DUKE ENERGY CORPORATION has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan DUKE ENERGY H&W BENEFIT (FINANCED) PLANS
| Measure | Date | Value |
|---|
| 2023 : DUKE ENERGY H&W BENEFIT (FINANCED) PLANS 2023 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2023-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-12-31 | $39,304,000 |
| Total income from all sources (including contributions) | 2023-12-31 | $377,982,000 |
| Total loss/gain on sale of assets | 2023-12-31 | $0 |
| Total of all expenses incurred | 2023-12-31 | $394,737,000 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2023-12-31 | $370,559,000 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2023-12-31 | $377,551,000 |
| Value of total assets at end of year | 2023-12-31 | $0 |
| Value of total assets at beginning of year | 2023-12-31 | $56,059,000 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2023-12-31 | $24,178,000 |
| Total interest from all sources | 2023-12-31 | $430,000 |
| Total dividends received (eg from common stock, registered investment company shares) | 2023-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2023-12-31 | No |
| Was this plan covered by a fidelity bond | 2023-12-31 | Yes |
| Value of fidelity bond cover | 2023-12-31 | $25,000,000 |
| If this is an individual account plan, was there a blackout period | 2023-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2023-12-31 | No |
| Contributions received from participants | 2023-12-31 | $71,971,000 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2023-12-31 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2023-12-31 | $15,042,000 |
| Administrative expenses (other) incurred | 2023-12-31 | $2,408,000 |
| Total non interest bearing cash at end of year | 2023-12-31 | $0 |
| Total non interest bearing cash at beginning of year | 2023-12-31 | $41,017,000 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-12-31 | No |
| Value of net income/loss | 2023-12-31 | $-16,755,000 |
| Value of net assets at end of year (total assets less liabilities) | 2023-12-31 | $0 |
| Value of net assets at beginning of year (total assets less liabilities) | 2023-12-31 | $16,755,000 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2023-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2023-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2023-12-31 | No |
| Investment advisory and management fees | 2023-12-31 | $7,000 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2023-12-31 | $430,000 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2023-12-31 | $4,579,000 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2023-12-31 | $1,000 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2023-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2023-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2023-12-31 | No |
| Contributions received in cash from employer | 2023-12-31 | $305,580,000 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2023-12-31 | $365,980,000 |
| Contract administrator fees | 2023-12-31 | $21,711,000 |
| Liabilities. Value of benefit claims payable at end of year | 2023-12-31 | $0 |
| Liabilities. Value of benefit claims payable at beginning of year | 2023-12-31 | $39,304,000 |
| Did the plan have assets held for investment | 2023-12-31 | No |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2023-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2023-12-31 | Unqualified |
| Accountancy firm name | 2023-12-31 | MCCONNELL & JONES, LLP |
| Accountancy firm EIN | 2023-12-31 | 760488832 |
| 2022 : DUKE ENERGY H&W BENEFIT (FINANCED) PLANS 2022 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2022-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $39,304,000 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $44,150,000 |
| Total income from all sources (including contributions) | 2022-12-31 | $410,429,000 |
| Total loss/gain on sale of assets | 2022-12-31 | $0 |
| Total of all expenses incurred | 2022-12-31 | $403,048,000 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-12-31 | $381,545,000 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-12-31 | $411,070,000 |
| Value of total assets at end of year | 2022-12-31 | $56,059,000 |
| Value of total assets at beginning of year | 2022-12-31 | $53,524,000 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-12-31 | $21,503,000 |
| Total interest from all sources | 2022-12-31 | $372,000 |
| Total dividends received (eg from common stock, registered investment company shares) | 2022-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-12-31 | No |
| Administrative expenses professional fees incurred | 2022-12-31 | $51,175 |
| Was this plan covered by a fidelity bond | 2022-12-31 | Yes |
| Value of fidelity bond cover | 2022-12-31 | $25,000,000 |
| If this is an individual account plan, was there a blackout period | 2022-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2022-12-31 | No |
| Contributions received from participants | 2022-12-31 | $74,340,000 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2022-12-31 | $15,042,000 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2022-12-31 | $12,637,000 |
| Total non interest bearing cash at end of year | 2022-12-31 | $41,017,000 |
| Total non interest bearing cash at beginning of year | 2022-12-31 | $15,000 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
| Value of net income/loss | 2022-12-31 | $7,381,000 |
| Value of net assets at end of year (total assets less liabilities) | 2022-12-31 | $16,755,000 |
| Value of net assets at beginning of year (total assets less liabilities) | 2022-12-31 | $9,374,000 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2022-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2022-12-31 | No |
| Investment advisory and management fees | 2022-12-31 | $10,360 |
| Value of interest in common/collective trusts at end of year | 2022-12-31 | $0 |
| Value of interest in common/collective trusts at beginning of year | 2022-12-31 | $7,190,000 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2022-12-31 | $0 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2022-12-31 | $33,682,000 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2022-12-31 | $33,682,000 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2022-12-31 | $372,000 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2022-12-31 | $4,534,000 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-12-31 | $-1,013,000 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2022-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2022-12-31 | No |
| Contributions received in cash from employer | 2022-12-31 | $336,730,000 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-12-31 | $377,011,000 |
| Contract administrator fees | 2022-12-31 | $21,441,465 |
| Liabilities. Value of benefit claims payable at end of year | 2022-12-31 | $39,304,000 |
| Liabilities. Value of benefit claims payable at beginning of year | 2022-12-31 | $44,150,000 |
| Did the plan have assets held for investment | 2022-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2022-12-31 | Unqualified |
| Accountancy firm name | 2022-12-31 | MCCONNELL & JONES, LLP |
| Accountancy firm EIN | 2022-12-31 | 760488832 |
| 2021 : DUKE ENERGY H&W BENEFIT (FINANCED) PLANS 2021 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2021-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $44,150,000 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $43,822,000 |
