401k Plan data: JEFFERSON NATIONAL FINANCIAL CORP. SAVINGS PLAN plan

JEFFERSON NATIONAL FINANCIAL CORP. SAVINGS PLAN 401k Plan overview

Plan Name	JEFFERSON NATIONAL FINANCIAL CORP. SAVINGS PLAN
Plan identification number	002

JEFFERSON NATIONAL FINANCIAL CORP. SAVINGS PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

JEFFERSON NATIONAL FINANCIAL CORP. has sponsored the creation of one or more 401k plans.

Company Name: JEFFERSON NATIONAL FINANCIAL CORP.

Employer identification number (EIN): 203289512

NAIC Classification: 551112
NAIC Description: Offices of Other Holding Companies

Form 5500 Filing Information

Submission information for form 5500 for 401k plan JEFFERSON NATIONAL FINANCIAL CORP. SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2017-01-01 JANE GELMAN
002 2016-01-01 JANE GELMAN
002 2015-01-01 JANE GELMAN
002 2014-01-01 JANE GELMAN
002 2013-01-01 JANE GELMAN 2014-07-08
002 2012-01-01 JANE GELMAN 2013-06-27 CRAIG HAWLEY 2013-06-27
002 2011-01-01 JANE GELMAN 2012-04-04 JANE GELMAN 2012-04-04
002 2010-01-01 COURTNEY ERICKSON 2011-09-20 CRAIG HAWLEY 2011-09-20

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
002	2017-01-01	JANE GELMAN
002	2016-01-01	JANE GELMAN
002	2015-01-01	JANE GELMAN
002	2014-01-01	JANE GELMAN
002	2013-01-01	JANE GELMAN	2014-07-08
002	2012-01-01	JANE GELMAN	2013-06-27	CRAIG HAWLEY	2013-06-27
002	2011-01-01	JANE GELMAN	2012-04-04	JANE GELMAN	2012-04-04
002	2010-01-01	COURTNEY ERICKSON	2011-09-20	CRAIG HAWLEY	2011-09-20

Plan Statistics for JEFFERSON NATIONAL FINANCIAL CORP. SAVINGS PLAN

401k plan membership statisitcs for JEFFERSON NATIONAL FINANCIAL CORP. SAVINGS PLAN

Measure Date Value
2017: JEFFERSON NATIONAL FINANCIAL CORP. SAVINGS PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 133
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 0
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 0
Total of all active and inactive participants 2017-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 0
Number of participants with account balances 2017-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 0
2016: JEFFERSON NATIONAL FINANCIAL CORP. SAVINGS PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 142
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 101
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 32
Total of all active and inactive participants 2016-01-01 133
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 133
Number of participants with account balances 2016-01-01 128
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 3
2015: JEFFERSON NATIONAL FINANCIAL CORP. SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 127
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 114
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 27
Total of all active and inactive participants 2015-01-01 141
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 141
Number of participants with account balances 2015-01-01 131
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 7
2014: JEFFERSON NATIONAL FINANCIAL CORP. SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 124
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 101
Number of other retired or separated participants entitled to future benefits 2014-01-01 24
Total of all active and inactive participants 2014-01-01 125
Total participants 2014-01-01 125
Number of participants with account balances 2014-01-01 117

Measure	Date	Value
2017: JEFFERSON NATIONAL FINANCIAL CORP. SAVINGS PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	133
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	0
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	0
Total of all active and inactive participants	2017-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	0
Number of participants with account balances	2017-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	0
2016: JEFFERSON NATIONAL FINANCIAL CORP. SAVINGS PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	142
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	101
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	32
Total of all active and inactive participants	2016-01-01	133
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	133
Number of participants with account balances	2016-01-01	128
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	3
2015: JEFFERSON NATIONAL FINANCIAL CORP. SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	127
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	114
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	27
Total of all active and inactive participants	2015-01-01	141
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	141
Number of participants with account balances	2015-01-01	131
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	7
2014: JEFFERSON NATIONAL FINANCIAL CORP. SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	124
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	101
Number of other retired or separated participants entitled to future benefits	2014-01-01	24
Total of all active and inactive participants	2014-01-01	125
Total participants	2014-01-01	125
Number of participants with account balances	2014-01-01	117

