401k Plan data: WINDHAVEN RETIREMENT PLAN plan

WINDHAVEN RETIREMENT PLAN 401k Plan overview

Plan Name	WINDHAVEN RETIREMENT PLAN
Plan identification number	001

WINDHAVEN RETIREMENT PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) received services of leased employees, as defined in Code section 414(n), during the plan year.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

WINDHAVEN MANAGERS, INC. has sponsored the creation of one or more 401k plans.

Company Name: WINDHAVEN MANAGERS, INC.

Employer identification number (EIN): 203381738

NAIC Classification: 524150

Additional information about WINDHAVEN MANAGERS, INC.

Jurisdiction of Incorporation: Florida Department of State Division of Corporations

Incorporation Date: 2005-06-23

Company Identification Number: P05000090078

Legal Registered Office Address: 8550 NW 33RD STREET, SUITE 400

DORAL

33122

More information about WINDHAVEN MANAGERS, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan WINDHAVEN RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2020-01-01
001 2019-01-01
001 2019-01-01
001 2018-01-01
001 2017-01-01 ANNA CRUZ-MORALES ANNA CRUZ-MORALES 2018-10-12
001 2016-01-01 ANNA CRUZ-MORALES ANNA CRUZ-MORALES 2018-01-15
001 2015-01-01 ANNA CRUZ-MORALES ANNA CRUZ-MORAES 2016-10-17
001 2014-01-01 JIMMY WHITED
001 2014-01-01 JIMMY E. WHITED
001 2014-01-01 JIMMY E. WHITED
001 2013-01-01 JIMMY E. WHITED
001 2012-01-01 JIMMY E. WHITED 2013-09-30
001 2011-07-01 JIMMY E. WHITED 2012-07-24

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2020-01-01
001	2019-01-01
001	2019-01-01
001	2018-01-01
001	2017-01-01	ANNA CRUZ-MORALES		ANNA CRUZ-MORALES	2018-10-12
001	2016-01-01	ANNA CRUZ-MORALES		ANNA CRUZ-MORALES	2018-01-15
001	2015-01-01	ANNA CRUZ-MORALES		ANNA CRUZ-MORAES	2016-10-17
001	2014-01-01	JIMMY WHITED
001	2014-01-01	JIMMY E. WHITED
001	2014-01-01	JIMMY E. WHITED
001	2013-01-01	JIMMY E. WHITED
001	2012-01-01	JIMMY E. WHITED	2013-09-30
001	2011-07-01	JIMMY E. WHITED	2012-07-24

Plan Statistics for WINDHAVEN RETIREMENT PLAN

401k plan membership statisitcs for WINDHAVEN RETIREMENT PLAN

Measure Date Value
2020: WINDHAVEN RETIREMENT PLAN 2020 401k membership
Total participants, beginning-of-year 2020-01-01 645
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 0
Number of retired or separated participants receiving benefits 2020-01-01 0
Number of other retired or separated participants entitled to future benefits 2020-01-01 0
Total of all active and inactive participants 2020-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 0
Total participants 2020-01-01 0
Number of participants with account balances 2020-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 0
2019: WINDHAVEN RETIREMENT PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 699
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 540
Number of retired or separated participants receiving benefits 2019-01-01 0
Number of other retired or separated participants entitled to future benefits 2019-01-01 89
Total of all active and inactive participants 2019-01-01 629
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 0
Total participants 2019-01-01 629
Number of participants with account balances 2019-01-01 256
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 13
2018: WINDHAVEN RETIREMENT PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 567
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 625
Number of retired or separated participants receiving benefits 2018-01-01 0
Number of other retired or separated participants entitled to future benefits 2018-01-01 60
Total of all active and inactive participants 2018-01-01 685
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 1
Total participants 2018-01-01 686
Number of participants with account balances 2018-01-01 231
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 28
2017: WINDHAVEN RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 419
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 498
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 51
Total of all active and inactive participants 2017-01-01 549
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 549
Number of participants with account balances 2017-01-01 193
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 27
2016: WINDHAVEN RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 300
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 366
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 45
Total of all active and inactive participants 2016-01-01 411
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 411
Number of participants with account balances 2016-01-01 167
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 21
2015: WINDHAVEN RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 162
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 255
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 44
Total of all active and inactive participants 2015-01-01 299
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 299
Number of participants with account balances 2015-01-01 149
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 22
2014: WINDHAVEN RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 148
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 148
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 37
Total of all active and inactive participants 2014-01-01 185
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 185
Number of participants with account balances 2014-01-01 103
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 13
2013: WINDHAVEN RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 121
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 119
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 25
Total of all active and inactive participants 2013-01-01 144
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 144
Number of participants with account balances 2013-01-01 73
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 4

