401k Plan data: COTTON COMMERCIAL USA, INC. 401(K) PLAN AND TRUST plan

COTTON COMMERCIAL USA, INC. 401(K) PLAN AND TRUST 401k Plan overview

Plan Name	COTTON COMMERCIAL USA, INC. 401(K) PLAN AND TRUST
Plan identification number	001

COTTON COMMERCIAL USA, INC. 401(K) PLAN AND TRUST Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

COTTON COMMERCIAL USA, INC. has sponsored the creation of one or more 401k plans.

Company Name: COTTON COMMERCIAL USA, INC.

Employer identification number (EIN): 202702810

NAIC Classification: 561790
NAIC Description: Other Services to Buildings and Dwellings

Form 5500 Filing Information

Submission information for form 5500 for 401k plan COTTON COMMERCIAL USA, INC. 401(K) PLAN AND TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2016-11-01 GRACIE CARDENAS GRACIE CARDENAS 2018-08-13
001 2015-11-01 GRACIE CARDENAS GRACIE CARDENAS 2017-08-15
001 2014-11-01 GRACIE CARDENAS GRACIE CARDENAS 2016-08-15
001 2013-11-01 GRACIE CARDENAS GRACIE CARDENAS 2015-08-17
001 2012-11-01 GRACIE CARDENAS
001 2011-11-01 GRACIE CARDENAS GRACIE CARDENAS 2013-08-14

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
001	2016-11-01	GRACIE CARDENAS	GRACIE CARDENAS	2018-08-13
001	2015-11-01	GRACIE CARDENAS	GRACIE CARDENAS	2017-08-15
001	2014-11-01	GRACIE CARDENAS	GRACIE CARDENAS	2016-08-15
001	2013-11-01	GRACIE CARDENAS	GRACIE CARDENAS	2015-08-17
001	2012-11-01	GRACIE CARDENAS
001	2011-11-01	GRACIE CARDENAS	GRACIE CARDENAS	2013-08-14

Plan Statistics for COTTON COMMERCIAL USA, INC. 401(K) PLAN AND TRUST

401k plan membership statisitcs for COTTON COMMERCIAL USA, INC. 401(K) PLAN AND TRUST

Measure Date Value
2016: COTTON COMMERCIAL USA, INC. 401(K) PLAN AND TRUST 2016 401k membership
Total participants, beginning-of-year 2016-11-01 244
Total number of active participants reported on line 7a of the Form 5500 2016-11-01 246
Number of retired or separated participants receiving benefits 2016-11-01 0
Number of other retired or separated participants entitled to future benefits 2016-11-01 2
Total of all active and inactive participants 2016-11-01 248
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-11-01 1
Total participants 2016-11-01 249
Number of participants with account balances 2016-11-01 79
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-11-01 0
2015: COTTON COMMERCIAL USA, INC. 401(K) PLAN AND TRUST 2015 401k membership
Total participants, beginning-of-year 2015-11-01 190
Total number of active participants reported on line 7a of the Form 5500 2015-11-01 185
Number of retired or separated participants receiving benefits 2015-11-01 0
Number of other retired or separated participants entitled to future benefits 2015-11-01 2
Total of all active and inactive participants 2015-11-01 187
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-11-01 1
Total participants 2015-11-01 188
Number of participants with account balances 2015-11-01 65
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-11-01 0
2014: COTTON COMMERCIAL USA, INC. 401(K) PLAN AND TRUST 2014 401k membership
Total participants, beginning-of-year 2014-11-01 146
Total number of active participants reported on line 7a of the Form 5500 2014-11-01 147
Number of retired or separated participants receiving benefits 2014-11-01 0
Number of other retired or separated participants entitled to future benefits 2014-11-01 2
Total of all active and inactive participants 2014-11-01 149
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-11-01 1
Total participants 2014-11-01 150
Number of participants with account balances 2014-11-01 57
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-11-01 0
2013: COTTON COMMERCIAL USA, INC. 401(K) PLAN AND TRUST 2013 401k membership
Total participants, beginning-of-year 2013-11-01 126
Total number of active participants reported on line 7a of the Form 5500 2013-11-01 120
Number of retired or separated participants receiving benefits 2013-11-01 0
Number of other retired or separated participants entitled to future benefits 2013-11-01 3
Total of all active and inactive participants 2013-11-01 123
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-11-01 1
Total participants 2013-11-01 124
Number of participants with account balances 2013-11-01 52
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-11-01 0
2012: COTTON COMMERCIAL USA, INC. 401(K) PLAN AND TRUST 2012 401k membership
Total participants, beginning-of-year 2012-11-01 130
Total number of active participants reported on line 7a of the Form 5500 2012-11-01 123
Number of retired or separated participants receiving benefits 2012-11-01 0
Number of other retired or separated participants entitled to future benefits 2012-11-01 3
Total of all active and inactive participants 2012-11-01 126
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-11-01 1
Total participants 2012-11-01 127
Number of participants with account balances 2012-11-01 52
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-11-01 0
2011: COTTON COMMERCIAL USA, INC. 401(K) PLAN AND TRUST 2011 401k membership
Total participants, beginning-of-year 2011-11-01 134
Total number of active participants reported on line 7a of the Form 5500 2011-11-01 118
Number of retired or separated participants receiving benefits 2011-11-01 0
Number of other retired or separated participants entitled to future benefits 2011-11-01 3
Total of all active and inactive participants 2011-11-01 121
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-11-01 1
Total participants 2011-11-01 122
Number of participants with account balances 2011-11-01 55
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-11-01 1

