401k Plan data: VERTEX BUSINESS SERVICES, LLC 401(K) PLAN plan

VERTEX BUSINESS SERVICES, LLC 401(K) PLAN 401k Plan overview

Plan Name	VERTEX BUSINESS SERVICES, LLC 401(K) PLAN
Plan identification number	001

VERTEX BUSINESS SERVICES, LLC 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Plan covering Self-Employed individuals.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

VERTEX BUSINESS SERVICES, LLC has sponsored the creation of one or more 401k plans.

Company Name: VERTEX BUSINESS SERVICES, LLC

Employer identification number (EIN): 204086239

NAIC Classification: 541519
NAIC Description: Other Computer Related Services

Additional information about VERTEX BUSINESS SERVICES, LLC

Jurisdiction of Incorporation: State of Delaware Division of Corporations

Incorporation Date:

Company Identification Number: 4090885

More information about VERTEX BUSINESS SERVICES, LLC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan VERTEX BUSINESS SERVICES, LLC 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2016-01-01 ELIZABETH REED
001 2015-01-01 ELIZABETH REED
001 2014-01-01 ELIZABETH REED
001 2013-01-01 ELIZABETH REED
001 2012-01-01 DAVID LEBLANC
001 2011-01-01 ELIZABETH REED
001 2009-01-01 ELIZABETH REED
001 2009-01-01 ELIZABETH REED

Plan id#	Filing Submission Date	Name of Administrator
001	2016-01-01	ELIZABETH REED
001	2015-01-01	ELIZABETH REED
001	2014-01-01	ELIZABETH REED
001	2013-01-01	ELIZABETH REED
001	2012-01-01	DAVID LEBLANC
001	2011-01-01	ELIZABETH REED
001	2009-01-01	ELIZABETH REED
001	2009-01-01	ELIZABETH REED

Plan Statistics for VERTEX BUSINESS SERVICES, LLC 401(K) PLAN

401k plan membership statisitcs for VERTEX BUSINESS SERVICES, LLC 401(K) PLAN

Measure Date Value
2016: VERTEX BUSINESS SERVICES, LLC 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 1,356
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 835
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 241
Total of all active and inactive participants 2016-01-01 1,076
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 5
Total participants 2016-01-01 1,081
Number of participants with account balances 2016-01-01 487
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 2
2015: VERTEX BUSINESS SERVICES, LLC 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 1,327
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 1,170
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 182
Total of all active and inactive participants 2015-01-01 1,352
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 4
Total participants 2015-01-01 1,356
Number of participants with account balances 2015-01-01 518
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 7
2014: VERTEX BUSINESS SERVICES, LLC 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 1,276
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 1,130
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 192
Total of all active and inactive participants 2014-01-01 1,322
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 4
Total participants 2014-01-01 1,326
Number of participants with account balances 2014-01-01 569
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 15
2013: VERTEX BUSINESS SERVICES, LLC 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 1,634
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 1,026
Number of other retired or separated participants entitled to future benefits 2013-01-01 250
Total of all active and inactive participants 2013-01-01 1,276
Total participants 2013-01-01 1,276
Number of participants with account balances 2013-01-01 657
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 59
2012: VERTEX BUSINESS SERVICES, LLC 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 1,692
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 1,157
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 447
Total of all active and inactive participants 2012-01-01 1,604
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 1,604
Number of participants with account balances 2012-01-01 951
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 63
2011: VERTEX BUSINESS SERVICES, LLC 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 1,659
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 1,210
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 417
Total of all active and inactive participants 2011-01-01 1,627
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 1,627
Number of participants with account balances 2011-01-01 1,040
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 46
2009: VERTEX BUSINESS SERVICES, LLC 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 1,604
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 1,487
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 178
Total of all active and inactive participants 2009-01-01 1,665
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 1,665
Number of participants with account balances 2009-01-01 982
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 77