Measure	Date	Value
2020: WINDHAVEN RETIREMENT PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	645
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	0
Number of retired or separated participants receiving benefits	2020-01-01	0
Number of other retired or separated participants entitled to future benefits	2020-01-01	0
Total of all active and inactive participants	2020-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	0
Total participants	2020-01-01	0
Number of participants with account balances	2020-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	0
2019: WINDHAVEN RETIREMENT PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	699
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	540
Number of retired or separated participants receiving benefits	2019-01-01	0
Number of other retired or separated participants entitled to future benefits	2019-01-01	89
Total of all active and inactive participants	2019-01-01	629
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	0
Total participants	2019-01-01	629
Number of participants with account balances	2019-01-01	256
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	13
2018: WINDHAVEN RETIREMENT PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	567
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	625
Number of retired or separated participants receiving benefits	2018-01-01	0
Number of other retired or separated participants entitled to future benefits	2018-01-01	60
Total of all active and inactive participants	2018-01-01	685
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	1
Total participants	2018-01-01	686
Number of participants with account balances	2018-01-01	231
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	28
2017: WINDHAVEN RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	419
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	498
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	51
Total of all active and inactive participants	2017-01-01	549
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	549
Number of participants with account balances	2017-01-01	193
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	27
2016: WINDHAVEN RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	300
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	366
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	45
Total of all active and inactive participants	2016-01-01	411
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	411
Number of participants with account balances	2016-01-01	167
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	21
2015: WINDHAVEN RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	162
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	255
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	44
Total of all active and inactive participants	2015-01-01	299
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	299
Number of participants with account balances	2015-01-01	149
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	22
2014: WINDHAVEN RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	148
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	148
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	37
Total of all active and inactive participants	2014-01-01	185
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	185
Number of participants with account balances	2014-01-01	103
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	13
2013: WINDHAVEN RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	121
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	119
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	25
Total of all active and inactive participants	2013-01-01	144
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	144
Number of participants with account balances	2013-01-01	73
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	4

