LYONS & COMPANY, INC. has sponsored the creation of one or more 401k plans.
Additional information about LYONS & COMPANY, INC.
Submission information for form 5500 for 401k plan LYONS & COMPANY, INC. MULTIPLE EMPLOYER PLAN
| Measure | Date | Value |
|---|
| 2023 : LYONS & COMPANY, INC. MULTIPLE EMPLOYER PLAN 2023 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2023-12-31 | $0 |
| Total transfer of assets to this plan | 2023-12-31 | $2,617,915 |
| Total transfer of assets from this plan | 2023-12-31 | $5,836,370 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-12-31 | $0 |
| Total income from all sources (including contributions) | 2023-12-31 | $21,486,416 |
| Total loss/gain on sale of assets | 2023-12-31 | $0 |
| Total of all expenses incurred | 2023-12-31 | $6,327,558 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2023-12-31 | $5,576,585 |
| Value of total corrective distributions | 2023-12-31 | $78,439 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2023-12-31 | $11,619,545 |
| Value of total assets at end of year | 2023-12-31 | $71,909,870 |
| Value of total assets at beginning of year | 2023-12-31 | $59,969,467 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2023-12-31 | $672,534 |
| Total interest from all sources | 2023-12-31 | $72,198 |
| Total dividends received (eg from common stock, registered investment company shares) | 2023-12-31 | $1,941,056 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2023-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2023-12-31 | $1,941,056 |
| Was this plan covered by a fidelity bond | 2023-12-31 | No |
| If this is an individual account plan, was there a blackout period | 2023-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2023-12-31 | No |
| Contributions received from participants | 2023-12-31 | $7,404,275 |
| Participant contributions at end of year | 2023-12-31 | $1,476,431 |
| Participant contributions at beginning of year | 2023-12-31 | $1,262,977 |
| Participant contributions at end of year | 2023-12-31 | $202,705 |
| Participant contributions at beginning of year | 2023-12-31 | $128,010 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2023-12-31 | $918,233 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2023-12-31 | $13,020 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2023-12-31 | $11,927 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-12-31 | No |
| Value of net income/loss | 2023-12-31 | $15,158,858 |
| Value of net assets at end of year (total assets less liabilities) | 2023-12-31 | $71,909,870 |
| Value of net assets at beginning of year (total assets less liabilities) | 2023-12-31 | $59,969,467 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2023-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2023-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2023-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2023-12-31 | $69,998,094 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2023-12-31 | $58,298,831 |
| Interest on participant loans | 2023-12-31 | $72,198 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2023-12-31 | $7,853,617 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2023-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2023-12-31 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2023-12-31 | No |
| Contributions received in cash from employer | 2023-12-31 | $3,297,037 |
| Employer contributions (assets) at end of year | 2023-12-31 | $219,620 |
| Employer contributions (assets) at beginning of year | 2023-12-31 | $267,722 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2023-12-31 | $5,576,585 |
| Contract administrator fees | 2023-12-31 | $504,153 |
| Did the plan have assets held for investment | 2023-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2023-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2023-12-31 | Unqualified |
| Accountancy firm name | 2023-12-31 | CLIFTONLARSONALLEN LLP |
| Accountancy firm EIN | 2023-12-31 | 410746749 |
| Total unrealized appreciation/depreciation of assets | 2023-01-01 | $0 |
| Total transfer of assets to this plan | 2023-01-01 | $2,617,915 |
| Total transfer of assets from this plan | 2023-01-01 | $5,836,370 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-01-01 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-01-01 | $0 |
| Total income from all sources (including contributions) | 2023-01-01 | $21,486,416 |
| Total loss/gain on sale of assets | 2023-01-01 | $0 |
| Total of all expenses incurred | 2023-01-01 | $6,327,558 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2023-01-01 | $5,576,585 |
| Value of total corrective distributions | 2023-01-01 | $78,439 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2023-01-01 | $11,619,545 |
| Value of total assets at end of year | 2023-01-01 | $71,909,870 |
| Value of total assets at beginning of year | 2023-01-01 | $59,969,467 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2023-01-01 | $672,534 |
| Total interest from all sources | 2023-01-01 | $72,198 |
| Total dividends received (eg from common stock, registered investment company shares) | 2023-01-01 | $1,941,056 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2023-01-01 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2023-01-01 | $1,941,056 |
| Was this plan covered by a fidelity bond | 2023-01-01 | No |
| If this is an individual account plan, was there a blackout period | 2023-01-01 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2023-01-01 | No |
| Contributions received from participants | 2023-01-01 | $7,404,275 |
