401k Plan data: D&K INVESTMENTS AND PLANNING, INC. 401(K) PROFIT SHARING PLAN plan

D&K INVESTMENTS AND PLANNING, INC. 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan Name	D&K INVESTMENTS AND PLANNING, INC. 401(K) PROFIT SHARING PLAN
Plan identification number	001

D&K INVESTMENTS AND PLANNING, INC. 401(K) PROFIT SHARING PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

D&K INVESTMENTS AND PLANNING, INC. has sponsored the creation of one or more 401k plans.

Company Name: D&K INVESTMENTS AND PLANNING, INC.

Employer identification number (EIN): 203654164

NAIC Classification: 523900

Form 5500 Filing Information

Submission information for form 5500 for 401k plan D&K INVESTMENTS AND PLANNING, INC. 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2023-01-01 KAREN SAVAGLIA 2024-10-15
001 2022-01-01 KAREN SAVAGLIA 2023-08-22
001 2021-01-01 KAREN SAVAGLIA 2022-08-17
001 2020-01-01 KAREN SAVAGLIA 2021-10-07
001 2020-01-01 KAREN SAVAGLIA 2022-08-17
001 2019-01-01
001 2018-01-01
001 2017-01-01 KAREN SAVAGLIA
001 2016-01-01 KAREN SAVAGLIA
001 2015-01-01 KAREN SAVAGLIA
001 2014-01-01 KAREN SAVAGLIA
001 2013-01-01 KAREN SAVAGLIA
001 2012-01-01 KAREN SAVAGLIA

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed
001	2023-01-01	KAREN SAVAGLIA	2024-10-15
001	2022-01-01	KAREN SAVAGLIA	2023-08-22
001	2021-01-01	KAREN SAVAGLIA	2022-08-17
001	2020-01-01	KAREN SAVAGLIA	2021-10-07
001	2020-01-01	KAREN SAVAGLIA	2022-08-17
001	2019-01-01
001	2018-01-01
001	2017-01-01	KAREN SAVAGLIA
001	2016-01-01	KAREN SAVAGLIA
001	2015-01-01	KAREN SAVAGLIA
001	2014-01-01	KAREN SAVAGLIA
001	2013-01-01	KAREN SAVAGLIA
001	2012-01-01	KAREN SAVAGLIA