Financial Data on JEFFERSON NATIONAL FINANCIAL CORP. SAVINGS PLAN

Measure	Date	Value
2017 : JEFFERSON NATIONAL FINANCIAL CORP. SAVINGS PLAN 2017 401k financial data
Total transfer of assets from this plan	2017-12-31	$8,555,557
Total income from all sources (including contributions)	2017-12-31	$2,536,975
Total of all expenses incurred	2017-12-31	$452,948
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$424,260
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$1,336,538
Value of total assets at end of year	2017-12-31	$0
Value of total assets at beginning of year	2017-12-31	$6,471,530
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$28,688
Total interest from all sources	2017-12-31	$3,964
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$136,294
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2017-12-31	$0
Total dividends received from registered investment company shares (eg mutual funds)	2017-12-31	$136,294
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2017-12-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$781,329
Participant contributions at end of year	2017-12-31	$0
Participant contributions at beginning of year	2017-12-31	$110,815
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$390,530
Administrative expenses (other) incurred	2017-12-31	$28,688
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$2,084,027
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$0
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$6,471,530
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$6,012,188
Value of interest in pooled separate accounts at end of year	2017-12-31	$0
Value of interest in pooled separate accounts at beginning of year	2017-12-31	$348,527
Interest on participant loans	2017-12-31	$3,964
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$1,056,187
Net investment gain/loss from pooled separate accounts	2017-12-31	$3,992
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$164,679
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$424,260
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2017-12-31	Yes
Did the plan have assets held for investment	2017-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	MCM CPAS & ADVISORS LLP
Accountancy firm EIN	2017-12-31	271235638
2016 : JEFFERSON NATIONAL FINANCIAL CORP. SAVINGS PLAN 2016 401k financial data
Total income from all sources (including contributions)	2016-12-31	$1,388,886
Total of all expenses incurred	2016-12-31	$487,275
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$444,913
Value of total corrective distributions	2016-12-31	$29,584
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$891,041
Value of total assets at end of year	2016-12-31	$6,471,530
Value of total assets at beginning of year	2016-12-31	$5,569,919
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$12,778
Total interest from all sources	2016-12-31	$4,524
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$109,965
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-12-31	$109,965
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$682,970
Participant contributions at end of year	2016-12-31	$110,815
Participant contributions at beginning of year	2016-12-31	$93,511
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$28,835
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$901,611
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$6,471,530
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$5,569,919
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$6,012,188
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$5,116,887
Value of interest in pooled separate accounts at end of year	2016-12-31	$348,527
Interest on participant loans	2016-12-31	$4,524
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2016-12-31	$359,521
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$379,714
Net investment gain/loss from pooled separate accounts	2016-12-31	$3,642
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$179,236
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$444,913
Contract administrator fees	2016-12-31	$12,778
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	MOUNTJOY CHILTON MEDLEY LLP
Accountancy firm EIN	2016-12-31	271235638
2015 : JEFFERSON NATIONAL FINANCIAL CORP. SAVINGS PLAN 2015 401k financial data
Total income from all sources (including contributions)	2015-12-31	$1,161,102
Total of all expenses incurred	2015-12-31	$207,036
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$196,962
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$1,146,988
Value of total assets at end of year	2015-12-31	$5,569,919
Value of total assets at beginning of year	2015-12-31	$4,615,853
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$10,074
Total interest from all sources	2015-12-31	$2,775
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$212,384
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$212,384
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$658,214
Participant contributions at end of year	2015-12-31	$93,511
Participant contributions at beginning of year	2015-12-31	$54,504
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$329,865
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$954,066
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$5,569,919
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$4,615,853
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Investment advisory and management fees	2015-12-31	$10,074
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$5,116,887
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$4,283,112
Interest on participant loans	2015-12-31	$2,775
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2015-12-31	$359,521
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2015-12-31	$278,237
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-201,045
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$158,909
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$196,962
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2015-12-31	No
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	MOUNTJOY CHILTON MEDLEY LLP
Accountancy firm EIN	2015-12-31	271235638
2014 : JEFFERSON NATIONAL FINANCIAL CORP. SAVINGS PLAN 2014 401k financial data
Total income from all sources (including contributions)	2014-12-31	$1,071,559
Total of all expenses incurred	2014-12-31	$204,444
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$196,784
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$777,213
Value of total assets at end of year	2014-12-31	$4,615,853
Value of total assets at beginning of year	2014-12-31	$3,748,738
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$7,660
Total interest from all sources	2014-12-31	$1,281
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$195,812
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$195,812
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$585,419
Participant contributions at end of year	2014-12-31	$54,504
Participant contributions at beginning of year	2014-12-31	$13,153
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$34,176
Other income not declared elsewhere	2014-12-31	$1,102
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$867,115
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$4,615,853
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$3,748,738
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Investment advisory and management fees	2014-12-31	$7,660
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$4,283,112
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$3,247,280
Interest on participant loans	2014-12-31	$1,281
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2014-12-31	$278,237
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2014-12-31	$488,305
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$96,151
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$157,618
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$196,784
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2014-12-31	No
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	MOUNTJOY CHILTON MEDLEY LLP
Accountancy firm EIN	2014-12-31	271235638

Form 5500 Responses for JEFFERSON NATIONAL FINANCIAL CORP. SAVINGS PLAN

2017: JEFFERSON NATIONAL FINANCIAL CORP. SAVINGS PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	This submission is the final filing	Yes
2017-01-01	Plan funding arrangement – Insurance	Yes
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement – Insurance	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: JEFFERSON NATIONAL FINANCIAL CORP. SAVINGS PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Plan funding arrangement – Insurance	Yes
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement – Insurance	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: JEFFERSON NATIONAL FINANCIAL CORP. SAVINGS PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Plan funding arrangement – Insurance	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement – Insurance	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: JEFFERSON NATIONAL FINANCIAL CORP. SAVINGS PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement – Insurance	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )

Policy contract number

512204

Policy instance

Insurance contract or identification number	512204
Number of Individuals Covered	0
Insurance policy start date	2017-01-01
Insurance policy end date	2017-12-31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )

Policy contract number

512204-000

Policy instance

Insurance contract or identification number	512204-000
Number of Individuals Covered	131
Insurance policy start date	2015-01-01
Insurance policy end date	2015-12-31
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )

Policy contract number

512204-000

Policy instance

Insurance contract or identification number	512204-000
Number of Individuals Covered	117
Insurance policy start date	2014-01-01
Insurance policy end date	2014-12-31
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

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Company Name:	JEFFERSON NATIONAL FINANCIAL CORP.
Employer identification number (EIN):	203289512
NAIC Classification:	551112
NAIC Description:	Offices of Other Holding Companies