| Total income from all sources (including contributions) | 2021-12-31 | $412,304,000 |
| Total loss/gain on sale of assets | 2021-12-31 | $0 |
| Total of all expenses incurred | 2021-12-31 | $414,497,000 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-12-31 | $393,762,000 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-12-31 | $409,622,000 |
| Value of total assets at end of year | 2021-12-31 | $53,524,000 |
| Value of total assets at beginning of year | 2021-12-31 | $55,389,000 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-12-31 | $20,735,000 |
| Total interest from all sources | 2021-12-31 | $391,000 |
| Total dividends received (eg from common stock, registered investment company shares) | 2021-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-12-31 | No |
| Was this plan covered by a fidelity bond | 2021-12-31 | Yes |
| Value of fidelity bond cover | 2021-12-31 | $25,000,000 |
| If this is an individual account plan, was there a blackout period | 2021-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2021-12-31 | No |
| Contributions received from participants | 2021-12-31 | $73,336,000 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2021-12-31 | $12,637,000 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2021-12-31 | $11,115,000 |
| Total non interest bearing cash at end of year | 2021-12-31 | $15,000 |
| Total non interest bearing cash at beginning of year | 2021-12-31 | $13,265,000 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
| Value of net income/loss | 2021-12-31 | $-2,193,000 |
| Value of net assets at end of year (total assets less liabilities) | 2021-12-31 | $9,374,000 |
| Value of net assets at beginning of year (total assets less liabilities) | 2021-12-31 | $11,567,000 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2021-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2021-12-31 | No |
| Value of interest in common/collective trusts at end of year | 2021-12-31 | $7,190,000 |
| Value of interest in common/collective trusts at beginning of year | 2021-12-31 | $24,902,000 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2021-12-31 | $33,682,000 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2021-12-31 | $6,107,000 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2021-12-31 | $6,107,000 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2021-12-31 | $391,000 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2021-12-31 | $4,314,000 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2021-12-31 | $8,379,000 |
| Net investment gain or loss from common/collective trusts | 2021-12-31 | $-6,088,000 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2021-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2021-12-31 | No |
| Contributions received in cash from employer | 2021-12-31 | $336,286,000 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-12-31 | $389,448,000 |
| Contract administrator fees | 2021-12-31 | $20,735,000 |
| Liabilities. Value of benefit claims payable at end of year | 2021-12-31 | $44,150,000 |
| Liabilities. Value of benefit claims payable at beginning of year | 2021-12-31 | $43,822,000 |
| Did the plan have assets held for investment | 2021-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2021-12-31 | Unqualified |
| Accountancy firm name | 2021-12-31 | MCCONNELL & JONES, LLP |
| Accountancy firm EIN | 2021-12-31 | 760488832 |
| 2020 : DUKE ENERGY H&W BENEFIT (FINANCED) PLANS 2020 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2020-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $43,822,000 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $37,987,000 |
| Total income from all sources (including contributions) | 2020-12-31 | $393,810,000 |
| Total loss/gain on sale of assets | 2020-12-31 | $0 |
| Total of all expenses incurred | 2020-12-31 | $396,265,000 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-12-31 | $375,080,000 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-12-31 | $390,678,000 |
| Value of total assets at end of year | 2020-12-31 | $55,389,000 |
| Value of total assets at beginning of year | 2020-12-31 | $52,009,000 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-12-31 | $21,185,000 |
| Total interest from all sources | 2020-12-31 | $597,000 |
| Total dividends received (eg from common stock, registered investment company shares) | 2020-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-12-31 | No |
| Administrative expenses professional fees incurred | 2020-12-31 | $39,250 |
| Was this plan covered by a fidelity bond | 2020-12-31 | Yes |
| Value of fidelity bond cover | 2020-12-31 | $25,000,000 |
| If this is an individual account plan, was there a blackout period | 2020-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2020-12-31 | No |
| Contributions received from participants | 2020-12-31 | $76,692,000 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2020-12-31 | $11,115,000 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2020-12-31 | $10,324,000 |
| Total non interest bearing cash at end of year | 2020-12-31 | $13,265,000 |
| Total non interest bearing cash at beginning of year | 2020-12-31 | $54,000 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
| Value of net income/loss | 2020-12-31 | $-2,455,000 |
| Value of net assets at end of year (total assets less liabilities) | 2020-12-31 | $11,567,000 |
| Value of net assets at beginning of year (total assets less liabilities) | 2020-12-31 | $14,022,000 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2020-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2020-12-31 | No |
| Investment advisory and management fees | 2020-12-31 | $25,706 |
| Value of interest in common/collective trusts at end of year | 2020-12-31 | $24,902,000 |
| Value of interest in common/collective trusts at beginning of year | 2020-12-31 | $29,436,000 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2020-12-31 | $6,107,000 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2020-12-31 | $12,195,000 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2020-12-31 | $12,195,000 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2020-12-31 | $597,000 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2020-12-31 | $4,306,000 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-12-31 | $4,659,000 |
| Net investment gain or loss from common/collective trusts | 2020-12-31 | $-2,124,000 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2020-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2020-12-31 | No |
| Contributions received in cash from employer | 2020-12-31 | $313,986,000 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-12-31 | $370,774,000 |
| Contract administrator fees | 2020-12-31 | $21,120,044 |
| Liabilities. Value of benefit claims payable at end of year | 2020-12-31 | $43,822,000 |
| Liabilities. Value of benefit claims payable at beginning of year | 2020-12-31 | $37,987,000 |
| Did the plan have assets held for investment | 2020-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2020-12-31 | Unqualified |
| Accountancy firm name | 2020-12-31 | MCCONNELL & JONES, LLP |
| Accountancy firm EIN | 2020-12-31 | 760488832 |
| 2019 : DUKE ENERGY H&W BENEFIT (FINANCED) PLANS 2019 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2019-12-31 | $0 |
