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KENNEDY MANAGEMENT 401(K) PLAN 401k Plan overview

Plan NameKENNEDY MANAGEMENT 401(K) PLAN
Plan identification number 001

KENNEDY MANAGEMENT 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

KENNEDY MANAGEMENT SERVICES, LLC has sponsored the creation of one or more 401k plans.

Company Name:KENNEDY MANAGEMENT SERVICES, LLC
Employer identification number (EIN):203514423
NAIC Classification:551112
NAIC Description:Offices of Other Holding Companies

Additional information about KENNEDY MANAGEMENT SERVICES, LLC

Jurisdiction of Incorporation: Colorado Department of State
Incorporation Date: 2007-07-09
Company Identification Number: 20071316169
Legal Registered Office Address: 19945 Riverglen Lane

Monument
United States of America (USA)
80132

More information about KENNEDY MANAGEMENT SERVICES, LLC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan KENNEDY MANAGEMENT 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012015-01-01PRESTON I. PERRONE
0012014-01-01PRESTON I. PERRONE
0012013-01-01PRESTON PERRONE
0012012-01-01PRESTON PERRONE
0012011-01-01PRESTON PERRONE
0012010-01-01PRESTON PERRONE
0012009-01-01SUSAN AUGHINBAUGH

Plan Statistics for KENNEDY MANAGEMENT 401(K) PLAN

401k plan membership statisitcs for KENNEDY MANAGEMENT 401(K) PLAN

Measure Date Value
2015: KENNEDY MANAGEMENT 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-0120
Total number of active participants reported on line 7a of the Form 55002015-01-010
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-010
Total of all active and inactive participants2015-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-010
Number of participants with account balances2015-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: KENNEDY MANAGEMENT 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-0149
Total number of active participants reported on line 7a of the Form 55002014-01-015
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0115
Total of all active and inactive participants2014-01-0120
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-0120
Number of participants with account balances2014-01-0116
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: KENNEDY MANAGEMENT 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-0147
Total number of active participants reported on line 7a of the Form 55002013-01-0145
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-015
Total of all active and inactive participants2013-01-0150
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-0150
Number of participants with account balances2013-01-0118
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: KENNEDY MANAGEMENT 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-0155
Total number of active participants reported on line 7a of the Form 55002012-01-0141
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-015
Total of all active and inactive participants2012-01-0146
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-0146
Number of participants with account balances2012-01-0141
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: KENNEDY MANAGEMENT 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-0169
Total number of active participants reported on line 7a of the Form 55002011-01-0169
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-010
Total of all active and inactive participants2011-01-0169
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-0169
Number of participants with account balances2011-01-0119
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2010: KENNEDY MANAGEMENT 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-0193
Total number of active participants reported on line 7a of the Form 55002010-01-0193
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-010
Total of all active and inactive participants2010-01-0193
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-0193
Number of participants with account balances2010-01-0120
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-010
2009: KENNEDY MANAGEMENT 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-0161
Total number of active participants reported on line 7a of the Form 55002009-01-0160
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-011
Total of all active and inactive participants2009-01-0161
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-0161
Number of participants with account balances2009-01-0121
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on KENNEDY MANAGEMENT 401(K) PLAN