| Participant contributions at end of year | 2023-01-01 | $1,476,431 |
| Participant contributions at beginning of year | 2023-01-01 | $1,262,977 |
| Participant contributions at end of year | 2023-01-01 | $202,705 |
| Participant contributions at beginning of year | 2023-01-01 | $128,010 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2023-01-01 | $918,233 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2023-01-01 | $13,020 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2023-01-01 | $11,927 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-01-01 | No |
| Value of net income/loss | 2023-01-01 | $15,158,858 |
| Value of net assets at end of year (total assets less liabilities) | 2023-01-01 | $71,909,870 |
| Value of net assets at beginning of year (total assets less liabilities) | 2023-01-01 | $59,969,467 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2023-01-01 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2023-01-01 | No |
| Were any leases to which the plan was party in default or uncollectible | 2023-01-01 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2023-01-01 | $69,998,094 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2023-01-01 | $58,298,831 |
| Interest on participant loans | 2023-01-01 | $72,198 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2023-01-01 | $7,853,617 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2023-01-01 | No |
| Was there a failure to transmit to the plan any participant contributions | 2023-01-01 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2023-01-01 | No |
| Contributions received in cash from employer | 2023-01-01 | $3,297,037 |
| Employer contributions (assets) at end of year | 2023-01-01 | $219,620 |
| Employer contributions (assets) at beginning of year | 2023-01-01 | $267,722 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2023-01-01 | $5,576,585 |
| Contract administrator fees | 2023-01-01 | $504,153 |
| Did the plan have assets held for investment | 2023-01-01 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-01-01 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2023-01-01 | No |
| Opinion of an independent qualified public accountant for this plan | 2023-01-01 | 1 |
| Accountancy firm name | 2023-01-01 | CLIFTONLARSONALLEN LLP |
| Accountancy firm EIN | 2023-01-01 | 410746749 |
| 2022 : LYONS & COMPANY, INC. MULTIPLE EMPLOYER PLAN 2022 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2022-12-31 | $0 |
| Total transfer of assets to this plan | 2022-12-31 | $9,798,632 |
| Total transfer of assets from this plan | 2022-12-31 | $5,528,930 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
| Total income from all sources (including contributions) | 2022-12-31 | $607,595 |
| Total loss/gain on sale of assets | 2022-12-31 | $0 |
| Total of all expenses incurred | 2022-12-31 | $3,692,679 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-12-31 | $2,961,883 |
| Value of total corrective distributions | 2022-12-31 | $135,563 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-12-31 | $9,908,522 |
| Value of total assets at end of year | 2022-12-31 | $59,969,467 |
| Value of total assets at beginning of year | 2022-12-31 | $58,784,849 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-12-31 | $595,233 |
| Total interest from all sources | 2022-12-31 | $57,468 |
| Total dividends received (eg from common stock, registered investment company shares) | 2022-12-31 | $1,364,719 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2022-12-31 | $1,364,719 |
| Was this plan covered by a fidelity bond | 2022-12-31 | No |
| If this is an individual account plan, was there a blackout period | 2022-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2022-12-31 | No |
| Contributions received from participants | 2022-12-31 | $6,657,304 |
| Participant contributions at end of year | 2022-12-31 | $1,262,977 |
| Participant contributions at beginning of year | 2022-12-31 | $1,351,822 |
| Participant contributions at end of year | 2022-12-31 | $128,010 |
| Participant contributions at beginning of year | 2022-12-31 | $272,848 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2022-12-31 | $270,936 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2022-12-31 | $11,927 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2022-12-31 | $12,795 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
| Value of net income/loss | 2022-12-31 | $-3,085,084 |
| Value of net assets at end of year (total assets less liabilities) | 2022-12-31 | $59,969,467 |
| Value of net assets at beginning of year (total assets less liabilities) | 2022-12-31 | $58,784,849 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2022-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2022-12-31 | No |
| Investment advisory and management fees | 2022-12-31 | $151,263 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-12-31 | $58,298,831 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-12-31 | $56,989,678 |
| Interest on participant loans | 2022-12-31 | $57,468 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-12-31 | $-10,723,114 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2022-12-31 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2022-12-31 | No |
| Contributions received in cash from employer | 2022-12-31 | $2,980,282 |
| Employer contributions (assets) at end of year | 2022-12-31 | $267,722 |
| Employer contributions (assets) at beginning of year | 2022-12-31 | $157,706 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-12-31 | $2,961,883 |
| Contract administrator fees | 2022-12-31 | $443,970 |