| Total unrealized appreciation/depreciation of assets | 2019-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $37,987,000 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $37,987,000 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $35,338,000 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $35,338,000 |
| Total income from all sources (including contributions) | 2019-12-31 | $422,549,000 |
| Total income from all sources (including contributions) | 2019-12-31 | $422,549,000 |
| Total loss/gain on sale of assets | 2019-12-31 | $0 |
| Total loss/gain on sale of assets | 2019-12-31 | $0 |
| Total of all expenses incurred | 2019-12-31 | $426,857,000 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $403,705,000 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $403,705,000 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $418,360,000 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $418,360,000 |
| Value of total assets at end of year | 2019-12-31 | $52,009,000 |
| Value of total assets at end of year | 2019-12-31 | $52,009,000 |
| Value of total assets at beginning of year | 2019-12-31 | $53,668,000 |
| Value of total assets at beginning of year | 2019-12-31 | $53,668,000 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $23,152,000 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $23,152,000 |
| Total interest from all sources | 2019-12-31 | $0 |
| Total interest from all sources | 2019-12-31 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $717,611 |
| Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $717,611 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2019-12-31 | $717,611 |
| Total dividends received from registered investment company shares (eg mutual funds) | 2019-12-31 | $717,611 |
| Administrative expenses professional fees incurred | 2019-12-31 | $40,019 |
| Administrative expenses professional fees incurred | 2019-12-31 | $40,019 |
| Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
| Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
| Value of fidelity bond cover | 2019-12-31 | $500,000 |
| Value of fidelity bond cover | 2019-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2019-12-31 | No |
| If this is an individual account plan, was there a blackout period | 2019-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | Yes |
| Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | Yes |
| Amount of non-exempt transactions with any party-in-interest | 2019-12-31 | $8,762 |
| Amount of non-exempt transactions with any party-in-interest | 2019-12-31 | $8,762 |
| Contributions received from participants | 2019-12-31 | $80,622,000 |
| Contributions received from participants | 2019-12-31 | $80,622,000 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2019-12-31 | $10,324,000 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2019-12-31 | $10,324,000 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2019-12-31 | $15,620,000 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2019-12-31 | $15,620,000 |
| Total non interest bearing cash at end of year | 2019-12-31 | $54,000 |
| Total non interest bearing cash at end of year | 2019-12-31 | $54,000 |
| Total non interest bearing cash at beginning of year | 2019-12-31 | $56,000 |
| Total non interest bearing cash at beginning of year | 2019-12-31 | $56,000 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
| Value of net income/loss | 2019-12-31 | $-4,308,000 |
| Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $14,022,000 |
| Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $14,022,000 |
| Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $18,330,000 |
| Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $18,330,000 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
| Investment advisory and management fees | 2019-12-31 | $25,956 |
| Investment advisory and management fees | 2019-12-31 | $25,956 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $0 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $0 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $0 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $0 |
| Value of interest in common/collective trusts at end of year | 2019-12-31 | $29,436,000 |
| Value of interest in common/collective trusts at end of year | 2019-12-31 | $29,436,000 |
| Value of interest in common/collective trusts at beginning of year | 2019-12-31 | $31,998,000 |
| Value of interest in common/collective trusts at beginning of year | 2019-12-31 | $31,998,000 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2019-12-31 | $12,195,000 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2019-12-31 | $12,195,000 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2019-12-31 | $5,994,000 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2019-12-31 | $5,994,000 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2019-12-31 | $5,994,000 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2019-12-31 | $5,994,000 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2019-12-31 | $4,249,000 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2019-12-31 | $4,249,000 |
| Net investment gain or loss from common/collective trusts | 2019-12-31 | $3,471,389 |
| Net investment gain or loss from common/collective trusts | 2019-12-31 | $3,471,389 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
| Contributions received in cash from employer | 2019-12-31 | $337,738,000 |
| Contributions received in cash from employer | 2019-12-31 | $337,738,000 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $399,456,000 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $399,456,000 |
| Contract administrator fees | 2019-12-31 | $23,086,025 |
| Contract administrator fees | 2019-12-31 | $23,086,025 |
| Liabilities. Value of benefit claims payable at end of year | 2019-12-31 | $37,987,000 |
| Liabilities. Value of benefit claims payable at end of year | 2019-12-31 | $37,987,000 |
| Liabilities. Value of benefit claims payable at beginning of year | 2019-12-31 | $35,338,000 |
| Liabilities. Value of benefit claims payable at beginning of year | 2019-12-31 | $35,338,000 |
| Did the plan have assets held for investment | 2019-12-31 | Yes |
| Did the plan have assets held for investment | 2019-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Unqualified |
| Accountancy firm name | 2019-12-31 | MCCONNELL & JONES, LLP |
| Accountancy firm name | 2019-12-31 | MCCONNELL & JONES, LLP |
| Accountancy firm EIN | 2019-12-31 | 760488832 |
| Accountancy firm EIN | 2019-12-31 | 760488832 |
| 2018 : DUKE ENERGY H&W BENEFIT (FINANCED) PLANS 2018 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2018-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $35,338,000 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $30,249,000 |
| Total income from all sources (including contributions) | 2018-12-31 | $415,146,000 |
| Total loss/gain on sale of assets | 2018-12-31 | $0 |
| Total of all expenses incurred | 2018-12-31 | $417,132,000 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $395,992,000 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $415,327,000 |
| Value of total assets at end of year | 2018-12-31 | $53,668,000 |
| Value of total assets at beginning of year | 2018-12-31 | $50,565,000 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $21,140,000 |
