BROADVIEW INVESTMENT LLC has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan PHARMA TECH INDUSTRIES 401(K) PLAN
Measure | Date | Value |
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2022 : PHARMA TECH INDUSTRIES 401(K) PLAN 2022 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2022-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
Total income from all sources (including contributions) | 2022-12-31 | $-731,172 |
Total loss/gain on sale of assets | 2022-12-31 | $0 |
Total of all expenses incurred | 2022-12-31 | $713,673 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-12-31 | $625,982 |
Expenses. Certain deemed distributions of participant loans | 2022-12-31 | $36,466 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-12-31 | $913,102 |
Value of total assets at end of year | 2022-12-31 | $9,922,286 |
Value of total assets at beginning of year | 2022-12-31 | $11,367,131 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-12-31 | $51,225 |
Total interest from all sources | 2022-12-31 | $9,540 |
Total dividends received (eg from common stock, registered investment company shares) | 2022-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-12-31 | No |
Administrative expenses professional fees incurred | 2022-12-31 | $4,439 |
Was this plan covered by a fidelity bond | 2022-12-31 | Yes |
Value of fidelity bond cover | 2022-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2022-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2022-12-31 | No |
Contributions received from participants | 2022-12-31 | $603,296 |
Participant contributions at end of year | 2022-12-31 | $161,874 |
Participant contributions at beginning of year | 2022-12-31 | $161,589 |
Income. Received or receivable in cash from other sources (including rollovers) | 2022-12-31 | $66,163 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Value of net income/loss | 2022-12-31 | $-1,444,845 |
Value of net assets at end of year (total assets less liabilities) | 2022-12-31 | $9,922,286 |
Value of net assets at beginning of year (total assets less liabilities) | 2022-12-31 | $11,367,131 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2022-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2022-12-31 | No |
Value of interest in pooled separate accounts at end of year | 2022-12-31 | $7,615,062 |
Value of interest in pooled separate accounts at beginning of year | 2022-12-31 | $10,322,529 |
Interest on participant loans | 2022-12-31 | $9,540 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2022-12-31 | $2,145,350 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2022-12-31 | $883,013 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-12-31 | $-1,653,814 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2022-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2022-12-31 | No |
Contributions received in cash from employer | 2022-12-31 | $243,643 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-12-31 | $625,982 |
Contract administrator fees | 2022-12-31 | $46,786 |
Did the plan have assets held for investment | 2022-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2022-12-31 | Unqualified |
Accountancy firm name | 2022-12-31 | FORVIS, LLP |
Accountancy firm EIN | 2022-12-31 | 440160260 |
2021 : PHARMA TECH INDUSTRIES 401(K) PLAN 2021 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2021-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
Total income from all sources (including contributions) | 2021-12-31 | $2,191,185 |
Total loss/gain on sale of assets | 2021-12-31 | $0 |
Total of all expenses incurred | 2021-12-31 | $1,031,683 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-12-31 | $949,894 |
Value of total corrective distributions | 2021-12-31 | $19,306 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-12-31 | $756,310 |
Value of total assets at end of year | 2021-12-31 | $11,367,131 |
Value of total assets at beginning of year | 2021-12-31 | $10,207,629 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-12-31 | $62,483 |
Total interest from all sources | 2021-12-31 | $8,813 |
Total dividends received (eg from common stock, registered investment company shares) | 2021-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-12-31 | No |
Was this plan covered by a fidelity bond | 2021-12-31 | Yes |
Value of fidelity bond cover | 2021-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2021-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2021-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2021-12-31 | No |
Contributions received from participants | 2021-12-31 | $517,823 |
Participant contributions at end of year | 2021-12-31 | $161,589 |
Participant contributions at beginning of year | 2021-12-31 | $163,366 |
Income. Received or receivable in cash from other sources (including rollovers) | 2021-12-31 | $46,751 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Value of net income/loss | 2021-12-31 | $1,159,502 |
Value of net assets at end of year (total assets less liabilities) | 2021-12-31 | $11,367,131 |
Value of net assets at beginning of year (total assets less liabilities) | 2021-12-31 | $10,207,629 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2021-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2021-12-31 | No |
Value of interest in pooled separate accounts at end of year | 2021-12-31 | $10,322,529 |
Value of interest in pooled separate accounts at beginning of year | 2021-12-31 | $9,280,543 |
Interest on participant loans | 2021-12-31 | $8,813 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2021-12-31 | $883,013 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2021-12-31 | $763,720 |
