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SERVISFIRST BANK 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan NameSERVISFIRST BANK 401(K) PROFIT SHARING PLAN
Plan identification number 002

SERVISFIRST BANK 401(K) PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

SERVISFIRST BANK has sponsored the creation of one or more 401k plans.

Company Name:SERVISFIRST BANK
Employer identification number (EIN):202451671
NAIC Classification:522110
NAIC Description:Commercial Banking

Additional information about SERVISFIRST BANK

Jurisdiction of Incorporation: Alabama Secretary of State
Incorporation Date: 2005-04-28
Company Identification Number: 241-206
Legal Registered Office Address: 850 SHADES CREEK PKWY STE 200 BIRMINGHAM,


United States of America (USA)
35209

More information about SERVISFIRST BANK

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SERVISFIRST BANK 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022022-01-01
0022021-01-01
0022020-01-01
0022019-01-01
0022018-01-01DANA MILLER
0022017-01-01DANA MILLER
0022016-01-01DANA MILLER
0022015-01-01DANA MILLER
0022014-01-01DANA MILLER
0022013-01-01DANA MILLER
0022012-01-01DANA MILLER

Plan Statistics for SERVISFIRST BANK 401(K) PROFIT SHARING PLAN

401k plan membership statisitcs for SERVISFIRST BANK 401(K) PROFIT SHARING PLAN

Measure Date Value
2022: SERVISFIRST BANK 401(K) PROFIT SHARING PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01674
Total number of active participants reported on line 7a of the Form 55002022-01-01567
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-01126
Total of all active and inactive participants2022-01-01693
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-01693
Number of participants with account balances2022-01-01659
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2021: SERVISFIRST BANK 401(K) PROFIT SHARING PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01643
Total number of active participants reported on line 7a of the Form 55002021-01-01482
Number of retired or separated participants receiving benefits2021-01-0154
Number of other retired or separated participants entitled to future benefits2021-01-01138
Total of all active and inactive participants2021-01-01674
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01674
Number of participants with account balances2021-01-01649
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: SERVISFIRST BANK 401(K) PROFIT SHARING PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01625
Total number of active participants reported on line 7a of the Form 55002020-01-01474
Number of retired or separated participants receiving benefits2020-01-0138
Number of other retired or separated participants entitled to future benefits2020-01-01110
Total of all active and inactive participants2020-01-01622
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01622
Number of participants with account balances2020-01-01611
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-014
2019: SERVISFIRST BANK 401(K) PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01583
Total number of active participants reported on line 7a of the Form 55002019-01-01488
Number of retired or separated participants receiving benefits2019-01-0134
Number of other retired or separated participants entitled to future benefits2019-01-01143
Total of all active and inactive participants2019-01-01665
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01665
Number of participants with account balances2019-01-01639
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-017
2018: SERVISFIRST BANK 401(K) PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01515
Total number of active participants reported on line 7a of the Form 55002018-01-01450
Number of retired or separated participants receiving benefits2018-01-0134
Number of other retired or separated participants entitled to future benefits2018-01-0175
Total of all active and inactive participants2018-01-01559
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01559
Number of participants with account balances2018-01-01524
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0123
2017: SERVISFIRST BANK 401(K) PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01538
Total number of active participants reported on line 7a of the Form 55002017-01-01420
Number of retired or separated participants receiving benefits2017-01-0122
Number of other retired or separated participants entitled to future benefits2017-01-0159
Total of all active and inactive participants2017-01-01501
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01501
Number of participants with account balances2017-01-01475
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0138
2016: SERVISFIRST BANK 401(K) PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01469
Total number of active participants reported on line 7a of the Form 55002016-01-01409
Number of retired or separated participants receiving benefits2016-01-0179
Number of other retired or separated participants entitled to future benefits2016-01-0143
Total of all active and inactive participants2016-01-01531
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01531
Number of participants with account balances2016-01-01505
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0135
2015: SERVISFIRST BANK 401(K) PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01377
Total number of active participants reported on line 7a of the Form 55002015-01-01358
Number of retired or separated participants receiving benefits2015-01-0150
Number of other retired or separated participants entitled to future benefits2015-01-0139
Total of all active and inactive participants2015-01-01447
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01447
Number of participants with account balances2015-01-01426
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0129
2014: SERVISFIRST BANK 401(K) PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01328
Total number of active participants reported on line 7a of the Form 55002014-01-01284
Number of other retired or separated participants entitled to future benefits2014-01-0174
Total of all active and inactive participants2014-01-01358
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01358
Number of participants with account balances2014-01-01335
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0123
2013: SERVISFIRST BANK 401(K) PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01282
Total number of active participants reported on line 7a of the Form 55002013-01-01262
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0157
Total of all active and inactive participants2013-01-01319
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01319
Number of participants with account balances2013-01-01301
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0119
2012: SERVISFIRST BANK 401(K) PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01232
Total number of active participants reported on line 7a of the Form 55002012-01-01216
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0149
Total of all active and inactive participants2012-01-01265
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01265
Number of participants with account balances2012-01-01249
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0123