| Total interest from all sources | 2018-12-31 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2018-12-31 | $1,066,000 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2018-12-31 | $1,066,000 |
| Administrative expenses professional fees incurred | 2018-12-31 | $67,855 |
| Was this plan covered by a fidelity bond | 2018-12-31 | Yes |
| Value of fidelity bond cover | 2018-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2018-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | Yes |
| Amount of non-exempt transactions with any party-in-interest | 2018-12-31 | $8,762 |
| Contributions received from participants | 2018-12-31 | $82,111,000 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2018-12-31 | $15,620,000 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2018-12-31 | $7,142,000 |
| Administrative expenses (other) incurred | 2018-12-31 | $18,404 |
| Total non interest bearing cash at end of year | 2018-12-31 | $56,000 |
| Total non interest bearing cash at beginning of year | 2018-12-31 | $2,851,000 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
| Value of net income/loss | 2018-12-31 | $-1,986,000 |
| Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $18,330,000 |
| Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $20,316,000 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
| Investment advisory and management fees | 2018-12-31 | $63,716 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-12-31 | $0 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-12-31 | $338,000 |
| Value of interest in common/collective trusts at end of year | 2018-12-31 | $31,998,000 |
| Value of interest in common/collective trusts at beginning of year | 2018-12-31 | $31,253,000 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2018-12-31 | $5,994,000 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2018-12-31 | $8,981,000 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2018-12-31 | $8,981,000 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2018-12-31 | $3,454,000 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-12-31 | $-1,247,000 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2018-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2018-12-31 | No |
| Contributions received in cash from employer | 2018-12-31 | $333,216,000 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-12-31 | $392,538,000 |
| Contract administrator fees | 2018-12-31 | $20,990,025 |
| Liabilities. Value of benefit claims payable at end of year | 2018-12-31 | $35,338,000 |
| Liabilities. Value of benefit claims payable at beginning of year | 2018-12-31 | $30,249,000 |
| Did the plan have assets held for investment | 2018-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2018-12-31 | Unqualified |
| Accountancy firm name | 2018-12-31 | MCCONNELL & JONES, LLP |
| Accountancy firm EIN | 2018-12-31 | 760488832 |
| 2017 : DUKE ENERGY H&W BENEFIT (FINANCED) PLANS 2017 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2017-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $30,249,000 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $28,810,000 |
| Total income from all sources (including contributions) | 2017-12-31 | $379,209,000 |
| Total loss/gain on sale of assets | 2017-12-31 | $0 |
| Total of all expenses incurred | 2017-12-31 | $380,980,000 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $362,766,000 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $375,019,000 |
| Value of total assets at end of year | 2017-12-31 | $50,565,000 |
| Value of total assets at beginning of year | 2017-12-31 | $50,897,000 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $18,214,000 |
| Total interest from all sources | 2017-12-31 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $907,000 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2017-12-31 | $907,000 |
| Administrative expenses professional fees incurred | 2017-12-31 | $18,856 |
| Was this plan covered by a fidelity bond | 2017-12-31 | Yes |
| Value of fidelity bond cover | 2017-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2017-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
| Contributions received from participants | 2017-12-31 | $74,738,000 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2017-12-31 | $7,142,000 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2017-12-31 | $6,301,000 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2017-12-31 | $0 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2017-12-31 | $335,000 |
| Administrative expenses (other) incurred | 2017-12-31 | $17,614 |
| Total non interest bearing cash at end of year | 2017-12-31 | $2,851,000 |
| Total non interest bearing cash at beginning of year | 2017-12-31 | $0 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
| Value of net income/loss | 2017-12-31 | $-1,771,000 |
| Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $20,316,000 |
| Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $22,087,000 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
| Investment advisory and management fees | 2017-12-31 | $38,114 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-12-31 | $338,000 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-12-31 | $998,000 |
| Value of interest in common/collective trusts at end of year | 2017-12-31 | $31,253,000 |
| Value of interest in common/collective trusts at beginning of year | 2017-12-31 | $43,589,000 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2017-12-31 | $8,981,000 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2017-12-31 | $9,000 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2017-12-31 | $9,000 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2017-12-31 | $3,352,000 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-12-31 | $3,283,000 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | No |
| Contributions received in cash from employer | 2017-12-31 | $300,281,000 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-12-31 | $359,414,000 |
| Contract administrator fees | 2017-12-31 | $18,139,416 |
| Liabilities. Value of benefit claims payable at end of year | 2017-12-31 | $30,249,000 |
| Liabilities. Value of benefit claims payable at beginning of year | 2017-12-31 | $28,475,000 |
| Did the plan have assets held for investment | 2017-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Unqualified |
| Accountancy firm name | 2017-12-31 | MCCONNELL & JONES, LLP |
| Accountancy firm EIN | 2017-12-31 | 760488832 |
| 2016 : DUKE ENERGY H&W BENEFIT (FINANCED) PLANS 2016 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2016-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $37,345,000 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $28,514,000 |
| Total income from all sources (including contributions) | 2016-12-31 | $381,656,000 |
| Total loss/gain on sale of assets | 2016-12-31 | $0 |
| Total of all expenses incurred | 2016-12-31 | $390,587,000 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $372,561,000 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $379,565,000 |
| Value of total assets at end of year | 2016-12-31 | $50,897,000 |
| Value of total assets at beginning of year | 2016-12-31 | $50,997,000 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $18,026,000 |