| Did the plan have assets held for investment | 2022-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2022-12-31 | Unqualified |
| Accountancy firm name | 2022-12-31 | CLIFTONLARSONALLEN LLP |
| Accountancy firm EIN | 2022-12-31 | 410746749 |
| Total unrealized appreciation/depreciation of assets | 2022-01-01 | $0 |
| Total transfer of assets to this plan | 2022-01-01 | $9,798,632 |
| Total transfer of assets from this plan | 2022-01-01 | $5,528,930 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-01-01 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-01-01 | $0 |
| Total income from all sources (including contributions) | 2022-01-01 | $607,595 |
| Total loss/gain on sale of assets | 2022-01-01 | $0 |
| Total of all expenses incurred | 2022-01-01 | $3,692,679 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-01-01 | $2,961,883 |
| Value of total corrective distributions | 2022-01-01 | $135,563 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-01-01 | $9,908,522 |
| Value of total assets at end of year | 2022-01-01 | $59,969,467 |
| Value of total assets at beginning of year | 2022-01-01 | $58,784,849 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-01-01 | $595,233 |
| Total interest from all sources | 2022-01-01 | $57,468 |
| Total dividends received (eg from common stock, registered investment company shares) | 2022-01-01 | $1,364,719 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-01-01 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2022-01-01 | $1,364,719 |
| Was this plan covered by a fidelity bond | 2022-01-01 | No |
| If this is an individual account plan, was there a blackout period | 2022-01-01 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2022-01-01 | No |
| Contributions received from participants | 2022-01-01 | $6,657,304 |
| Participant contributions at end of year | 2022-01-01 | $1,262,977 |
| Participant contributions at beginning of year | 2022-01-01 | $1,351,822 |
| Participant contributions at end of year | 2022-01-01 | $128,010 |
| Participant contributions at beginning of year | 2022-01-01 | $272,848 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2022-01-01 | $270,936 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2022-01-01 | $11,927 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2022-01-01 | $12,795 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-01-01 | No |
| Value of net income/loss | 2022-01-01 | $-3,085,084 |
| Value of net assets at end of year (total assets less liabilities) | 2022-01-01 | $59,969,467 |
| Value of net assets at beginning of year (total assets less liabilities) | 2022-01-01 | $58,784,849 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-01-01 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2022-01-01 | No |
| Were any leases to which the plan was party in default or uncollectible | 2022-01-01 | No |
| Investment advisory and management fees | 2022-01-01 | $151,263 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-01-01 | $58,298,831 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-01-01 | $56,989,678 |
| Interest on participant loans | 2022-01-01 | $57,468 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-01-01 | $-10,723,114 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-01-01 | No |
| Was there a failure to transmit to the plan any participant contributions | 2022-01-01 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2022-01-01 | No |
| Contributions received in cash from employer | 2022-01-01 | $2,980,282 |
| Employer contributions (assets) at end of year | 2022-01-01 | $267,722 |
| Employer contributions (assets) at beginning of year | 2022-01-01 | $157,706 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-01-01 | $2,961,883 |
| Contract administrator fees | 2022-01-01 | $443,970 |
| Did the plan have assets held for investment | 2022-01-01 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-01-01 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-01-01 | No |
| Opinion of an independent qualified public accountant for this plan | 2022-01-01 | 1 |
| Accountancy firm name | 2022-01-01 | CLIFTONLARSONALLEN LLP |
| Accountancy firm EIN | 2022-01-01 | 410746749 |
| 2021 : LYONS & COMPANY, INC. MULTIPLE EMPLOYER PLAN 2021 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2021-12-31 | $0 |
| Total transfer of assets to this plan | 2021-12-31 | $880,863 |
| Total transfer of assets from this plan | 2021-12-31 | $2,909,801 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
| Total income from all sources (including contributions) | 2021-12-31 | $14,769,360 |
| Total loss/gain on sale of assets | 2021-12-31 | $0 |
| Total of all expenses incurred | 2021-12-31 | $3,444,428 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-12-31 | $2,870,839 |
| Value of total corrective distributions | 2021-12-31 | $45,005 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-12-31 | $8,184,291 |
| Value of total assets at end of year | 2021-12-31 | $58,784,849 |
| Value of total assets at beginning of year | 2021-12-31 | $49,488,855 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-12-31 | $528,584 |
| Total interest from all sources | 2021-12-31 | $56,912 |
| Total dividends received (eg from common stock, registered investment company shares) | 2021-12-31 | $3,153,009 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2021-12-31 | $3,153,009 |
| Was this plan covered by a fidelity bond | 2021-12-31 | No |
| If this is an individual account plan, was there a blackout period | 2021-12-31 | Yes |
| Were there any nonexempt tranactions with any party-in-interest | 2021-12-31 | No |
