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UDC 401(K) RETIREMENT PLAN 401k Plan overview

Plan NameUDC 401(K) RETIREMENT PLAN
Plan identification number 001

UDC 401(K) RETIREMENT PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

UTILITY DATA CONTRACTORS, INC. has sponsored the creation of one or more 401k plans.

Company Name:UTILITY DATA CONTRACTORS, INC.
Employer identification number (EIN):202978937
NAIC Classification:237100

Additional information about UTILITY DATA CONTRACTORS, INC.

Jurisdiction of Incorporation: Colorado Department of State
Incorporation Date: 2005-05-05
Company Identification Number: 20051182142
Legal Registered Office Address: 82 Inverness Dr E Ste A1

Englewood
United States of America (USA)
80112

More information about UTILITY DATA CONTRACTORS, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan UDC 401(K) RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01GAIL CHUBB2023-09-13
0012022-01-01GAIL CHUBB2023-09-13
0012021-01-01GAIL CHUBB2022-08-16 GAIL CHUBB2022-08-16
0012020-01-01GAIL CHUBB2021-07-27 GAIL CHUBB2021-07-27
0012019-01-01GAIL CHUBB2020-07-24 RACHEL BENSON2020-07-29
0012018-01-01GAIL CHUBB2019-07-28 RACHEL BENSON2019-07-28
0012017-01-01GAIL CHUBB
0012016-01-01RACHEL BENSON
0012015-01-01RACHEL BENSON
0012014-01-01RACHEL BENSON2015-07-09
0012013-01-01RACHEL BENSON2014-07-11
0012012-01-01RACHEL BENSON2013-07-17
0012011-01-01RACHEL BENSON2012-07-18
0012010-01-01RACHEL BENSON2011-07-20

Plan Statistics for UDC 401(K) RETIREMENT PLAN

401k plan membership statisitcs for UDC 401(K) RETIREMENT PLAN

Measure Date Value
2022: UDC 401(K) RETIREMENT PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01356
Total number of active participants reported on line 7a of the Form 55002022-01-01323
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-0159
Total of all active and inactive participants2022-01-01382
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-01382
Number of participants with account balances2022-01-01274
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2021: UDC 401(K) RETIREMENT PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01351
Total number of active participants reported on line 7a of the Form 55002021-01-01292
Number of retired or separated participants receiving benefits2021-01-012
Number of other retired or separated participants entitled to future benefits2021-01-0160
Total of all active and inactive participants2021-01-01354
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01354
Number of participants with account balances2021-01-01247
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: UDC 401(K) RETIREMENT PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01367
Total number of active participants reported on line 7a of the Form 55002020-01-01311
Number of retired or separated participants receiving benefits2020-01-014
Number of other retired or separated participants entitled to future benefits2020-01-0141
Total of all active and inactive participants2020-01-01356
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01356
Number of participants with account balances2020-01-01236
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: UDC 401(K) RETIREMENT PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01313
Total number of active participants reported on line 7a of the Form 55002019-01-01318
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-0146
Total of all active and inactive participants2019-01-01364
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01364
Number of participants with account balances2019-01-01219
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: UDC 401(K) RETIREMENT PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01257
Total number of active participants reported on line 7a of the Form 55002018-01-01269
Number of retired or separated participants receiving benefits2018-01-013
Number of other retired or separated participants entitled to future benefits2018-01-0131
Total of all active and inactive participants2018-01-01303
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01303
Number of participants with account balances2018-01-01182
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: UDC 401(K) RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01271
Total number of active participants reported on line 7a of the Form 55002017-01-01218
Number of retired or separated participants receiving benefits2017-01-013
Number of other retired or separated participants entitled to future benefits2017-01-0137
Total of all active and inactive participants2017-01-01258
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01258
Number of participants with account balances2017-01-01171
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: UDC 401(K) RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01121
Total number of active participants reported on line 7a of the Form 55002016-01-01243
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0125
Total of all active and inactive participants2016-01-01268
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01268
Number of participants with account balances2016-01-01106
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: UDC 401(K) RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01146
Total number of active participants reported on line 7a of the Form 55002015-01-01106
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0116
Total of all active and inactive participants2015-01-01122
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01122
Number of participants with account balances2015-01-0177
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010