Financial Data on SERVISFIRST BANK 401(K) PROFIT SHARING PLAN

Measure Date Value
2022 : SERVISFIRST BANK 401(K) PROFIT SHARING PLAN 2022 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2022-12-31$-844,382
Total unrealized appreciation/depreciation of assets2022-12-31$-844,382
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-1,357,734
Total loss/gain on sale of assets2022-12-31$-37,403
Total of all expenses incurred2022-12-31$5,002,258
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$4,871,719
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$7,866,566
Value of total assets at end of year2022-12-31$49,994,161
Value of total assets at beginning of year2022-12-31$56,354,153
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$130,539
Total interest from all sources2022-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$1,005,668
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$1,005,668
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$10,000,000
If this is an individual account plan, was there a blackout period2022-12-31Yes
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$4,138,118
Participant contributions at end of year2022-12-31$134,532
Participant contributions at beginning of year2022-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$1,580,969
Administrative expenses (other) incurred2022-12-31$130,539
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-6,359,992
Value of net assets at end of year (total assets less liabilities)2022-12-31$49,994,161
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$56,354,153
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$42,286,814
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$47,811,778
Value of interest in pooled separate accounts at end of year2022-12-31$0
Value of interest in pooled separate accounts at beginning of year2022-12-31$115,604
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$3,253,955
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$2,878,639
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-9,375,233
Net investment gain or loss from common/collective trusts2022-12-31$27,050
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Assets. Invements in employer securities at end of year2022-12-31$4,250,457
Assets. Invements in employer securities at beginning of year2022-12-31$0
Contributions received in cash from employer2022-12-31$2,147,479
Employer contributions (assets) at end of year2022-12-31$68,403
Employer contributions (assets) at beginning of year2022-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$4,871,719
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32022-12-31Yes
Assets. Corporate common stocks other than exployer securities at end of year2022-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2022-12-31$5,548,132
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Aggregate proceeds on sale of assets2022-12-31$373,133
Aggregate carrying amount (costs) on sale of assets2022-12-31$410,536
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31FORVIS LLP
Accountancy firm EIN2022-12-31440160260
2021 : SERVISFIRST BANK 401(K) PROFIT SHARING PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$15,154,559
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$5,013,662
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$4,773,317
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$5,963,334
Value of total assets at end of year2021-12-31$56,354,153
Value of total assets at beginning of year2021-12-31$46,213,256
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$240,345
Total interest from all sources2021-12-31$47,209
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$3,957,660
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$3,957,275
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$10,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$3,499,855
Participant contributions at end of year2021-12-31$0
Participant contributions at beginning of year2021-12-31$90,825
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$589,773
Other income not declared elsewhere2021-12-31$2,936,550
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$10,140,897
Value of net assets at end of year (total assets less liabilities)2021-12-31$56,354,153
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$46,213,256
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$9,985
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$47,811,778
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$39,278,367
Value of interest in pooled separate accounts at end of year2021-12-31$115,604
Value of interest in pooled separate accounts at beginning of year2021-12-31$85,250
Interest earned on other investments2021-12-31$47,209
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$2,878,639
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$3,815,080
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$2,240,204
Net investment gain/loss from pooled separate accounts2021-12-31$9,602
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$1,873,706
Employer contributions (assets) at end of year2021-12-31$0
Employer contributions (assets) at beginning of year2021-12-31$51,720
Income. Dividends from common stock2021-12-31$385
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$4,773,317
Contract administrator fees2021-12-31$230,360
Assets. Corporate common stocks other than exployer securities at end of year2021-12-31$5,548,132
Assets. Corporate common stocks other than exployer securities at beginning of year2021-12-31$2,892,014
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31DIXON HUGHES GOODMAN LLP
Accountancy firm EIN2021-12-31560747981
2020 : SERVISFIRST BANK 401(K) PROFIT SHARING PLAN 2020 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2020-12-31$298,282
Total unrealized appreciation/depreciation of assets2020-12-31$298,282
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$11,418,357
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$2,365,150
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$2,213,297
Value of total corrective distributions2020-12-31$822
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$5,630,385
Value of total assets at end of year2020-12-31$46,213,256
Value of total assets at beginning of year2020-12-31$37,160,049
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$151,031
Total interest from all sources2020-12-31$56,156
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$939,203
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$939,203
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$10,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$3,382,058
Participant contributions at end of year2020-12-31$90,825
Participant contributions at beginning of year2020-12-31$90,213
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$402,325
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$9,053,207
Value of net assets at end of year (total assets less liabilities)2020-12-31$46,213,256
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$37,160,049
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$39,278,367
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$32,622,410
