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EMBARQ RETIREMENT PENSION PLAN 401k Plan overview

Plan NameEMBARQ RETIREMENT PENSION PLAN
Plan identification number 001

EMBARQ RETIREMENT PENSION PLAN Benefits

401k Plan TypeDefined Benefit Pension
Plan Features/Benefits
  • Benefits are primarily pay related
  • Covered by PBGC - Plan is covered under the PBGC insurance program (see ERISA section 4021).
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

EMBARQ CORPORATION has sponsored the creation of one or more 401k plans.

Company Name:EMBARQ CORPORATION
Employer identification number (EIN):202923630
NAIC Classification:517000

Additional information about EMBARQ CORPORATION

Jurisdiction of Incorporation: State of Delaware Division of Corporations
Incorporation Date: 2005-05-27
Company Identification Number: 3977528
Legal Registered Office Address: Corporation Trust Center
1209 Orange St
Wilmington
United States of America (USA)
19801

More information about EMBARQ CORPORATION

Form 5500 Filing Information

Submission information for form 5500 for 401k plan EMBARQ RETIREMENT PENSION PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012014-01-01LEANNA MCGEE
0012014-01-01LEANNA MCGEE
0012013-01-01LEANNA MCGEE
0012012-01-01LEANNA MCGEE
0012011-01-01MARINA PEARSON
0012009-01-01MARINA PEARSON
0012009-01-01MARINA PEARSON

Plan Statistics for EMBARQ RETIREMENT PENSION PLAN

401k plan membership statisitcs for EMBARQ RETIREMENT PENSION PLAN

Measure Date Value
2014: EMBARQ RETIREMENT PENSION PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-0147,146
Total number of active participants reported on line 7a of the Form 55002014-01-010
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-010
Total of all active and inactive participants2014-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: EMBARQ RETIREMENT PENSION PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-0147,351
Total number of active participants reported on line 7a of the Form 55002013-01-0110,296
Number of retired or separated participants receiving benefits2013-01-0121,594
Number of other retired or separated participants entitled to future benefits2013-01-0112,601
Total of all active and inactive participants2013-01-0144,491
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-012,655
Total participants2013-01-0147,146
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-01171
2012: EMBARQ RETIREMENT PENSION PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-0148,385
Total number of active participants reported on line 7a of the Form 55002012-01-0110,758
Number of retired or separated participants receiving benefits2012-01-0121,111
Number of other retired or separated participants entitled to future benefits2012-01-0112,923
Total of all active and inactive participants2012-01-0144,792
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-012,559
Total participants2012-01-0147,351
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-01423
2011: EMBARQ RETIREMENT PENSION PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-0148,056
Total number of active participants reported on line 7a of the Form 55002011-01-0112,096
Number of retired or separated participants receiving benefits2011-01-0120,761
Number of other retired or separated participants entitled to future benefits2011-01-0113,323
Total of all active and inactive participants2011-01-0146,180
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-012,205
Total participants2011-01-0148,385
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-01245
2009: EMBARQ RETIREMENT PENSION PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-0148,328
Total number of active participants reported on line 7a of the Form 55002009-01-0113,980
Number of retired or separated participants receiving benefits2009-01-0118,943
Number of other retired or separated participants entitled to future benefits2009-01-0112,681
Total of all active and inactive participants2009-01-0145,604
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-012,224
Total participants2009-01-0147,828
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-01559

