401k Plan data: OPUS CAPITAL MARKETS CONSULTANTS, LLC 401(K) PLAN & TRUST plan

OPUS CAPITAL MARKETS CONSULTANTS, LLC 401(K) PLAN & TRUST 401k Plan overview

Plan Name	OPUS CAPITAL MARKETS CONSULTANTS, LLC 401(K) PLAN & TRUST
Plan identification number	001

OPUS CAPITAL MARKETS CONSULTANTS, LLC 401(K) PLAN & TRUST Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

OPUS CAPITAL MARKETS CONSULTANTS, LLC has sponsored the creation of one or more 401k plans.

Company Name: OPUS CAPITAL MARKETS CONSULTANTS, LLC

Employer identification number (EIN): 202372363

NAIC Classification: 522300
NAIC Description: Activities Related to Credit Intermediation

Form 5500 Filing Information

Submission information for form 5500 for 401k plan OPUS CAPITAL MARKETS CONSULTANTS, LLC 401(K) PLAN & TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2015-01-01 JENNIFER LABUD 2016-05-10 JENNIFER LABUD 2016-05-10
001 2014-01-01 JENNIFER LABUD JENNIFER LABUD 2015-10-15
001 2013-01-01 JENNIFER LABUD JENNIFER LABUD 2014-10-15
001 2012-01-01 JENNIFER LABUD JENNIFER LABUD 2013-10-15
001 2011-01-01 JENNIFER LABUD JENNIFER LABUD 2012-10-15
001 2009-01-01 JENNIFER LABUD JENNIFER LABUD 2010-10-13
001 2009-01-01 JENNIFER LABUD JENNIFER LABUD 2010-10-13

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2015-01-01	JENNIFER LABUD	2016-05-10	JENNIFER LABUD	2016-05-10
001	2014-01-01	JENNIFER LABUD		JENNIFER LABUD	2015-10-15
001	2013-01-01	JENNIFER LABUD		JENNIFER LABUD	2014-10-15
001	2012-01-01	JENNIFER LABUD		JENNIFER LABUD	2013-10-15
001	2011-01-01	JENNIFER LABUD		JENNIFER LABUD	2012-10-15
001	2009-01-01	JENNIFER LABUD		JENNIFER LABUD	2010-10-13
001	2009-01-01	JENNIFER LABUD		JENNIFER LABUD	2010-10-13

Plan Statistics for OPUS CAPITAL MARKETS CONSULTANTS, LLC 401(K) PLAN & TRUST

401k plan membership statisitcs for OPUS CAPITAL MARKETS CONSULTANTS, LLC 401(K) PLAN & TRUST

Measure Date Value
2014: OPUS CAPITAL MARKETS CONSULTANTS, LLC 401(K) PLAN & TRUST 2014 401k membership
Total participants, beginning-of-year 2014-01-01 108
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 0
Number of retired or separated participants receiving benefits 2014-01-01 6
Number of other retired or separated participants entitled to future benefits 2014-01-01 0
Total of all active and inactive participants 2014-01-01 6
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 6
Number of participants with account balances 2014-01-01 6
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: OPUS CAPITAL MARKETS CONSULTANTS, LLC 401(K) PLAN & TRUST 2013 401k membership
Total participants, beginning-of-year 2013-01-01 242
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 221
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 2
Total of all active and inactive participants 2013-01-01 223
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 223
Number of participants with account balances 2013-01-01 36
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: OPUS CAPITAL MARKETS CONSULTANTS, LLC 401(K) PLAN & TRUST 2012 401k membership
Total participants, beginning-of-year 2012-01-01 217
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 238
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 2
Total of all active and inactive participants 2012-01-01 240
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 240
Number of participants with account balances 2012-01-01 87
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: OPUS CAPITAL MARKETS CONSULTANTS, LLC 401(K) PLAN & TRUST 2011 401k membership
Total participants, beginning-of-year 2011-01-01 132
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 166
Number of retired or separated participants receiving benefits 2011-01-01 9
Number of other retired or separated participants entitled to future benefits 2011-01-01 1
Total of all active and inactive participants 2011-01-01 176
Total participants 2011-01-01 176
Number of participants with account balances 2011-01-01 68
2009: OPUS CAPITAL MARKETS CONSULTANTS, LLC 401(K) PLAN & TRUST 2009 401k membership
Total participants, beginning-of-year 2009-01-01 45
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 45
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 0
Total of all active and inactive participants 2009-01-01 45
Total participants 2009-01-01 45
Number of participants with account balances 2009-01-01 45
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2014: OPUS CAPITAL MARKETS CONSULTANTS, LLC 401(K) PLAN & TRUST 2014 401k membership
Total participants, beginning-of-year	2014-01-01	108
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	0
Number of retired or separated participants receiving benefits	2014-01-01	6
Number of other retired or separated participants entitled to future benefits	2014-01-01	0
Total of all active and inactive participants	2014-01-01	6
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	6
Number of participants with account balances	2014-01-01	6
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: OPUS CAPITAL MARKETS CONSULTANTS, LLC 401(K) PLAN & TRUST 2013 401k membership
Total participants, beginning-of-year	2013-01-01	242
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	221
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	2
Total of all active and inactive participants	2013-01-01	223
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	223
Number of participants with account balances	2013-01-01	36
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: OPUS CAPITAL MARKETS CONSULTANTS, LLC 401(K) PLAN & TRUST 2012 401k membership
Total participants, beginning-of-year	2012-01-01	217
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	238
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	2
Total of all active and inactive participants	2012-01-01	240
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	240
Number of participants with account balances	2012-01-01	87
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: OPUS CAPITAL MARKETS CONSULTANTS, LLC 401(K) PLAN & TRUST 2011 401k membership
Total participants, beginning-of-year	2011-01-01	132
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	166
Number of retired or separated participants receiving benefits	2011-01-01	9
Number of other retired or separated participants entitled to future benefits	2011-01-01	1
Total of all active and inactive participants	2011-01-01	176
Total participants	2011-01-01	176
Number of participants with account balances	2011-01-01	68
2009: OPUS CAPITAL MARKETS CONSULTANTS, LLC 401(K) PLAN & TRUST 2009 401k membership
Total participants, beginning-of-year	2009-01-01	45
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	45
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	0
Total of all active and inactive participants	2009-01-01	45
Total participants	2009-01-01	45
Number of participants with account balances	2009-01-01	45
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Financial Data on OPUS CAPITAL MARKETS CONSULTANTS, LLC 401(K) PLAN & TRUST