Measure	Date	Value
2016: COTTON COMMERCIAL USA, INC. 401(K) PLAN AND TRUST 2016 401k membership
Total participants, beginning-of-year	2016-11-01	244
Total number of active participants reported on line 7a of the Form 5500	2016-11-01	246
Number of retired or separated participants receiving benefits	2016-11-01	0
Number of other retired or separated participants entitled to future benefits	2016-11-01	2
Total of all active and inactive participants	2016-11-01	248
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-11-01	1
Total participants	2016-11-01	249
Number of participants with account balances	2016-11-01	79
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-11-01	0
2015: COTTON COMMERCIAL USA, INC. 401(K) PLAN AND TRUST 2015 401k membership
Total participants, beginning-of-year	2015-11-01	190
Total number of active participants reported on line 7a of the Form 5500	2015-11-01	185
Number of retired or separated participants receiving benefits	2015-11-01	0
Number of other retired or separated participants entitled to future benefits	2015-11-01	2
Total of all active and inactive participants	2015-11-01	187
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-11-01	1
Total participants	2015-11-01	188
Number of participants with account balances	2015-11-01	65
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-11-01	0
2014: COTTON COMMERCIAL USA, INC. 401(K) PLAN AND TRUST 2014 401k membership
Total participants, beginning-of-year	2014-11-01	146
Total number of active participants reported on line 7a of the Form 5500	2014-11-01	147
Number of retired or separated participants receiving benefits	2014-11-01	0
Number of other retired or separated participants entitled to future benefits	2014-11-01	2
Total of all active and inactive participants	2014-11-01	149
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-11-01	1
Total participants	2014-11-01	150
Number of participants with account balances	2014-11-01	57
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-11-01	0
2013: COTTON COMMERCIAL USA, INC. 401(K) PLAN AND TRUST 2013 401k membership
Total participants, beginning-of-year	2013-11-01	126
Total number of active participants reported on line 7a of the Form 5500	2013-11-01	120
Number of retired or separated participants receiving benefits	2013-11-01	0
Number of other retired or separated participants entitled to future benefits	2013-11-01	3
Total of all active and inactive participants	2013-11-01	123
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-11-01	1
Total participants	2013-11-01	124
Number of participants with account balances	2013-11-01	52
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-11-01	0
2012: COTTON COMMERCIAL USA, INC. 401(K) PLAN AND TRUST 2012 401k membership
Total participants, beginning-of-year	2012-11-01	130
Total number of active participants reported on line 7a of the Form 5500	2012-11-01	123
Number of retired or separated participants receiving benefits	2012-11-01	0
Number of other retired or separated participants entitled to future benefits	2012-11-01	3
Total of all active and inactive participants	2012-11-01	126
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-11-01	1
Total participants	2012-11-01	127
Number of participants with account balances	2012-11-01	52
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-11-01	0
2011: COTTON COMMERCIAL USA, INC. 401(K) PLAN AND TRUST 2011 401k membership
Total participants, beginning-of-year	2011-11-01	134
Total number of active participants reported on line 7a of the Form 5500	2011-11-01	118
Number of retired or separated participants receiving benefits	2011-11-01	0
Number of other retired or separated participants entitled to future benefits	2011-11-01	3
Total of all active and inactive participants	2011-11-01	121
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-11-01	1
Total participants	2011-11-01	122
Number of participants with account balances	2011-11-01	55
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-11-01	1

