	2022-07-06	YUKIKO SAITO	2022-07-06
001	2020-01-01	YUKI GAZIN	2021-09-15	YUKIKO GAZIN	2021-09-15
001	2019-01-01	YUKIKO GAZIN	2020-06-30
001	2018-01-01	YUKIKO GAZIN	2019-05-30
001	2017-01-01	YUKIKO GAZIN	2018-06-23
001	2016-01-01	YUKIKO GAZIN	2017-09-05
001	2015-01-01	YUKIKO GAZIN	2016-09-06
001	2014-01-01	YUKIKO GAZIN	2015-06-16
001	2013-01-01	YUKIKO GAZIN	2014-05-27
001	2012-01-01	YUKIKO GAZIN	2013-07-09
001	2011-01-01	YUKIKO GAZIN	2012-06-11
001	2010-01-01	YUKIKO GAZIN	2012-05-16
001	2009-01-01	YUKIKO GAZIN

Plan Statistics for AUCTION CAUSE 401K PLAN

401k plan membership statisitcs for AUCTION CAUSE 401K PLAN

Measure Date Value
2009: AUCTION CAUSE 401K PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 5
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 11
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 0
Total of all active and inactive participants 2009-01-01 11
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 11
Number of participants with account balances 2009-01-01 4
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2009: AUCTION CAUSE 401K PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	5
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	11
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	0
Total of all active and inactive participants	2009-01-01	11
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	11
Number of participants with account balances	2009-01-01	4
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Form 5500 Responses for AUCTION CAUSE 401K PLAN

2009: AUCTION CAUSE 401K PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	AUCTION CAUSE
Employer identification number (EIN):	202228155
NAIC Classification:	519100