Measure	Date	Value
2014 : OPUS CAPITAL MARKETS CONSULTANTS, LLC 401(K) PLAN & TRUST 2014 401k financial data
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$1,151
Total income from all sources (including contributions)	2014-12-31	$-71,276
Total of all expenses incurred	2014-12-31	$2,193,731
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$2,193,731
Value of total assets at end of year	2014-12-31	$125
Value of total assets at beginning of year	2014-12-31	$2,266,283
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2014-12-31	$0
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$500,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Participant contributions at end of year	2014-12-31	$125
Participant contributions at beginning of year	2014-12-31	$125
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2014-12-31	$1,151
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$-2,265,007
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$125
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$2,265,132
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in pooled separate accounts at beginning of year	2014-12-31	$2,266,158
Net investment gain/loss from pooled separate accounts	2014-12-31	$-71,276
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$2,193,731
Did the plan have assets held for investment	2014-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	COLE, MARTIN & CO, LLC
Accountancy firm EIN	2014-12-31	363781251
2013 : OPUS CAPITAL MARKETS CONSULTANTS, LLC 401(K) PLAN & TRUST 2013 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$1,151
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$1,000
Total income from all sources (including contributions)	2013-12-31	$901,255
Total of all expenses incurred	2013-12-31	$81,152
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$80,752
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$572,791
Value of total assets at end of year	2013-12-31	$2,266,283
Value of total assets at beginning of year	2013-12-31	$1,446,029
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$400
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2013-12-31	$0
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$500,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$469,969
Participant contributions at end of year	2013-12-31	$125
Participant contributions at beginning of year	2013-12-31	$49
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$102,822
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2013-12-31	$1,151
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2013-12-31	$1,000
Administrative expenses (other) incurred	2013-12-31	$400
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$820,103
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$2,265,132
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$1,445,029
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in pooled separate accounts at end of year	2013-12-31	$2,266,158
Value of interest in pooled separate accounts at beginning of year	2013-12-31	$1,445,980
Net investment gain/loss from pooled separate accounts	2013-12-31	$328,464
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$80,752
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	COLE, MARTIN & CO, LLC
Accountancy firm EIN	2013-12-31	363781251
2012 : OPUS CAPITAL MARKETS CONSULTANTS, LLC 401(K) PLAN & TRUST 2012 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$1,000
Total income from all sources (including contributions)	2012-12-31	$601,247
Total of all expenses incurred	2012-12-31	$188,703
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$188,703
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$444,102
Value of total assets at end of year	2012-12-31	$1,446,029
Value of total assets at beginning of year	2012-12-31	$1,032,485
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$500,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Participant contributions at end of year	2012-12-31	$49
Participant contributions at beginning of year	2012-12-31	$33,000
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$99,345
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2012-12-31	$1,000
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$412,544
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$1,445,029
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$1,032,485
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in pooled separate accounts at end of year	2012-12-31	$1,445,980
Value of interest in pooled separate accounts at beginning of year	2012-12-31	$999,485
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$157,145
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$344,757
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$188,703
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	COLE, MARTIN & CO, LLC
Accountancy firm EIN	2012-12-31	363781251
2011 : OPUS CAPITAL MARKETS CONSULTANTS, LLC 401(K) PLAN & TRUST 2011 401k financial data
Total income from all sources (including contributions)	2011-12-31	$248,378
Total of all expenses incurred	2011-12-31	$101,147
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$98,217
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$289,464
Value of total assets at end of year	2011-12-31	$1,032,485
Value of total assets at beginning of year	2011-12-31	$885,254
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$2,930
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$500,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$287,295
Participant contributions at end of year	2011-12-31	$33,000
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$2,169
Administrative expenses (other) incurred	2011-12-31	$410
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$147,231
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$1,032,485
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$885,254
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in pooled separate accounts at end of year	2011-12-31	$999,485
Value of interest in pooled separate accounts at beginning of year	2011-12-31	$885,254
Net investment gain/loss from pooled separate accounts	2011-12-31	$-41,086
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$98,217
Contract administrator fees	2011-12-31	$2,520
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	No
Opinion of an independent qualified public accountant for this plan	2011-12-31	Unqualified
Accountancy firm name	2011-12-31	H.A. GORDEN & COMPANY, P.C.
Accountancy firm EIN	2011-12-31	363044111
2010 : OPUS CAPITAL MARKETS CONSULTANTS, LLC 401(K) PLAN & TRUST 2010 401k financial data
Total income from all sources	2010-12-31	$402,605
Expenses. Total of all expenses incurred	2010-12-31	$33,227
Benefits paid (including direct rollovers)	2010-12-31	$29,932
Total plan assets at end of year	2010-12-31	$885,254
Total plan assets at beginning of year	2010-12-31	$515,876
Value of fidelity bond covering the plan	2010-12-31	$500,000
Total contributions received or receivable from participants	2010-12-31	$205,052
Contributions received from other sources (not participants or employers)	2010-12-31	$98,202
Other income received	2010-12-31	$99,351
Net income (gross income less expenses)	2010-12-31	$369,378
Net plan assets at end of year (total assets less liabilities)	2010-12-31	$885,254
Net plan assets at beginning of year (total assets less liabilities)	2010-12-31	$515,876
Expenses. Administrative service providers (salaries,fees and commissions)	2010-12-31	$3,295
2009 : OPUS CAPITAL MARKETS CONSULTANTS, LLC 401(K) PLAN & TRUST 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for OPUS CAPITAL MARKETS CONSULTANTS, LLC 401(K) PLAN & TRUST