Financial Data on WINDHAVEN RETIREMENT PLAN

Measure	Date	Value
2020 : WINDHAVEN RETIREMENT PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets	2020-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$0
Total income from all sources (including contributions)	2020-12-31	$17,962
Total loss/gain on sale of assets	2020-12-31	$0
Total of all expenses incurred	2020-12-31	$5,821,484
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-12-31	$5,628,165
Value of total corrective distributions	2020-12-31	$109,129
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-12-31	$197,613
Value of total assets at end of year	2020-12-31	$0
Value of total assets at beginning of year	2020-12-31	$5,803,522
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-12-31	$84,190
Total interest from all sources	2020-12-31	$5,780
Total dividends received (eg from common stock, registered investment company shares)	2020-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-12-31	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2020-12-31	$0
Was this plan covered by a fidelity bond	2020-12-31	Yes
Value of fidelity bond cover	2020-12-31	$3,000,000
If this is an individual account plan, was there a blackout period	2020-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2020-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2020-12-31	No
Contributions received from participants	2020-12-31	$162,357
Participant contributions at end of year	2020-12-31	$0
Participant contributions at beginning of year	2020-12-31	$110,917
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Value of net income/loss	2020-12-31	$-5,803,522
Value of net assets at end of year (total assets less liabilities)	2020-12-31	$0
Value of net assets at beginning of year (total assets less liabilities)	2020-12-31	$5,803,522
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-12-31	No
Were any leases to which the plan was party in default or uncollectible	2020-12-31	No
Value of interest in pooled separate accounts at end of year	2020-12-31	$0
Value of interest in pooled separate accounts at beginning of year	2020-12-31	$5,572,396
Interest on participant loans	2020-12-31	$4,034
Interest earned on other investments	2020-12-31	$1,746
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2020-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2020-12-31	$120,209
Net investment gain/loss from pooled separate accounts	2020-12-31	$-185,431
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-12-31	No
Was there a failure to transmit to the plan any participant contributions	2020-12-31	No
Has the plan failed to provide any benefit when due under the plan	2020-12-31	No
Contributions received in cash from employer	2020-12-31	$35,256
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-12-31	$5,628,165
Contract administrator fees	2020-12-31	$84,190
Did the plan have assets held for investment	2020-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2020-12-31	Disclaimer
Accountancy firm name	2020-12-31	BELFINT, LYONS & SHUMAN, P.A.
Accountancy firm EIN	2020-12-31	510232399
2019 : WINDHAVEN RETIREMENT PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets	2019-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total income from all sources (including contributions)	2019-12-31	$2,392,516
Total income from all sources (including contributions)	2019-12-31	$2,392,516
Total loss/gain on sale of assets	2019-12-31	$0
Total loss/gain on sale of assets	2019-12-31	$0
Total of all expenses incurred	2019-12-31	$590,437
Total of all expenses incurred	2019-12-31	$590,437
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$529,024
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$529,024
Expenses. Certain deemed distributions of participant loans	2019-12-31	$1,807
Expenses. Certain deemed distributions of participant loans	2019-12-31	$1,807
Value of total corrective distributions	2019-12-31	$47,010
Value of total corrective distributions	2019-12-31	$47,010
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$1,448,983
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$1,448,983
Value of total assets at end of year	2019-12-31	$5,803,522
Value of total assets at end of year	2019-12-31	$5,803,522
Value of total assets at beginning of year	2019-12-31	$4,001,443
Value of total assets at beginning of year	2019-12-31	$4,001,443
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$12,596
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$12,596
Total interest from all sources	2019-12-31	$8,110
Total interest from all sources	2019-12-31	$8,110
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Was this plan covered by a fidelity bond	2019-12-31	Yes
Was this plan covered by a fidelity bond	2019-12-31	Yes
Value of fidelity bond cover	2019-12-31	$3,000,000
Value of fidelity bond cover	2019-12-31	$3,000,000
If this is an individual account plan, was there a blackout period	2019-12-31	No
If this is an individual account plan, was there a blackout period	2019-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Contributions received from participants	2019-12-31	$1,082,170
Contributions received from participants	2019-12-31	$1,082,170
Participant contributions at end of year	2019-12-31	$110,917
Participant contributions at end of year	2019-12-31	$110,917
Participant contributions at beginning of year	2019-12-31	$133,100
Participant contributions at beginning of year	2019-12-31	$133,100
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$134,003
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$134,003
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Value of net income/loss	2019-12-31	$1,802,079
Value of net income/loss	2019-12-31	$1,802,079
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$5,803,522
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$5,803,522
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$4,001,443
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$4,001,443
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Value of interest in pooled separate accounts at end of year	2019-12-31	$5,572,396
Value of interest in pooled separate accounts at end of year	2019-12-31	$5,572,396
Value of interest in pooled separate accounts at beginning of year	2019-12-31	$3,811,039
Value of interest in pooled separate accounts at beginning of year	2019-12-31	$3,811,039
Interest on participant loans	2019-12-31	$6,711
Interest on participant loans	2019-12-31	$6,711
Interest earned on other investments	2019-12-31	$1,399
Interest earned on other investments	2019-12-31	$1,399
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2019-12-31	$120,209
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2019-12-31	$120,209
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2019-12-31	$57,304
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2019-12-31	$57,304
Net investment gain/loss from pooled separate accounts	2019-12-31	$935,423
Net investment gain/loss from pooled separate accounts	2019-12-31	$935,423
