401k Plan data: UPPERCASE LIVING, LLC 401(K) & PROFIT SHARING PLAN plan

UPPERCASE LIVING, LLC 401(K) & PROFIT SHARING PLAN 401k Plan overview

Plan Name	UPPERCASE LIVING, LLC 401(K) & PROFIT SHARING PLAN
Plan identification number	001

UPPERCASE LIVING, LLC 401(K) & PROFIT SHARING PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

UPPERCASE LIVING, LLC has sponsored the creation of one or more 401k plans.

Company Name: UPPERCASE LIVING, LLC

Employer identification number (EIN): 204035321

NAIC Classification: 454390
NAIC Description: Other Direct Selling Establishments

Form 5500 Filing Information

Submission information for form 5500 for 401k plan UPPERCASE LIVING, LLC 401(K) & PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2016-01-01 CASSIE JENSEN
001 2015-01-01 CASSIE JENSEN CASSIE JENSEN 2016-07-06
001 2014-01-01 CASSIE JENSEN CASSIE JENSEN 2015-10-09
001 2013-01-01 CASSIE JENSEN CASSIE JENSEN 2014-07-30
001 2012-01-01 JEFFREY ERICKSON 2013-09-23
001 2011-01-01 JEFF ERICKSON
001 2010-01-01 JEFF ERICKSON
001 2009-01-01 R. JASON BURTON

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2016-01-01	CASSIE JENSEN
001	2015-01-01	CASSIE JENSEN		CASSIE JENSEN	2016-07-06
001	2014-01-01	CASSIE JENSEN		CASSIE JENSEN	2015-10-09
001	2013-01-01	CASSIE JENSEN		CASSIE JENSEN	2014-07-30
001	2012-01-01	JEFFREY ERICKSON	2013-09-23
001	2011-01-01	JEFF ERICKSON
001	2010-01-01	JEFF ERICKSON
001	2009-01-01	R. JASON BURTON

Plan Statistics for UPPERCASE LIVING, LLC 401(K) & PROFIT SHARING PLAN

401k plan membership statisitcs for UPPERCASE LIVING, LLC 401(K) & PROFIT SHARING PLAN

Measure Date Value
2016: UPPERCASE LIVING, LLC 401(K) & PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 25
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 0
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 0
Total of all active and inactive participants 2016-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 0
Number of participants with account balances 2016-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 0
2015: UPPERCASE LIVING, LLC 401(K) & PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 26
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 8
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 17
Total of all active and inactive participants 2015-01-01 25
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 25
Number of participants with account balances 2015-01-01 22
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: UPPERCASE LIVING, LLC 401(K) & PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 35
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 11
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 15
Total of all active and inactive participants 2014-01-01 26
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 26
Number of participants with account balances 2014-01-01 24
2013: UPPERCASE LIVING, LLC 401(K) & PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 47
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 34
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 17
Total of all active and inactive participants 2013-01-01 51
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 51
Number of participants with account balances 2013-01-01 26
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2011: UPPERCASE LIVING, LLC 401(K) & PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 108
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 63
Number of retired or separated participants receiving benefits 2011-01-01 2
Number of other retired or separated participants entitled to future benefits 2011-01-01 12
Total of all active and inactive participants 2011-01-01 77
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 77
Number of participants with account balances 2011-01-01 34
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0
2010: UPPERCASE LIVING, LLC 401(K) & PROFIT SHARING PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 141
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 81
Number of retired or separated participants receiving benefits 2010-01-01 6
Number of other retired or separated participants entitled to future benefits 2010-01-01 11
Total of all active and inactive participants 2010-01-01 98
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 0
Total participants 2010-01-01 98
Number of participants with account balances 2010-01-01 48
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 0
2009: UPPERCASE LIVING, LLC 401(K) & PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 132
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 84
Number of retired or separated participants receiving benefits 2009-01-01 2
Number of other retired or separated participants entitled to future benefits 2009-01-01 19
Total of all active and inactive participants 2009-01-01 105
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 105
Number of participants with account balances 2009-01-01 64
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2016: UPPERCASE LIVING, LLC 401(K) & PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	25
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	0
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	0
Total of all active and inactive participants	2016-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	0
Number of participants with account balances	2016-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	0
2015: UPPERCASE LIVING, LLC 401(K) & PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	26
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	8
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	17
Total of all active and inactive participants	2015-01-01	25
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	25
Number of participants with account balances	2015-01-01	22
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: UPPERCASE LIVING, LLC 401(K) & PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	35
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	11
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	15
Total of all active and inactive participants	2014-01-01	26
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	26
Number of participants with account balances	2014-01-01	24
2013: UPPERCASE LIVING, LLC 401(K) & PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	47
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	34
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	17
Total of all active and inactive participants	2013-01-01	51
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	51
Number of participants with account balances	2013-01-01	26
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2011: UPPERCASE LIVING, LLC 401(K) & PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	108
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	63
Number of retired or separated participants receiving benefits	2011-01-01	2
Number of other retired or separated participants entitled to future benefits	2011-01-01	12
Total of all active and inactive participants	2011-01-01	77
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	77
Number of participants with account balances	2011-01-01	34
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0
2010: UPPERCASE LIVING, LLC 401(K) & PROFIT SHARING PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	141
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	81
Number of retired or separated participants receiving benefits	2010-01-01	6
Number of other retired or separated participants entitled to future benefits	2010-01-01	11
Total of all active and inactive participants	2010-01-01	98
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	0
Total participants	2010-01-01	98
Number of participants with account balances	2010-01-01	48
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	0
2009: UPPERCASE LIVING, LLC 401(K) & PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	132
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	84
Number of retired or separated participants receiving benefits	2009-01-01	2
Number of other retired or separated participants entitled to future benefits	2009-01-01	19
Total of all active and inactive participants	2009-01-01	105
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	105
Number of participants with account balances	2009-01-01	64
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Financial Data on UPPERCASE LIVING, LLC 401(K) & PROFIT SHARING PLAN

