DIAMOND FOODS, INC. has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan DIAMOND FOODS, INC. BARGAINING UNIT PENSION PLAN
| Measure | Date | Value |
|---|
| 2016 : DIAMOND FOODS, INC. BARGAINING UNIT PENSION PLAN 2016 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2016-07-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-07-31 | $1,104 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-07-31 | $1,104 |
| Total income from all sources (including contributions) | 2016-07-31 | $662,728 |
| Total loss/gain on sale of assets | 2016-07-31 | $0 |
| Total of all expenses incurred | 2016-07-31 | $676,673 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-07-31 | $662,970 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-07-31 | $0 |
| Value of total assets at end of year | 2016-07-31 | $17,056,259 |
| Value of total assets at beginning of year | 2016-07-31 | $17,070,204 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-07-31 | $13,703 |
| Total interest from all sources | 2016-07-31 | $607 |
| Total dividends received (eg from common stock, registered investment company shares) | 2016-07-31 | $546,618 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-07-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2016-07-31 | $546,618 |
| Was this plan covered by a fidelity bond | 2016-07-31 | Yes |
| Value of fidelity bond cover | 2016-07-31 | $5,000,000 |
| If this is an individual account plan, was there a blackout period | 2016-07-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-07-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2016-07-31 | No |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2016-07-31 | $17 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2016-07-31 | $17 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2016-07-31 | $1,104 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2016-07-31 | $1,104 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-07-31 | No |
| Value of net income/loss | 2016-07-31 | $-13,945 |
| Value of net assets at end of year (total assets less liabilities) | 2016-07-31 | $17,055,155 |
| Value of net assets at beginning of year (total assets less liabilities) | 2016-07-31 | $17,069,100 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-07-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2016-07-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2016-07-31 | No |
| Investment advisory and management fees | 2016-07-31 | $200 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-07-31 | $17,009,646 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-07-31 | $16,609,839 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2016-07-31 | $46,596 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2016-07-31 | $460,348 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2016-07-31 | $460,348 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2016-07-31 | $607 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-07-31 | $115,503 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-07-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2016-07-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2016-07-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-07-31 | $662,970 |
| Contract administrator fees | 2016-07-31 | $13,503 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2016-07-31 | No |
| Did the plan have assets held for investment | 2016-07-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-07-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-07-31 | No |
| Aggregate proceeds on sale of assets | 2016-07-31 | $684,436 |
| Aggregate carrying amount (costs) on sale of assets | 2016-07-31 | $684,436 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-07-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2016-07-31 | Disclaimer |
| Accountancy firm name | 2016-07-31 | BOWMAN & COMPANY |
| Accountancy firm EIN | 2016-07-31 | 911481988 |
| 2015 : DIAMOND FOODS, INC. BARGAINING UNIT PENSION PLAN 2015 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2015-07-31 | $0 |
| Total transfer of assets to this plan | 2015-07-31 | $0 |
| Total transfer of assets from this plan | 2015-07-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-07-31 | $1,104 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-07-31 | $1,167 |
| Total income from all sources (including contributions) | 2015-07-31 | $429,674 |
| Total loss/gain on sale of assets | 2015-07-31 | $0 |
| Total of all expenses incurred | 2015-07-31 | $631,880 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-07-31 | $617,776 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-07-31 | $0 |
| Value of total assets at end of year | 2015-07-31 | $17,070,204 |
| Value of total assets at beginning of year | 2015-07-31 | $17,272,473 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-07-31 | $14,104 |
| Total interest from all sources | 2015-07-31 | $85 |
| Total dividends received (eg from common stock, registered investment company shares) | 2015-07-31 | $451,505 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-07-31 | No |
| Was this plan covered by a fidelity bond | 2015-07-31 | Yes |
| Value of fidelity bond cover | 2015-07-31 | $5,000,000 |
| If this is an individual account plan, was there a blackout period | 2015-07-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-07-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2015-07-31 | No |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2015-07-31 | $17 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2015-07-31 | $1,104 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2015-07-31 | $1,167 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-07-31 | No |
| Value of net income/loss | 2015-07-31 | $-202,206 |