Financial Data on D&K INVESTMENTS AND PLANNING, INC. 401(K) PROFIT SHARING PLAN

Measure	Date	Value
2025 : D&K INVESTMENTS AND PLANNING, INC. 401(K) PROFIT SHARING PLAN 2025 401k financial data
Total expenses incurred by plan in this plan year	2025-04-08	321287
Net assets as of the end of the plan year	2025-04-08	0
Total assets as of the beginning of the plan year	2025-04-08	295728
Value of plan covered by a fidelity bond	2025-04-08	100000
Participant contributions to plan in this plan year	2025-04-08	2037
Other income to plan in this plan year	2025-04-08	25559
Plan net income in this plan year	2025-04-08	-295728
Net assets as of the end of the plan year	2025-04-08	0
Net assets as of the beginning of the plan year	2025-04-08	295728
Employer contributions to plan in this plan year	2025-04-08	-2037
Expensese paid to adminstrative service provicers from plan in this plan year	2025-04-08	1510
2024 : D&K INVESTMENTS AND PLANNING, INC. 401(K) PROFIT SHARING PLAN 2024 401k financial data
Total expenses incurred by plan in this plan year	2024-10-15	129248
Net assets as of the end of the plan year	2024-10-15	295728
Total assets as of the beginning of the plan year	2024-10-15	354594
Value of plan covered by a fidelity bond	2024-10-15	100000
Participant contributions to plan in this plan year	2024-10-15	6993
Value of participant loans at end of plan year	2024-10-15	0
Other income to plan in this plan year	2024-10-15	57608
Plan net income in this plan year	2024-10-15	-58866
Net assets as of the end of the plan year	2024-10-15	295728
Net assets as of the beginning of the plan year	2024-10-15	354594
Employer contributions to plan in this plan year	2024-10-15	5781
Expensese paid to adminstrative service provicers from plan in this plan year	2024-10-15	741
2019 : D&K INVESTMENTS AND PLANNING, INC. 401(K) PROFIT SHARING PLAN 2019 401k financial data
Total income from all sources	2019-12-31	$72,658
Expenses. Total of all expenses incurred	2019-12-31	$2,810
Total plan assets at end of year	2019-12-31	$222,788
Total plan assets at beginning of year	2019-12-31	$152,940
Value of fidelity bond covering the plan	2019-12-31	$30,000
Total contributions received or receivable from participants	2019-12-31	$23,887
Other income received	2019-12-31	$34,423
Net income (gross income less expenses)	2019-12-31	$69,848
Net plan assets at end of year (total assets less liabilities)	2019-12-31	$222,788
Net plan assets at beginning of year (total assets less liabilities)	2019-12-31	$152,940
Assets. Value of participant loans	2019-12-31	$13,644
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-102	2019-12-31	$14,011
Total contributions received or receivable from employer(s)	2019-12-31	$14,348
Expenses. Administrative service providers (salaries,fees and commissions)	2019-12-31	$2,810
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-12-31	$0
2018 : D&K INVESTMENTS AND PLANNING, INC. 401(K) PROFIT SHARING PLAN 2018 401k financial data
Total income from all sources	2018-12-31	$18,593
Expenses. Total of all expenses incurred	2018-12-31	$1,707
Total plan assets at end of year	2018-12-31	$152,940
Total plan assets at beginning of year	2018-12-31	$136,054
Value of fidelity bond covering the plan	2018-12-31	$20,000
Total contributions received or receivable from participants	2018-12-31	$15,751
Other income received	2018-12-31	$-7,505
Net income (gross income less expenses)	2018-12-31	$16,886
Net plan assets at end of year (total assets less liabilities)	2018-12-31	$152,940
Net plan assets at beginning of year (total assets less liabilities)	2018-12-31	$136,054
Assets. Value of participant loans	2018-12-31	$19,027
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-102	2018-12-31	$15,286
Total contributions received or receivable from employer(s)	2018-12-31	$10,347
Expenses. Administrative service providers (salaries,fees and commissions)	2018-12-31	$1,707
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$0
2017 : D&K INVESTMENTS AND PLANNING, INC. 401(K) PROFIT SHARING PLAN 2017 401k financial data
Total income from all sources	2017-12-31	$40,560
Expenses. Total of all expenses incurred	2017-12-31	$452
Benefits paid (including direct rollovers)	2017-12-31	$243
Total plan assets at end of year	2017-12-31	$136,054
Total plan assets at beginning of year	2017-12-31	$95,946
Value of fidelity bond covering the plan	2017-12-31	$50,000
Total contributions received or receivable from participants	2017-12-31	$12,454
Other income received	2017-12-31	$21,317
Net income (gross income less expenses)	2017-12-31	$40,108
Net plan assets at end of year (total assets less liabilities)	2017-12-31	$136,054
Net plan assets at beginning of year (total assets less liabilities)	2017-12-31	$95,946
Assets. Value of participant loans	2017-12-31	$1,894
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-102	2017-12-31	$11,424
Total contributions received or receivable from employer(s)	2017-12-31	$6,789
Expenses. Administrative service providers (salaries,fees and commissions)	2017-12-31	$209
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
2016 : D&K INVESTMENTS AND PLANNING, INC. 401(K) PROFIT SHARING PLAN 2016 401k financial data
Total income from all sources	2016-12-31	$26,590
Expenses. Total of all expenses incurred	2016-12-31	$7,379
Benefits paid (including direct rollovers)	2016-12-31	$7,101
Total plan assets at end of year	2016-12-31	$95,946
Total plan assets at beginning of year	2016-12-31	$76,735
Value of fidelity bond covering the plan	2016-12-31	$50,000
Total contributions received or receivable from participants	2016-12-31	$14,900
Other income received	2016-12-31	$4,557
Net income (gross income less expenses)	2016-12-31	$19,211
Net plan assets at end of year (total assets less liabilities)	2016-12-31	$95,946
Net plan assets at beginning of year (total assets less liabilities)	2016-12-31	$76,735
Assets. Value of participant loans	2016-12-31	$5,574
Total contributions received or receivable from employer(s)	2016-12-31	$7,133
Expenses. Administrative service providers (salaries,fees and commissions)	2016-12-31	$278
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
2015 : D&K INVESTMENTS AND PLANNING, INC. 401(K) PROFIT SHARING PLAN 2015 401k financial data
Total income from all sources	2015-12-31	$15,494
Expenses. Total of all expenses incurred	2015-12-31	$1,426
Benefits paid (including direct rollovers)	2015-12-31	$307
Total plan assets at end of year	2015-12-31	$76,735
Total plan assets at beginning of year	2015-12-31	$62,667
Value of fidelity bond covering the plan	2015-12-31	$50,000
Total contributions received or receivable from participants	2015-12-31	$10,060
Contributions received from other sources (not participants or employers)	2015-12-31	$0
Other income received	2015-12-31	$-870
Noncash contributions received	2015-12-31	$0
Net income (gross income less expenses)	2015-12-31	$14,068
Net plan assets at end of year (total assets less liabilities)	2015-12-31	$76,735
Net plan assets at beginning of year (total assets less liabilities)	2015-12-31	$62,667
Assets. Value of participant loans	2015-12-31	$9,432
Total contributions received or receivable from employer(s)	2015-12-31	$6,304
Value of certain deemed distributions of participant loans	2015-12-31	$0
Value of corrective distributions	2015-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2015-12-31	$1,119
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
2014 : D&K INVESTMENTS AND PLANNING, INC. 401(K) PROFIT SHARING PLAN 2014 401k financial data
Total income from all sources	2014-12-31	$17,337
Expenses. Total of all expenses incurred	2014-12-31	$4,590
Benefits paid (including direct rollovers)	2014-12-31	$3,322
Total plan assets at end of year	2014-12-31	$62,667
Total plan assets at beginning of year	2014-12-31	$49,920
Value of fidelity bond covering the plan	2014-12-31	$10,000
Total contributions received or receivable from participants	2014-12-31	$10,326
Other income received	2014-12-31	$1,289
Net income (gross income less expenses)	2014-12-31	$12,747
Net plan assets at end of year (total assets less liabilities)	2014-12-31	$62,667
Net plan assets at beginning of year (total assets less liabilities)	2014-12-31	$49,920
Assets. Value of participant loans	2014-12-31	$13,852
Total contributions received or receivable from employer(s)	2014-12-31	$5,722
Expenses. Administrative service providers (salaries,fees and commissions)	2014-12-31	$1,268
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
2013 : D&K INVESTMENTS AND PLANNING, INC. 401(K) PROFIT SHARING PLAN 2013 401k financial data
Total income from all sources	2013-12-31	$32,398
Expenses. Total of all expenses incurred	2013-12-31	$2,610
Benefits paid (including direct rollovers)	2013-12-31	$1,482
Total plan assets at end of year	2013-12-31	$49,920
Total plan assets at beginning of year	2013-12-31	$20,132
Value of fidelity bond covering the plan	2013-12-31	$10,000
Total contributions received or receivable from participants	2013-12-31	$21,358
Other income received	2013-12-31	$4,657
Net income (gross income less expenses)	2013-12-31	$29,788
Net plan assets at end of year (total assets less liabilities)	2013-12-31	$49,920
Net plan assets at beginning of year (total assets less liabilities)	2013-12-31	$20,132
Assets. Value of participant loans	2013-12-31	$2,870
Total contributions received or receivable from employer(s)	2013-12-31	$6,383
Expenses. Administrative service providers (salaries,fees and commissions)	2013-12-31	$1,128
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
2012 : D&K INVESTMENTS AND PLANNING, INC. 401(K) PROFIT SHARING PLAN 2012 401k financial data
Total income from all sources	2012-12-31	$20,252
Expenses. Total of all expenses incurred	2012-12-31	$120
Total plan assets at end of year	2012-12-31	$20,132
Total plan assets at beginning of year	2012-12-31	$0
Value of fidelity bond covering the plan	2012-12-31	$10,000
Total contributions received or receivable from participants	2012-12-31	$15,529
Other income received	2012-12-31	$853
Net income (gross income less expenses)	2012-12-31	$20,132
Net plan assets at end of year (total assets less liabilities)	2012-12-31	$20,132
Net plan assets at beginning of year (total assets less liabilities)	2012-12-31	$0
Total contributions received or receivable from employer(s)	2012-12-31	$3,870
Expenses. Administrative service providers (salaries,fees and commissions)	2012-12-31	$120