Financial Data on COTTON COMMERCIAL USA, INC. 401(K) PLAN AND TRUST

Measure	Date	Value
2019 : COTTON COMMERCIAL USA, INC. 401(K) PLAN AND TRUST 2019 401k financial data
Total income from all sources (including contributions)	2019-10-31	$872,018
Total of all expenses incurred	2019-10-31	$237,549
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-10-31	$67,308
Expenses. Certain deemed distributions of participant loans	2019-10-31	$0
Value of total corrective distributions	2019-10-31	$151,412
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-10-31	$524,869
Value of total assets at end of year	2019-10-31	$3,365,182
Value of total assets at beginning of year	2019-10-31	$2,730,713
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-10-31	$18,829
Total interest from all sources	2019-10-31	$4,924
Total dividends received (eg from common stock, registered investment company shares)	2019-10-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-10-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2019-10-31	$0
Was this plan covered by a fidelity bond	2019-10-31	Yes
Value of fidelity bond cover	2019-10-31	$1,000,000
If this is an individual account plan, was there a blackout period	2019-10-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-10-31	$0
Were there any nonexempt tranactions with any party-in-interest	2019-10-31	No
Contributions received from participants	2019-10-31	$444,128
Participant contributions at end of year	2019-10-31	$127,436
Participant contributions at beginning of year	2019-10-31	$89,568
Participant contributions at end of year	2019-10-31	$27,983
Participant contributions at beginning of year	2019-10-31	$6,701
Income. Received or receivable in cash from other sources (including rollovers)	2019-10-31	$80,741
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-10-31	No
Value of net income/loss	2019-10-31	$634,469
Value of net assets at end of year (total assets less liabilities)	2019-10-31	$3,365,182
Value of net assets at beginning of year (total assets less liabilities)	2019-10-31	$2,730,713
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-10-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-10-31	No
Were any leases to which the plan was party in default or uncollectible	2019-10-31	No
Value of interest in pooled separate accounts at end of year	2019-10-31	$3,208,211
Value of interest in pooled separate accounts at beginning of year	2019-10-31	$2,633,040
Interest on participant loans	2019-10-31	$4,924
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2019-10-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2019-10-31	$1,552
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2019-10-31	$1,404
Net investment gain/loss from pooled separate accounts	2019-10-31	$342,225
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-10-31	No
Was there a failure to transmit to the plan any participant contributions	2019-10-31	Yes
Has the plan failed to provide any benefit when due under the plan	2019-10-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-10-31	$67,308
Contract administrator fees	2019-10-31	$18,829
Did the plan have assets held for investment	2019-10-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-10-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-10-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-10-31	Yes
Opinion of an independent qualified public accountant for this plan	2019-10-31	Disclaimer
Accountancy firm name	2019-10-31	HARPER PEARSON
Accountancy firm EIN	2019-10-31	741695589
2018 : COTTON COMMERCIAL USA, INC. 401(K) PLAN AND TRUST 2018 401k financial data
Unrealized appreciation/depreciation of real estate assets	2018-10-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2018-10-31	$0
Total unrealized appreciation/depreciation of assets	2018-10-31	$0
Total transfer of assets to this plan	2018-10-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-10-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-10-31	$0
Total income from all sources (including contributions)	2018-10-31	$565,448
Total loss/gain on sale of assets	2018-10-31	$0
Total of all expenses incurred	2018-10-31	$300,586
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-10-31	$177,681
Expenses. Certain deemed distributions of participant loans	2018-10-31	$0
Value of total corrective distributions	2018-10-31	$105,395
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-10-31	$500,986
Value of total assets at end of year	2018-10-31	$2,730,713
Value of total assets at beginning of year	2018-10-31	$2,465,851
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-10-31	$17,510
Total income from rents	2018-10-31	$0
Total interest from all sources	2018-10-31	$3,205
Total dividends received (eg from common stock, registered investment company shares)	2018-10-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-10-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2018-10-31	$0
Administrative expenses professional fees incurred	2018-10-31	$0
Was this plan covered by a fidelity bond	2018-10-31	Yes
Value of fidelity bond cover	2018-10-31	$1,000,000
If this is an individual account plan, was there a blackout period	2018-10-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-10-31	$0
Were there any nonexempt tranactions with any party-in-interest	2018-10-31	No
Amount of non-exempt transactions with any party-in-interest	2018-10-31	$0
Contributions received from participants	2018-10-31	$500,986
Participant contributions at end of year	2018-10-31	$89,568
Participant contributions at beginning of year	2018-10-31	$77,368
Participant contributions at end of year	2018-10-31	$6,701
Participant contributions at beginning of year	2018-10-31	$9,041
Income. Received or receivable in cash from other sources (including rollovers)	2018-10-31	$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2018-10-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2018-10-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2018-10-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2018-10-31	$0
Other income not declared elsewhere	2018-10-31	$217
Administrative expenses (other) incurred	2018-10-31	$0
Liabilities. Value of operating payables at beginning of year	2018-10-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-10-31	No
Value of net income/loss	2018-10-31	$264,862
Value of net assets at end of year (total assets less liabilities)	2018-10-31	$2,730,713
Value of net assets at beginning of year (total assets less liabilities)	2018-10-31	$2,465,851
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-10-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-10-31	No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year	2018-10-31	$0
Were any leases to which the plan was party in default or uncollectible	2018-10-31	No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year	2018-10-31	$0
Investment advisory and management fees	2018-10-31	$0
Value of interest in pooled separate accounts at end of year	2018-10-31	$2,633,040
Value of interest in pooled separate accounts at beginning of year	2018-10-31	$2,378,561
Interest on participant loans	2018-10-31	$3,193
Income. Interest from loans (other than to participants)	2018-10-31	$0
Interest earned on other investments	2018-10-31	$12
Income. Interest from US Government securities	2018-10-31	$0
Income. Interest from corporate debt instruments	2018-10-31	$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2018-10-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2018-10-31	$1,404
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2018-10-31	$881
Expenses. Payments to insurance carriers foe the provision of benefits	2018-10-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-10-31	$0
Net investment gain/loss from pooled separate accounts	2018-10-31	$61,040
Net investment gain or loss from common/collective trusts	2018-10-31	$0
Net gain/loss from 103.12 investment entities	2018-10-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-10-31	No
Was there a failure to transmit to the plan any participant contributions	2018-10-31	Yes
Has the plan failed to provide any benefit when due under the plan	2018-10-31	No
Contributions received in cash from employer	2018-10-31	$0
Employer contributions (assets) at end of year	2018-10-31	$0
Employer contributions (assets) at beginning of year	2018-10-31	$0
Income. Dividends from preferred stock	2018-10-31	$0
Income. Dividends from common stock	2018-10-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-10-31	$177,681
Contract administrator fees	2018-10-31	$17,510
Liabilities. Value of benefit claims payable at beginning of year	2018-10-31	$0