Measure	Date	Value
2016: VERTEX BUSINESS SERVICES, LLC 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	1,356
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	835
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	241
Total of all active and inactive participants	2016-01-01	1,076
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	5
Total participants	2016-01-01	1,081
Number of participants with account balances	2016-01-01	487
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	2
2015: VERTEX BUSINESS SERVICES, LLC 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	1,327
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	1,170
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	182
Total of all active and inactive participants	2015-01-01	1,352
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	4
Total participants	2015-01-01	1,356
Number of participants with account balances	2015-01-01	518
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	7
2014: VERTEX BUSINESS SERVICES, LLC 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	1,276
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	1,130
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	192
Total of all active and inactive participants	2014-01-01	1,322
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	4
Total participants	2014-01-01	1,326
Number of participants with account balances	2014-01-01	569
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	15
2013: VERTEX BUSINESS SERVICES, LLC 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	1,634
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	1,026
Number of other retired or separated participants entitled to future benefits	2013-01-01	250
Total of all active and inactive participants	2013-01-01	1,276
Total participants	2013-01-01	1,276
Number of participants with account balances	2013-01-01	657
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	59
2012: VERTEX BUSINESS SERVICES, LLC 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	1,692
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	1,157
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	447
Total of all active and inactive participants	2012-01-01	1,604
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	1,604
Number of participants with account balances	2012-01-01	951
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	63
2011: VERTEX BUSINESS SERVICES, LLC 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	1,659
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	1,210
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	417
Total of all active and inactive participants	2011-01-01	1,627
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	1,627
Number of participants with account balances	2011-01-01	1,040
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	46
2009: VERTEX BUSINESS SERVICES, LLC 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	1,604
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	1,487
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	178
Total of all active and inactive participants	2009-01-01	1,665
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	1,665
Number of participants with account balances	2009-01-01	982
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	77