Form 5500 Responses for D&K INVESTMENTS AND PLANNING, INC. 401(K) PROFIT SHARING PLAN

2019: D&K INVESTMENTS AND PLANNING, INC. 401(K) PROFIT SHARING PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Insurance	Yes
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement – Insurance	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: D&K INVESTMENTS AND PLANNING, INC. 401(K) PROFIT SHARING PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Insurance	Yes
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement – Insurance	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: D&K INVESTMENTS AND PLANNING, INC. 401(K) PROFIT SHARING PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Insurance	Yes
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement – Insurance	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: D&K INVESTMENTS AND PLANNING, INC. 401(K) PROFIT SHARING PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Insurance	Yes
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement – Insurance	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: D&K INVESTMENTS AND PLANNING, INC. 401(K) PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Insurance	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement – Insurance	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: D&K INVESTMENTS AND PLANNING, INC. 401(K) PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement – Insurance	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: D&K INVESTMENTS AND PLANNING, INC. 401(K) PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: D&K INVESTMENTS AND PLANNING, INC. 401(K) PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	First time form 5500 has been submitted	Yes
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number	132778
Policy instance	1
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number	132778
Policy instance	1
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA (National Association of Insurance Commissioners NAIC id number: 78778 )
Policy contract number	631072
Policy instance	1
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA (National Association of Insurance Commissioners NAIC id number: 78778 )
Policy contract number	631072
Policy instance	1
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA (National Association of Insurance Commissioners NAIC id number: 78778 )
Policy contract number	631072
Policy instance	1
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA (National Association of Insurance Commissioners NAIC id number: 78778 )
Policy contract number	631072
Policy instance	1
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA (National Association of Insurance Commissioners NAIC id number: 78778 )
Policy contract number	631072
Policy instance	1

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Company Name:	D&K INVESTMENTS AND PLANNING, INC.
Employer identification number (EIN):	203654164
NAIC Classification:	523900