401k Plan data: DUKE ENERGY CORPORATION 2010 VOLUNTARY OPPORTUNITY PLAN plan

DUKE ENERGY CORPORATION 2010 VOLUNTARY OPPORTUNITY PLAN 401k Plan overview

Plan Name	DUKE ENERGY CORPORATION 2010 VOLUNTARY OPPORTUNITY PLAN
Plan identification number	566

DUKE ENERGY CORPORATION 2010 VOLUNTARY OPPORTUNITY PLAN Benefits

401k Plan Type	Welfare Benefit
Plan Features/Benefits	Severance pay

401k Sponsoring company profile

DUKE ENERGY CORPORATION has sponsored the creation of one or more 401k plans.

Company Name: DUKE ENERGY CORPORATION

Employer identification number (EIN): 202777218

NAIC Classification: 221100

Form 5500 Filing Information

Submission information for form 5500 for 401k plan DUKE ENERGY CORPORATION 2010 VOLUNTARY OPPORTUNITY PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
566 2013-01-01 THOMAS SILINSKI
566 2012-01-01 PETER KOSTIW
566 2011-01-01 PETER KOSTIW PETER KOSTIW 2012-10-08

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
566	2013-01-01	THOMAS SILINSKI
566	2012-01-01	PETER KOSTIW
566	2011-01-01	PETER KOSTIW	PETER KOSTIW	2012-10-08

Plan Statistics for DUKE ENERGY CORPORATION 2010 VOLUNTARY OPPORTUNITY PLAN

401k plan membership statisitcs for DUKE ENERGY CORPORATION 2010 VOLUNTARY OPPORTUNITY PLAN

Measure Date Value
2013: DUKE ENERGY CORPORATION 2010 VOLUNTARY OPPORTUNITY PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 4
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 0
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 0
Total of all active and inactive participants 2013-01-01 0
2012: DUKE ENERGY CORPORATION 2010 VOLUNTARY OPPORTUNITY PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 8
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 0
Number of retired or separated participants receiving benefits 2012-01-01 4
Number of other retired or separated participants entitled to future benefits 2012-01-01 0
Total of all active and inactive participants 2012-01-01 4
2011: DUKE ENERGY CORPORATION 2010 VOLUNTARY OPPORTUNITY PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 574
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 7
Number of retired or separated participants receiving benefits 2011-01-01 1
Number of other retired or separated participants entitled to future benefits 2011-01-01 0
Total of all active and inactive participants 2011-01-01 8
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0

Measure	Date	Value
2013: DUKE ENERGY CORPORATION 2010 VOLUNTARY OPPORTUNITY PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	4
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	0
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	0
Total of all active and inactive participants	2013-01-01	0
2012: DUKE ENERGY CORPORATION 2010 VOLUNTARY OPPORTUNITY PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	8
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	0
Number of retired or separated participants receiving benefits	2012-01-01	4
Number of other retired or separated participants entitled to future benefits	2012-01-01	0
Total of all active and inactive participants	2012-01-01	4
2011: DUKE ENERGY CORPORATION 2010 VOLUNTARY OPPORTUNITY PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	574
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	7
Number of retired or separated participants receiving benefits	2011-01-01	1
Number of other retired or separated participants entitled to future benefits	2011-01-01	0
Total of all active and inactive participants	2011-01-01	8
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0

Form 5500 Responses for DUKE ENERGY CORPORATION 2010 VOLUNTARY OPPORTUNITY PLAN

2013: DUKE ENERGY CORPORATION 2010 VOLUNTARY OPPORTUNITY PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	Yes
2013-01-01	This submission is the final filing	Yes
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – General assets of the sponsor	Yes
2013-01-01	Plan benefit arrangement – General assets of the sponsor	Yes
2012: DUKE ENERGY CORPORATION 2010 VOLUNTARY OPPORTUNITY PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – General assets of the sponsor	Yes
2012-01-01	Plan benefit arrangement – General assets of the sponsor	Yes
2011: DUKE ENERGY CORPORATION 2010 VOLUNTARY OPPORTUNITY PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – General assets of the sponsor	Yes
2011-01-01	Plan benefit arrangement – General assets of the sponsor	Yes

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Company Name:	DUKE ENERGY CORPORATION
Employer identification number (EIN):	202777218
NAIC Classification:	221100