Value of interest in pooled separate accounts at end of year2020-12-31$85,250
Value of interest in pooled separate accounts at beginning of year2020-12-31$152,898
Interest earned on other investments2020-12-31$56,156
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$3,815,080
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$1,855,377
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$4,481,525
Net investment gain/loss from pooled separate accounts2020-12-31$12,806
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$1,846,002
Employer contributions (assets) at end of year2020-12-31$51,720
Employer contributions (assets) at beginning of year2020-12-31$52,154
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$2,213,297
Contract administrator fees2020-12-31$151,031
Assets. Corporate common stocks other than exployer securities at end of year2020-12-31$2,892,014
Assets. Corporate common stocks other than exployer securities at beginning of year2020-12-31$2,386,997
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31DIXON HUGHES GOODMAN LLP
Accountancy firm EIN2020-12-31560747981
2019 : SERVISFIRST BANK 401(K) PROFIT SHARING PLAN 2019 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2019-12-31$378,250
Total unrealized appreciation/depreciation of assets2019-12-31$378,250
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$12,461,906
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$2,969,423
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$2,825,206
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$6,010,870
Value of total assets at end of year2019-12-31$37,160,049
Value of total assets at beginning of year2019-12-31$27,667,566
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$144,217
Total interest from all sources2019-12-31$38,692
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$751,485
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$751,485
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$10,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$3,146,014
Participant contributions at end of year2019-12-31$90,213
Participant contributions at beginning of year2019-12-31$700
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$1,190,513
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$9,492,483
Value of net assets at end of year (total assets less liabilities)2019-12-31$37,160,049
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$27,667,566
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$32,622,410
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$24,550,207
Value of interest in pooled separate accounts at end of year2019-12-31$152,898
Value of interest in pooled separate accounts at beginning of year2019-12-31$82,529
Interest earned on other investments2019-12-31$38,692
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$1,855,377
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$1,398,620
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$5,267,117
Net investment gain/loss from pooled separate accounts2019-12-31$15,492
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$1,674,343
Employer contributions (assets) at end of year2019-12-31$52,154
Employer contributions (assets) at beginning of year2019-12-31$200
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$2,825,206
Contract administrator fees2019-12-31$144,217
Assets. Corporate common stocks other than exployer securities at end of year2019-12-31$2,386,997
Assets. Corporate common stocks other than exployer securities at beginning of year2019-12-31$1,635,310
Liabilities. Value of benefit claims payable at beginning of year2019-12-31$0
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31No
Opinion of an independent qualified public accountant for this plan2019-12-31Unqualified
Accountancy firm name2019-12-31DIXON HUGHES GOODMAN LLP
Accountancy firm EIN2019-12-31560747981
2018 : SERVISFIRST BANK 401(K) PROFIT SHARING PLAN 2018 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2018-12-31$-440,549
Total unrealized appreciation/depreciation of assets2018-12-31$-440,549
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$2,307,501
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$3,031,492
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$2,894,107
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$4,349,125
Value of total assets at end of year2018-12-31$27,667,566
Value of total assets at beginning of year2018-12-31$28,391,557
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$137,385
Total interest from all sources2018-12-31$22,078
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$740,065
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$739,490
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$10,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$2,754,637
Participant contributions at end of year2018-12-31$700
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$105,990
Other income not declared elsewhere2018-12-31$347
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-723,991
Value of net assets at end of year (total assets less liabilities)2018-12-31$27,667,566
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$28,391,557
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$24,550,207
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$25,561,184
Value of interest in pooled separate accounts at end of year2018-12-31$82,529
Value of interest in pooled separate accounts at beginning of year2018-12-31$68,306
Interest earned on other investments2018-12-31$22,078
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$1,398,620
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$1,049,148
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-2,358,468
Net investment gain/loss from pooled separate accounts2018-12-31$-5,097
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31Yes
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$1,488,498
Employer contributions (assets) at end of year2018-12-31$200
Employer contributions (assets) at beginning of year2018-12-31$8,280
Income. Dividends from common stock2018-12-31$575
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$2,894,107
Contract administrator fees2018-12-31$137,385
Assets. Corporate common stocks other than exployer securities at end of year2018-12-31$1,635,310
Assets. Corporate common stocks other than exployer securities at beginning of year2018-12-31$1,704,639
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31No
Opinion of an independent qualified public accountant for this plan2018-12-31Unqualified
Accountancy firm name2018-12-31DIXON HUGHES GOODMAN, LLP
Accountancy firm EIN2018-12-31560747981
2017 : SERVISFIRST BANK 401(K) PROFIT SHARING PLAN 2017 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2017-12-31$181,781
Total unrealized appreciation/depreciation of assets2017-12-31$181,781
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$8,431,187
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$1,134,913
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$995,188
Value of total corrective distributions2017-12-31$2,987
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$4,973,616
Value of total assets at end of year2017-12-31$28,391,557