| Value of net assets at end of year (total assets less liabilities) | 2015-07-31 | $17,069,100 |
| Value of net assets at beginning of year (total assets less liabilities) | 2015-07-31 | $17,271,306 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-07-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2015-07-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2015-07-31 | No |
| Investment advisory and management fees | 2015-07-31 | $380 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-07-31 | $16,609,839 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-07-31 | $16,519,267 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2015-07-31 | $460,348 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2015-07-31 | $298,206 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2015-07-31 | $298,206 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2015-07-31 | $85 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-07-31 | $-21,916 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-07-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2015-07-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2015-07-31 | No |
| Employer contributions (assets) at beginning of year | 2015-07-31 | $455,000 |
| Income. Dividends from common stock | 2015-07-31 | $451,505 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-07-31 | $617,776 |
| Contract administrator fees | 2015-07-31 | $13,724 |
| Did the plan have assets held for investment | 2015-07-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-07-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-07-31 | No |
| Aggregate proceeds on sale of assets | 2015-07-31 | $6,243,934 |
| Aggregate carrying amount (costs) on sale of assets | 2015-07-31 | $6,243,934 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-07-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2015-07-31 | Disclaimer |
| Accountancy firm name | 2015-07-31 | BOWMAN & COMPANY, LLC |
| Accountancy firm EIN | 2015-07-31 | 911481988 |
| 2014 : DIAMOND FOODS, INC. BARGAINING UNIT PENSION PLAN 2014 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2014-07-31 | $0 |
| Total transfer of assets to this plan | 2014-07-31 | $0 |
| Total transfer of assets from this plan | 2014-07-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-07-31 | $1,167 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-07-31 | $1,098 |
| Total income from all sources (including contributions) | 2014-07-31 | $2,129,516 |
| Total loss/gain on sale of assets | 2014-07-31 | $0 |
| Total of all expenses incurred | 2014-07-31 | $644,308 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-07-31 | $630,723 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-07-31 | $455,000 |
| Value of total assets at end of year | 2014-07-31 | $17,272,473 |
| Value of total assets at beginning of year | 2014-07-31 | $15,787,196 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-07-31 | $13,585 |
| Total interest from all sources | 2014-07-31 | $3 |
| Total dividends received (eg from common stock, registered investment company shares) | 2014-07-31 | $400,908 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-07-31 | No |
| Was this plan covered by a fidelity bond | 2014-07-31 | Yes |
| Value of fidelity bond cover | 2014-07-31 | $5,000,000 |
| If this is an individual account plan, was there a blackout period | 2014-07-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-07-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2014-07-31 | No |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2014-07-31 | $1 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2014-07-31 | $1,167 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2014-07-31 | $1,098 |
| Administrative expenses (other) incurred | 2014-07-31 | $40 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-07-31 | No |
| Value of net income/loss | 2014-07-31 | $1,485,208 |
| Value of net assets at end of year (total assets less liabilities) | 2014-07-31 | $17,271,306 |
| Value of net assets at beginning of year (total assets less liabilities) | 2014-07-31 | $15,786,098 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-07-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2014-07-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2014-07-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-07-31 | $16,519,267 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-07-31 | $15,506,185 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2014-07-31 | $298,206 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2014-07-31 | $281,010 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2014-07-31 | $281,010 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2014-07-31 | $3 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-07-31 | $1,273,605 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-07-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2014-07-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2014-07-31 | No |
| Contributions received in cash from employer | 2014-07-31 | $455,000 |
| Employer contributions (assets) at end of year | 2014-07-31 | $455,000 |
| Income. Dividends from common stock | 2014-07-31 | $400,908 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-07-31 | $630,723 |
| Contract administrator fees | 2014-07-31 | $13,545 |
| Did the plan have assets held for investment | 2014-07-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-07-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-07-31 | No |
| Aggregate proceeds on sale of assets | 2014-07-31 | $608,038 |
| Aggregate carrying amount (costs) on sale of assets | 2014-07-31 | $608,038 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-07-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2014-07-31 | Disclaimer |