| Contributions received from participants | 2021-12-31 | $5,613,336 |
| Participant contributions at end of year | 2021-12-31 | $1,351,822 |
| Participant contributions at beginning of year | 2021-12-31 | $1,418,958 |
| Participant contributions at end of year | 2021-12-31 | $272,848 |
| Participant contributions at beginning of year | 2021-12-31 | $148,444 |
| Assets. Other investments not covered elsewhere at beginning of year | 2021-12-31 | $573,548 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2021-12-31 | $555,833 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2021-12-31 | $12,795 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2021-12-31 | $11,151 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
| Value of net income/loss | 2021-12-31 | $11,324,932 |
| Value of net assets at end of year (total assets less liabilities) | 2021-12-31 | $58,784,849 |
| Value of net assets at beginning of year (total assets less liabilities) | 2021-12-31 | $49,488,855 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2021-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2021-12-31 | No |
| Investment advisory and management fees | 2021-12-31 | $135,996 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2021-12-31 | $56,989,678 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2021-12-31 | $47,207,616 |
| Interest on participant loans | 2021-12-31 | $56,912 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2021-12-31 | $3,375,148 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2021-12-31 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2021-12-31 | No |
| Contributions received in cash from employer | 2021-12-31 | $2,015,122 |
| Employer contributions (assets) at end of year | 2021-12-31 | $157,706 |
| Employer contributions (assets) at beginning of year | 2021-12-31 | $129,138 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-12-31 | $2,870,839 |
| Contract administrator fees | 2021-12-31 | $392,588 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2021-12-31 | Yes |
| Did the plan have assets held for investment | 2021-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2021-12-31 | Unqualified |
| Accountancy firm name | 2021-12-31 | CLIFTONLARSONALLEN LLP |
| Accountancy firm EIN | 2021-12-31 | 410746749 |
| 2020 : LYONS & COMPANY, INC. MULTIPLE EMPLOYER PLAN 2020 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2020-12-31 | $0 |
| Total transfer of assets to this plan | 2020-12-31 | $7,216,174 |
| Total transfer of assets from this plan | 2020-12-31 | $1,075,605 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
| Total income from all sources (including contributions) | 2020-12-31 | $13,161,828 |
| Total loss/gain on sale of assets | 2020-12-31 | $0 |
| Total of all expenses incurred | 2020-12-31 | $6,686,504 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-12-31 | $6,161,456 |
| Value of total corrective distributions | 2020-12-31 | $95,389 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-12-31 | $6,970,359 |
| Value of total assets at end of year | 2020-12-31 | $49,488,855 |
| Value of total assets at beginning of year | 2020-12-31 | $36,872,962 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-12-31 | $429,659 |
| Total interest from all sources | 2020-12-31 | $67,067 |
| Total dividends received (eg from common stock, registered investment company shares) | 2020-12-31 | $997,259 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2020-12-31 | $997,259 |
| Was this plan covered by a fidelity bond | 2020-12-31 | No |
| If this is an individual account plan, was there a blackout period | 2020-12-31 | Yes |
| Were there any nonexempt tranactions with any party-in-interest | 2020-12-31 | No |
| Contributions received from participants | 2020-12-31 | $4,556,555 |
| Participant contributions at end of year | 2020-12-31 | $1,418,958 |
| Participant contributions at beginning of year | 2020-12-31 | $1,311,400 |
| Participant contributions at end of year | 2020-12-31 | $148,444 |
| Participant contributions at beginning of year | 2020-12-31 | $103,572 |
| Assets. Other investments not covered elsewhere at end of year | 2020-12-31 | $573,548 |
| Assets. Other investments not covered elsewhere at beginning of year | 2020-12-31 | $283,898 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2020-12-31 | $630,932 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2020-12-31 | $11,151 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2020-12-31 | $7,215 |
| Other income not declared elsewhere | 2020-12-31 | $58,396 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
| Value of net income/loss | 2020-12-31 | $6,475,324 |
| Value of net assets at end of year (total assets less liabilities) | 2020-12-31 | $49,488,855 |
| Value of net assets at beginning of year (total assets less liabilities) | 2020-12-31 | $36,872,962 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2020-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2020-12-31 | No |
| Investment advisory and management fees | 2020-12-31 | $101,430 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-12-31 | $47,207,616 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-12-31 | $35,142,145 |
| Interest on participant loans | 2020-12-31 | $67,067 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-12-31 | $5,068,747 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2020-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2020-12-31 | No |
| Contributions received in cash from employer | 2020-12-31 | $1,782,872 |
| Employer contributions (assets) at end of year | 2020-12-31 | $129,138 |