Value of total assets at beginning of year2017-12-31$21,095,283
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$136,738
Total interest from all sources2017-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$573,100
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$573,100
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$10,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$2,487,848
Participant contributions at end of year2017-12-31$0
Participant contributions at beginning of year2017-12-31$93
Participant contributions at end of year2017-12-31$0
Participant contributions at beginning of year2017-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$1,056,611
Administrative expenses (other) incurred2017-12-31$136,738
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$7,296,274
Value of net assets at end of year (total assets less liabilities)2017-12-31$28,391,557
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$21,095,283
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$25,561,184
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$11,099,830
Value of interest in pooled separate accounts at end of year2017-12-31$68,306
Value of interest in pooled separate accounts at beginning of year2017-12-31$47,850
Value of interest in common/collective trusts at end of year2017-12-31$0
Value of interest in common/collective trusts at beginning of year2017-12-31$8,077,108
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$1,049,148
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$939,293
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$1,966,253
Net investment gain/loss from pooled separate accounts2017-12-31$7,205
Net investment gain or loss from common/collective trusts2017-12-31$729,232
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$1,429,157
Employer contributions (assets) at end of year2017-12-31$8,280
Employer contributions (assets) at beginning of year2017-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$995,188
Assets. Corporate common stocks other than exployer securities at end of year2017-12-31$1,704,639
Assets. Corporate common stocks other than exployer securities at beginning of year2017-12-31$931,109
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31No
Opinion of an independent qualified public accountant for this plan2017-12-31Unqualified
Accountancy firm name2017-12-31DIXON HUGHES GOODMAN, LLP
Accountancy firm EIN2017-12-31560747981
2016 : SERVISFIRST BANK 401(K) PROFIT SHARING PLAN 2016 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2016-12-31$141,588
Total unrealized appreciation/depreciation of assets2016-12-31$141,588
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$5,649,514
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$700,476
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$580,074
Value of total corrective distributions2016-12-31$1,403
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$4,409,025
Value of total assets at end of year2016-12-31$21,095,283
Value of total assets at beginning of year2016-12-31$16,146,245
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$118,999
Total interest from all sources2016-12-31$95
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$231,268
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$231,268
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$10,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$2,228,171
Participant contributions at end of year2016-12-31$93
Participant contributions at beginning of year2016-12-31$5,582
Participant contributions at end of year2016-12-31$0
Participant contributions at beginning of year2016-12-31$67,626
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$886,348
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$4,949,038
Value of net assets at end of year (total assets less liabilities)2016-12-31$21,095,283
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$16,146,245
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$11,099,830
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$7,528,472
Value of interest in pooled separate accounts at end of year2016-12-31$47,850
Value of interest in pooled separate accounts at beginning of year2016-12-31$1,657
Interest on participant loans2016-12-31$95
Value of interest in common/collective trusts at end of year2016-12-31$8,077,108
Value of interest in common/collective trusts at beginning of year2016-12-31$7,958,183
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$939,293
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$544,041
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$637,189
Net investment gain/loss from pooled separate accounts2016-12-31$1,259
Net investment gain or loss from common/collective trusts2016-12-31$229,090
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$1,294,506
Employer contributions (assets) at end of year2016-12-31$0
Employer contributions (assets) at beginning of year2016-12-31$40,684
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$580,074
Contract administrator fees2016-12-31$118,999
Assets. Corporate common stocks other than exployer securities at end of year2016-12-31$931,109
Assets. Corporate common stocks other than exployer securities at beginning of year2016-12-31$0
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31No
Opinion of an independent qualified public accountant for this plan2016-12-31Unqualified
Accountancy firm name2016-12-31DIXON HUGHES GOODMAN, LLP
Accountancy firm EIN2016-12-31560747981
2015 : SERVISFIRST BANK 401(K) PROFIT SHARING PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$2,722,977
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$834,761
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$737,370
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$3,085,412
Value of total assets at end of year2015-12-31$16,146,245
Value of total assets at beginning of year2015-12-31$14,258,029
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$97,391
Total interest from all sources2015-12-31$9,237
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$240,457
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$240,457
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$10,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$1,820,619
Participant contributions at end of year2015-12-31$5,582
Participant contributions at beginning of year2015-12-31$17,949
Participant contributions at end of year2015-12-31$67,626
Participant contributions at beginning of year2015-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$184,207
Administrative expenses (other) incurred2015-12-31$97,391
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Income. Non cash contributions2015-12-31$0
Value of net income/loss2015-12-31$1,888,216
Value of net assets at end of year (total assets less liabilities)2015-12-31$16,146,245
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$14,258,029
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$7,528,472
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$5,550,204
Value of interest in pooled separate accounts at end of year2015-12-31$1,657
Value of interest in pooled separate accounts at beginning of year2015-12-31$0