Measure Date Value
2015 : KENNEDY MANAGEMENT 401(K) PLAN 2015 401k financial data
Transfers to/from the plan2015-04-30$0
Total plan liabilities at end of year2015-04-30$0
Total income from all sources2015-04-30$28,236
Expenses. Total of all expenses incurred2015-04-30$524,627
Benefits paid (including direct rollovers)2015-04-30$524,627
Total plan assets at end of year2015-04-30$0
Total plan assets at beginning of year2015-04-30$496,391
Value of fidelity bond covering the plan2015-04-30$50,000
Total contributions received or receivable from participants2015-04-30$0
Expenses. Other expenses not covered elsewhere2015-04-30$0
Contributions received from other sources (not participants or employers)2015-04-30$0
Other income received2015-04-30$26,045
Net income (gross income less expenses)2015-04-30$-496,391
Net plan assets at end of year (total assets less liabilities)2015-04-30$0
Net plan assets at beginning of year (total assets less liabilities)2015-04-30$496,391
Assets. Value of participant loans2015-04-30$0
Total contributions received or receivable from employer(s)2015-04-30$2,191
Value of certain deemed distributions of participant loans2015-04-30$0
Value of corrective distributions2015-04-30$0
Funding deficiency by the employer to the plan for this plan year2015-04-30$0
Minimum employer required contribution for this plan year2015-04-30$0
Amount contributed by the employer to the plan for this plan year2015-04-30$0
2014 : KENNEDY MANAGEMENT 401(K) PLAN 2014 401k financial data
Transfers to/from the plan2014-12-31$0
Total income from all sources2014-12-31$78,416
Expenses. Total of all expenses incurred2014-12-31$133,822
Benefits paid (including direct rollovers)2014-12-31$131,757
Total plan assets at end of year2014-12-31$496,391
Total plan assets at beginning of year2014-12-31$551,797
Value of fidelity bond covering the plan2014-12-31$50,000
Total contributions received or receivable from participants2014-12-31$50,168
Expenses. Other expenses not covered elsewhere2014-12-31$2,065
Contributions received from other sources (not participants or employers)2014-12-31$0
Other income received2014-12-31$28,248
Net income (gross income less expenses)2014-12-31$-55,406
Net plan assets at end of year (total assets less liabilities)2014-12-31$496,391
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$551,797
Assets. Value of participant loans2014-12-31$0
Total contributions received or receivable from employer(s)2014-12-31$0
Value of certain deemed distributions of participant loans2014-12-31$0
Value of corrective distributions2014-12-31$0
Funding deficiency by the employer to the plan for this plan year2014-12-31$0
Minimum employer required contribution for this plan year2014-12-31$0
Amount contributed by the employer to the plan for this plan year2014-12-31$0
2013 : KENNEDY MANAGEMENT 401(K) PLAN 2013 401k financial data
Transfers to/from the plan2013-12-31$0
Total income from all sources2013-12-31$169,601
Expenses. Total of all expenses incurred2013-12-31$57,439
Benefits paid (including direct rollovers)2013-12-31$56,689
Total plan assets at end of year2013-12-31$551,797
Total plan assets at beginning of year2013-12-31$439,635
Value of fidelity bond covering the plan2013-12-31$50,000
Total contributions received or receivable from participants2013-12-31$44,767
Expenses. Other expenses not covered elsewhere2013-12-31$750
Contributions received from other sources (not participants or employers)2013-12-31$0
Other income received2013-12-31$124,834
Net income (gross income less expenses)2013-12-31$112,162
Net plan assets at end of year (total assets less liabilities)2013-12-31$551,797
Net plan assets at beginning of year (total assets less liabilities)2013-12-31$439,635
Assets. Value of participant loans2013-12-31$0
Total contributions received or receivable from employer(s)2013-12-31$0
Value of certain deemed distributions of participant loans2013-12-31$0
Value of corrective distributions2013-12-31$0
Funding deficiency by the employer to the plan for this plan year2013-12-31$0
Minimum employer required contribution for this plan year2013-12-31$0
Amount contributed by the employer to the plan for this plan year2013-12-31$0
2012 : KENNEDY MANAGEMENT 401(K) PLAN 2012 401k financial data
Transfers to/from the plan2012-12-31$0
Total income from all sources2012-12-31$113,846
Expenses. Total of all expenses incurred2012-12-31$30,293
Benefits paid (including direct rollovers)2012-12-31$29,913
Total plan assets at end of year2012-12-31$439,635
Total plan assets at beginning of year2012-12-31$356,082
Value of fidelity bond covering the plan2012-12-31$50,000