| Total interest from all sources | 2016-12-31 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $675,000 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2016-12-31 | $675,000 |
| Administrative expenses professional fees incurred | 2016-12-31 | $24,458 |
| Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
| Value of fidelity bond cover | 2016-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2016-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
| Contributions received from participants | 2016-12-31 | $71,358,000 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2016-12-31 | $6,301,000 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2016-12-31 | $3,976,000 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2016-12-31 | $335,000 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2016-12-31 | $275,000 |
| Administrative expenses (other) incurred | 2016-12-31 | $77,910 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
| Value of net income/loss | 2016-12-31 | $-8,931,000 |
| Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $13,552,000 |
| Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $22,483,000 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
| Investment advisory and management fees | 2016-12-31 | $27,827 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-12-31 | $998,000 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-12-31 | $1,735,000 |
| Value of interest in common/collective trusts at end of year | 2016-12-31 | $43,589,000 |
| Value of interest in common/collective trusts at beginning of year | 2016-12-31 | $32,124,000 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2016-12-31 | $9,000 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2016-12-31 | $13,162,000 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2016-12-31 | $13,162,000 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2016-12-31 | $3,033,000 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-12-31 | $1,416,000 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
| Contributions received in cash from employer | 2016-12-31 | $308,207,000 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $369,528,000 |
| Contract administrator fees | 2016-12-31 | $17,895,805 |
| Liabilities. Value of benefit claims payable at end of year | 2016-12-31 | $37,010,000 |
| Liabilities. Value of benefit claims payable at beginning of year | 2016-12-31 | $28,239,000 |
| Did the plan have assets held for investment | 2016-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Unqualified |
| Accountancy firm name | 2016-12-31 | MCCONNELL & JONES, LLP |
| Accountancy firm EIN | 2016-12-31 | 760488832 |
| 2015 : DUKE ENERGY H&W BENEFIT (FINANCED) PLANS 2015 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2015-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $28,514,000 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $33,542,000 |
| Total income from all sources (including contributions) | 2015-12-31 | $354,832,000 |
| Total loss/gain on sale of assets | 2015-12-31 | $0 |
| Total of all expenses incurred | 2015-12-31 | $344,320,000 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $327,200,000 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $354,617,000 |
| Value of total assets at end of year | 2015-12-31 | $50,997,000 |
| Value of total assets at beginning of year | 2015-12-31 | $45,513,000 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $17,120,000 |
| Total interest from all sources | 2015-12-31 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $670,000 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2015-12-31 | $670,000 |
| Administrative expenses professional fees incurred | 2015-12-31 | $19,000 |
| Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
| Value of fidelity bond cover | 2015-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2015-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
| Contributions received from participants | 2015-12-31 | $70,453,000 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2015-12-31 | $3,976,000 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2015-12-31 | $2,655,000 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2015-12-31 | $275,000 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2015-12-31 | $0 |
| Administrative expenses (other) incurred | 2015-12-31 | $42,000 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
| Value of net income/loss | 2015-12-31 | $10,512,000 |
| Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $22,483,000 |
| Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $11,971,000 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
| Investment advisory and management fees | 2015-12-31 | $32,000 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-12-31 | $1,735,000 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-12-31 | $2,213,000 |
| Value of interest in common/collective trusts at end of year | 2015-12-31 | $32,124,000 |
| Value of interest in common/collective trusts at beginning of year | 2015-12-31 | $38,357,000 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2015-12-31 | $13,162,000 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2015-12-31 | $2,288,000 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2015-12-31 | $2,288,000 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2015-12-31 | $3,022,000 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-12-31 | $-455,000 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
| Contributions received in cash from employer | 2015-12-31 | $284,164,000 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $324,178,000 |
| Contract administrator fees | 2015-12-31 | $17,027,000 |
| Liabilities. Value of benefit claims payable at end of year | 2015-12-31 | $28,239,000 |
| Liabilities. Value of benefit claims payable at beginning of year | 2015-12-31 | $33,542,000 |
| Did the plan have assets held for investment | 2015-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Unqualified |
| Accountancy firm name | 2015-12-31 | MCCONNELL & JONES, LLP |
| Accountancy firm EIN | 2015-12-31 | 760488832 |
| 2014 : DUKE ENERGY H&W BENEFIT (FINANCED) PLANS 2014 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2014-12-31 | $0 |
| Total transfer of assets from this plan | 2014-12-31 | $51,096,000 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $33,542,000 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $40,596,000 |
| Total income from all sources (including contributions) | 2014-12-31 | $319,226,058 |
| Total loss/gain on sale of assets | 2014-12-31 | $0 |
| Total of all expenses incurred | 2014-12-31 | $303,101,000 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $288,639,000 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $316,217,000 |
| Value of total assets at end of year | 2014-12-31 | $45,513,000 |
| Value of total assets at beginning of year | 2014-12-31 | $87,537,942 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $14,462,000 |
| Total interest from all sources | 2014-12-31 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $58,466 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2014-12-31 | $58,466 |
| Administrative expenses professional fees incurred | 2014-12-31 | $36,000 |
| Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
| Value of fidelity bond cover | 2014-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2014-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | Yes |