Net investment gain/loss from pooled separate accounts | 2021-12-31 | $1,426,062 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2021-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2021-12-31 | No |
Contributions received in cash from employer | 2021-12-31 | $191,736 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-12-31 | $949,894 |
Contract administrator fees | 2021-12-31 | $62,483 |
Did the plan have assets held for investment | 2021-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2021-12-31 | Unqualified |
Accountancy firm name | 2021-12-31 | FORVIS, LLP |
Accountancy firm EIN | 2021-12-31 | 440160260 |
2020 : PHARMA TECH INDUSTRIES 401(K) PLAN 2020 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2020-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $9,668 |
Total income from all sources (including contributions) | 2020-12-31 | $1,834,093 |
Total loss/gain on sale of assets | 2020-12-31 | $0 |
Total of all expenses incurred | 2020-12-31 | $932,570 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-12-31 | $879,259 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-12-31 | $743,457 |
Value of total assets at end of year | 2020-12-31 | $10,207,629 |
Value of total assets at beginning of year | 2020-12-31 | $9,315,774 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-12-31 | $53,311 |
Total interest from all sources | 2020-12-31 | $10,080 |
Total dividends received (eg from common stock, registered investment company shares) | 2020-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-12-31 | No |
Administrative expenses professional fees incurred | 2020-12-31 | $53,311 |
Was this plan covered by a fidelity bond | 2020-12-31 | Yes |
Value of fidelity bond cover | 2020-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2020-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2020-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2020-12-31 | No |
Contributions received from participants | 2020-12-31 | $538,691 |
Participant contributions at end of year | 2020-12-31 | $163,366 |
Participant contributions at beginning of year | 2020-12-31 | $180,764 |
Income. Received or receivable in cash from other sources (including rollovers) | 2020-12-31 | $11,188 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2020-12-31 | $0 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2020-12-31 | $9,668 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Value of net income/loss | 2020-12-31 | $901,523 |
Value of net assets at end of year (total assets less liabilities) | 2020-12-31 | $10,207,629 |
Value of net assets at beginning of year (total assets less liabilities) | 2020-12-31 | $9,306,106 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2020-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2020-12-31 | No |
Value of interest in pooled separate accounts at end of year | 2020-12-31 | $9,280,543 |
Value of interest in pooled separate accounts at beginning of year | 2020-12-31 | $8,457,008 |
Interest on participant loans | 2020-12-31 | $10,080 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2020-12-31 | $763,720 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2020-12-31 | $678,002 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-12-31 | $1,080,556 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2020-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2020-12-31 | No |
Contributions received in cash from employer | 2020-12-31 | $193,578 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-12-31 | $879,259 |
Did the plan have assets held for investment | 2020-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2020-12-31 | Disclaimer |
Accountancy firm name | 2020-12-31 | DIXON HUGES GOODMAN |
Accountancy firm EIN | 2020-12-31 | 560747981 |
2019 : PHARMA TECH INDUSTRIES 401(K) PLAN 2019 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2019-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $9,668 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $26,969 |
Total income from all sources (including contributions) | 2019-12-31 | $2,525,985 |
Total loss/gain on sale of assets | 2019-12-31 | $0 |
Total of all expenses incurred | 2019-12-31 | $1,825,201 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $1,794,467 |
Value of total corrective distributions | 2019-12-31 | $9,668 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $898,574 |
Value of total assets at end of year | 2019-12-31 | $9,315,774 |
Value of total assets at beginning of year | 2019-12-31 | $8,632,291 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $21,066 |
Total interest from all sources | 2019-12-31 | $13,126 |
Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $820,426 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2019-12-31 | $820,426 |
Administrative expenses professional fees incurred | 2019-12-31 | $21,066 |
Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
Value of fidelity bond cover | 2019-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2019-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
Contributions received from participants | 2019-12-31 | $593,593 |
Participant contributions at end of year | 2019-12-31 | $180,764 |
Participant contributions at beginning of year | 2019-12-31 | $263,907 |
Income. Received or receivable in cash from other sources (including rollovers) | 2019-12-31 | $67,520 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2019-12-31 | $9,668 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2019-12-31 | $26,969 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Value of net income/loss | 2019-12-31 | $700,784 |
Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $9,306,106 |
Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $8,605,322 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
Value of interest in pooled separate accounts at end of year | 2019-12-31 | $8,457,008 |
Value of interest in pooled separate accounts at beginning of year | 2019-12-31 | $6,950,988 |
Interest on participant loans | 2019-12-31 | $13,126 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2019-12-31 | $678,002 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2019-12-31 | $1,417,396 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $793,859 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
Contributions received in cash from employer | 2019-12-31 | $237,461 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $1,794,467 |
Did the plan have assets held for investment | 2019-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
Accountancy firm name | 2019-12-31 | DIXON HUGES GOODMAN |
Accountancy firm EIN | 2019-12-31 | 560747981 |
2017 : PHARMA TECH INDUSTRIES 401(K) PLAN 2017 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2017-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $28,547 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $10,762 |
Total income from all sources (including contributions) | 2017-12-31 | $2,135,327 |
Total loss/gain on sale of assets | 2017-12-31 | $0 |
Total of all expenses incurred | 2017-12-31 | $756,269 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $745,362 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $815,110 |
Value of total assets at end of year | 2017-12-31 | $10,504,707 |
Value of total assets at beginning of year | 2017-12-31 | $9,107,864 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $10,907 |
Total interest from all sources | 2017-12-31 | $29,157 |
Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $400,707 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2017-12-31 | $400,707 |
Administrative expenses professional fees incurred | 2017-12-31 | $10,907 |
Was this plan covered by a fidelity bond | 2017-12-31 | Yes |
Value of fidelity bond cover | 2017-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2017-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2017-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
Contributions received from participants | 2017-12-31 | $591,363 |
Participant contributions at end of year | 2017-12-31 | $160,220 |
Participant contributions at beginning of year | 2017-12-31 | $212,244 |
Income. Received or receivable in cash from other sources (including rollovers) | 2017-12-31 | $98,885 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2017-12-31 | $28,547 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2017-12-31 | $10,762 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Value of net income/loss | 2017-12-31 | $1,379,058 |
Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $10,476,160 |
Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $9,097,102 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
Value of interest in pooled separate accounts at end of year | 2017-12-31 | $8,153,778 |
Value of interest in pooled separate accounts at beginning of year | 2017-12-31 | $6,820,304 |
Interest on participant loans | 2017-12-31 | $29,157 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2017-12-31 | $2,190,709 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2017-12-31 | $2,075,316 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-12-31 | $890,353 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | No |
Contributions received in cash from employer | 2017-12-31 | $124,862 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-12-31 | $745,362 |
Did the plan have assets held for investment | 2017-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Disclaimer |
Accountancy firm name | 2017-12-31 | RUBINBROWN |
Accountancy firm EIN | 2017-12-31 | 430765316 |
2016 : PHARMA TECH INDUSTRIES 401(K) PLAN 2016 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2016-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $10,762 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $18,702 |
Total income from all sources (including contributions) | 2016-12-31 | $1,238,664 |
Total loss/gain on sale of assets | 2016-12-31 | $0 |
Total of all expenses incurred | 2016-12-31 | $1,981,605 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $1,968,343 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $617,569 |
Value of total assets at end of year | 2016-12-31 | $9,107,864 |
Value of total assets at beginning of year | 2016-12-31 | $9,858,745 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $13,262 |
Total interest from all sources | 2016-12-31 | $9,707 |
Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $276,014 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2016-12-31 | $276,014 |
Administrative expenses professional fees incurred | 2016-12-31 | $13,262 |
Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
Value of fidelity bond cover | 2016-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2016-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
Contributions received from participants | 2016-12-31 | $517,818 |
Participant contributions at end of year | 2016-12-31 | $212,244 |
Participant contributions at beginning of year | 2016-12-31 | $240,547 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2016-12-31 | $10,762 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2016-12-31 | $18,702 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Value of net income/loss | 2016-12-31 | $-742,941 |
Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $9,097,102 |
Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $9,840,043 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
Value of interest in pooled separate accounts at end of year | 2016-12-31 | $6,820,304 |
Value of interest in pooled separate accounts at beginning of year | 2016-12-31 | $8,381,564 |
Interest on participant loans | 2016-12-31 | $9,707 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2016-12-31 | $2,075,316 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2016-12-31 | $1,236,634 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-12-31 | $335,374 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
Contributions received in cash from employer | 2016-12-31 | $99,751 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $1,968,343 |
Did the plan have assets held for investment | 2016-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Disclaimer |
Accountancy firm name | 2016-12-31 | RUBINBROWN |
Accountancy firm EIN | 2016-12-31 | 430765316 |
2015 : PHARMA TECH INDUSTRIES 401(K) PLAN 2015 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2015-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $18,702 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $17,973 |
Total income from all sources (including contributions) | 2015-12-31 | $571,152 |
Total loss/gain on sale of assets | 2015-12-31 | $0 |
Total of all expenses incurred | 2015-12-31 | $412,326 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $383,402 |
Value of total corrective distributions | 2015-12-31 | $18,265 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $640,135 |
Value of total assets at end of year | 2015-12-31 | $9,858,745 |
Value of total assets at beginning of year | 2015-12-31 | $9,699,190 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $10,659 |
Total interest from all sources | 2015-12-31 | $10,280 |
Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $331,691 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2015-12-31 | $331,691 |
Administrative expenses professional fees incurred | 2015-12-31 | $10,659 |
Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
Value of fidelity bond cover | 2015-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2015-12-31 | Yes |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
Contributions received from participants | 2015-12-31 | $531,468 |
Participant contributions at end of year | 2015-12-31 | $240,547 |
Participant contributions at beginning of year | 2015-12-31 | $261,497 |
Income. Received or receivable in cash from other sources (including rollovers) | 2015-12-31 | $4,547 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2015-12-31 | $18,702 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2015-12-31 | $17,973 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Value of net income/loss | 2015-12-31 | $158,826 |
Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $9,840,043 |
Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $9,681,217 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
Value of interest in pooled separate accounts at end of year | 2015-12-31 | $8,381,564 |
Value of interest in pooled separate accounts at beginning of year | 2015-12-31 | $8,251,589 |
Interest on participant loans | 2015-12-31 | $10,280 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2015-12-31 | $1,236,634 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2015-12-31 | $1,186,104 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-12-31 | $-410,954 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
Contributions received in cash from employer | 2015-12-31 | $104,120 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $383,402 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2015-12-31 | Yes |
Did the plan have assets held for investment | 2015-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Disclaimer |
Accountancy firm name | 2015-12-31 | RUBINBROWN |
Accountancy firm EIN | 2015-12-31 | 430765316 |
2014 : PHARMA TECH INDUSTRIES 401(K) PLAN 2014 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2014-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $17,973 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $10,512 |
Total income from all sources (including contributions) | 2014-12-31 | $1,389,592 |
Total loss/gain on sale of assets | 2014-12-31 | $0 |
Total of all expenses incurred | 2014-12-31 | $796,630 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $783,169 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $741,246 |
Value of total assets at end of year | 2014-12-31 | $9,699,190 |
Value of total assets at beginning of year | 2014-12-31 | $9,098,767 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $13,461 |
Total interest from all sources | 2014-12-31 | $43,326 |
Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $370,417 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2014-12-31 | $370,417 |
Administrative expenses professional fees incurred | 2014-12-31 | $13,461 |
Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
Value of fidelity bond cover | 2014-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2014-12-31 | Yes |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
Contributions received from participants | 2014-12-31 | $557,345 |
Participant contributions at end of year | 2014-12-31 | $261,497 |
Participant contributions at beginning of year | 2014-12-31 | $188,666 |