Financial Data on EMBARQ RETIREMENT PENSION PLAN

Measure Date Value
2014 : EMBARQ RETIREMENT PENSION PLAN 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2014-12-31$6,600,000
Total unrealized appreciation/depreciation of assets2014-12-31$6,600,000
Total transfer of assets to this plan2014-12-31$3,968,906
Total transfer of assets from this plan2014-12-31$3,968,666,739
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$210,888,471
Total income from all sources (including contributions)2014-12-31$572,505,873
Total of all expenses incurred2014-12-31$293,139,083
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$268,763,295
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$145,000,000
Value of total assets at end of year2014-12-31$0
Value of total assets at beginning of year2014-12-31$3,896,219,514
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$24,375,788
Total interest from all sources2014-12-31$110,718,193
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Administrative expenses professional fees incurred2014-12-31$24,280,771
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$50,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Liabilities. Value of operating payables at end of year2014-12-31$0
Liabilities. Value of operating payables at beginning of year2014-12-31$210,888,471
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$279,366,790
Value of net assets at end of year (total assets less liabilities)2014-12-31$0
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$3,685,331,043
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Interest earned on other investments2014-12-31$110,718,193
Value of interest in master investment trust accounts at end of year2014-12-31$0
Value of interest in master investment trust accounts at beginning of year2014-12-31$3,896,219,514
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$145,000,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$268,763,295
Contract administrator fees2014-12-31$95,017
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32014-12-31No
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31No
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31POSTLETHWAITE & NETTERVILLE
Accountancy firm EIN2014-12-31721202445
2013 : EMBARQ RETIREMENT PENSION PLAN 2013 401k financial data
Total transfer of assets to this plan2013-12-31$15,921,566
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$210,888,471
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$180,665,966
Total income from all sources (including contributions)2013-12-31$396,104,975
Total of all expenses incurred2013-12-31$284,090,720
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$261,740,445
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$145,856,739
Value of total assets at end of year2013-12-31$3,896,219,514
Value of total assets at beginning of year2013-12-31$3,738,061,188
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$22,350,275
Total interest from all sources2013-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Administrative expenses professional fees incurred2013-12-31$12,893,473
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$50,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Assets. Other investments not covered elsewhere at beginning of year2013-12-31$697,183
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$33,572
Liabilities. Value of operating payables at end of year2013-12-31$210,888,471
Liabilities. Value of operating payables at beginning of year2013-12-31$180,665,966
Total non interest bearing cash at beginning of year2013-12-31$14,845
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$112,014,255
Value of net assets at end of year (total assets less liabilities)2013-12-31$3,685,331,043
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$3,557,395,222
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Interest earned on other investments2013-12-31$0
Value of interest in master investment trust accounts at end of year2013-12-31$3,896,219,514
Value of interest in master investment trust accounts at beginning of year2013-12-31$3,737,315,588
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$145,856,739
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$261,740,445
Contract administrator fees2013-12-31$9,456,802
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-12-31No
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31POSTLETHWAITE & NETTERVILLE
Accountancy firm EIN2013-12-31721202445
2012 : EMBARQ RETIREMENT PENSION PLAN 2012 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$180,665,966
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$27,024,682
Total income from all sources (including contributions)2012-12-31$474,107,264
Total of all expenses incurred2012-12-31$265,328,499
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$251,322,073
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$32,000,000
Value of total assets at end of year2012-12-31$3,738,061,188
Value of total assets at beginning of year2012-12-31$3,375,641,139
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$14,006,426
Total interest from all sources2012-12-31$2,563,734
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Administrative expenses professional fees incurred2012-12-31$2,210,997
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2012-12-31$6,243,186
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$50,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Assets. Other investments not covered elsewhere at end of year2012-12-31$697,183
Assets. Other investments not covered elsewhere at beginning of year2012-12-31$88,090,706
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-12-31$33,572
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$45,530,824
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-12-31$22,392,559
Administrative expenses (other) incurred2012-12-31$9,906,941
Liabilities. Value of operating payables at end of year2012-12-31$180,665,966
Liabilities. Value of operating payables at beginning of year2012-12-31$4,632,123
Total non interest bearing cash at end of year2012-12-31$14,845
Total non interest bearing cash at beginning of year2012-12-31$-6,241,029
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$208,778,765
Value of net assets at end of year (total assets less liabilities)2012-12-31$3,557,395,222
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$3,348,616,457
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Assets. partnership/joint venture interests at beginning of year2012-12-31$279,310,590
Investment advisory and management fees2012-12-31$1,888,488
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$375,476,058
Value of interest in pooled separate accounts at beginning of year2012-12-31$81,236,000
Interest earned on other investments2012-12-31$2,563,734
Value of interest in master investment trust accounts at end of year2012-12-31$3,737,315,588
Value of interest in common/collective trusts at beginning of year2012-12-31$1,520,486,738
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$30,217,242
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$30,217,242
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$822,474
Asset value of US Government securities at beginning of year2012-12-31$63,996,199
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$32,000,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$251,322,073
Asset. Corporate debt instrument preferred debt at beginning of year2012-12-31$102,557,057
Asset. Corporate debt instrument debt (other) at beginning of year2012-12-31$284,198,910
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31No
Assets. Corporate common stocks other than exployer securities at beginning of year2012-12-31$503,716,184
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31POSTLETHWAITE & NETTERVILLE
Accountancy firm EIN2012-12-31721202445
2011 : EMBARQ RETIREMENT PENSION PLAN 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2011-12-31$-128,360,113
Total unrealized appreciation/depreciation of assets2011-12-31$-128,360,113
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$27,024,682
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$98,674,867
Total income from all sources (including contributions)2011-12-31$207,463,320
Total loss/gain on sale of assets2011-12-31$-14,089,703
Total of all expenses incurred2011-12-31$261,149,461
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$242,174,740
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$164,000,000
Value of total assets at end of year2011-12-31$3,375,641,139
Value of total assets at beginning of year2011-12-31$3,500,977,465
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$18,974,721
Total interest from all sources2011-12-31$43,245,753
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$50,237,241
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$24,392,439
Assets. Real estate other than employer real property at end of year2011-12-31$0
Assets. Real estate other than employer real property at beginning of year2011-12-31$111,811,755
Administrative expenses professional fees incurred2011-12-31$6,787,416
Assets. Corporate prefeered stocks other than exployer securities at end of year2011-12-31$6,243,186
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2011-12-31$7,301,210