| Amount of non-exempt transactions with any party-in-interest | 2014-12-31 | $397,087 |
| Contributions received from participants | 2014-12-31 | $68,125,000 |
| Participant contributions at end of year | 2014-12-31 | $0 |
| Participant contributions at beginning of year | 2014-12-31 | $2,826,000 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2014-12-31 | $2,655,000 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2014-12-31 | $0 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2014-12-31 | $0 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2014-12-31 | $6,471,000 |
| Other income not declared elsewhere | 2014-12-31 | $453,000 |
| Total non interest bearing cash at end of year | 2014-12-31 | $0 |
| Total non interest bearing cash at beginning of year | 2014-12-31 | $82,000 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
| Value of net income/loss | 2014-12-31 | $16,125,058 |
| Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $11,971,000 |
| Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $46,941,942 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
| Investment advisory and management fees | 2014-12-31 | $50,000 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-12-31 | $2,213,000 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-12-31 | $2,024,259 |
| Value of interest in common/collective trusts at end of year | 2014-12-31 | $38,357,000 |
| Value of interest in common/collective trusts at beginning of year | 2014-12-31 | $81,161,000 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2014-12-31 | $2,288,000 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2014-12-31 | $1,443,683 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2014-12-31 | $1,443,683 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2014-12-31 | $2,622,000 |
| Asset value of US Government securities at end of year | 2014-12-31 | $0 |
| Asset value of US Government securities at beginning of year | 2014-12-31 | $1,000 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-12-31 | $65,870 |
| Net investment gain or loss from common/collective trusts | 2014-12-31 | $27,094 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
| Contributions received in cash from employer | 2014-12-31 | $248,092,000 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $286,017,000 |
| Contract administrator fees | 2014-12-31 | $14,376,000 |
| Liabilities. Value of benefit claims payable at end of year | 2014-12-31 | $33,542,000 |
| Liabilities. Value of benefit claims payable at beginning of year | 2014-12-31 | $34,125,000 |
| Did the plan have assets held for investment | 2014-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Unqualified |
| Accountancy firm name | 2014-12-31 | MCCONNELL & JONES, LLP |
| Accountancy firm EIN | 2014-12-31 | 760488832 |
| 2013 : DUKE ENERGY H&W BENEFIT (FINANCED) PLANS 2013 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2013-12-31 | $0 |
| Total transfer of assets to this plan | 2013-12-31 | $2,087,000 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $40,596,000 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $28,546,473 |
| Total income from all sources (including contributions) | 2013-12-31 | $308,973,426 |
| Total loss/gain on sale of assets | 2013-12-31 | $0 |
| Total of all expenses incurred | 2013-12-31 | $320,538,000 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $306,741,000 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $303,156,000 |
| Value of total assets at end of year | 2013-12-31 | $85,451,000 |
| Value of total assets at beginning of year | 2013-12-31 | $84,966,047 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $13,797,000 |
| Total interest from all sources | 2013-12-31 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
| Administrative expenses professional fees incurred | 2013-12-31 | $67,474 |
| Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
| Value of fidelity bond cover | 2013-12-31 | $25,000,000 |
| If this is an individual account plan, was there a blackout period | 2013-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
| Contributions received from participants | 2013-12-31 | $81,231,000 |
| Participant contributions at end of year | 2013-12-31 | $0 |
| Participant contributions at beginning of year | 2013-12-31 | $1,266,000 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2013-12-31 | $2,826,000 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2013-12-31 | $5,410,000 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2013-12-31 | $6,471,000 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2013-12-31 | $4,858,473 |
| Other income not declared elsewhere | 2013-12-31 | $543,426 |
| Administrative expenses (other) incurred | 2013-12-31 | $13,684,679 |
| Total non interest bearing cash at end of year | 2013-12-31 | $82,000 |
| Total non interest bearing cash at beginning of year | 2013-12-31 | $0 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
| Value of net income/loss | 2013-12-31 | $-11,564,574 |
| Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $44,855,000 |
| Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $56,419,574 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
| Investment advisory and management fees | 2013-12-31 | $44,847 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-12-31 | $2,087,000 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-12-31 | $0 |
| Value of interest in common/collective trusts at end of year | 2013-12-31 | $81,161,000 |
| Value of interest in common/collective trusts at beginning of year | 2013-12-31 | $63,073,760 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2013-12-31 | $1,381,000 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2013-12-31 | $15,215,034 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2013-12-31 | $15,215,034 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2013-12-31 | $11,516,000 |
| Asset value of US Government securities at end of year | 2013-12-31 | $1,000 |
| Asset value of US Government securities at beginning of year | 2013-12-31 | $1,253 |
| Net investment gain or loss from common/collective trusts | 2013-12-31 | $5,274,000 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
| Contributions received in cash from employer | 2013-12-31 | $221,925,000 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $295,225,000 |
| Liabilities. Value of benefit claims payable at end of year | 2013-12-31 | $34,125,000 |
| Liabilities. Value of benefit claims payable at beginning of year | 2013-12-31 | $23,688,000 |
| Did the plan have assets held for investment | 2013-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Unqualified |
| Accountancy firm name | 2013-12-31 | MCCONNELL & JONES, LLP |
| Accountancy firm EIN | 2013-12-31 | 760488832 |
| 2012 : DUKE ENERGY H&W BENEFIT (FINANCED) PLANS 2012 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2012-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $28,546,473 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $29,027,259 |
| Total income from all sources (including contributions) | 2012-12-31 | $303,898,597 |
| Total loss/gain on sale of assets | 2012-12-31 | $0 |
| Total of all expenses incurred | 2012-12-31 | $300,514,311 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $290,007,768 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $300,313,591 |