Did the plan have assets held for investment	2018-10-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-10-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-10-31	No
Aggregate proceeds on sale of assets	2018-10-31	$0
Aggregate carrying amount (costs) on sale of assets	2018-10-31	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2018-10-31	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-10-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-10-31	Disclaimer
Accountancy firm name	2018-10-31	HARPER PEARSON
Accountancy firm EIN	2018-10-31	741695589
2017 : COTTON COMMERCIAL USA, INC. 401(K) PLAN AND TRUST 2017 401k financial data
Unrealized appreciation/depreciation of real estate assets	2017-10-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2017-10-31	$0
Total unrealized appreciation/depreciation of assets	2017-10-31	$0
Total transfer of assets to this plan	2017-10-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-10-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-10-31	$0
Total income from all sources (including contributions)	2017-10-31	$740,265
Total loss/gain on sale of assets	2017-10-31	$0
Total of all expenses incurred	2017-10-31	$120,746
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-10-31	$8,040
Expenses. Certain deemed distributions of participant loans	2017-10-31	$0
Value of total corrective distributions	2017-10-31	$99,906
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-10-31	$329,505
Value of total assets at end of year	2017-10-31	$2,465,851
Value of total assets at beginning of year	2017-10-31	$1,846,332
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-10-31	$12,800
Total income from rents	2017-10-31	$0
Total interest from all sources	2017-10-31	$1,922
Total dividends received (eg from common stock, registered investment company shares)	2017-10-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-10-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2017-10-31	$0
Administrative expenses professional fees incurred	2017-10-31	$0
Was this plan covered by a fidelity bond	2017-10-31	Yes
Value of fidelity bond cover	2017-10-31	$100,000
If this is an individual account plan, was there a blackout period	2017-10-31	No
Were there any nonexempt tranactions with any party-in-interest	2017-10-31	No
Amount of non-exempt transactions with any party-in-interest	2017-10-31	$0
Contributions received from participants	2017-10-31	$321,124
Participant contributions at end of year	2017-10-31	$77,368
Participant contributions at beginning of year	2017-10-31	$57,793
Participant contributions at end of year	2017-10-31	$9,041
Participant contributions at beginning of year	2017-10-31	$3,607
Income. Received or receivable in cash from other sources (including rollovers)	2017-10-31	$8,381
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2017-10-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2017-10-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2017-10-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2017-10-31	$0
Other income not declared elsewhere	2017-10-31	$-39
Administrative expenses (other) incurred	2017-10-31	$0
Liabilities. Value of operating payables at beginning of year	2017-10-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-10-31	No
Value of net income/loss	2017-10-31	$619,519
Value of net assets at end of year (total assets less liabilities)	2017-10-31	$2,465,851
Value of net assets at beginning of year (total assets less liabilities)	2017-10-31	$1,846,332
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-10-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-10-31	No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year	2017-10-31	$0
Were any leases to which the plan was party in default or uncollectible	2017-10-31	No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year	2017-10-31	$0
Investment advisory and management fees	2017-10-31	$0
Value of interest in pooled separate accounts at end of year	2017-10-31	$2,378,561
Value of interest in pooled separate accounts at beginning of year	2017-10-31	$1,784,272
Interest on participant loans	2017-10-31	$1,917
Income. Interest from loans (other than to participants)	2017-10-31	$0
Interest earned on other investments	2017-10-31	$5
Income. Interest from US Government securities	2017-10-31	$0
Income. Interest from corporate debt instruments	2017-10-31	$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2017-10-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2017-10-31	$881
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2017-10-31	$660
Expenses. Payments to insurance carriers foe the provision of benefits	2017-10-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-10-31	$0
Net investment gain/loss from pooled separate accounts	2017-10-31	$408,877
Net investment gain or loss from common/collective trusts	2017-10-31	$0
Net gain/loss from 103.12 investment entities	2017-10-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-10-31	No
Was there a failure to transmit to the plan any participant contributions	2017-10-31	Yes
Has the plan failed to provide any benefit when due under the plan	2017-10-31	No
Contributions received in cash from employer	2017-10-31	$0
Employer contributions (assets) at end of year	2017-10-31	$0
Employer contributions (assets) at beginning of year	2017-10-31	$0
Income. Dividends from preferred stock	2017-10-31	$0
Income. Dividends from common stock	2017-10-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-10-31	$8,040
Contract administrator fees	2017-10-31	$12,800
Liabilities. Value of benefit claims payable at beginning of year	2017-10-31	$0
Did the plan have assets held for investment	2017-10-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-10-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-10-31	No
Aggregate proceeds on sale of assets	2017-10-31	$0
Aggregate carrying amount (costs) on sale of assets	2017-10-31	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2017-10-31	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-10-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-10-31	Disclaimer
Accountancy firm name	2017-10-31	HARPER & PEARSON COMPANY PC
Accountancy firm EIN	2017-10-31	741695589
2016 : COTTON COMMERCIAL USA, INC. 401(K) PLAN AND TRUST 2016 401k financial data
Unrealized appreciation/depreciation of real estate assets	2016-10-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2016-10-31	$0
Total unrealized appreciation/depreciation of assets	2016-10-31	$0
Total transfer of assets to this plan	2016-10-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-10-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-10-31	$0
Total income from all sources (including contributions)	2016-10-31	$316,197
Total loss/gain on sale of assets	2016-10-31	$0
Total of all expenses incurred	2016-10-31	$170,185
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-10-31	$50,657
Expenses. Certain deemed distributions of participant loans	2016-10-31	$0
Value of total corrective distributions	2016-10-31	$109,519
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-10-31	$267,311
Value of total assets at end of year	2016-10-31	$1,846,332
Value of total assets at beginning of year	2016-10-31	$1,700,320
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-10-31	$10,009
Total income from rents	2016-10-31	$0
Total interest from all sources	2016-10-31	$2,036
Total dividends received (eg from common stock, registered investment company shares)	2016-10-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-10-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-10-31	$0
Administrative expenses professional fees incurred	2016-10-31	$0
Was this plan covered by a fidelity bond	2016-10-31	Yes
Value of fidelity bond cover	2016-10-31	$100,000
If this is an individual account plan, was there a blackout period	2016-10-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-10-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-10-31	No
Amount of non-exempt transactions with any party-in-interest	2016-10-31	$0
Contributions received from participants	2016-10-31	$267,311
Participant contributions at end of year	2016-10-31	$57,793
Participant contributions at beginning of year	2016-10-31	$45,803
Participant contributions at end of year	2016-10-31	$3,607
Participant contributions at beginning of year	2016-10-31	$2,004
Income. Received or receivable in cash from other sources (including rollovers)	2016-10-31	$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2016-10-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2016-10-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2016-10-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2016-10-31	$0