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$50,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31Yes
Amount of non-exempt transactions with any party-in-interest2011-12-31$8,583
Assets. Other investments not covered elsewhere at end of year2011-12-31$88,090,706
Assets. Other investments not covered elsewhere at beginning of year2011-12-31$380,057,045
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$45,530,824
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$46,878,811
Assets. Loans (other than to participants) at end of year2011-12-31$0
Assets. Loans (other than to participants) at beginning of year2011-12-31$80,065,293
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2011-12-31$22,392,559
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-12-31$98,674,867
Other income not declared elsewhere2011-12-31$12,227,895
Administrative expenses (other) incurred2011-12-31$1,816,449
Liabilities. Value of operating payables at end of year2011-12-31$4,632,123
Total non interest bearing cash at end of year2011-12-31$-6,241,029
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-53,686,141
Value of net assets at end of year (total assets less liabilities)2011-12-31$3,348,616,457
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$3,402,302,598
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Assets. partnership/joint venture interests at end of year2011-12-31$279,310,590
Investment advisory and management fees2011-12-31$10,370,856
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$375,476,058
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$360,453,904
Value of interest in pooled separate accounts at end of year2011-12-31$81,236,000
Value of interest in pooled separate accounts at beginning of year2011-12-31$69,791,365
Interest earned on other investments2011-12-31$4,986,545
Income. Interest from US Government securities2011-12-31$3,325,441
Income. Interest from corporate debt instruments2011-12-31$34,854,533
Value of interest in common/collective trusts at end of year2011-12-31$1,520,486,738
Value of interest in common/collective trusts at beginning of year2011-12-31$63,019,091
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$30,217,242
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$24,255,521
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$24,255,521
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$79,234
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$822,474
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$909,593
Asset value of US Government securities at end of year2011-12-31$63,996,199
Asset value of US Government securities at beginning of year2011-12-31$238,159,281
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$19,408,117
Net investment gain/loss from pooled separate accounts2011-12-31$13,138,366
Net investment gain or loss from common/collective trusts2011-12-31$47,655,764
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31Yes
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$164,000,000
Employer contributions (assets) at end of year2011-12-31$0
Employer contributions (assets) at beginning of year2011-12-31$97,000,000
Income. Dividends from preferred stock2011-12-31$259,111
Income. Dividends from common stock2011-12-31$25,585,691
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$242,174,740
Asset. Corporate debt instrument preferred debt at end of year2011-12-31$102,557,057
Asset. Corporate debt instrument debt (other) at end of year2011-12-31$284,198,910
Asset. Corporate debt instrument debt (other) at beginning of year2011-12-31$400,152,047
Assets. Corporate common stocks other than exployer securities at end of year2011-12-31$503,716,184
Assets. Corporate common stocks other than exployer securities at beginning of year2011-12-31$1,621,122,549
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Aggregate proceeds on sale of assets2011-12-31$9,285,656,774
Aggregate carrying amount (costs) on sale of assets2011-12-31$9,299,746,477
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31MAYER HOFFMAN MCCANN P.C.
Accountancy firm EIN2011-12-31431947695
2010 : EMBARQ RETIREMENT PENSION PLAN 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2010-12-31$156,250,855
Total unrealized appreciation/depreciation of assets2010-12-31$156,250,855
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$98,674,867
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$316,051,496
Total income from all sources (including contributions)2010-12-31$556,942,392
Total loss/gain on sale of assets2010-12-31$173,409,078
Total of all expenses incurred2010-12-31$258,500,138
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$228,634,969
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$97,000,000
Value of total assets at end of year2010-12-31$3,500,977,465
Value of total assets at beginning of year2010-12-31$3,419,911,840
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$29,865,169
Total interest from all sources2010-12-31$44,321,315
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$50,373,177
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$24,799,285
Assets. Real estate other than employer real property at end of year2010-12-31$111,811,755
Assets. Real estate other than employer real property at beginning of year2010-12-31$100,119,258
Administrative expenses professional fees incurred2010-12-31$6,724,697
Assets. Corporate prefeered stocks other than exployer securities at end of year2010-12-31$7,301,210
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2010-12-31$5,418,621
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$10,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Assets. Other investments not covered elsewhere at end of year2010-12-31$380,057,045
Assets. Other investments not covered elsewhere at beginning of year2010-12-31$712,155,469
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$46,878,811
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2010-12-31$78,764,853
Assets. Loans (other than to participants) at end of year2010-12-31$80,065,293
Assets. Loans (other than to participants) at beginning of year2010-12-31$284,655,964
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2010-12-31$98,674,867
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2010-12-31$316,051,496
Other income not declared elsewhere2010-12-31$11,353,336
Administrative expenses (other) incurred2010-12-31$4,940,008
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$298,442,254
Value of net assets at end of year (total assets less liabilities)2010-12-31$3,402,302,598
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$3,103,860,344
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Investment advisory and management fees2010-12-31$18,200,464
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$360,453,904
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$137,675,719
Value of interest in pooled separate accounts at end of year2010-12-31$69,791,365
Value of interest in pooled separate accounts at beginning of year2010-12-31$61,239,155
Income. Interest from US Government securities2010-12-31$6,993,398
Income. Interest from corporate debt instruments2010-12-31$36,840,003
Value of interest in common/collective trusts at end of year2010-12-31$63,019,091
Value of interest in common/collective trusts at beginning of year2010-12-31$61,939,075
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$24,255,521
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$76,966,833
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$76,966,833
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$487,914
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$909,593
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$1,036,505
Asset value of US Government securities at end of year2010-12-31$238,159,281
Asset value of US Government securities at beginning of year2010-12-31$42,630,429
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$17,501,245
Net investment gain/loss from pooled separate accounts2010-12-31$6,667,199
Net investment gain or loss from common/collective trusts2010-12-31$66,187
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31Yes
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$97,000,000
Employer contributions (assets) at end of year2010-12-31$97,000,000
Employer contributions (assets) at beginning of year2010-12-31$300,000,000
Income. Dividends from preferred stock2010-12-31$92,315
Income. Dividends from common stock2010-12-31$25,481,577
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$228,634,969
Asset. Corporate debt instrument debt (other) at end of year2010-12-31$400,152,047
Asset. Corporate debt instrument debt (other) at beginning of year2010-12-31$423,097,274
Assets. Corporate common stocks other than exployer securities at end of year2010-12-31$1,621,122,549
Assets. Corporate common stocks other than exployer securities at beginning of year2010-12-31$1,134,212,685
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Aggregate proceeds on sale of assets2010-12-31$11,213,645,376
Aggregate carrying amount (costs) on sale of assets2010-12-31$11,040,236,298
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31MAYER HOFFMAN MCCANN P.C.
Accountancy firm EIN2010-12-31431947695
2009 : EMBARQ RETIREMENT PENSION PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for EMBARQ RETIREMENT PENSION PLAN