| Employer contributions (assets) at beginning of year | 2020-12-31 | $24,732 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-12-31 | $6,161,456 |
| Contract administrator fees | 2020-12-31 | $328,229 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2020-12-31 | Yes |
| Did the plan have assets held for investment | 2020-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2020-12-31 | Unqualified |
| Accountancy firm name | 2020-12-31 | CLIFTONLARSONALLEN LLP |
| Accountancy firm EIN | 2020-12-31 | 410746749 |
| 2019 : LYONS & COMPANY, INC. MULTIPLE EMPLOYER PLAN 2019 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2019-12-31 | $0 |
| Total transfer of assets to this plan | 2019-12-31 | $4,164,733 |
| Total transfer of assets from this plan | 2019-12-31 | $641,355 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
| Total income from all sources (including contributions) | 2019-12-31 | $10,803,725 |
| Total loss/gain on sale of assets | 2019-12-31 | $0 |
| Total of all expenses incurred | 2019-12-31 | $3,440,802 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $3,053,101 |
| Value of total corrective distributions | 2019-12-31 | $53,916 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $5,202,259 |
| Value of total assets at end of year | 2019-12-31 | $36,872,962 |
| Value of total assets at beginning of year | 2019-12-31 | $25,986,661 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $333,785 |
| Total interest from all sources | 2019-12-31 | $62,985 |
| Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $786,864 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2019-12-31 | $786,864 |
| Was this plan covered by a fidelity bond | 2019-12-31 | No |
| If this is an individual account plan, was there a blackout period | 2019-12-31 | Yes |
| Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
| Contributions received from participants | 2019-12-31 | $3,201,721 |
| Participant contributions at end of year | 2019-12-31 | $1,311,400 |
| Participant contributions at beginning of year | 2019-12-31 | $1,144,797 |
| Participant contributions at end of year | 2019-12-31 | $103,572 |
| Participant contributions at beginning of year | 2019-12-31 | $55,910 |
| Assets. Other investments not covered elsewhere at end of year | 2019-12-31 | $283,898 |
| Assets. Other investments not covered elsewhere at beginning of year | 2019-12-31 | $194,103 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2019-12-31 | $748,566 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2019-12-31 | $7,215 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2019-12-31 | $12,995 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
| Value of net income/loss | 2019-12-31 | $7,362,923 |
| Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $36,872,962 |
| Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $25,986,661 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
| Investment advisory and management fees | 2019-12-31 | $75,828 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $35,142,145 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $24,455,436 |
| Interest on participant loans | 2019-12-31 | $62,399 |
| Interest earned on other investments | 2019-12-31 | $586 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2019-12-31 | $0 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2019-12-31 | $96,401 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $4,751,617 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
| Contributions received in cash from employer | 2019-12-31 | $1,251,972 |
| Employer contributions (assets) at end of year | 2019-12-31 | $24,732 |
| Employer contributions (assets) at beginning of year | 2019-12-31 | $27,019 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $3,053,101 |
| Contract administrator fees | 2019-12-31 | $257,957 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2019-12-31 | Yes |
| Did the plan have assets held for investment | 2019-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Unqualified |
| Accountancy firm name | 2019-12-31 | CLIFTONLARSONALLEN LLP |
| Accountancy firm EIN | 2019-12-31 | 410746749 |
| 2018 : LYONS & COMPANY, INC. MULTIPLE EMPLOYER PLAN 2018 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2018-12-31 | $0 |
| Total transfer of assets to this plan | 2018-12-31 | $1,235,452 |
| Total transfer of assets from this plan | 2018-12-31 | $827,886 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
| Total income from all sources (including contributions) | 2018-12-31 | $2,514,562 |
| Total loss/gain on sale of assets | 2018-12-31 | $0 |
| Total of all expenses incurred | 2018-12-31 | $2,760,446 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $2,411,455 |
| Value of total corrective distributions | 2018-12-31 | $38,417 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $3,747,186 |
| Value of total assets at end of year | 2018-12-31 | $25,986,661 |
| Value of total assets at beginning of year | 2018-12-31 | $25,824,979 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $310,574 |
| Total interest from all sources | 2018-12-31 | $46,807 |
| Total dividends received (eg from common stock, registered investment company shares) | 2018-12-31 | $785,958 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2018-12-31 | $785,958 |
| Was this plan covered by a fidelity bond | 2018-12-31 | Yes |
| Value of fidelity bond cover | 2018-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2018-12-31 | Yes |
| Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
| Contributions received from participants | 2018-12-31 | $2,544,220 |