Other income not declared elsewhere	2016-10-31	$40
Administrative expenses (other) incurred	2016-10-31	$0
Liabilities. Value of operating payables at beginning of year	2016-10-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-10-31	No
Value of net income/loss	2016-10-31	$146,012
Value of net assets at end of year (total assets less liabilities)	2016-10-31	$1,846,332
Value of net assets at beginning of year (total assets less liabilities)	2016-10-31	$1,700,320
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-10-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-10-31	No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year	2016-10-31	$0
Were any leases to which the plan was party in default or uncollectible	2016-10-31	No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year	2016-10-31	$0
Investment advisory and management fees	2016-10-31	$0
Value of interest in pooled separate accounts at end of year	2016-10-31	$1,784,272
Value of interest in pooled separate accounts at beginning of year	2016-10-31	$1,651,629
Interest on participant loans	2016-10-31	$2,030
Income. Interest from loans (other than to participants)	2016-10-31	$0
Interest earned on other investments	2016-10-31	$6
Income. Interest from US Government securities	2016-10-31	$0
Income. Interest from corporate debt instruments	2016-10-31	$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2016-10-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2016-10-31	$660
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2016-10-31	$884
Expenses. Payments to insurance carriers foe the provision of benefits	2016-10-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-10-31	$0
Net investment gain/loss from pooled separate accounts	2016-10-31	$46,810
Net investment gain or loss from common/collective trusts	2016-10-31	$0
Net gain/loss from 103.12 investment entities	2016-10-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-10-31	No
Was there a failure to transmit to the plan any participant contributions	2016-10-31	Yes
Has the plan failed to provide any benefit when due under the plan	2016-10-31	No
Contributions received in cash from employer	2016-10-31	$0
Employer contributions (assets) at end of year	2016-10-31	$0
Employer contributions (assets) at beginning of year	2016-10-31	$0
Income. Dividends from preferred stock	2016-10-31	$0
Income. Dividends from common stock	2016-10-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-10-31	$50,657
Contract administrator fees	2016-10-31	$10,009
Liabilities. Value of benefit claims payable at beginning of year	2016-10-31	$0
Did the plan have assets held for investment	2016-10-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-10-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-10-31	No
Aggregate proceeds on sale of assets	2016-10-31	$0
Aggregate carrying amount (costs) on sale of assets	2016-10-31	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2016-10-31	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-10-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-10-31	Disclaimer
Accountancy firm name	2016-10-31	HARPER & PEARSON COMPANY, PC
Accountancy firm EIN	2016-10-31	741695589
2015 : COTTON COMMERCIAL USA, INC. 401(K) PLAN AND TRUST 2015 401k financial data
Unrealized appreciation/depreciation of real estate assets	2015-10-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2015-10-31	$0
Total unrealized appreciation/depreciation of assets	2015-10-31	$0
Total transfer of assets to this plan	2015-10-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-10-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-10-31	$0
Total income from all sources (including contributions)	2015-10-31	$276,219
Total loss/gain on sale of assets	2015-10-31	$0
Total of all expenses incurred	2015-10-31	$115,356
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-10-31	$25,442
Expenses. Certain deemed distributions of participant loans	2015-10-31	$0
Value of total corrective distributions	2015-10-31	$80,780
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-10-31	$212,594
Value of total assets at end of year	2015-10-31	$1,700,320
Value of total assets at beginning of year	2015-10-31	$1,539,457
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-10-31	$9,134
Total income from rents	2015-10-31	$0
Total interest from all sources	2015-10-31	$1,788
Total dividends received (eg from common stock, registered investment company shares)	2015-10-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-10-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-10-31	$0
Administrative expenses professional fees incurred	2015-10-31	$0
Was this plan covered by a fidelity bond	2015-10-31	Yes
Value of fidelity bond cover	2015-10-31	$100,000
If this is an individual account plan, was there a blackout period	2015-10-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-10-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-10-31	No
Amount of non-exempt transactions with any party-in-interest	2015-10-31	$0
Contributions received from participants	2015-10-31	$212,594
Participant contributions at end of year	2015-10-31	$45,803
Participant contributions at beginning of year	2015-10-31	$64,170
Participant contributions at end of year	2015-10-31	$2,004
Participant contributions at beginning of year	2015-10-31	$6,427
Income. Received or receivable in cash from other sources (including rollovers)	2015-10-31	$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2015-10-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2015-10-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2015-10-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2015-10-31	$0
Other income not declared elsewhere	2015-10-31	$2
Administrative expenses (other) incurred	2015-10-31	$0
Liabilities. Value of operating payables at beginning of year	2015-10-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-10-31	No
Value of net income/loss	2015-10-31	$160,863
Value of net assets at end of year (total assets less liabilities)	2015-10-31	$1,700,320
Value of net assets at beginning of year (total assets less liabilities)	2015-10-31	$1,539,457
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-10-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-10-31	No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year	2015-10-31	$0
Were any leases to which the plan was party in default or uncollectible	2015-10-31	No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year	2015-10-31	$0
Investment advisory and management fees	2015-10-31	$0
Value of interest in pooled separate accounts at end of year	2015-10-31	$1,651,629
Value of interest in pooled separate accounts at beginning of year	2015-10-31	$1,467,680
Interest on participant loans	2015-10-31	$1,780
Income. Interest from loans (other than to participants)	2015-10-31	$0
Interest earned on other investments	2015-10-31	$8
Income. Interest from US Government securities	2015-10-31	$0
Income. Interest from corporate debt instruments	2015-10-31	$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2015-10-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2015-10-31	$884
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2015-10-31	$1,180
Expenses. Payments to insurance carriers foe the provision of benefits	2015-10-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-10-31	$0
Net investment gain/loss from pooled separate accounts	2015-10-31	$61,835
Net investment gain or loss from common/collective trusts	2015-10-31	$0
Net gain/loss from 103.12 investment entities	2015-10-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-10-31	No
Was there a failure to transmit to the plan any participant contributions	2015-10-31	Yes
Has the plan failed to provide any benefit when due under the plan	2015-10-31	No
Contributions received in cash from employer	2015-10-31	$0
Employer contributions (assets) at end of year	2015-10-31	$0
Employer contributions (assets) at beginning of year	2015-10-31	$0
Income. Dividends from preferred stock	2015-10-31	$0
Income. Dividends from common stock	2015-10-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-10-31	$25,442
Contract administrator fees	2015-10-31	$9,134
Liabilities. Value of benefit claims payable at beginning of year	2015-10-31	$0
Did the plan have assets held for investment	2015-10-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-10-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-10-31	No
Aggregate proceeds on sale of assets	2015-10-31	$0
Aggregate carrying amount (costs) on sale of assets	2015-10-31	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2015-10-31	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-10-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-10-31	Disclaimer