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Contributions received in cash from employer	2019-12-31	$232,810
Contributions received in cash from employer	2019-12-31	$232,810
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$529,024
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$529,024
Contract administrator fees	2019-12-31	$12,596
Contract administrator fees	2019-12-31	$12,596
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Accountancy firm name	2019-12-31	BELFINT, LYONS & SHUMAN, P.A.
Accountancy firm name	2019-12-31	BELFINT, LYONS & SHUMAN, P.A.
Accountancy firm EIN	2019-12-31	510232399
Accountancy firm EIN	2019-12-31	510232399
2018 : WINDHAVEN RETIREMENT PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets	2018-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total income from all sources (including contributions)	2018-12-31	$1,043,191
Total loss/gain on sale of assets	2018-12-31	$0
Total of all expenses incurred	2018-12-31	$444,296
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$374,814
Expenses. Certain deemed distributions of participant loans	2018-12-31	$11,103
Value of total corrective distributions	2018-12-31	$46,273
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$1,329,750
Value of total assets at end of year	2018-12-31	$4,001,443
Value of total assets at beginning of year	2018-12-31	$3,402,548
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$12,106
Total interest from all sources	2018-12-31	$7,786
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$3,000,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$965,906
Participant contributions at end of year	2018-12-31	$133,100
Participant contributions at beginning of year	2018-12-31	$75,754
Income. Received or receivable in cash from other sources (including rollovers)	2018-12-31	$157,009
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$598,895
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$4,001,443
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$3,402,548
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Value of interest in pooled separate accounts at end of year	2018-12-31	$3,811,039
Value of interest in pooled separate accounts at beginning of year	2018-12-31	$3,103,247
Interest on participant loans	2018-12-31	$5,551
Interest earned on other investments	2018-12-31	$2,235
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2018-12-31	$57,304
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2018-12-31	$223,547
Net investment gain/loss from pooled separate accounts	2018-12-31	$-294,345
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	No
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Contributions received in cash from employer	2018-12-31	$206,835
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$374,814
Contract administrator fees	2018-12-31	$12,106
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	DIXON HUGHES GOODMAN LLP
Accountancy firm EIN	2018-12-31	560747981
2017 : WINDHAVEN RETIREMENT PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets	2017-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total income from all sources (including contributions)	2017-12-31	$1,440,355
Total loss/gain on sale of assets	2017-12-31	$0
Total of all expenses incurred	2017-12-31	$262,320
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$238,970
Expenses. Certain deemed distributions of participant loans	2017-12-31	$956
Value of total corrective distributions	2017-12-31	$12,495
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$1,045,737
Value of total assets at end of year	2017-12-31	$3,402,548
Value of total assets at beginning of year	2017-12-31	$2,224,513
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$9,899
Total interest from all sources	2017-12-31	$6,395
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Administrative expenses professional fees incurred	2017-12-31	$0
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$3,000,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$687,653
Participant contributions at end of year	2017-12-31	$75,754
Participant contributions at beginning of year	2017-12-31	$41,610
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$187,115
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$1,178,035
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$3,402,548
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$2,224,513
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Value of interest in pooled separate accounts at end of year	2017-12-31	$3,103,247
Value of interest in pooled separate accounts at beginning of year	2017-12-31	$1,989,330
Interest on participant loans	2017-12-31	$3,877
Interest earned on other investments	2017-12-31	$2,518
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2017-12-31	$223,547
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2017-12-31	$193,573
Net investment gain/loss from pooled separate accounts	2017-12-31	$388,223
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$170,969
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$238,970
Contract administrator fees	2017-12-31	$9,899
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	DIXON HUGHES GOODMAN LLP
Accountancy firm EIN	2017-12-31	560747981
2016 : WINDHAVEN RETIREMENT PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets	2016-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total income from all sources (including contributions)	2016-12-31	$885,136
Total loss/gain on sale of assets	2016-12-31	$0
Total of all expenses incurred	2016-12-31	$74,457
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$60,662
Expenses. Certain deemed distributions of participant loans	2016-12-31	$0
Value of total corrective distributions	2016-12-31	$5,173
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$724,662
Value of total assets at end of year	2016-12-31	$2,224,513
Value of total assets at beginning of year	2016-12-31	$1,413,834
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$8,622
Total interest from all sources	2016-12-31	$3,001
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Administrative expenses professional fees incurred	2016-12-31	$0
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$3,000,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$590,400
Participant contributions at end of year	2016-12-31	$41,610
Participant contributions at beginning of year	2016-12-31	$8,202
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$5,437
Other income not declared elsewhere	2016-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$810,679
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$2,224,513
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$1,413,834
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Value of interest in pooled separate accounts at end of year	2016-12-31	$1,989,330
Value of interest in pooled separate accounts at beginning of year	2016-12-31	$1,210,267
Interest on participant loans	2016-12-31	$637