Total contributions received or receivable from participants2012-12-31$58,853
Expenses. Other expenses not covered elsewhere2012-12-31$380
Contributions received from other sources (not participants or employers)2012-12-31$0
Other income received2012-12-31$54,993
Net income (gross income less expenses)2012-12-31$83,553
Net plan assets at end of year (total assets less liabilities)2012-12-31$439,635
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$356,082
Assets. Value of participant loans2012-12-31$0
Total contributions received or receivable from employer(s)2012-12-31$0
Value of certain deemed distributions of participant loans2012-12-31$0
Value of corrective distributions2012-12-31$0
Funding deficiency by the employer to the plan for this plan year2012-12-31$0
Minimum employer required contribution for this plan year2012-12-31$0
Amount contributed by the employer to the plan for this plan year2012-12-31$0
2011 : KENNEDY MANAGEMENT 401(K) PLAN 2011 401k financial data
Transfers to/from the plan2011-12-31$0
Total income from all sources2011-12-31$26,059
Expenses. Total of all expenses incurred2011-12-31$6,245
Benefits paid (including direct rollovers)2011-12-31$5,860
Total plan assets at end of year2011-12-31$356,082
Total plan assets at beginning of year2011-12-31$336,268
Value of fidelity bond covering the plan2011-12-31$22,000
Total contributions received or receivable from participants2011-12-31$57,657
Expenses. Other expenses not covered elsewhere2011-12-31$385
Contributions received from other sources (not participants or employers)2011-12-31$0
Other income received2011-12-31$-31,598
Net income (gross income less expenses)2011-12-31$19,814
Net plan assets at end of year (total assets less liabilities)2011-12-31$356,082
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$336,268
Assets. Value of participant loans2011-12-31$0
Total contributions received or receivable from employer(s)2011-12-31$0
Value of certain deemed distributions of participant loans2011-12-31$0
Value of corrective distributions2011-12-31$0
Funding deficiency by the employer to the plan for this plan year2011-12-31$0
Minimum employer required contribution for this plan year2011-12-31$0
Amount contributed by the employer to the plan for this plan year2011-12-31$0
2010 : KENNEDY MANAGEMENT 401(K) PLAN 2010 401k financial data
Transfers to/from the plan2010-12-31$0
Total income from all sources2010-12-31$79,999
Expenses. Total of all expenses incurred2010-12-31$15,430
Benefits paid (including direct rollovers)2010-12-31$15,025
Total plan assets at end of year2010-12-31$336,268
Total plan assets at beginning of year2010-12-31$271,699
Value of fidelity bond covering the plan2010-12-31$22,000
Total contributions received or receivable from participants2010-12-31$44,955
Expenses. Other expenses not covered elsewhere2010-12-31$405
Contributions received from other sources (not participants or employers)2010-12-31$0
Other income received2010-12-31$35,044
Net income (gross income less expenses)2010-12-31$64,569
Net plan assets at end of year (total assets less liabilities)2010-12-31$336,268
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$271,699
Assets. Value of participant loans2010-12-31$0
Total contributions received or receivable from employer(s)2010-12-31$0
Value of certain deemed distributions of participant loans2010-12-31$0
Value of corrective distributions2010-12-31$0
Funding deficiency by the employer to the plan for this plan year2010-12-31$0
Minimum employer required contribution for this plan year2010-12-31$0
Amount contributed by the employer to the plan for this plan year2010-12-31$0
2009 : KENNEDY MANAGEMENT 401(K) PLAN 2009 401k financial data
Funding deficiency by the employer to the plan for this plan year2009-12-31$0
Minimum employer required contribution for this plan year2009-12-31$0
Amount contributed by the employer to the plan for this plan year2009-12-31$0

Form 5500 Responses for KENNEDY MANAGEMENT 401(K) PLAN

2015: KENNEDY MANAGEMENT 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingYes
2015-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2014: KENNEDY MANAGEMENT 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2013: KENNEDY MANAGEMENT 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2012: KENNEDY MANAGEMENT 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2011: KENNEDY MANAGEMENT 401(K) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2010: KENNEDY MANAGEMENT 401(K) PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement – InsuranceYes
2009: KENNEDY MANAGEMENT 401(K) PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes

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