| Accountancy firm name | 2014-07-31 | BOWMAN & COMPANY, LLC |
| Accountancy firm EIN | 2014-07-31 | 911481988 |
| 2013 : DIAMOND FOODS, INC. BARGAINING UNIT PENSION PLAN 2013 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2013-07-31 | $0 |
| Total transfer of assets to this plan | 2013-07-31 | $69 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-07-31 | $1,098 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-07-31 | $1,049 |
| Total income from all sources (including contributions) | 2013-07-31 | $1,665,964 |
| Total loss/gain on sale of assets | 2013-07-31 | $0 |
| Total of all expenses incurred | 2013-07-31 | $549,512 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-07-31 | $536,060 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-07-31 | $0 |
| Value of total assets at end of year | 2013-07-31 | $15,787,196 |
| Value of total assets at beginning of year | 2013-07-31 | $14,670,626 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-07-31 | $13,452 |
| Total interest from all sources | 2013-07-31 | $137 |
| Total dividends received (eg from common stock, registered investment company shares) | 2013-07-31 | $450,214 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-07-31 | No |
| Was this plan covered by a fidelity bond | 2013-07-31 | Yes |
| Value of fidelity bond cover | 2013-07-31 | $5,000,000 |
| If this is an individual account plan, was there a blackout period | 2013-07-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2013-07-31 | No |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2013-07-31 | $1 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2013-07-31 | $2 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2013-07-31 | $1,098 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2013-07-31 | $1,049 |
| Administrative expenses (other) incurred | 2013-07-31 | $560 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-07-31 | No |
| Value of net income/loss | 2013-07-31 | $1,116,452 |
| Value of net assets at end of year (total assets less liabilities) | 2013-07-31 | $15,786,098 |
| Value of net assets at beginning of year (total assets less liabilities) | 2013-07-31 | $14,669,577 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-07-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2013-07-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2013-07-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-07-31 | $15,506,185 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-07-31 | $14,354,937 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2013-07-31 | $281,010 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2013-07-31 | $315,687 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2013-07-31 | $315,687 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2013-07-31 | $137 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-07-31 | $1,215,613 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-07-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2013-07-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2013-07-31 | No |
| Income. Dividends from common stock | 2013-07-31 | $450,214 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-07-31 | $536,060 |
| Contract administrator fees | 2013-07-31 | $12,892 |
| Did the plan have assets held for investment | 2013-07-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-07-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-07-31 | No |
| Aggregate proceeds on sale of assets | 2013-07-31 | $536,224 |
| Aggregate carrying amount (costs) on sale of assets | 2013-07-31 | $536,224 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-07-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2013-07-31 | Disclaimer |
| Accountancy firm name | 2013-07-31 | BOWMAN & COMPANY, LLC |
| Accountancy firm EIN | 2013-07-31 | 911481988 |
| 2012 : DIAMOND FOODS, INC. BARGAINING UNIT PENSION PLAN 2012 401k financial data |
|---|
| Total transfer of assets to this plan | 2012-07-31 | $0 |
| Total transfer of assets from this plan | 2012-07-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-07-31 | $1,049 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-07-31 | $1,028 |
| Total income from all sources (including contributions) | 2012-07-31 | $726,576 |
| Total of all expenses incurred | 2012-07-31 | $506,813 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-07-31 | $489,374 |
| Value of total assets at end of year | 2012-07-31 | $14,670,626 |
| Value of total assets at beginning of year | 2012-07-31 | $14,450,842 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-07-31 | $17,439 |
| Total interest from all sources | 2012-07-31 | $72 |
| Total dividends received (eg from common stock, registered investment company shares) | 2012-07-31 | $478,467 |
| Was this plan covered by a fidelity bond | 2012-07-31 | Yes |
| Value of fidelity bond cover | 2012-07-31 | $5,000,000 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-07-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2012-07-31 | No |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2012-07-31 | $2 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2012-07-31 | $1 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2012-07-31 | $1,049 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2012-07-31 | $1,028 |
| Other income not declared elsewhere | 2012-07-31 | $5,405 |
| Administrative expenses (other) incurred | 2012-07-31 | $5,146 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-07-31 | No |
| Value of net income/loss | 2012-07-31 | $219,763 |
| Value of net assets at end of year (total assets less liabilities) | 2012-07-31 | $14,669,577 |