Accountancy firm name	2015-10-31	HARPER & PEARSON COMPANY, PC
Accountancy firm EIN	2015-10-31	741695589
2014 : COTTON COMMERCIAL USA, INC. 401(K) PLAN AND TRUST 2014 401k financial data
Unrealized appreciation/depreciation of real estate assets	2014-10-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2014-10-31	$0
Total unrealized appreciation/depreciation of assets	2014-10-31	$0
Total transfer of assets to this plan	2014-10-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-10-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-10-31	$70,881
Total income from all sources (including contributions)	2014-10-31	$304,834
Total loss/gain on sale of assets	2014-10-31	$0
Total of all expenses incurred	2014-10-31	$141,829
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-10-31	$120,295
Expenses. Certain deemed distributions of participant loans	2014-10-31	$0
Value of total corrective distributions	2014-10-31	$13,205
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-10-31	$181,110
Value of total assets at end of year	2014-10-31	$1,539,457
Value of total assets at beginning of year	2014-10-31	$1,447,333
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-10-31	$8,329
Total income from rents	2014-10-31	$0
Total interest from all sources	2014-10-31	$1,613
Total dividends received (eg from common stock, registered investment company shares)	2014-10-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-10-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-10-31	$0
Administrative expenses professional fees incurred	2014-10-31	$0
Was this plan covered by a fidelity bond	2014-10-31	Yes
Value of fidelity bond cover	2014-10-31	$100,000
If this is an individual account plan, was there a blackout period	2014-10-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-10-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-10-31	No
Amount of non-exempt transactions with any party-in-interest	2014-10-31	$0
Contributions received from participants	2014-10-31	$181,110
Participant contributions at end of year	2014-10-31	$64,170
Participant contributions at beginning of year	2014-10-31	$42,361
Participant contributions at end of year	2014-10-31	$6,427
Participant contributions at beginning of year	2014-10-31	$4,755
Income. Received or receivable in cash from other sources (including rollovers)	2014-10-31	$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2014-10-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2014-10-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2014-10-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2014-10-31	$70,881
Other income not declared elsewhere	2014-10-31	$30
Administrative expenses (other) incurred	2014-10-31	$0
Liabilities. Value of operating payables at beginning of year	2014-10-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-10-31	No
Value of net income/loss	2014-10-31	$163,005
Value of net assets at end of year (total assets less liabilities)	2014-10-31	$1,539,457
Value of net assets at beginning of year (total assets less liabilities)	2014-10-31	$1,376,452
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-10-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-10-31	No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year	2014-10-31	$0
Were any leases to which the plan was party in default or uncollectible	2014-10-31	No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year	2014-10-31	$0
Investment advisory and management fees	2014-10-31	$0
Value of interest in pooled separate accounts at end of year	2014-10-31	$1,467,680
Value of interest in pooled separate accounts at beginning of year	2014-10-31	$1,398,322
Interest on participant loans	2014-10-31	$1,600
Income. Interest from loans (other than to participants)	2014-10-31	$0
Interest earned on other investments	2014-10-31	$13
Income. Interest from US Government securities	2014-10-31	$0
Income. Interest from corporate debt instruments	2014-10-31	$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2014-10-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2014-10-31	$1,180
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2014-10-31	$1,895
Expenses. Payments to insurance carriers foe the provision of benefits	2014-10-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-10-31	$0
Net investment gain/loss from pooled separate accounts	2014-10-31	$122,081
Net investment gain or loss from common/collective trusts	2014-10-31	$0
Net gain/loss from 103.12 investment entities	2014-10-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-10-31	No
Was there a failure to transmit to the plan any participant contributions	2014-10-31	Yes
Has the plan failed to provide any benefit when due under the plan	2014-10-31	No
Contributions received in cash from employer	2014-10-31	$0
Employer contributions (assets) at end of year	2014-10-31	$0
Employer contributions (assets) at beginning of year	2014-10-31	$0
Income. Dividends from preferred stock	2014-10-31	$0
Income. Dividends from common stock	2014-10-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-10-31	$120,295
Contract administrator fees	2014-10-31	$8,329
Liabilities. Value of benefit claims payable at beginning of year	2014-10-31	$0
Did the plan have assets held for investment	2014-10-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-10-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-10-31	No
Aggregate proceeds on sale of assets	2014-10-31	$0
Aggregate carrying amount (costs) on sale of assets	2014-10-31	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2014-10-31	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-10-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-10-31	Disclaimer
Accountancy firm name	2014-10-31	HARPER & PEARSON COMPANY PC
Accountancy firm EIN	2014-10-31	741695589
2013 : COTTON COMMERCIAL USA, INC. 401(K) PLAN AND TRUST 2013 401k financial data
Unrealized appreciation/depreciation of real estate assets	2013-10-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2013-10-31	$0
Total unrealized appreciation/depreciation of assets	2013-10-31	$0
Total transfer of assets to this plan	2013-10-31	$0
Total transfer of assets from this plan	2013-10-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-10-31	$70,881
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-10-31	$47,340
Total income from all sources (including contributions)	2013-10-31	$451,051
Total loss/gain on sale of assets	2013-10-31	$0
Total of all expenses incurred	2013-10-31	$113,353
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-10-31	$24,134
Expenses. Certain deemed distributions of participant loans	2013-10-31	$0
Value of total corrective distributions	2013-10-31	$82,444
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-10-31	$187,930
Value of total assets at end of year	2013-10-31	$1,447,333
Value of total assets at beginning of year	2013-10-31	$1,086,094
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-10-31	$6,775
Total income from rents	2013-10-31	$0
Total interest from all sources	2013-10-31	$1,613
Total dividends received (eg from common stock, registered investment company shares)	2013-10-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-10-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-10-31	$0
Administrative expenses professional fees incurred	2013-10-31	$0
Was this plan covered by a fidelity bond	2013-10-31	Yes
Value of fidelity bond cover	2013-10-31	$100,000
If this is an individual account plan, was there a blackout period	2013-10-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-10-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-10-31	No
Contributions received from participants	2013-10-31	$187,930
Participant contributions at end of year	2013-10-31	$42,361
Participant contributions at beginning of year	2013-10-31	$57,987
Participant contributions at end of year	2013-10-31	$4,755
Participant contributions at beginning of year	2013-10-31	$5,164
Income. Received or receivable in cash from other sources (including rollovers)	2013-10-31	$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2013-10-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2013-10-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2013-10-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2013-10-31	$70,881
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2013-10-31	$47,340
Other income not declared elsewhere	2013-10-31	$7,391
Administrative expenses (other) incurred	2013-10-31	$0
Liabilities. Value of operating payables at beginning of year	2013-10-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-10-31	No
