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ASI CONSTRUCTORS, INC. 401(K) PLAN 401k Plan overview

Plan NameASI CONSTRUCTORS, INC. 401(K) PLAN
Plan identification number 001

ASI CONSTRUCTORS, INC. 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

ASI CONSTRUCTORS, INC. has sponsored the creation of one or more 401k plans.

Company Name:ASI CONSTRUCTORS, INC.
Employer identification number (EIN):203978997
NAIC Classification:236110

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ASI CONSTRUCTORS, INC. 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012017-01-01
0012016-01-01RENEE STEGER
0012015-01-01RANDY BROWN
0012014-01-01OSCAR KORNBLATT
0012013-01-01OSCAR KORNBLATT
0012012-01-01GORDON STREICH
0012011-01-01JOHN BOWEN
0012010-01-01JAKE MICHEL

Plan Statistics for ASI CONSTRUCTORS, INC. 401(K) PLAN

401k plan membership statisitcs for ASI CONSTRUCTORS, INC. 401(K) PLAN

Measure Date Value
2017: ASI CONSTRUCTORS, INC. 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01282
Total number of active participants reported on line 7a of the Form 55002017-01-010
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-010
Total of all active and inactive participants2017-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-010
Number of participants with account balances2017-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: ASI CONSTRUCTORS, INC. 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01319
Total number of active participants reported on line 7a of the Form 55002016-01-01208
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0143
Total of all active and inactive participants2016-01-01251
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01251
Number of participants with account balances2016-01-01119
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0115
2015: ASI CONSTRUCTORS, INC. 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01299
Total number of active participants reported on line 7a of the Form 55002015-01-01197
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0127
Total of all active and inactive participants2015-01-01224
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01224
Number of participants with account balances2015-01-01109
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-013
2014: ASI CONSTRUCTORS, INC. 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01201
Total number of active participants reported on line 7a of the Form 55002014-01-01159
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0126
Total of all active and inactive participants2014-01-01185
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01185
Number of participants with account balances2014-01-0196
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-016
2013: ASI CONSTRUCTORS, INC. 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01234
Total number of active participants reported on line 7a of the Form 55002013-01-01133
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0135
Total of all active and inactive participants2013-01-01168
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01168
Number of participants with account balances2013-01-0198
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0121
2012: ASI CONSTRUCTORS, INC. 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01192
Total number of active participants reported on line 7a of the Form 55002012-01-01133
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0130
Total of all active and inactive participants2012-01-01163
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01163
Number of participants with account balances2012-01-01103
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0116
2011: ASI CONSTRUCTORS, INC. 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01160
Total number of active participants reported on line 7a of the Form 55002011-01-01117
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0117
Total of all active and inactive participants2011-01-01134
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01134
Number of participants with account balances2011-01-0165
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2010: ASI CONSTRUCTORS, INC. 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-01148
Total number of active participants reported on line 7a of the Form 55002010-01-0185
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-0110
Total of all active and inactive participants2010-01-0195
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-0195
Number of participants with account balances2010-01-0157
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-010