Participant contributions at end of year | 2014-12-31 | $0 |
Participant contributions at beginning of year | 2014-12-31 | $0 |
Income. Received or receivable in cash from other sources (including rollovers) | 2014-12-31 | $72,691 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2014-12-31 | $17,973 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2014-12-31 | $10,512 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Value of net income/loss | 2014-12-31 | $592,962 |
Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $9,681,217 |
Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $9,088,255 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-12-31 | $0 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-12-31 | $0 |
Value of interest in pooled separate accounts at end of year | 2014-12-31 | $8,251,589 |
Value of interest in pooled separate accounts at beginning of year | 2014-12-31 | $7,585,906 |
Income. Interest from loans (other than to participants) | 2014-12-31 | $9,128 |
Interest earned on other investments | 2014-12-31 | $34,198 |
Value of interest in common/collective trusts at end of year | 2014-12-31 | $0 |
Value of interest in common/collective trusts at beginning of year | 2014-12-31 | $0 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2014-12-31 | $1,186,104 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2014-12-31 | $1,324,195 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-12-31 | $234,603 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
Contributions received in cash from employer | 2014-12-31 | $111,210 |
Employer contributions (assets) at end of year | 2014-12-31 | $0 |
Employer contributions (assets) at beginning of year | 2014-12-31 | $0 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $783,169 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2014-12-31 | Yes |
Did the plan have assets held for investment | 2014-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Disclaimer |
Accountancy firm name | 2014-12-31 | RUBINBROWN |
Accountancy firm EIN | 2014-12-31 | 430765316 |
2013 : PHARMA TECH INDUSTRIES 401(K) PLAN 2013 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2013-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $10,512 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $14,745 |
Total income from all sources (including contributions) | 2013-12-31 | $1,881,982 |
Total loss/gain on sale of assets | 2013-12-31 | $0 |
Total of all expenses incurred | 2013-12-31 | $696,839 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $687,021 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $811,486 |
Value of total assets at end of year | 2013-12-31 | $9,098,767 |
Value of total assets at beginning of year | 2013-12-31 | $7,917,857 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $9,818 |
Total interest from all sources | 2013-12-31 | $46,842 |
Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $343,638 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2013-12-31 | $343,638 |
Administrative expenses professional fees incurred | 2013-12-31 | $9,818 |
Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
Value of fidelity bond cover | 2013-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2013-12-31 | Yes |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
Contributions received from participants | 2013-12-31 | $539,379 |
Participant contributions at end of year | 2013-12-31 | $188,666 |
Participant contributions at beginning of year | 2013-12-31 | $158,460 |
Participant contributions at end of year | 2013-12-31 | $0 |
Participant contributions at beginning of year | 2013-12-31 | $0 |
Income. Received or receivable in cash from other sources (including rollovers) | 2013-12-31 | $163,670 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2013-12-31 | $10,512 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2013-12-31 | $14,745 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Value of net income/loss | 2013-12-31 | $1,185,143 |
Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $9,088,255 |
Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $7,903,112 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-12-31 | $0 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-12-31 | $6,276,084 |
Value of interest in pooled separate accounts at end of year | 2013-12-31 | $7,585,906 |
Value of interest in pooled separate accounts at beginning of year | 2013-12-31 | $0 |
Interest on participant loans | 2013-12-31 | $7,172 |
Interest earned on other investments | 2013-12-31 | $39,670 |
Value of interest in common/collective trusts at end of year | 2013-12-31 | $0 |
Value of interest in common/collective trusts at beginning of year | 2013-12-31 | $72,465 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2013-12-31 | $1,324,195 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2013-12-31 | $1,410,848 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-12-31 | $680,016 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
Contributions received in cash from employer | 2013-12-31 | $108,437 |
Employer contributions (assets) at end of year | 2013-12-31 | $0 |
Employer contributions (assets) at beginning of year | 2013-12-31 | $0 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $687,021 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2013-12-31 | Yes |
Did the plan have assets held for investment | 2013-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Disclaimer |
Accountancy firm name | 2013-12-31 | RUBINBROWN |
Accountancy firm EIN | 2013-12-31 | 430765316 |