Financial Data on VERTEX BUSINESS SERVICES, LLC 401(K) PLAN

Measure	Date	Value
2016 : VERTEX BUSINESS SERVICES, LLC 401(K) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets	2016-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$25,150
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total income from all sources (including contributions)	2016-12-31	$3,938,774
Total loss/gain on sale of assets	2016-12-31	$0
Total of all expenses incurred	2016-12-31	$1,969,572
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$1,882,165
Expenses. Certain deemed distributions of participant loans	2016-12-31	$-2,907
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$2,121,008
Value of total assets at end of year	2016-12-31	$28,141,457
Value of total assets at beginning of year	2016-12-31	$26,147,105
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$90,314
Total interest from all sources	2016-12-31	$13,295
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$354,380
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-12-31	$354,380
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$500,000
If this is an individual account plan, was there a blackout period	2016-12-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$1,416,595
Participant contributions at end of year	2016-12-31	$258,744
Participant contributions at beginning of year	2016-12-31	$248,005
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$28,089
Other income not declared elsewhere	2016-12-31	$927
Administrative expenses (other) incurred	2016-12-31	$90,314
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$1,969,202
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$28,116,307
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$26,147,105
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$23,547,582
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$22,132,376
Interest on participant loans	2016-12-31	$13,295
Value of interest in common/collective trusts at end of year	2016-12-31	$4,335,131
Value of interest in common/collective trusts at beginning of year	2016-12-31	$3,766,724
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$1,380,815
Net investment gain or loss from common/collective trusts	2016-12-31	$68,349
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$676,324
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$1,882,165
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2016-12-31	Yes
Liabilities. Value of benefit claims payable at end of year	2016-12-31	$25,150
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	WHITLEY PENN LLP
Accountancy firm EIN	2016-12-31	752393478
2015 : VERTEX BUSINESS SERVICES, LLC 401(K) PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$75,061
Total income from all sources (including contributions)	2015-12-31	$2,264,743
Total loss/gain on sale of assets	2015-12-31	$0
Total of all expenses incurred	2015-12-31	$4,600,644
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$4,429,403
Expenses. Certain deemed distributions of participant loans	2015-12-31	$-17,774
Value of total corrective distributions	2015-12-31	$69,301
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$2,329,768
Value of total assets at end of year	2015-12-31	$26,147,105
Value of total assets at beginning of year	2015-12-31	$28,558,067
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$119,714
Total interest from all sources	2015-12-31	$8,817
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$336,985
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$336,985
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$500,000
If this is an individual account plan, was there a blackout period	2015-12-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$1,439,379
Participant contributions at end of year	2015-12-31	$248,005
Participant contributions at beginning of year	2015-12-31	$252,209
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$277,312
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2015-12-31	$75,061
Other income not declared elsewhere	2015-12-31	$4,488
Administrative expenses (other) incurred	2015-12-31	$119,714
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$-2,335,901
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$26,147,105
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$28,483,006
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$22,132,376
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$24,491,633
Income. Interest from loans (other than to participants)	2015-12-31	$8,817
Value of interest in common/collective trusts at end of year	2015-12-31	$3,766,724
Value of interest in common/collective trusts at beginning of year	2015-12-31	$3,814,225
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-470,668
Net investment gain or loss from common/collective trusts	2015-12-31	$55,353
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$613,077
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$4,429,403
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2015-12-31	Yes
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	WHITLEY PENN LLP
Accountancy firm EIN	2015-12-31	752393478
2014 : VERTEX BUSINESS SERVICES, LLC 401(K) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$75,061
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$106,329
Total income from all sources (including contributions)	2014-12-31	$4,127,817
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$5,007,836
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$4,768,296
Expenses. Certain deemed distributions of participant loans	2014-12-31	$34,505
Value of total corrective distributions	2014-12-31	$75,061
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$2,091,689
Value of total assets at end of year	2014-12-31	$28,558,067
Value of total assets at beginning of year	2014-12-31	$29,469,354
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$129,974
Total interest from all sources	2014-12-31	$17,984
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$345,971
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$345,971
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$500,000
If this is an individual account plan, was there a blackout period	2014-12-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$1,617,021
Participant contributions at end of year	2014-12-31	$252,209
Participant contributions at beginning of year	2014-12-31	$415,703
Participant contributions at beginning of year	2014-12-31	$68,280
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$37,346
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2014-12-31	$75,061
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2014-12-31	$106,329
Other income not declared elsewhere	2014-12-31	$1,952
Administrative expenses (other) incurred	2014-12-31	$129,974
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$-880,019
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$28,483,006
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$29,363,025
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$24,491,633
Interest on participant loans	2014-12-31	$17,984
Value of interest in common/collective trusts at end of year	2014-12-31	$3,814,225
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2014-12-31	$28,966,383
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2014-12-31	$28,966,383
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$1,583,440
Net investment gain or loss from common/collective trusts	2014-12-31	$86,781
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$437,322
Employer contributions (assets) at beginning of year	2014-12-31	$18,988
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$4,768,296
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2014-12-31	Yes
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	WHITLEY PENN LLP
Accountancy firm EIN	2014-12-31	752393478
2013 : VERTEX BUSINESS SERVICES, LLC 401(K) PLAN 2013 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$106,329
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$268,966
Total income from all sources (including contributions)	2013-12-31	$7,358,141
Total of all expenses incurred	2013-12-31	$6,843,852
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$6,734,299
Expenses. Certain deemed distributions of participant loans	2013-12-31	$52,570
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$2,725,783
Value of total assets at end of year	2013-12-31	$29,469,354
Value of total assets at beginning of year	2013-12-31	$29,117,702
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$56,983
Total interest from all sources	2013-12-31	$126,159
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Administrative expenses professional fees incurred	2013-12-31	$40,873
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$500,000
If this is an individual account plan, was there a blackout period	2013-12-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$1,919,419
Participant contributions at end of year	2013-12-31	$415,703
Participant contributions at beginning of year	2013-12-31	$615,259
Participant contributions at end of year	2013-12-31	$68,280
Participant contributions at beginning of year	2013-12-31	$176,029
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$270,217
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2013-12-31	$106,329
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2013-12-31	$268,966
Other income not declared elsewhere	2013-12-31	$5,356
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$514,289
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$29,363,025