Interest earned on other investments	2016-12-31	$2,364
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2016-12-31	$193,573
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2016-12-31	$195,365
Expenses. Payments to insurance carriers foe the provision of benefits	2016-12-31	$0
Net investment gain/loss from pooled separate accounts	2016-12-31	$157,473
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$128,825
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$60,662
Contract administrator fees	2016-12-31	$8,622
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	DIXON HUGHES GOODMAN LLP
Accountancy firm EIN	2016-12-31	560747981
2015 : WINDHAVEN RETIREMENT PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total income from all sources (including contributions)	2015-12-31	$585,923
Total loss/gain on sale of assets	2015-12-31	$0
Total of all expenses incurred	2015-12-31	$30,040
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$20,265
Value of total corrective distributions	2015-12-31	$1,945
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$600,116
Value of total assets at end of year	2015-12-31	$1,413,834
Value of total assets at beginning of year	2015-12-31	$857,951
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$7,830
Total interest from all sources	2015-12-31	$2,557
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$0
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$500,000
If this is an individual account plan, was there a blackout period	2015-12-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$465,344
Participant contributions at end of year	2015-12-31	$8,202
Participant contributions at beginning of year	2015-12-31	$1,203
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$19,340
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$555,883
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$1,413,834
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$857,951
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$684,205
Value of interest in pooled separate accounts at end of year	2015-12-31	$1,210,267
Interest on participant loans	2015-12-31	$134
Interest earned on other investments	2015-12-31	$2,423
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2015-12-31	$172,543
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2015-12-31	$172,543
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2015-12-31	$195,365
Net investment gain/loss from pooled separate accounts	2015-12-31	$-16,750
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$115,432
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$20,265
Contract administrator fees	2015-12-31	$7,830
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2015-12-31	Yes
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	DIXON HUGHES GOODMAN LLP
Accountancy firm EIN	2015-12-31	560747981
2014 : WINDHAVEN RETIREMENT PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$268,852
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$71,932
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$52,260
Value of total corrective distributions	2014-12-31	$18,822
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$242,411
Value of total assets at end of year	2014-12-31	$871,951
Value of total assets at beginning of year	2014-12-31	$675,031
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$850
Total interest from all sources	2014-12-31	$475
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$6,527
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$6,527
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$500,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$182,981
Participant contributions at end of year	2014-12-31	$1,203
Participant contributions at beginning of year	2014-12-31	$20,354
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$14,000
Value of other receiveables (less allowance for doubtful accounts) at end of year	2014-12-31	$14,000
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$196,920
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$871,951
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$675,031
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$684,205
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$494,122
Interest on participant loans	2014-12-31	$475
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2014-12-31	$172,543
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2014-12-31	$156,805
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2014-12-31	$156,805
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$19,439
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$45,430
Employer contributions (assets) at end of year	2014-12-31	$0
Employer contributions (assets) at beginning of year	2014-12-31	$3,750
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$52,260
Contract administrator fees	2014-12-31	$850
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2014-12-31	No
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	DIXON HUGHES GOODMAN LLP
Accountancy firm EIN	2014-12-31	560747981
2013 : WINDHAVEN RETIREMENT PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$284,612
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$88,432
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$85,650
Value of total corrective distributions	2013-12-31	$1,832
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$229,137
Value of total assets at end of year	2013-12-31	$675,031
Value of total assets at beginning of year	2013-12-31	$478,851
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$950
Total interest from all sources	2013-12-31	$406
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$5,007
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$5,007
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$50,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$137,820
Participant contributions at end of year	2013-12-31	$20,354
Participant contributions at beginning of year	2013-12-31	$8,187
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$56,862
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$196,180
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$675,031
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$478,851
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$494,122
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$328,485
Interest on participant loans	2013-12-31	$406
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2013-12-31	$156,805
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2013-12-31	$142,179
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2013-12-31	$142,179
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$50,062
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$34,455
Employer contributions (assets) at end of year	2013-12-31	$3,750
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$85,650
Contract administrator fees	2013-12-31	$950
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	DIXON HUGHES GOODMAN LLP
Accountancy firm EIN	2013-12-31	560747981