Interest on participant loans2015-12-31$467
Interest earned on other investments2015-12-31$8,770
Value of interest in common/collective trusts at end of year2015-12-31$7,958,183
Value of interest in common/collective trusts at beginning of year2015-12-31$8,399,126
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$544,041
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$290,750
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-303,766
Net investment gain/loss from pooled separate accounts2015-12-31$-69
Net investment gain or loss from common/collective trusts2015-12-31$-308,294
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$1,080,586
Employer contributions (assets) at end of year2015-12-31$40,684
Employer contributions (assets) at beginning of year2015-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$737,370
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31BLACK & PINCKARD, LLC
Accountancy firm EIN2015-12-31260079381
2014 : SERVISFIRST BANK 401(K) PROFIT SHARING PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$2,665,041
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$584,911
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$489,428
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$2,138,217
Value of total assets at end of year2014-12-31$14,258,029
Value of total assets at beginning of year2014-12-31$12,177,899
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$95,483
Total interest from all sources2014-12-31$1,787
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$9,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$1,237,776
Participant contributions at end of year2014-12-31$17,949
Participant contributions at beginning of year2014-12-31$55,923
Participant contributions at beginning of year2014-12-31$35,621
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$114,907
Administrative expenses (other) incurred2014-12-31$1,658
Total non interest bearing cash at beginning of year2014-12-31$7,852
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$2,080,130
Value of net assets at end of year (total assets less liabilities)2014-12-31$14,258,029
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$12,177,899
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$5,550,204
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$10,533,061
Interest on participant loans2014-12-31$1,787
Value of interest in common/collective trusts at end of year2014-12-31$8,399,126
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$290,750
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$1,303,237
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$25,919
Net investment gain/loss from pooled separate accounts2014-12-31$499,118
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$785,534
Employer contributions (assets) at beginning of year2014-12-31$242,205
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$489,428
Contract administrator fees2014-12-31$93,825
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31BLACK & PINCKARD, LLC
Accountancy firm EIN2014-12-31260079381
2013 : SERVISFIRST BANK 401(K) PROFIT SHARING PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$3,886,183
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$746,134
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$671,937
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$2,366,462
Value of total assets at end of year2013-12-31$12,177,899
Value of total assets at beginning of year2013-12-31$9,037,850
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$74,197
Total interest from all sources2013-12-31$19,984
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$9,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$1,101,618
Participant contributions at end of year2013-12-31$55,923
Participant contributions at beginning of year2013-12-31$117,622
Participant contributions at end of year2013-12-31$35,621
Participant contributions at beginning of year2013-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$362,164
Total non interest bearing cash at end of year2013-12-31$7,852
Total non interest bearing cash at beginning of year2013-12-31$9,647
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$3,140,049
Value of net assets at end of year (total assets less liabilities)2013-12-31$12,177,899
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$9,037,850
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$10,533,061
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$8,263,290
Interest on participant loans2013-12-31$3,057
Interest earned on other investments2013-12-31$16,927
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$1,303,237
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$1,499,737
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$902,680
Employer contributions (assets) at end of year2013-12-31$242,205
Employer contributions (assets) at beginning of year2013-12-31$647,291
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$671,937
Contract administrator fees2013-12-31$74,197
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31BLACK & PINCKARD, LLC
Accountancy firm EIN2013-12-31260079381
2012 : SERVISFIRST BANK 401(K) PROFIT SHARING PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total transfer of assets to this plan2012-12-31$7,557,868
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$1,935,627
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$455,645
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$423,055
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$1,519,158
Value of total assets at end of year2012-12-31$9,037,850
Value of total assets at beginning of year2012-12-31$0
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$32,590
Total interest from all sources2012-12-31$4,410
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$9,000,000
If this is an individual account plan, was there a blackout period2012-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$472,466
Participant contributions at end of year2012-12-31$117,622
Participant contributions at beginning of year2012-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$96,316
Other income not declared elsewhere2012-12-31$31,323
Total non interest bearing cash at end of year2012-12-31$9,647
Total non interest bearing cash at beginning of year2012-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$1,479,982
Value of net assets at end of year (total assets less liabilities)2012-12-31$9,037,850
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$0
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$8,263,290
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$0
Interest on participant loans2012-12-31$4,410
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$380,736
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$950,376
Employer contributions (assets) at end of year2012-12-31$647,291
Employer contributions (assets) at beginning of year2012-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$423,055
Contract administrator fees2012-12-31$32,590
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31Yes
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31BLACK & PINCKARD, LLC
Accountancy firm EIN2012-12-31260079381