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$28,848,736
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Investment advisory and management fees	2013-12-31	$16,110
Value of interest in pooled separate accounts at beginning of year	2013-12-31	$22,817,134
Interest on participant loans	2013-12-31	$23,467
Interest earned on other investments	2013-12-31	$102,683
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2013-12-31	$28,966,383
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2013-12-31	$12,600
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2013-12-31	$12,600
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2013-12-31	$9
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2013-12-31	$5,436,748
Net investment gain/loss from pooled separate accounts	2013-12-31	$4,500,843
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$536,147
Employer contributions (assets) at end of year	2013-12-31	$18,988
Employer contributions (assets) at beginning of year	2013-12-31	$59,932
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$6,734,299
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2013-12-31	Yes
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	WHITLEY PENN LLP
Accountancy firm EIN	2013-12-31	752393478
2012 : VERTEX BUSINESS SERVICES, LLC 401(K) PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$268,966
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$239,675
Total income from all sources (including contributions)	2012-12-31	$6,123,893
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$1,830,416
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$1,522,867
Value of total corrective distributions	2012-12-31	$268,966
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$3,427,407
Value of total assets at end of year	2012-12-31	$29,117,702
Value of total assets at beginning of year	2012-12-31	$24,794,934
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$38,583
Total interest from all sources	2012-12-31	$21,796
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Administrative expenses professional fees incurred	2012-12-31	$14,634
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$500,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$2,393,394
Participant contributions at end of year	2012-12-31	$615,259
Participant contributions at beginning of year	2012-12-31	$464,274
Participant contributions at end of year	2012-12-31	$176,029
Participant contributions at beginning of year	2012-12-31	$41,324
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$373,679
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2012-12-31	$268,966
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2012-12-31	$239,675
Other income not declared elsewhere	2012-12-31	$145,442
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$4,293,477
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$28,848,736
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$24,555,259
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Investment advisory and management fees	2012-12-31	$23,949
Value of interest in pooled separate accounts at end of year	2012-12-31	$22,817,134
Value of interest in pooled separate accounts at beginning of year	2012-12-31	$19,017,597
Interest on participant loans	2012-12-31	$21,794
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-12-31	$12,600
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2012-12-31	$2
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2012-12-31	$5,436,748
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2012-12-31	$5,257,467
Net investment gain/loss from pooled separate accounts	2012-12-31	$2,529,248
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$660,334
Employer contributions (assets) at end of year	2012-12-31	$59,932
Employer contributions (assets) at beginning of year	2012-12-31	$14,272
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$1,522,867
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	ANTON COLLINS MITCHELL LLP
Accountancy firm EIN	2012-12-31	010724563
2011 : VERTEX BUSINESS SERVICES, LLC 401(K) PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$239,675
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$197,407
Total income from all sources (including contributions)	2011-12-31	$2,856,011
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$3,643,420
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$3,363,766
Value of total corrective distributions	2011-12-31	$239,675
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$3,277,880
Value of total assets at end of year	2011-12-31	$24,794,934
Value of total assets at beginning of year	2011-12-31	$25,540,075
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$39,979
Total interest from all sources	2011-12-31	$22,331
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Administrative expenses professional fees incurred	2011-12-31	$15,521
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$500,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$2,410,477
Participant contributions at end of year	2011-12-31	$464,274
Participant contributions at beginning of year	2011-12-31	$590,372
Participant contributions at end of year	2011-12-31	$41,324
Participant contributions at beginning of year	2011-12-31	$147,515
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$144,853
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2011-12-31	$239,675
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2011-12-31	$197,407
Other income not declared elsewhere	2011-12-31	$115,107
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$-787,409
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$24,555,259
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$25,342,668
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Investment advisory and management fees	2011-12-31	$24,458
Value of interest in pooled separate accounts at end of year	2011-12-31	$19,017,597
Value of interest in pooled separate accounts at beginning of year	2011-12-31	$20,005,261
Interest on participant loans	2011-12-31	$22,331
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2011-12-31	$5,257,467
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2011-12-31	$4,743,234
Net investment gain/loss from pooled separate accounts	2011-12-31	$-559,307
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$722,550
Employer contributions (assets) at end of year	2011-12-31	$14,272
Employer contributions (assets) at beginning of year	2011-12-31	$53,693
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$3,363,766
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	ANTON COLLINS MITCHELL LLP
Accountancy firm EIN	2011-12-31	010724563
2010 : VERTEX BUSINESS SERVICES, LLC 401(K) PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$197,407
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$24,642
Total income from all sources (including contributions)	2010-12-31	$5,887,328
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$3,894,162
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$3,616,159
Expenses. Certain deemed distributions of participant loans	2010-12-31	$5,000
Value of total corrective distributions	2010-12-31	$197,407
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$3,542,895
Value of total assets at end of year	2010-12-31	$25,540,075
Value of total assets at beginning of year	2010-12-31	$23,374,144
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$75,596
Total interest from all sources	2010-12-31	$26,026
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Administrative expenses professional fees incurred	2010-12-31	$17,555
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$500,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$2,574,017
Participant contributions at end of year	2010-12-31	$590,372
Participant contributions at beginning of year	2010-12-31	$621,641
Participant contributions at end of year	2010-12-31	$147,515
Participant contributions at beginning of year	2010-12-31	$201,438
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$231,054
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2010-12-31	$197,407
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2010-12-31	$24,642
Other income not declared elsewhere	2010-12-31	$122,486
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$1,993,166
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$25,342,668
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$23,349,502
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Investment advisory and management fees	2010-12-31	$58,041
Value of interest in pooled separate accounts at end of year	2010-12-31	$20,005,261
Value of interest in pooled separate accounts at beginning of year	2010-12-31	$18,155,128
Interest on participant loans	2010-12-31	$25,971
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2010-12-31	$55
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2010-12-31	$4,743,234
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2010-12-31	$4,303,932
Net investment gain/loss from pooled separate accounts	2010-12-31	$2,195,921
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$737,824
Employer contributions (assets) at end of year	2010-12-31	$53,693
Employer contributions (assets) at beginning of year	2010-12-31	$92,005
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$3,616,159
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	ANTON COLLINS MITCHELL LLP
Accountancy firm EIN	2010-12-31	010724563
2009 : VERTEX BUSINESS SERVICES, LLC 401(K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for VERTEX BUSINESS SERVICES, LLC 401(K) PLAN