Form 5500 Responses for WINDHAVEN RETIREMENT PLAN

2020: WINDHAVEN RETIREMENT PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Submission has been amended	No
2020-01-01	This submission is the final filing	Yes
2020-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2020-01-01	Plan is a collectively bargained plan	No
2020-01-01	Plan funding arrangement – Insurance	Yes
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement – Insurance	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: WINDHAVEN RETIREMENT PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Insurance	Yes
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement – Insurance	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: WINDHAVEN RETIREMENT PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Insurance	Yes
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement – Insurance	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: WINDHAVEN RETIREMENT PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Insurance	Yes
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement – Insurance	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: WINDHAVEN RETIREMENT PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Insurance	Yes
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement – Insurance	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: WINDHAVEN RETIREMENT PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Insurance	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement – Insurance	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: WINDHAVEN RETIREMENT PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	Yes
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: WINDHAVEN RETIREMENT PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

MINNESOTA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66168 )

Policy contract number

068556

Policy instance

Insurance contract or identification number	068556
Number of Individuals Covered	0
Insurance policy start date	2020-01-01
Insurance policy end date	2020-12-31
Total amount of commissions paid to insurance broker	USD $6,013
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $6,013
Insurance broker organization code?	3

MINNESOTA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66168 )

Policy contract number

068556

Policy instance

Insurance contract or identification number	068556
Number of Individuals Covered	629
Insurance policy start date	2019-01-01
Insurance policy end date	2019-12-31
Total amount of commissions paid to insurance broker	USD $12,231
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $12,231
Insurance broker organization code?	3

MINNESOTA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66168 )

Policy contract number

068556

Policy instance

Insurance contract or identification number	068556
Insurance policy start date	2018-01-01
Insurance policy end date	2018-12-31
Total amount of commissions paid to insurance broker	USD $9,579
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $9,579
Insurance broker organization code?	3

MINNESOTA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66168 )

Policy contract number

068556

Policy instance

Insurance contract or identification number	068556
Number of Individuals Covered	549
Insurance policy start date	2017-01-01
Insurance policy end date	2017-12-31
Total amount of commissions paid to insurance broker	USD $7,149
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $7,149
Insurance broker organization code?	3
Insurance broker name	UBS

MINNESOTA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66168 )

Policy contract number

068556

Policy instance

Insurance contract or identification number	068556
Number of Individuals Covered	299
Insurance policy start date	2015-01-01
Insurance policy end date	2015-12-31
Total amount of commissions paid to insurance broker	USD $7,255
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Commission paid to Insurance Broker	USD $7,255
Insurance broker organization code?	3
Insurance broker name	UBS

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Company Name:	WINDHAVEN MANAGERS, INC.
Employer identification number (EIN):	203381738
NAIC Classification:	524150

Jurisdiction of Incorporation:	Florida Department of State Division of Corporations
Incorporation Date:	2005-06-23
Company Identification Number:	P05000090078
Legal Registered Office Address:	8550 NW 33RD STREET, SUITE 400 DORAL 33122