Financial Data on ASI CONSTRUCTORS, INC. 401(K) PLAN

Measure Date Value
2017 : ASI CONSTRUCTORS, INC. 401(K) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-11-06$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-11-06$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-11-06$0
Total income from all sources (including contributions)2017-11-06$835,396
Total loss/gain on sale of assets2017-11-06$0
Total of all expenses incurred2017-11-06$6,425,353
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-11-06$6,410,285
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-11-06$278,922
Value of total assets at end of year2017-11-06$0
Value of total assets at beginning of year2017-11-06$5,589,957
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-11-06$15,068
Total interest from all sources2017-11-06$8,232
Total dividends received (eg from common stock, registered investment company shares)2017-11-06$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-11-06Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2017-11-06$0
Was this plan covered by a fidelity bond2017-11-06Yes
Value of fidelity bond cover2017-11-06$1,000,000
If this is an individual account plan, was there a blackout period2017-11-06No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-11-06$0
Were there any nonexempt tranactions with any party-in-interest2017-11-06No
Contributions received from participants2017-11-06$185,222
Participant contributions at end of year2017-11-06$0
Participant contributions at beginning of year2017-11-06$230,880
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-11-06No
Value of net income/loss2017-11-06$-5,589,957
Value of net assets at end of year (total assets less liabilities)2017-11-06$0
Value of net assets at beginning of year (total assets less liabilities)2017-11-06$5,589,957
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-11-06No
Were any loans by the plan or fixed income obligations due to the plan in default2017-11-06No
Were any leases to which the plan was party in default or uncollectible2017-11-06No
Value of interest in pooled separate accounts at end of year2017-11-06$0
Value of interest in pooled separate accounts at beginning of year2017-11-06$4,505,214
Interest on participant loans2017-11-06$2,880
Interest earned on other investments2017-11-06$5,352
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-11-06$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-11-06$853,863
Net investment gain/loss from pooled separate accounts2017-11-06$548,242
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-11-06No
Was there a failure to transmit to the plan any participant contributions2017-11-06No
Has the plan failed to provide any benefit when due under the plan2017-11-06No
Contributions received in cash from employer2017-11-06$93,700
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-11-06$6,410,285
Contract administrator fees2017-11-06$15,068
Did the plan have assets held for investment2017-11-06No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-11-06No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-11-06No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-11-06Yes
Opinion of an independent qualified public accountant for this plan2017-11-06Disclaimer
Accountancy firm name2017-11-06HUGHES & COMPANY, LLC
Accountancy firm EIN2017-11-06813880933
2016 : ASI CONSTRUCTORS, INC. 401(K) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$1,666,090
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$510,141
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$504,056
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$1,301,636
Value of total assets at end of year2016-12-31$5,589,957
Value of total assets at beginning of year2016-12-31$4,434,008
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$6,085
Total interest from all sources2016-12-31$15,253
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$1,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$768,020
Participant contributions at end of year2016-12-31$230,880
Participant contributions at beginning of year2016-12-31$255,242
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$176,690
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$1,155,949
Value of net assets at end of year (total assets less liabilities)2016-12-31$5,589,957
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$4,434,008
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in pooled separate accounts at end of year2016-12-31$4,505,214
Value of interest in pooled separate accounts at beginning of year2016-12-31$3,601,200
Interest on participant loans2016-12-31$8,633
Interest earned on other investments2016-12-31$6,620
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$853,863
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$577,566
Net investment gain/loss from pooled separate accounts2016-12-31$349,201
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$356,926
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$504,056
Contract administrator fees2016-12-31$6,085
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31HUGHES WEDGWOOD & COMPANY LLC
Accountancy firm EIN2016-12-31841523785
2015 : ASI CONSTRUCTORS, INC. 401(K) PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$995,841
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$522,331
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$410,100
Value of total corrective distributions2015-12-31$100,480
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$1,065,007
Value of total assets at end of year2015-12-31$4,434,008
Value of total assets at beginning of year2015-12-31$3,960,498
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$11,751
Total interest from all sources2015-12-31$12,924
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$1,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$729,240
Participant contributions at end of year2015-12-31$255,242
Participant contributions at beginning of year2015-12-31$196,047
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$18,394
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$473,510
Value of net assets at end of year (total assets less liabilities)2015-12-31$4,434,008
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$3,960,498
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in pooled separate accounts at end of year2015-12-31$3,601,200
Value of interest in pooled separate accounts at beginning of year2015-12-31$2,965,477
Interest on participant loans2015-12-31$7,210
Interest earned on other investments2015-12-31$5,714
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$577,566
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$798,974
Net investment gain/loss from pooled separate accounts2015-12-31$-82,090
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$317,373
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$410,100
Contract administrator fees2015-12-31$11,751
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31HUGHES WEDGWOOD & COMPANY LLC
Accountancy firm EIN2015-12-31841523785
2014 : ASI CONSTRUCTORS, INC. 401(K) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$841,579
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$313,612
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$260,118
Value of total corrective distributions2014-12-31$43,666
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$685,816
Value of total assets at end of year2014-12-31$3,960,498
Value of total assets at beginning of year2014-12-31$3,432,531
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$9,828
Total interest from all sources2014-12-31$14,127
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Administrative expenses professional fees incurred2014-12-31$6,488
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$1,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$507,455
Participant contributions at end of year2014-12-31$196,047
Participant contributions at beginning of year2014-12-31$178,041
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$18,101
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$527,967
Value of net assets at end of year (total assets less liabilities)2014-12-31$3,960,498
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$3,432,531
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in pooled separate accounts at end of year2014-12-31$2,965,477
Value of interest in pooled separate accounts at beginning of year2014-12-31$2,452,644
Interest on participant loans2014-12-31$6,151
Interest earned on other investments2014-12-31$7,976
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$798,974
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$801,846
Net investment gain/loss from pooled separate accounts2014-12-31$141,636
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$160,260
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$260,118