2016: VERTEX BUSINESS SERVICES, LLC 401(K) PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: VERTEX BUSINESS SERVICES, LLC 401(K) PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: VERTEX BUSINESS SERVICES, LLC 401(K) PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: VERTEX BUSINESS SERVICES, LLC 401(K) PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: VERTEX BUSINESS SERVICES, LLC 401(K) PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: VERTEX BUSINESS SERVICES, LLC 401(K) PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: VERTEX BUSINESS SERVICES, LLC 401(K) PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement – Insurance	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )

Policy contract number

996832-000

Policy instance

Insurance contract or identification number	996832-000
Number of Individuals Covered	657
Insurance policy start date	2013-01-01
Insurance policy end date	2013-12-31
Total amount of commissions paid to insurance broker	USD $59,104
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $59,104
Insurance broker organization code?	3
Insurance broker name	LOCKTON FINANCIAL ADVISORS LLC

TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )

Policy contract number

996832-000

Policy instance

Insurance contract or identification number	996832-000
Number of Individuals Covered	951
Insurance policy start date	2012-01-01
Insurance policy end date	2012-12-31
Total amount of commissions paid to insurance broker	USD $55,937
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $55,937
Insurance broker organization code?	3
Insurance broker name	LOCKTON FINANCIAL ADVISORS LLC

TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )

Policy contract number

996832-000

Policy instance

Insurance contract or identification number	996832-000
Number of Individuals Covered	1040
Insurance policy start date	2011-01-01
Insurance policy end date	2011-12-31
Total amount of commissions paid to insurance broker	USD $61,572
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )

Policy contract number

996832-000

Policy instance

Insurance contract or identification number	996832-000
Number of Individuals Covered	930
Insurance policy start date	2010-01-01
Insurance policy end date	2010-12-31
Total amount of commissions paid to insurance broker	USD $91,187
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

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Company Name:	VERTEX BUSINESS SERVICES, LLC
Employer identification number (EIN):	204086239
NAIC Classification:	541519
NAIC Description:	Other Computer Related Services

Jurisdiction of Incorporation:	State of Delaware Division of Corporations
Incorporation Date:
Company Identification Number:	4090885