Value of net income/loss	2013-10-31	$337,698
Value of net assets at end of year (total assets less liabilities)	2013-10-31	$1,376,452
Value of net assets at beginning of year (total assets less liabilities)	2013-10-31	$1,038,754
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-10-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-10-31	No
Were any leases to which the plan was party in default or uncollectible	2013-10-31	No
Investment advisory and management fees	2013-10-31	$0
Value of interest in pooled separate accounts at end of year	2013-10-31	$1,398,322
Value of interest in pooled separate accounts at beginning of year	2013-10-31	$1,021,696
Interest on participant loans	2013-10-31	$1,600
Income. Interest from loans (other than to participants)	2013-10-31	$0
Interest earned on other investments	2013-10-31	$13
Income. Interest from US Government securities	2013-10-31	$0
Income. Interest from corporate debt instruments	2013-10-31	$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2013-10-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2013-10-31	$1,895
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2013-10-31	$1,247
Expenses. Payments to insurance carriers foe the provision of benefits	2013-10-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-10-31	$0
Net investment gain/loss from pooled separate accounts	2013-10-31	$254,117
Net investment gain or loss from common/collective trusts	2013-10-31	$0
Net gain/loss from 103.12 investment entities	2013-10-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-10-31	No
Was there a failure to transmit to the plan any participant contributions	2013-10-31	Yes
Has the plan failed to provide any benefit when due under the plan	2013-10-31	No
Contributions received in cash from employer	2013-10-31	$0
Employer contributions (assets) at end of year	2013-10-31	$0
Employer contributions (assets) at beginning of year	2013-10-31	$0
Income. Dividends from preferred stock	2013-10-31	$0
Income. Dividends from common stock	2013-10-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-10-31	$24,134
Contract administrator fees	2013-10-31	$6,775
Liabilities. Value of benefit claims payable at beginning of year	2013-10-31	$0
Did the plan have assets held for investment	2013-10-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-10-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-10-31	No
Aggregate proceeds on sale of assets	2013-10-31	$0
Aggregate carrying amount (costs) on sale of assets	2013-10-31	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2013-10-31	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-10-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-10-31	Disclaimer
Accountancy firm name	2013-10-31	HARPER & PEARSON COMPANY P.C
Accountancy firm EIN	2013-10-31	741695589
2012 : COTTON COMMERCIAL USA, INC. 401(K) PLAN AND TRUST 2012 401k financial data
Unrealized appreciation/depreciation of real estate assets	2012-10-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2012-10-31	$0
Total unrealized appreciation/depreciation of assets	2012-10-31	$0
Total transfer of assets to this plan	2012-10-31	$0
Total transfer of assets from this plan	2012-10-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-10-31	$47,340
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-10-31	$28,244
Total income from all sources (including contributions)	2012-10-31	$217,910
Total loss/gain on sale of assets	2012-10-31	$0
Total of all expenses incurred	2012-10-31	$67,576
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-10-31	$13,523
Expenses. Certain deemed distributions of participant loans	2012-10-31	$0
Value of total corrective distributions	2012-10-31	$48,336
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-10-31	$138,340
Value of total assets at end of year	2012-10-31	$1,086,094
Value of total assets at beginning of year	2012-10-31	$916,664
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-10-31	$5,717
Total income from rents	2012-10-31	$0
Total interest from all sources	2012-10-31	$926
Total dividends received (eg from common stock, registered investment company shares)	2012-10-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-10-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-10-31	$0
Administrative expenses professional fees incurred	2012-10-31	$0
Was this plan covered by a fidelity bond	2012-10-31	Yes
Value of fidelity bond cover	2012-10-31	$100,000
If this is an individual account plan, was there a blackout period	2012-10-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-10-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-10-31	No
Amount of non-exempt transactions with any party-in-interest	2012-10-31	$0
Contributions received from participants	2012-10-31	$138,340
Participant contributions at end of year	2012-10-31	$57,987
Participant contributions at beginning of year	2012-10-31	$20,766
Participant contributions at end of year	2012-10-31	$5,164
Participant contributions at beginning of year	2012-10-31	$4,489
Income. Received or receivable in cash from other sources (including rollovers)	2012-10-31	$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2012-10-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2012-10-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2012-10-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2012-10-31	$47,340
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2012-10-31	$28,244
Other income not declared elsewhere	2012-10-31	$0
Administrative expenses (other) incurred	2012-10-31	$0
Liabilities. Value of operating payables at beginning of year	2012-10-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-10-31	No
Value of net income/loss	2012-10-31	$150,334
Value of net assets at end of year (total assets less liabilities)	2012-10-31	$1,038,754
Value of net assets at beginning of year (total assets less liabilities)	2012-10-31	$888,420
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-10-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-10-31	No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year	2012-10-31	$0
Were any leases to which the plan was party in default or uncollectible	2012-10-31	No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year	2012-10-31	$0
Investment advisory and management fees	2012-10-31	$0
Value of interest in pooled separate accounts at end of year	2012-10-31	$1,021,696
Value of interest in pooled separate accounts at beginning of year	2012-10-31	$890,627
Interest on participant loans	2012-10-31	$915
Income. Interest from loans (other than to participants)	2012-10-31	$0
Interest earned on other investments	2012-10-31	$11
Income. Interest from US Government securities	2012-10-31	$0
Income. Interest from corporate debt instruments	2012-10-31	$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2012-10-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2012-10-31	$1,247
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2012-10-31	$782
Expenses. Payments to insurance carriers foe the provision of benefits	2012-10-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-10-31	$0
Net investment gain/loss from pooled separate accounts	2012-10-31	$78,644
Net investment gain or loss from common/collective trusts	2012-10-31	$0
Net gain/loss from 103.12 investment entities	2012-10-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-10-31	No
Was there a failure to transmit to the plan any participant contributions	2012-10-31	Yes
Has the plan failed to provide any benefit when due under the plan	2012-10-31	No
Contributions received in cash from employer	2012-10-31	$0
Employer contributions (assets) at end of year	2012-10-31	$0
Employer contributions (assets) at beginning of year	2012-10-31	$0
Income. Dividends from preferred stock	2012-10-31	$0
Income. Dividends from common stock	2012-10-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-10-31	$13,523
Contract administrator fees	2012-10-31	$5,717
Liabilities. Value of benefit claims payable at beginning of year	2012-10-31	$0
Did the plan have assets held for investment	2012-10-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-10-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-10-31	No
Aggregate proceeds on sale of assets	2012-10-31	$0
Aggregate carrying amount (costs) on sale of assets	2012-10-31	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2012-10-31	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-10-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-10-31	Disclaimer
Accountancy firm name	2012-10-31	HARPER AND PEARSON COMPANY, P.C.
Accountancy firm EIN	2012-10-31	741695589