Financial Data on UDC 401(K) RETIREMENT PLAN

Measure Date Value
2022 : UDC 401(K) RETIREMENT PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$257
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$633,664
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$511,905
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$501,027
Expenses. Certain deemed distributions of participant loans2022-12-31$2,707
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$2,790,289
Value of total assets at end of year2022-12-31$12,187,760
Value of total assets at beginning of year2022-12-31$12,065,744
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$8,171
Total interest from all sources2022-12-31$12,889
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$1,623,683
Participant contributions at end of year2022-12-31$132,147
Participant contributions at beginning of year2022-12-31$124,883
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$472,993
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2022-12-31$257
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2022-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$121,759
Value of net assets at end of year (total assets less liabilities)2022-12-31$12,187,503
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$12,065,744
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$0
Value of interest in pooled separate accounts at end of year2022-12-31$11,092,699
Value of interest in pooled separate accounts at beginning of year2022-12-31$11,447,246
Interest on participant loans2022-12-31$5,367
Interest earned on other investments2022-12-31$7,522
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$929,933
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$493,615
Net investment gain/loss from pooled separate accounts2022-12-31$-2,169,514
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$693,613
Employer contributions (assets) at end of year2022-12-31$32,981
Employer contributions (assets) at beginning of year2022-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$501,027
Contract administrator fees2022-12-31$8,171
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31SVA CERTIFIED ACCOUNTANTS SC
Accountancy firm EIN2022-12-31391203191
2021 : UDC 401(K) RETIREMENT PLAN 2021 401k financial data
Total income from all sources (including contributions)2021-12-31$3,560,922
Total of all expenses incurred2021-12-31$1,547,171
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$1,535,800
Expenses. Certain deemed distributions of participant loans2021-12-31$759
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$2,036,486
Value of total assets at end of year2021-12-31$12,065,744
Value of total assets at beginning of year2021-12-31$10,051,993
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$10,612
Total interest from all sources2021-12-31$10,981
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$1,433,607
Participant contributions at end of year2021-12-31$124,883
Participant contributions at beginning of year2021-12-31$113,476
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$2,013,751
Value of net assets at end of year (total assets less liabilities)2021-12-31$12,065,744
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$10,051,993
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$8,337
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$11,447,246
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$9,336,164
Interest on participant loans2021-12-31$5,974
Interest earned on other investments2021-12-31$5,007
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$493,615
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$602,353
Net investment gain/loss from pooled separate accounts2021-12-31$1,513,455
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$602,879
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$1,535,800
Contract administrator fees2021-12-31$2,275
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31SVA CERTIFIED PUBLIC ACCOUNTANTS SC
Accountancy firm EIN2021-12-31391203191
2020 : UDC 401(K) RETIREMENT PLAN 2020 401k financial data
Total income from all sources (including contributions)2020-12-31$3,030,251
Total of all expenses incurred2020-12-31$692,430
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$637,584
Expenses. Certain deemed distributions of participant loans2020-12-31$48,143
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$1,738,112
Value of total assets at end of year2020-12-31$10,051,993
Value of total assets at beginning of year2020-12-31$7,714,172
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$6,703
Total interest from all sources2020-12-31$9,883
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$1,214,139
Participant contributions at end of year2020-12-31$113,476
Participant contributions at beginning of year2020-12-31$90,046
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$4,928
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$2,337,821
Value of net assets at end of year (total assets less liabilities)2020-12-31$10,051,993
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$7,714,172
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$4,153
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$9,336,164
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$7,153,486
Interest on participant loans2020-12-31$3,719
Interest earned on other investments2020-12-31$6,164
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$602,353
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$470,640
Net investment gain/loss from pooled separate accounts2020-12-31$1,282,256
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$519,045
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$637,584
Contract administrator fees2020-12-31$2,550
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31SVA CERTIFIED PUBLIC ACCOUNTANTS SC
Accountancy firm EIN2020-12-31391203191
2019 : UDC 401(K) RETIREMENT PLAN 2019 401k financial data
Total income from all sources (including contributions)2019-12-31$2,766,530
Total of all expenses incurred2019-12-31$208,930
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$202,990
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$1,584,619
Value of total assets at end of year2019-12-31$7,714,172
Value of total assets at beginning of year2019-12-31$5,156,572
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$5,940
Total interest from all sources2019-12-31$8,812
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$1,085,257
Participant contributions at end of year2019-12-31$90,046
Participant contributions at beginning of year2019-12-31$108,146
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$15,706
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$2,557,600
Value of net assets at end of year (total assets less liabilities)2019-12-31$7,714,172
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$5,156,572
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$4,565
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$7,153,486
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$4,634,058
Interest on participant loans2019-12-31$4,710
Interest earned on other investments2019-12-31$4,102
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$470,640
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$414,368
Net investment gain/loss from pooled separate accounts2019-12-31$1,173,099
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$483,656
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$202,990
Contract administrator fees2019-12-31$1,375
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31SVA CERTIFIED PUBLIC ACCOUNTANTS SC