| Value of total assets at end of year | 2012-12-31 | $84,966,047 |
| Value of total assets at beginning of year | 2012-12-31 | $82,062,547 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $10,506,543 |
| Total interest from all sources | 2012-12-31 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
| Administrative expenses professional fees incurred | 2012-12-31 | $52,429 |
| Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
| Value of fidelity bond cover | 2012-12-31 | $25,000,000 |
| If this is an individual account plan, was there a blackout period | 2012-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
| Contributions received from participants | 2012-12-31 | $80,379,508 |
| Participant contributions at end of year | 2012-12-31 | $1,266,000 |
| Participant contributions at beginning of year | 2012-12-31 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2012-12-31 | $5,410,000 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2012-12-31 | $547,460 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2012-12-31 | $4,858,473 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2012-12-31 | $4,481,878 |
| Administrative expenses (other) incurred | 2012-12-31 | $10,401,330 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Value of net income/loss | 2012-12-31 | $3,384,286 |
| Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $56,419,574 |
| Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $53,035,288 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
| Investment advisory and management fees | 2012-12-31 | $52,784 |
| Value of interest in common/collective trusts at end of year | 2012-12-31 | $63,073,760 |
| Value of interest in common/collective trusts at beginning of year | 2012-12-31 | $81,513,599 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2012-12-31 | $15,215,034 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2012-12-31 | $0 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2012-12-31 | $0 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2012-12-31 | $11,156,564 |
| Asset value of US Government securities at end of year | 2012-12-31 | $1,253 |
| Asset value of US Government securities at beginning of year | 2012-12-31 | $1,488 |
| Net investment gain or loss from common/collective trusts | 2012-12-31 | $3,585,006 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
| Contributions received in cash from employer | 2012-12-31 | $219,934,083 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $278,851,204 |
| Liabilities. Value of benefit claims payable at end of year | 2012-12-31 | $23,688,000 |
| Liabilities. Value of benefit claims payable at beginning of year | 2012-12-31 | $24,545,381 |
| Did the plan have assets held for investment | 2012-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Unqualified |
| Accountancy firm name | 2012-12-31 | MCCONNELL & JONES, LLP |
| Accountancy firm EIN | 2012-12-31 | 760488832 |
| 2011 : DUKE ENERGY H&W BENEFIT (FINANCED) PLANS 2011 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2011-12-31 | $-408 |
| Total unrealized appreciation/depreciation of assets | 2011-12-31 | $-408 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $29,027,259 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $24,742,539 |
| Total income from all sources (including contributions) | 2011-12-31 | $322,500,026 |
| Total loss/gain on sale of assets | 2011-12-31 | $-26 |
| Total of all expenses incurred | 2011-12-31 | $323,739,465 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $302,982,300 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $319,964,430 |
| Value of total assets at end of year | 2011-12-31 | $82,062,547 |
| Value of total assets at beginning of year | 2011-12-31 | $79,017,266 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $20,757,165 |
| Total interest from all sources | 2011-12-31 | $135 |
| Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
| Administrative expenses professional fees incurred | 2011-12-31 | $4,166,201 |
| Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
| Value of fidelity bond cover | 2011-12-31 | $25,000,000 |
| If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
| Contributions received from participants | 2011-12-31 | $79,049,100 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2011-12-31 | $9,262,000 |
| Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2011-12-31 | $1,288,812 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2011-12-31 | $547,460 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2011-12-31 | $485,699 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2011-12-31 | $4,481,878 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2011-12-31 | $180,703 |
| Administrative expenses (other) incurred | 2011-12-31 | $93,394 |
| Total non interest bearing cash at end of year | 2011-12-31 | $0 |
| Total non interest bearing cash at beginning of year | 2011-12-31 | $1,309,655 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Value of net income/loss | 2011-12-31 | $-1,239,439 |
| Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $53,035,288 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $54,274,727 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
| Income. Interest from US Government securities | 2011-12-31 | $135 |
| Value of interest in common/collective trusts at end of year | 2011-12-31 | $81,513,599 |
| Value of interest in common/collective trusts at beginning of year | 2011-12-31 | $75,846,427 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2011-12-31 | $1,373,589 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2011-12-31 | $1,373,589 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2011-12-31 | $12,393,290 |
| Asset value of US Government securities at end of year | 2011-12-31 | $1,488 |
| Asset value of US Government securities at beginning of year | 2011-12-31 | $1,896 |
| Net investment gain or loss from common/collective trusts | 2011-12-31 | $2,535,895 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
| Contributions received in cash from employer | 2011-12-31 | $231,653,330 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $289,300,198 |
| Contract administrator fees | 2011-12-31 | $16,497,570 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2011-12-31 | No |
| Liabilities. Value of benefit claims payable at end of year | 2011-12-31 | $24,545,381 |
| Liabilities. Value of benefit claims payable at beginning of year | 2011-12-31 | $24,561,836 |
| Did the plan have assets held for investment | 2011-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
| Aggregate proceeds on sale of assets | 2011-12-31 | $222 |
| Aggregate carrying amount (costs) on sale of assets | 2011-12-31 | $248 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Unqualified |
| Accountancy firm name | 2011-12-31 | MCCONNELL & JONES, LLP |
| Accountancy firm EIN | 2011-12-31 | 760488832 |
| 2010 : DUKE ENERGY H&W BENEFIT (FINANCED) PLANS 2010 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2010-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $24,742,539 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $3,455,489 |
| Total income from all sources (including contributions) | 2010-12-31 | $296,169,766 |
| Total loss/gain on sale of assets | 2010-12-31 | $0 |
| Total of all expenses incurred | 2010-12-31 | $311,229,804 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $297,554,837 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $292,098,232 |