Contract administrator fees2014-12-31$3,340
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31HUGHES WEDGWOOD & COMPANY, LLC
Accountancy firm EIN2014-12-31841523785
2013 : ASI CONSTRUCTORS, INC. 401(K) PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$1,210,649
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$309,380
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$305,708
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$673,907
Value of total assets at end of year2013-12-31$3,432,531
Value of total assets at beginning of year2013-12-31$2,531,262
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$3,672
Total interest from all sources2013-12-31$13,610
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$1,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$504,953
Participant contributions at end of year2013-12-31$178,041
Participant contributions at beginning of year2013-12-31$141,876
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$901,269
Value of net assets at end of year (total assets less liabilities)2013-12-31$3,432,531
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$2,531,262
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in pooled separate accounts at end of year2013-12-31$2,452,644
Value of interest in pooled separate accounts at beginning of year2013-12-31$1,739,911
Interest on participant loans2013-12-31$4,643
Interest earned on other investments2013-12-31$8,967
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$801,846
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$649,475
Net investment gain/loss from pooled separate accounts2013-12-31$523,132
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$168,954
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$305,708
Contract administrator fees2013-12-31$3,672
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31HUGHES WEDGWOOD & CO.
Accountancy firm EIN2013-12-31841523785
2012 : ASI CONSTRUCTORS, INC. 401(K) PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$882,885
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$218,719
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$211,158
Value of total corrective distributions2012-12-31$4,531
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$656,872
Value of total assets at end of year2012-12-31$2,531,262
Value of total assets at beginning of year2012-12-31$1,867,096
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$3,030
Total interest from all sources2012-12-31$11,286
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$1,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$484,334
Participant contributions at end of year2012-12-31$141,876
Participant contributions at beginning of year2012-12-31$142,632
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$3,774
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$664,166
Value of net assets at end of year (total assets less liabilities)2012-12-31$2,531,262
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$1,867,096
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in pooled separate accounts at end of year2012-12-31$1,739,911
Value of interest in pooled separate accounts at beginning of year2012-12-31$1,267,599
Interest on participant loans2012-12-31$3,557
Interest earned on other investments2012-12-31$7,729
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$649,475
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$456,865
Net investment gain/loss from pooled separate accounts2012-12-31$214,727
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$168,764
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$211,158
Contract administrator fees2012-12-31$3,030
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31HUGHES WEDGWOOD & CO LLC
Accountancy firm EIN2012-12-31841523785
2011 : ASI CONSTRUCTORS, INC. 401(K) PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$461,169
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$404,913
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$318,809
Value of total corrective distributions2011-12-31$83,978
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$496,930
Value of total assets at end of year2011-12-31$1,867,096
Value of total assets at beginning of year2011-12-31$1,810,840
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$2,126
Total interest from all sources2011-12-31$9,592
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$200,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$355,866
Participant contributions at end of year2011-12-31$142,632
Participant contributions at beginning of year2011-12-31$163,290
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$15,432
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$56,256
Value of net assets at end of year (total assets less liabilities)2011-12-31$1,867,096
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$1,810,840
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in pooled separate accounts at end of year2011-12-31$1,267,599
Value of interest in pooled separate accounts at beginning of year2011-12-31$1,353,353
Interest on participant loans2011-12-31$4,883
Interest earned on other investments2011-12-31$4,709
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$456,865
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$294,197
Net investment gain or loss from common/collective trusts2011-12-31$-45,353
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$125,632
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$318,809
Contract administrator fees2011-12-31$2,126
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31HUGHES WEDGWOOD & COMPANY
Accountancy firm EIN2011-12-31841523785
2010 : ASI CONSTRUCTORS, INC. 401(K) PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$643,052
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$163,159
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$128,303
Value of total corrective distributions2010-12-31$31,899
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$451,681
Value of total assets at end of year2010-12-31$1,810,840
Value of total assets at beginning of year2010-12-31$1,330,947
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$2,957
Total interest from all sources2010-12-31$8,786
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$200,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$332,004
Participant contributions at end of year2010-12-31$163,290
Participant contributions at beginning of year2010-12-31$114,027
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$2,203
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$479,893
Value of net assets at end of year (total assets less liabilities)2010-12-31$1,810,840
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$1,330,947
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in pooled separate accounts at end of year2010-12-31$1,353,353
Value of interest in pooled separate accounts at beginning of year2010-12-31$988,409
Interest on participant loans2010-12-31$5,085
Interest earned on other investments2010-12-31$3,701
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$294,197
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$228,511
Net investment gain/loss from pooled separate accounts2010-12-31$182,585
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$117,474
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$128,303
Contract administrator fees2010-12-31$2,957
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31HUGHES WEDGWOOD & COMPANY, LLC
Accountancy firm EIN2010-12-31841523785

Form 5500 Responses for ASI CONSTRUCTORS, INC. 401(K) PLAN

2017: ASI CONSTRUCTORS, INC. 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingYes
2017-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: ASI CONSTRUCTORS, INC. 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: ASI CONSTRUCTORS, INC. 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: ASI CONSTRUCTORS, INC. 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: ASI CONSTRUCTORS, INC. 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: ASI CONSTRUCTORS, INC. 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: ASI CONSTRUCTORS, INC. 401(K) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2010: ASI CONSTRUCTORS, INC. 401(K) PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement – InsuranceYes
2010-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

STANDARD INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 69019 )
Policy contract number802459
Policy instance 1
Insurance contract or identification number802459
Number of Individuals Covered0
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $12,448
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $12,448
Insurance broker organization code?3
Insurance broker nameLPL FINANCIAL LLC

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