Accountancy firm EIN2019-12-31391203191
2018 : UDC 401(K) RETIREMENT PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$1,246,386
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$371,957
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$364,714
Expenses. Certain deemed distributions of participant loans2018-12-31$691
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$1,589,083
Value of total assets at end of year2018-12-31$5,156,572
Value of total assets at beginning of year2018-12-31$4,282,143
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$6,552
Total interest from all sources2018-12-31$7,959
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$924,452
Participant contributions at end of year2018-12-31$108,146
Participant contributions at beginning of year2018-12-31$102,423
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$239,911
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$874,429
Value of net assets at end of year (total assets less liabilities)2018-12-31$5,156,572
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$4,282,143
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$4,002
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$4,634,058
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$3,915,990
Interest on participant loans2018-12-31$4,591
Interest earned on other investments2018-12-31$3,368
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$414,368
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$263,730
Net investment gain/loss from pooled separate accounts2018-12-31$-350,656
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$424,720
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$364,714
Contract administrator fees2018-12-31$2,550
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31SVA CERTIFIED PUBLIC ACCOUNTANTS SC
Accountancy firm EIN2018-12-31391203191
2017 : UDC 401(K) RETIREMENT PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$1,757,855
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$201,913
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$198,075
Value of total corrective distributions2017-12-31$606
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$1,248,919
Value of total assets at end of year2017-12-31$4,282,143
Value of total assets at beginning of year2017-12-31$2,726,201
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$3,232
Total interest from all sources2017-12-31$6,619
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$400,000
If this is an individual account plan, was there a blackout period2017-12-31No
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$833,810
Participant contributions at end of year2017-12-31$102,423
Participant contributions at beginning of year2017-12-31$106,450
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$37,538
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$1,555,942
Value of net assets at end of year (total assets less liabilities)2017-12-31$4,282,143
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$2,726,201
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$2,357
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$3,915,990
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$2,512,128
Interest on participant loans2017-12-31$4,729
Interest earned on other investments2017-12-31$1,890
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$263,730
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$107,623
Net investment gain/loss from pooled separate accounts2017-12-31$502,317
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$377,571
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$198,075
Contract administrator fees2017-12-31$875
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31SVA CERTIFIED PUBLIC ACCOUNTANTS SC
Accountancy firm EIN2017-12-31391203191
2016 : UDC 401(K) RETIREMENT PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$928,564
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$29,776
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$26,961
Expenses. Certain deemed distributions of participant loans2016-12-31$1,360
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$749,126
Value of total assets at end of year2016-12-31$2,726,201
Value of total assets at beginning of year2016-12-31$1,827,413
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$1,455
Total interest from all sources2016-12-31$6,065
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$250,000
If this is an individual account plan, was there a blackout period2016-12-31No
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$508,641
Participant contributions at end of year2016-12-31$106,450
Participant contributions at beginning of year2016-12-31$132,997
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$41,991
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$898,788
Value of net assets at end of year (total assets less liabilities)2016-12-31$2,726,201
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$1,827,413
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$1,130
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$2,512,128
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$1,632,208
Interest on participant loans2016-12-31$5,258
Interest earned on other investments2016-12-31$807
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$107,623
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$62,208
Net investment gain/loss from pooled separate accounts2016-12-31$173,373
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$198,494
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$26,961
Contract administrator fees2016-12-31$325
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31SVA CERTIFIED PUBLIC ACCOUNTANTS SC
Accountancy firm EIN2016-12-31391203191
2015 : UDC 401(K) RETIREMENT PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$596,550
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$218,639
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$183,341
Expenses. Certain deemed distributions of participant loans2015-12-31$33,406
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$619,684
Value of total assets at end of year2015-12-31$1,827,413
Value of total assets at beginning of year2015-12-31$1,449,502
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$1,892
Total interest from all sources2015-12-31$3,624
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$250,000
If this is an individual account plan, was there a blackout period2015-12-31No
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$440,415
Participant contributions at end of year2015-12-31$132,997
Participant contributions at beginning of year2015-12-31$54,288
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$377,911
Value of net assets at end of year (total assets less liabilities)2015-12-31$1,827,413
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$1,449,502
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$429
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$1,632,208
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$1,353,749
Interest on participant loans2015-12-31$3,040
Interest earned on other investments2015-12-31$584
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$62,208
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$41,465
Net investment gain/loss from pooled separate accounts2015-12-31$-26,758
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$179,269
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$183,341
Contract administrator fees2015-12-31$1,463
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31SVA CERTIFIED PUBLIC ACCOUNTANTS SC
Accountancy firm EIN2015-12-31391203191