| Participant contributions at end of year | 2018-12-31 | $1,144,797 |
| Participant contributions at beginning of year | 2018-12-31 | $817,592 |
| Participant contributions at end of year | 2018-12-31 | $55,910 |
| Participant contributions at beginning of year | 2018-12-31 | $54,817 |
| Assets. Other investments not covered elsewhere at end of year | 2018-12-31 | $194,103 |
| Assets. Other investments not covered elsewhere at beginning of year | 2018-12-31 | $271,957 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2018-12-31 | $137,275 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2018-12-31 | $12,995 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2018-12-31 | $11,005 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
| Value of net income/loss | 2018-12-31 | $-245,884 |
| Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $25,986,661 |
| Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $25,824,979 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
| Investment advisory and management fees | 2018-12-31 | $118,996 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-12-31 | $24,455,436 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-12-31 | $24,460,748 |
| Interest on participant loans | 2018-12-31 | $44,856 |
| Interest earned on other investments | 2018-12-31 | $1,951 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2018-12-31 | $96,401 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2018-12-31 | $185,845 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-12-31 | $-2,065,389 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2018-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2018-12-31 | No |
| Contributions received in cash from employer | 2018-12-31 | $1,065,691 |
| Employer contributions (assets) at end of year | 2018-12-31 | $27,019 |
| Employer contributions (assets) at beginning of year | 2018-12-31 | $23,015 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-12-31 | $2,411,455 |
| Contract administrator fees | 2018-12-31 | $191,578 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2018-12-31 | Yes |
| Did the plan have assets held for investment | 2018-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2018-12-31 | Unqualified |
| Accountancy firm name | 2018-12-31 | CDPA, P.C. |
| Accountancy firm EIN | 2018-12-31 | 630967873 |
| 2017 : LYONS & COMPANY, INC. MULTIPLE EMPLOYER PLAN 2017 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2017-12-31 | $0 |
| Total transfer of assets to this plan | 2017-12-31 | $3,948,321 |
| Total transfer of assets from this plan | 2017-12-31 | $455,898 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
| Total income from all sources (including contributions) | 2017-12-31 | $6,025,183 |
| Total loss/gain on sale of assets | 2017-12-31 | $0 |
| Total of all expenses incurred | 2017-12-31 | $1,897,608 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $1,554,111 |
| Value of total corrective distributions | 2017-12-31 | $13,733 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $3,187,713 |
| Value of total assets at end of year | 2017-12-31 | $25,824,979 |
| Value of total assets at beginning of year | 2017-12-31 | $18,204,981 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $329,764 |
| Total interest from all sources | 2017-12-31 | $37,775 |
| Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $475,834 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2017-12-31 | $475,834 |
| Was this plan covered by a fidelity bond | 2017-12-31 | Yes |
| Value of fidelity bond cover | 2017-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2017-12-31 | Yes |
| Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
| Contributions received from participants | 2017-12-31 | $2,054,861 |
| Participant contributions at end of year | 2017-12-31 | $817,592 |
| Participant contributions at beginning of year | 2017-12-31 | $767,647 |
| Participant contributions at end of year | 2017-12-31 | $54,817 |
| Participant contributions at beginning of year | 2017-12-31 | $31,667 |
| Assets. Other investments not covered elsewhere at end of year | 2017-12-31 | $271,957 |
| Assets. Other investments not covered elsewhere at beginning of year | 2017-12-31 | $229,718 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2017-12-31 | $145,689 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2017-12-31 | $11,005 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2017-12-31 | $6,207 |
| Other income not declared elsewhere | 2017-12-31 | $16,415 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
| Value of net income/loss | 2017-12-31 | $4,127,575 |
| Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $25,824,979 |
| Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $18,204,981 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
| Investment advisory and management fees | 2017-12-31 | $87,878 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-12-31 | $24,460,748 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-12-31 | $16,908,236 |
| Interest on participant loans | 2017-12-31 | $34,585 |
| Interest earned on other investments | 2017-12-31 | $3,190 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2017-12-31 | $185,845 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2017-12-31 | $244,594 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-12-31 | $2,307,446 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | No |
| Contributions received in cash from employer | 2017-12-31 | $987,163 |
| Employer contributions (assets) at end of year | 2017-12-31 | $23,015 |
