401k Plan data: BRAXTON ASSOCIATES, INC. PROFIT SHARING PLAN plan

BRAXTON ASSOCIATES, INC. PROFIT SHARING PLAN 401k Plan overview

Plan Name	BRAXTON ASSOCIATES, INC. PROFIT SHARING PLAN
Plan identification number	001

BRAXTON ASSOCIATES, INC. PROFIT SHARING PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Participant-directed brokerage accounts provided as an investment option under the plan.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

BRAXTON ASSOCIATES, INC. has sponsored the creation of one or more 401k plans.

Company Name: BRAXTON ASSOCIATES, INC.

Employer identification number (EIN): 202836179

NAIC Classification: 423100

Form 5500 Filing Information

Submission information for form 5500 for 401k plan BRAXTON ASSOCIATES, INC. PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2009-01-01 ROBERT KENNEDY
001 2008-01-01

Plan Statistics for BRAXTON ASSOCIATES, INC. PROFIT SHARING PLAN

401k plan membership statisitcs for BRAXTON ASSOCIATES, INC. PROFIT SHARING PLAN

Measure Date Value
2009: BRAXTON ASSOCIATES, INC. PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 2
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 0
Total of all active and inactive participants 2009-01-01 0
Total participants 2009-01-01 0
Number of participants with account balances 2009-01-01 0

Measure	Date	Value
2009: BRAXTON ASSOCIATES, INC. PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	2
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	0
Total of all active and inactive participants	2009-01-01	0
Total participants	2009-01-01	0
Number of participants with account balances	2009-01-01	0

Form 5500 Responses for BRAXTON ASSOCIATES, INC. PROFIT SHARING PLAN

2009: BRAXTON ASSOCIATES, INC. PROFIT SHARING PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	Yes
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes
2008: BRAXTON ASSOCIATES, INC. PROFIT SHARING PLAN 2008 form 5500 responses
2008-01-01	Type of plan entity	Single employer plan
2008-01-01	Submission has been amended	No
2008-01-01	This submission is the final filing	No
2008-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2008-01-01	Plan is a collectively bargained plan	No

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Company Name:	BRAXTON ASSOCIATES, INC.
Employer identification number (EIN):	202836179
NAIC Classification:	423100