Form 5500 Responses for UDC 401(K) RETIREMENT PLAN

2022: UDC 401(K) RETIREMENT PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: UDC 401(K) RETIREMENT PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: UDC 401(K) RETIREMENT PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: UDC 401(K) RETIREMENT PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: UDC 401(K) RETIREMENT PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: UDC 401(K) RETIREMENT PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: UDC 401(K) RETIREMENT PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: UDC 401(K) RETIREMENT PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number811359
Policy instance 1
Insurance contract or identification number811359
Number of Individuals Covered267
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number811359
Policy instance 1
Insurance contract or identification number811359
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number811359
Policy instance 1
Insurance contract or identification number811359
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of fees paid to insurance companyUSD $3,827
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Amount paid for insurance broker fees3827
Additional information about fees paid to insurance brokerTPA PARTNERSHIP PROGRAM
Insurance broker organization code?3
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number811359
Policy instance 1
Insurance contract or identification number811359
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $20,169
Total amount of fees paid to insurance companyUSD $2,948
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $20,169
Insurance broker organization code?3
Amount paid for insurance broker fees2948
Additional information about fees paid to insurance brokerTPA PARTNERSHIP
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number811359
Policy instance 1
Insurance contract or identification number811359
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $19,037
Total amount of fees paid to insurance companyUSD $2,278
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $19,037
Insurance broker organization code?3
Amount paid for insurance broker fees2278
Additional information about fees paid to insurance brokerTPA PARTNERSHIP PROGRAM
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number811359
Policy instance 1
Insurance contract or identification number811359
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $13,096
Total amount of fees paid to insurance companyUSD $1,512
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $8,059
Insurance broker organization code?3
Amount paid for insurance broker fees1512
Additional information about fees paid to insurance brokerTPA PARTNERSHIP PROGRAM
Insurance broker nameBENETRAK, INC.
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number811359
Policy instance 1
Insurance contract or identification number811359
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $5,663
Total amount of fees paid to insurance companyUSD $1,947
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $5,663
Insurance broker organization code?3
Amount paid for insurance broker fees1947
Additional information about fees paid to insurance brokerTPA PARTNERSHIP PROGRAM TPA ALLIANCE PROGRAM
Insurance broker nameBENETRAK, INC.

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