| Employer contributions (assets) at beginning of year | 2017-12-31 | $16,912 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-12-31 | $1,554,111 |
| Contract administrator fees | 2017-12-31 | $241,886 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2017-12-31 | Yes |
| Did the plan have assets held for investment | 2017-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Unqualified |
| Accountancy firm name | 2017-12-31 | CDPA, P.C. |
| Accountancy firm EIN | 2017-12-31 | 630967873 |
| 2016 : LYONS & COMPANY, INC. MULTIPLE EMPLOYER PLAN 2016 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2016-12-31 | $0 |
| Total transfer of assets to this plan | 2016-12-31 | $2,750,353 |
| Total transfer of assets from this plan | 2016-12-31 | $548,894 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
| Total income from all sources (including contributions) | 2016-12-31 | $3,346,584 |
| Total loss/gain on sale of assets | 2016-12-31 | $0 |
| Total of all expenses incurred | 2016-12-31 | $1,772,624 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $1,517,475 |
| Value of total corrective distributions | 2016-12-31 | $12,398 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $2,187,982 |
| Value of total assets at end of year | 2016-12-31 | $18,204,981 |
| Value of total assets at beginning of year | 2016-12-31 | $14,429,562 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $242,751 |
| Total interest from all sources | 2016-12-31 | $34,221 |
| Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $310,444 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2016-12-31 | $310,444 |
| Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
| Value of fidelity bond cover | 2016-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2016-12-31 | Yes |
| Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
| Contributions received from participants | 2016-12-31 | $1,489,909 |
| Participant contributions at end of year | 2016-12-31 | $767,647 |
| Participant contributions at beginning of year | 2016-12-31 | $685,664 |
| Participant contributions at end of year | 2016-12-31 | $31,667 |
| Participant contributions at beginning of year | 2016-12-31 | $27,956 |
| Assets. Other investments not covered elsewhere at end of year | 2016-12-31 | $229,718 |
| Assets. Other investments not covered elsewhere at beginning of year | 2016-12-31 | $156,642 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2016-12-31 | $10,127 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2016-12-31 | $6,207 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2016-12-31 | $314 |
| Other income not declared elsewhere | 2016-12-31 | $2,437 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
| Value of net income/loss | 2016-12-31 | $1,573,960 |
| Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $18,204,981 |
| Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $14,429,562 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
| Investment advisory and management fees | 2016-12-31 | $64,076 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-12-31 | $16,908,236 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-12-31 | $13,192,378 |
| Interest on participant loans | 2016-12-31 | $29,869 |
| Interest earned on other investments | 2016-12-31 | $4,352 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2016-12-31 | $244,594 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2016-12-31 | $351,546 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-12-31 | $811,500 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
| Contributions received in cash from employer | 2016-12-31 | $687,946 |
| Employer contributions (assets) at end of year | 2016-12-31 | $16,912 |
| Employer contributions (assets) at beginning of year | 2016-12-31 | $15,062 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $1,517,475 |
| Contract administrator fees | 2016-12-31 | $178,675 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2016-12-31 | Yes |
| Did the plan have assets held for investment | 2016-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Unqualified |
| Accountancy firm name | 2016-12-31 | CDPA, P.C. |
| Accountancy firm EIN | 2016-12-31 | 630967873 |
| 2015 : LYONS & COMPANY, INC. MULTIPLE EMPLOYER PLAN 2015 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2015-12-31 | $0 |
| Total transfer of assets to this plan | 2015-12-31 | $363,016 |
| Total transfer of assets from this plan | 2015-12-31 | $1,527,392 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
| Total income from all sources (including contributions) | 2015-12-31 | $2,090,604 |
| Total loss/gain on sale of assets | 2015-12-31 | $0 |
| Total of all expenses incurred | 2015-12-31 | $1,120,186 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $919,874 |
| Value of total corrective distributions | 2015-12-31 | $1,808 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $2,097,661 |
| Value of total assets at end of year | 2015-12-31 | $14,429,562 |
| Value of total assets at beginning of year | 2015-12-31 | $14,623,520 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $198,504 |
| Total interest from all sources | 2015-12-31 | $25,086 |
| Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $255,019 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2015-12-31 | $255,019 |
| Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
| Value of fidelity bond cover | 2015-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2015-12-31 | Yes |
| Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
| Contributions received from participants | 2015-12-31 | $1,215,755 |