Form 5500 Responses for SERVISFIRST BANK 401(K) PROFIT SHARING PLAN

2022: SERVISFIRST BANK 401(K) PROFIT SHARING PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: SERVISFIRST BANK 401(K) PROFIT SHARING PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: SERVISFIRST BANK 401(K) PROFIT SHARING PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: SERVISFIRST BANK 401(K) PROFIT SHARING PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: SERVISFIRST BANK 401(K) PROFIT SHARING PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: SERVISFIRST BANK 401(K) PROFIT SHARING PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: SERVISFIRST BANK 401(K) PROFIT SHARING PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: SERVISFIRST BANK 401(K) PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: SERVISFIRST BANK 401(K) PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: SERVISFIRST BANK 401(K) PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: SERVISFIRST BANK 401(K) PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01First time form 5500 has been submittedYes
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract number893907-087
Policy instance 1
Insurance contract or identification number893907-087
Number of Individuals Covered50
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Insurance broker organization code?4
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract number893907-087
Policy instance 1
Insurance contract or identification number893907-087
Number of Individuals Covered649
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $5,788
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $5,788
Insurance broker organization code?4
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract number893907-087
Policy instance 1
Insurance contract or identification number893907-087
Number of Individuals Covered611
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $5,903
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $5,903
Insurance broker organization code?4
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract number893907-087
Policy instance 1
Insurance contract or identification number893907-087
Number of Individuals Covered584
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $3,672
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $3,672
Insurance broker organization code?4
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract number893907-087
Policy instance 1
Insurance contract or identification number893907-087
Number of Individuals Covered559
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $2,395
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $2,395
Insurance broker organization code?4
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract numberSFB-001
Policy instance 1
Insurance contract or identification numberSFB-001
Number of Individuals Covered501
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $2,497
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $2,497
Insurance broker organization code?4
Insurance broker nameLINCOLN FINANCIAL ADVISORS

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