2014: EMBARQ RETIREMENT PENSION PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedYes
2014-01-01This submission is the final filingYes
2014-01-01Plan is a collectively bargained planYes
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: EMBARQ RETIREMENT PENSION PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Plan is a collectively bargained planYes
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: EMBARQ RETIREMENT PENSION PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedYes
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: EMBARQ RETIREMENT PENSION PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2009: EMBARQ RETIREMENT PENSION PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

JOHN HANCOCK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65099 )
Policy contract numberGAC 89 ASSN 0
Policy instance 2
Insurance contract or identification numberGAC 89 ASSN 0
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract number1542
Policy instance 1
Insurance contract or identification number1542
Number of Individuals Covered64
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
JOHN HANCOCK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65099 )
Policy contract numberGAC 89 ASSN 0
Policy instance 2
Insurance contract or identification numberGAC 89 ASSN 0
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract number1542
Policy instance 1
Insurance contract or identification number1542
Number of Individuals Covered72
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract number1542
Policy instance 1
Insurance contract or identification number1542
Number of Individuals Covered82
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
JOHN HANCOCK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65099 )
Policy contract numberGAC 89 ASSN 0
Policy instance 2
Insurance contract or identification numberGAC 89 ASSN 0
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract number1542
Policy instance 1
Insurance contract or identification number1542
Number of Individuals Covered96
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
JOHN HANCOCK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65099 )
Policy contract numberGAC 89 ASSN 0
Policy instance 2
Insurance contract or identification numberGAC 89 ASSN 0
Number of Individuals Covered73
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract number99089IVL7
Policy instance 3
Insurance contract or identification number99089IVL7
Number of Individuals Covered48385
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract number1542
Policy instance 1
Insurance contract or identification number1542
Number of Individuals Covered115
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
JOHN HANCOCK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65099 )
Policy contract numberGAC 89 ASSN 0
Policy instance 2
Insurance contract or identification numberGAC 89 ASSN 0
Number of Individuals Covered73
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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