Form 5500 Responses for COTTON COMMERCIAL USA, INC. 401(K) PLAN AND TRUST

2016: COTTON COMMERCIAL USA, INC. 401(K) PLAN AND TRUST 2016 form 5500 responses
2016-11-01	Type of plan entity	Single employer plan
2016-11-01	This submission is the final filing	No
2016-11-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-11-01	Plan is a collectively bargained plan	No
2016-11-01	Plan funding arrangement – Insurance	Yes
2016-11-01	Plan funding arrangement – Trust	Yes
2016-11-01	Plan benefit arrangement – Insurance	Yes
2016-11-01	Plan benefit arrangement - Trust	Yes
2015: COTTON COMMERCIAL USA, INC. 401(K) PLAN AND TRUST 2015 form 5500 responses
2015-11-01	Type of plan entity	Single employer plan
2015-11-01	This submission is the final filing	No
2015-11-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-11-01	Plan is a collectively bargained plan	No
2015-11-01	Plan funding arrangement – Insurance	Yes
2015-11-01	Plan funding arrangement – Trust	Yes
2015-11-01	Plan benefit arrangement – Insurance	Yes
2015-11-01	Plan benefit arrangement - Trust	Yes
2014: COTTON COMMERCIAL USA, INC. 401(K) PLAN AND TRUST 2014 form 5500 responses
2014-11-01	Type of plan entity	Single employer plan
2014-11-01	This submission is the final filing	No
2014-11-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-11-01	Plan is a collectively bargained plan	No
2014-11-01	Plan funding arrangement – Insurance	Yes
2014-11-01	Plan funding arrangement – Trust	Yes
2014-11-01	Plan benefit arrangement – Insurance	Yes
2014-11-01	Plan benefit arrangement - Trust	Yes
2013: COTTON COMMERCIAL USA, INC. 401(K) PLAN AND TRUST 2013 form 5500 responses
2013-11-01	Type of plan entity	Single employer plan
2013-11-01	This submission is the final filing	No
2013-11-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-11-01	Plan is a collectively bargained plan	No
2013-11-01	Plan funding arrangement – Insurance	Yes
2013-11-01	Plan funding arrangement – Trust	Yes
2013-11-01	Plan benefit arrangement – Insurance	Yes
2013-11-01	Plan benefit arrangement - Trust	Yes
2012: COTTON COMMERCIAL USA, INC. 401(K) PLAN AND TRUST 2012 form 5500 responses
2012-11-01	Type of plan entity	Single employer plan
2012-11-01	Submission has been amended	No
2012-11-01	This submission is the final filing	No
2012-11-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-11-01	Plan is a collectively bargained plan	No
2012-11-01	Plan funding arrangement – Insurance	Yes
2012-11-01	Plan funding arrangement – Trust	Yes
2012-11-01	Plan benefit arrangement – Insurance	Yes
2012-11-01	Plan benefit arrangement - Trust	Yes
2011: COTTON COMMERCIAL USA, INC. 401(K) PLAN AND TRUST 2011 form 5500 responses
2011-11-01	Type of plan entity	Single employer plan
2011-11-01	This submission is the final filing	No
2011-11-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-11-01	Plan is a collectively bargained plan	No
2011-11-01	Plan funding arrangement – Insurance	Yes
2011-11-01	Plan funding arrangement – Trust	Yes
2011-11-01	Plan benefit arrangement – Insurance	Yes
2011-11-01	Plan benefit arrangement - Trust	Yes

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COTTON COMMERCIAL USA, INC. 401 (K) PLAN AND TRUST [EIN = 260019284]

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Company Name:	COTTON COMMERCIAL USA, INC.
Employer identification number (EIN):	202702810
NAIC Classification:	561790
NAIC Description:	Other Services to Buildings and Dwellings