| Participant contributions at end of year | 2015-12-31 | $685,664 |
| Participant contributions at beginning of year | 2015-12-31 | $501,150 |
| Participant contributions at end of year | 2015-12-31 | $27,956 |
| Participant contributions at beginning of year | 2015-12-31 | $48,531 |
| Assets. Other investments not covered elsewhere at end of year | 2015-12-31 | $156,642 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2015-12-31 | $262,541 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2015-12-31 | $314 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2015-12-31 | $5,829 |
| Other income not declared elsewhere | 2015-12-31 | $-2,896 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
| Value of net income/loss | 2015-12-31 | $970,418 |
| Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $14,429,562 |
| Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $14,623,520 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
| Investment advisory and management fees | 2015-12-31 | $55,893 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-12-31 | $13,192,378 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-12-31 | $7,918,543 |
| Interest on participant loans | 2015-12-31 | $21,395 |
| Interest earned on other investments | 2015-12-31 | $3,691 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2015-12-31 | $6,126,082 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2015-12-31 | $6,126,082 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2015-12-31 | $351,546 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-12-31 | $-284,266 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
| Contributions received in cash from employer | 2015-12-31 | $619,365 |
| Employer contributions (assets) at end of year | 2015-12-31 | $15,062 |
| Employer contributions (assets) at beginning of year | 2015-12-31 | $23,385 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $919,874 |
| Contract administrator fees | 2015-12-31 | $142,611 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2015-12-31 | Yes |
| Did the plan have assets held for investment | 2015-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Unqualified |
| Accountancy firm name | 2015-12-31 | CDPA, P.C. |
| Accountancy firm EIN | 2015-12-31 | 630967873 |
| 2014 : LYONS & COMPANY, INC. MULTIPLE EMPLOYER PLAN 2014 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2014-12-31 | $0 |
| Total transfer of assets to this plan | 2014-12-31 | $6,411,167 |
| Total transfer of assets from this plan | 2014-12-31 | $169,688 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
| Total income from all sources (including contributions) | 2014-12-31 | $1,844,899 |
| Total loss/gain on sale of assets | 2014-12-31 | $0 |
| Total of all expenses incurred | 2014-12-31 | $769,404 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $627,685 |
| Value of total corrective distributions | 2014-12-31 | $17,037 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $1,343,279 |
| Value of total assets at end of year | 2014-12-31 | $14,623,520 |
| Value of total assets at beginning of year | 2014-12-31 | $7,306,546 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $124,682 |
| Total interest from all sources | 2014-12-31 | $11,904 |
| Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $135,194 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2014-12-31 | $135,194 |
| Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
| Value of fidelity bond cover | 2014-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2014-12-31 | Yes |
| Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
| Contributions received from participants | 2014-12-31 | $730,516 |
| Participant contributions at end of year | 2014-12-31 | $501,150 |
| Participant contributions at beginning of year | 2014-12-31 | $292,929 |
| Participant contributions at end of year | 2014-12-31 | $48,531 |
| Participant contributions at beginning of year | 2014-12-31 | $14,501 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2014-12-31 | $227,940 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2014-12-31 | $5,829 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2014-12-31 | $1,179 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
| Value of net income/loss | 2014-12-31 | $1,075,495 |
| Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $14,623,520 |
| Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $7,306,546 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
| Investment advisory and management fees | 2014-12-31 | $30,884 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-12-31 | $7,918,543 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-12-31 | $6,990,251 |
| Interest on participant loans | 2014-12-31 | $11,904 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2014-12-31 | $6,126,082 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-12-31 | $354,522 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
| Contributions received in cash from employer | 2014-12-31 | $384,823 |
| Employer contributions (assets) at end of year | 2014-12-31 | $23,385 |
| Employer contributions (assets) at beginning of year | 2014-12-31 | $7,686 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $627,685 |
| Contract administrator fees | 2014-12-31 | $93,798 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2014-12-31 | Yes |
| Did the plan have assets held for investment | 2014-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Unqualified |
| Accountancy firm name | 2014-12-31 | CDPA, P.C. |
| Accountancy firm EIN | 2014-12-31 | 630967873 |