| Value of total assets at end of year | 2010-12-31 | $79,017,266 |
| Value of total assets at beginning of year | 2010-12-31 | $72,790,254 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $13,674,967 |
| Total interest from all sources | 2010-12-31 | $1,294,927 |
| Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $309,725 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
| Administrative expenses professional fees incurred | 2010-12-31 | $3,375,044 |
| Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
| Value of fidelity bond cover | 2010-12-31 | $25,000,000 |
| If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
| Contributions received from participants | 2010-12-31 | $70,886,445 |
| Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2010-12-31 | $21,023,122 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2010-12-31 | $485,699 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2010-12-31 | $3,720,003 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2010-12-31 | $180,703 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2010-12-31 | $37,392 |
| Administrative expenses (other) incurred | 2010-12-31 | $589,601 |
| Total non interest bearing cash at end of year | 2010-12-31 | $1,309,655 |
| Total non interest bearing cash at beginning of year | 2010-12-31 | $83,303 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Value of net income/loss | 2010-12-31 | $-15,060,038 |
| Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $54,274,727 |
| Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $69,334,765 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
| Investment advisory and management fees | 2010-12-31 | $224,804 |
| Interest earned on other investments | 2010-12-31 | $429,171 |
| Income. Interest from US Government securities | 2010-12-31 | $798,999 |
| Value of interest in common/collective trusts at end of year | 2010-12-31 | $75,848,323 |
| Value of interest in common/collective trusts at beginning of year | 2010-12-31 | $67,777,819 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2010-12-31 | $1,373,589 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2010-12-31 | $1,209,129 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2010-12-31 | $1,209,129 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2010-12-31 | $66,757 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2010-12-31 | $10,569,548 |
| Asset value of US Government securities at end of year | 2010-12-31 | $1,896 |
| Net investment gain or loss from common/collective trusts | 2010-12-31 | $2,466,882 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
| Contributions received in cash from employer | 2010-12-31 | $221,211,787 |
| Income. Dividends from common stock | 2010-12-31 | $309,725 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $265,962,167 |
| Contract administrator fees | 2010-12-31 | $9,485,518 |
| Liabilities. Value of benefit claims payable at end of year | 2010-12-31 | $24,561,836 |
| Liabilities. Value of benefit claims payable at beginning of year | 2010-12-31 | $3,418,097 |
| Did the plan have assets held for investment | 2010-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Unqualified |
| Accountancy firm name | 2010-12-31 | MCCONNELL & JONES LLP |
| Accountancy firm EIN | 2010-12-31 | 760488832 |
| 2007 : DUKE ENERGY H&W BENEFIT (FINANCED) PLANS 2007 401k financial data |
|---|
| Total transfer of assets to this plan | 2007-12-31 | $48,752,318 |
| Total transfer of assets from this plan | 2007-12-31 | $24,691,567 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2007-12-31 | $3,884,047 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2007-12-31 | $2,027,032 |
| Total income from all sources (including contributions) | 2007-12-31 | $150,449,914 |
| Total of all expenses incurred | 2007-12-31 | $152,413,685 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2007-12-31 | $141,657,341 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2007-12-31 | $145,106,253 |
| Value of total assets at end of year | 2007-12-31 | $106,075,772 |
| Value of total assets at beginning of year | 2007-12-31 | $82,121,777 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2007-12-31 | $10,756,344 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2007-12-31 | No |
| Administrative expenses professional fees incurred | 2007-12-31 | $75,095 |
| Was this plan covered by a fidelity bond | 2007-12-31 | Yes |
| Value of fidelity bond cover | 2007-12-31 | $25,000,000 |
| Were there any nonexempt tranactions with any party-in-interest | 2007-12-31 | No |
| Contributions received from participants | 2007-12-31 | $42,446,319 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2007-12-31 | $1,011,996 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2007-12-31 | $223,618 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2007-12-31 | $1,060,540 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2007-12-31 | $30,315 |
| Administrative expenses (other) incurred | 2007-12-31 | $1,904,924 |
| Total non interest bearing cash at end of year | 2007-12-31 | $1,491,484 |
| Total non interest bearing cash at beginning of year | 2007-12-31 | $75,602 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2007-12-31 | No |
| Value of net income/loss | 2007-12-31 | $-1,963,771 |
| Value of net assets at end of year (total assets less liabilities) | 2007-12-31 | $102,191,725 |
| Value of net assets at beginning of year (total assets less liabilities) | 2007-12-31 | $80,094,745 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2007-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2007-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2007-12-31 | No |
| Investment advisory and management fees | 2007-12-31 | $75,820 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2007-12-31 | $46,954,214 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2007-12-31 | $69,972,769 |
| Value of interest in master investment trust accounts at end of year | 2007-12-31 | $47,026,946 |
| Value of interest in master investment trust accounts at beginning of year | 2007-12-31 | $11,849,788 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2007-12-31 | $9,591,132 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2007-12-31 | $84,146 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2007-12-31 | $4,512,049 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2007-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2007-12-31 | No |
| Contributions received in cash from employer | 2007-12-31 | $102,659,934 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2007-12-31 | $141,573,195 |
| Contract administrator fees | 2007-12-31 | $8,700,505 |
| Liabilities. Value of benefit claims payable at end of year | 2007-12-31 | $2,823,507 |
| Liabilities. Value of benefit claims payable at beginning of year | 2007-12-31 | $1,996,717 |
| Did the plan have assets held for investment | 2007-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2007-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2007-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2007-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2007-12-31 | Unqualified |
| Accountancy firm name | 2007-12-31 | MCCONNELL & JONES LLP |
| Accountancy firm EIN | 2007-12-31 | 760488832 |