| Value of net assets at beginning of year (total assets less liabilities) | 2012-07-31 | $14,449,814 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-07-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2012-07-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2012-07-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-07-31 | $14,354,937 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-07-31 | $14,031,281 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2012-07-31 | $315,687 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2012-07-31 | $419,560 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2012-07-31 | $419,560 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2012-07-31 | $72 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-07-31 | $242,632 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-07-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2012-07-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2012-07-31 | No |
| Income. Dividends from common stock | 2012-07-31 | $478,467 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-07-31 | $489,374 |
| Contract administrator fees | 2012-07-31 | $12,293 |
| Did the plan have assets held for investment | 2012-07-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-07-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-07-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-07-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2012-07-31 | Disclaimer |
| Accountancy firm name | 2012-07-31 | BOWMAN & COMPANY, LLC |
| Accountancy firm EIN | 2012-07-31 | 911481988 |
| 2011 : DIAMOND FOODS, INC. BARGAINING UNIT PENSION PLAN 2011 401k financial data |
|---|
| Total transfer of assets to this plan | 2011-07-31 | $0 |
| Total transfer of assets from this plan | 2011-07-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-07-31 | $1,028 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-07-31 | $979 |
| Total income from all sources (including contributions) | 2011-07-31 | $1,797,228 |
| Total of all expenses incurred | 2011-07-31 | $490,204 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-07-31 | $464,499 |
| Value of total assets at end of year | 2011-07-31 | $14,450,842 |
| Value of total assets at beginning of year | 2011-07-31 | $13,143,769 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-07-31 | $25,705 |
| Total interest from all sources | 2011-07-31 | $88 |
| Total dividends received (eg from common stock, registered investment company shares) | 2011-07-31 | $109,676 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-07-31 | No |
| Was this plan covered by a fidelity bond | 2011-07-31 | Yes |
| Value of fidelity bond cover | 2011-07-31 | $5,000,000 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-07-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2011-07-31 | No |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2011-07-31 | $1 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2011-07-31 | $9 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2011-07-31 | $1,028 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2011-07-31 | $979 |
| Other income not declared elsewhere | 2011-07-31 | $13,526 |
| Administrative expenses (other) incurred | 2011-07-31 | $13,526 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-07-31 | No |
| Value of net income/loss | 2011-07-31 | $1,307,024 |
| Value of net assets at end of year (total assets less liabilities) | 2011-07-31 | $14,449,814 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-07-31 | $13,142,790 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-07-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2011-07-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2011-07-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-07-31 | $14,031,281 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-07-31 | $6,900,849 |
| Value of interest in pooled separate accounts at end of year | 2011-07-31 | $0 |
| Value of interest in master investment trust accounts at end of year | 2011-07-31 | $0 |
| Value of interest in common/collective trusts at end of year | 2011-07-31 | $0 |
| Value of interest in common/collective trusts at beginning of year | 2011-07-31 | $6,064,696 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2011-07-31 | $419,560 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2011-07-31 | $178,215 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2011-07-31 | $178,215 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2011-07-31 | $88 |
| Assets. Value of investments in 103.12 investment entities at end of year | 2011-07-31 | $0 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-07-31 | $1,299,937 |
| Net investment gain/loss from pooled separate accounts | 2011-07-31 | $374,001 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-07-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2011-07-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2011-07-31 | No |
| Employer contributions (assets) at beginning of year | 2011-07-31 | $0 |
| Income. Dividends from common stock | 2011-07-31 | $109,676 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-07-31 | $464,499 |
| Contract administrator fees | 2011-07-31 | $12,179 |
| Did the plan have assets held for investment | 2011-07-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-07-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-07-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-07-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2011-07-31 | Disclaimer |
| Accountancy firm name | 2011-07-31 | BOWMAN & COMPANY, LLP |
| Accountancy firm EIN | 2011-07-31 | 941481988 |
| 2010 : DIAMOND FOODS, INC. BARGAINING UNIT PENSION PLAN 2010 401k financial data |
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| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-07-31 | $0 |