Measure	Date	Value
2016 : UPPERCASE LIVING, LLC 401(K) & PROFIT SHARING PLAN 2016 401k financial data
Total income from all sources	2016-12-31	$752
Expenses. Total of all expenses incurred	2016-12-31	$101,520
Benefits paid (including direct rollovers)	2016-12-31	$99,949
Total plan assets at end of year	2016-12-31	$0
Total plan assets at beginning of year	2016-12-31	$100,768
Value of fidelity bond covering the plan	2016-12-31	$40,000
Other income received	2016-12-31	$752
Net income (gross income less expenses)	2016-12-31	$-100,768
Net plan assets at end of year (total assets less liabilities)	2016-12-31	$0
Net plan assets at beginning of year (total assets less liabilities)	2016-12-31	$100,768
Expenses. Administrative service providers (salaries,fees and commissions)	2016-12-31	$1,571
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
2015 : UPPERCASE LIVING, LLC 401(K) & PROFIT SHARING PLAN 2015 401k financial data
Total income from all sources	2015-12-31	$2,228
Expenses. Total of all expenses incurred	2015-12-31	$22,052
Benefits paid (including direct rollovers)	2015-12-31	$18,059
Total plan assets at end of year	2015-12-31	$100,768
Total plan assets at beginning of year	2015-12-31	$120,592
Value of fidelity bond covering the plan	2015-12-31	$40,000
Total contributions received or receivable from participants	2015-12-31	$5,219
Other income received	2015-12-31	$-2,991
Net income (gross income less expenses)	2015-12-31	$-19,824
Net plan assets at end of year (total assets less liabilities)	2015-12-31	$100,768
Net plan assets at beginning of year (total assets less liabilities)	2015-12-31	$120,592
Expenses. Administrative service providers (salaries,fees and commissions)	2015-12-31	$3,993
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
2014 : UPPERCASE LIVING, LLC 401(K) & PROFIT SHARING PLAN 2014 401k financial data
Total income from all sources	2014-12-31	$16,680
Expenses. Total of all expenses incurred	2014-12-31	$9,011
Benefits paid (including direct rollovers)	2014-12-31	$5,000
Total plan assets at end of year	2014-12-31	$120,592
Total plan assets at beginning of year	2014-12-31	$112,923
Value of fidelity bond covering the plan	2014-12-31	$40,000
Total contributions received or receivable from participants	2014-12-31	$9,644
Other income received	2014-12-31	$7,036
Net income (gross income less expenses)	2014-12-31	$7,669
Net plan assets at end of year (total assets less liabilities)	2014-12-31	$120,592
Net plan assets at beginning of year (total assets less liabilities)	2014-12-31	$112,923
Expenses. Administrative service providers (salaries,fees and commissions)	2014-12-31	$4,011
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
2013 : UPPERCASE LIVING, LLC 401(K) & PROFIT SHARING PLAN 2013 401k financial data
Total income from all sources	2013-12-31	$37,971
Expenses. Total of all expenses incurred	2013-12-31	$92,125
Benefits paid (including direct rollovers)	2013-12-31	$87,784
Total plan assets at end of year	2013-12-31	$112,923
Total plan assets at beginning of year	2013-12-31	$167,077
Value of fidelity bond covering the plan	2013-12-31	$40,000
Total contributions received or receivable from participants	2013-12-31	$12,992
Other income received	2013-12-31	$24,979
Net income (gross income less expenses)	2013-12-31	$-54,154
Net plan assets at end of year (total assets less liabilities)	2013-12-31	$112,923
Net plan assets at beginning of year (total assets less liabilities)	2013-12-31	$167,077
Expenses. Administrative service providers (salaries,fees and commissions)	2013-12-31	$4,341
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
2011 : UPPERCASE LIVING, LLC 401(K) & PROFIT SHARING PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$179
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$11,740
Total income from all sources (including contributions)	2011-12-31	$19,174
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$52,875
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$51,924
Value of total corrective distributions	2011-12-31	$178
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$27,773
Value of total assets at end of year	2011-12-31	$320,841
Value of total assets at beginning of year	2011-12-31	$366,103
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$773
Total interest from all sources	2011-12-31	$5
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$40,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$27,258
Participant contributions at end of year	2011-12-31	$1,014
Participant contributions at beginning of year	2011-12-31	$1,740
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2011-12-31	$179
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2011-12-31	$11,740
Administrative expenses (other) incurred	2011-12-31	$773
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Income. Non cash contributions	2011-12-31	$515
Value of net income/loss	2011-12-31	$-33,701
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$320,662
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$354,363
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$303,339
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$358,814
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2011-12-31	$16,488
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2011-12-31	$5,549
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2011-12-31	$5,549
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2011-12-31	$5
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-8,604
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$51,924
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	TANNER LLC
Accountancy firm EIN	2011-12-31	202253036
2010 : UPPERCASE LIVING, LLC 401(K) & PROFIT SHARING PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$11,740
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$153,411
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$103,910
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$92,170
Value of total corrective distributions	2010-12-31	$11,740
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$110,578
Value of total assets at end of year	2010-12-31	$366,103
Value of total assets at beginning of year	2010-12-31	$304,862
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$0
Total interest from all sources	2010-12-31	$5
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$4,985
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$4,985
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$40,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$52,290
Participant contributions at end of year	2010-12-31	$1,740
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$43,457
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2010-12-31	$11,740
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$49,501
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$354,363
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$304,862
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$358,814
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$304,862
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2010-12-31	$5,549
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2010-12-31	$5
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$37,843
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$14,831
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$92,170
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	LAKE, HILL & MEYERS
Accountancy firm EIN	2010-12-31	870491579
2009 : UPPERCASE LIVING, LLC 401(K) & PROFIT SHARING PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for UPPERCASE LIVING, LLC 401(K) & PROFIT SHARING PLAN