2014: OPUS CAPITAL MARKETS CONSULTANTS, LLC 401(K) PLAN & TRUST 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: OPUS CAPITAL MARKETS CONSULTANTS, LLC 401(K) PLAN & TRUST 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: OPUS CAPITAL MARKETS CONSULTANTS, LLC 401(K) PLAN & TRUST 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: OPUS CAPITAL MARKETS CONSULTANTS, LLC 401(K) PLAN & TRUST 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: OPUS CAPITAL MARKETS CONSULTANTS, LLC 401(K) PLAN & TRUST 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	First time form 5500 has been submitted	Yes
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement – Insurance	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

92999

Policy instance

Insurance contract or identification number	92999
Number of Individuals Covered	0
Insurance policy start date	2014-01-01
Insurance policy end date	2014-12-31
Total amount of commissions paid to insurance broker	USD $1,346
Total amount of fees paid to insurance company	USD $0
Commission paid to Insurance Broker	USD $1,346
Insurance broker organization code?	3
Insurance broker name	E.R.I.S.A., INC.

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

92999

Policy instance

Insurance contract or identification number	92999
Number of Individuals Covered	36
Insurance policy start date	2013-01-01
Insurance policy end date	2013-12-31
Total amount of commissions paid to insurance broker	USD $7,849
Total amount of fees paid to insurance company	USD $400
Commission paid to Insurance Broker	USD $7,206
Insurance broker organization code?	3
Amount paid for insurance broker fees	400
Insurance broker name	E.R.I.S.A., INC.

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

92999

Policy instance

Insurance contract or identification number	92999
Number of Individuals Covered	87
Insurance policy start date	2012-01-01
Insurance policy end date	2012-12-31
Total amount of commissions paid to insurance broker	USD $4,614
Total amount of fees paid to insurance company	USD $1,005
Commission paid to Insurance Broker	USD $4,614
Insurance broker organization code?	3
Amount paid for insurance broker fees	1005
Additional information about fees paid to insurance broker	TPA FEE AND COMPENSATION
Insurance broker name	E.R.I.S.A., INC.

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

92999

Policy instance

Insurance contract or identification number	92999
Number of Individuals Covered	68
Insurance policy start date	2011-01-01
Insurance policy end date	2011-12-31
Total amount of commissions paid to insurance broker	USD $3,592
Total amount of fees paid to insurance company	USD $760

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

92999

Policy instance

Insurance contract or identification number	92999
Number of Individuals Covered	59
Insurance policy start date	2010-01-01
Insurance policy end date	2010-12-31
Total amount of commissions paid to insurance broker	USD $2,465
Total amount of fees paid to insurance company	USD $1,628

Potentially related plans

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Company Name:	OPUS CAPITAL MARKETS CONSULTANTS, LLC
Employer identification number (EIN):	202372363
NAIC Classification:	522300
NAIC Description:	Activities Related to Credit Intermediation