2016: UPPERCASE LIVING, LLC 401(K) & PROFIT SHARING PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	Yes
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Insurance	Yes
2016-01-01	Plan benefit arrangement – Insurance	Yes
2015: UPPERCASE LIVING, LLC 401(K) & PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Insurance	Yes
2015-01-01	Plan benefit arrangement – Insurance	Yes
2014: UPPERCASE LIVING, LLC 401(K) & PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan benefit arrangement – Insurance	Yes
2013: UPPERCASE LIVING, LLC 401(K) & PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2011: UPPERCASE LIVING, LLC 401(K) & PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	Yes
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: UPPERCASE LIVING, LLC 401(K) & PROFIT SHARING PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	No
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	No
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: UPPERCASE LIVING, LLC 401(K) & PROFIT SHARING PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

105584

Policy instance

Insurance contract or identification number	105584
Number of Individuals Covered	22
Insurance policy start date	2015-01-01
Insurance policy end date	2015-12-31
Total amount of commissions paid to insurance broker	USD $1,182
Total amount of fees paid to insurance company	USD $70
Commission paid to Insurance Broker	USD $591
Insurance broker organization code?	3
Amount paid for insurance broker fees	70
Additional information about fees paid to insurance broker	ADMINISTRATION FEE
Insurance broker name	WC ADMINISTRATORS LLC

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

105584

Policy instance

Insurance contract or identification number	105584
Number of Individuals Covered	24
Insurance policy start date	2014-01-01
Insurance policy end date	2014-12-31
Total amount of commissions paid to insurance broker	USD $1,154
Total amount of fees paid to insurance company	USD $70
Commission paid to Insurance Broker	USD $577
Insurance broker organization code?	3
Amount paid for insurance broker fees	70
Additional information about fees paid to insurance broker	ADMINISTRATION FEE
Insurance broker name	WC ADMINISTRATORS LLC

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

105584

Policy instance

Insurance contract or identification number	105584
Number of Individuals Covered	26
Insurance policy start date	2013-01-01
Insurance policy end date	2013-12-31
Total amount of commissions paid to insurance broker	USD $1,338
Total amount of fees paid to insurance company	USD $350
Commission paid to Insurance Broker	USD $767
Insurance broker organization code?	3
Amount paid for insurance broker fees	245
Additional information about fees paid to insurance broker	ADMINISTRATION FEES
Insurance broker name	COOK MARTEN POULSON & ASSOC

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Company Name:	UPPERCASE LIVING, LLC
Employer identification number (EIN):	204035321
NAIC Classification:	454390
NAIC Description:	Other Direct Selling Establishments