401k Plan data: CANTELME & BROWN, PLC RETIREMENT PL plan

CANTELME & BROWN, PLC RETIREMENT PL 401k Plan overview

Plan Name	CANTELME & BROWN, PLC RETIREMENT PL
Plan identification number	001

CANTELME & BROWN, PLC RETIREMENT PL Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

CANTELME & BROWN, PLC has sponsored the creation of one or more 401k plans.

Company Name: CANTELME & BROWN, PLC

Employer identification number (EIN): 204159409

NAIC Classification: 541110
NAIC Description: Offices of Lawyers

Form 5500 Filing Information

Submission information for form 5500 for 401k plan CANTELME & BROWN, PLC RETIREMENT PL

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2022-01-01 D. AARON BROWN 2023-07-17
001 2021-01-01 D. AARON BROWN 2022-07-06
001 2020-01-01 D. AARON BROWN 2021-06-30
001 2019-01-01 D. AARON BROWN 2020-06-08
001 2018-01-01 D. AARON BROWN 2019-05-16
001 2017-01-01 D. AARON BROWN 2018-07-17
001 2016-01-01 D. AARON BROWN 2017-07-27
001 2015-01-01 D. AARON BROWN 2016-07-06
001 2014-01-01 D. AARON BROWN 2015-07-22
001 2013-01-01 D. AARON BROWN 2014-07-30
001 2012-01-01 D. AARON BROWN 2013-07-17
001 2011-01-01 D. AARON BROWN 2012-09-19
001 2010-01-01 DAVID A BROWN 2011-06-07 DAVID A BROWN 2011-06-07
001 2008-01-01 GARY GURMAN

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2022-01-01	D. AARON BROWN	2023-07-17
001	2021-01-01	D. AARON BROWN	2022-07-06
001	2020-01-01	D. AARON BROWN	2021-06-30
001	2019-01-01	D. AARON BROWN	2020-06-08
001	2018-01-01	D. AARON BROWN	2019-05-16
001	2017-01-01	D. AARON BROWN	2018-07-17
001	2016-01-01	D. AARON BROWN	2017-07-27
001	2015-01-01	D. AARON BROWN	2016-07-06
001	2014-01-01	D. AARON BROWN	2015-07-22
001	2013-01-01	D. AARON BROWN	2014-07-30
001	2012-01-01	D. AARON BROWN	2013-07-17
001	2011-01-01	D. AARON BROWN	2012-09-19
001	2010-01-01	DAVID A BROWN	2011-06-07	DAVID A BROWN	2011-06-07
001	2008-01-01	GARY GURMAN

Plan Statistics for CANTELME & BROWN, PLC RETIREMENT PL

401k plan membership statisitcs for CANTELME & BROWN, PLC RETIREMENT PL

Measure Date Value
2008: CANTELME & BROWN, PLC RETIREMENT PL 2008 401k membership
Total participants, beginning-of-year 2008-01-01 5
Total number of active participants reported on line 7a of the Form 5500 2008-01-01 3
Number of retired or separated participants receiving benefits 2008-01-01 0
Number of other retired or separated participants entitled to future benefits 2008-01-01 2
Total of all active and inactive participants 2008-01-01 5
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2008-01-01 0
Total participants 2008-01-01 5
Number of participants with account balances 2008-01-01 5
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2008-01-01 0
Number of employers contributing to the scheme 2008-01-01 1

Measure	Date	Value
2008: CANTELME & BROWN, PLC RETIREMENT PL 2008 401k membership
Total participants, beginning-of-year	2008-01-01	5
Total number of active participants reported on line 7a of the Form 5500	2008-01-01	3
Number of retired or separated participants receiving benefits	2008-01-01	0
Number of other retired or separated participants entitled to future benefits	2008-01-01	2
Total of all active and inactive participants	2008-01-01	5
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2008-01-01	0
Total participants	2008-01-01	5
Number of participants with account balances	2008-01-01	5
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2008-01-01	0
Number of employers contributing to the scheme	2008-01-01	1

Financial Data on CANTELME & BROWN, PLC RETIREMENT PL

Measure	Date	Value
2008 : CANTELME & BROWN, PLC RETIREMENT PL 2008 401k financial data
Total income from all sources	2008-12-31	$38,824
Expenses. Total of all expenses incurred	2008-12-31	$1,249
Benefits paid (including direct rollovers)	2008-12-31	$0
Total plan assets at end of year	2008-12-31	$139,032
Total plan assets at beginning of year	2008-12-31	$101,457
Total contributions received or receivable from participants	2008-12-31	$39,000
Other income received	2008-12-31	$-17,102
Net income (gross income less expenses)	2008-12-31	$37,575
Net plan assets at end of year (total assets less liabilities)	2008-12-31	$139,032
Net plan assets at beginning of year (total assets less liabilities)	2008-12-31	$101,457
Total contributions received or receivable from employer(s)	2008-12-31	$16,926
Expenses. Administrative service providers (salaries,fees and commissions)	2008-12-31	$1,249
2007 : CANTELME & BROWN, PLC RETIREMENT PL 2007 401k financial data
Total income from all sources	2007-12-31	$90,090
Expenses. Total of all expenses incurred	2007-12-31	$759
Benefits paid (including direct rollovers)	2007-12-31	$0
Total plan assets at end of year	2007-12-31	$152,070
Total plan assets at beginning of year	2007-12-31	$62,739
Total contributions received or receivable from participants	2007-12-31	$36,626
Other income received	2007-12-31	$2,350
Net income (gross income less expenses)	2007-12-31	$89,331
Net plan assets at end of year (total assets less liabilities)	2007-12-31	$152,070
Net plan assets at beginning of year (total assets less liabilities)	2007-12-31	$62,739
Total contributions received or receivable from employer(s)	2007-12-31	$51,114
Expenses. Administrative service providers (salaries,fees and commissions)	2007-12-31	$759

Form 5500 Responses for CANTELME & BROWN, PLC RETIREMENT PL

2008: CANTELME & BROWN, PLC RETIREMENT PL 2008 form 5500 responses
2008-01-01	Type of plan entity	Single employer plan
2008-01-01	Submission has been amended	No
2008-01-01	This submission is the final filing	No
2008-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2008-01-01	Plan is a collectively bargained plan	No
2008-01-01	Plan funding arrangement – Insurance	Yes
2008-01-01	Plan funding arrangement – Trust	Yes
2008-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )

Policy contract number

91640524

Policy instance

Insurance contract or identification number	91640524
Number of Individuals Covered	5
Insurance policy start date	2008-01-01
Insurance policy end date	2008-12-31
Total amount of commissions paid to insurance broker	USD $325
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Commission paid to Insurance Broker	USD $325
Insurance broker organization code?	3
Insurance broker name	JEFFREY D BROWN

AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )

Policy contract number

91640524

Policy instance

Insurance contract or identification number	91640524
Number of Individuals Covered	4
Insurance policy start date	2007-01-01
Insurance policy end date	2007-12-31
Total amount of commissions paid to insurance broker	USD $251
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Commission paid to Insurance Broker	USD $251
Insurance broker organization code?	3
Insurance broker name	JEFFREY D BROWN

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Company Name:	CANTELME & BROWN, PLC
Employer identification number (EIN):	204159409
NAIC Classification:	541110
NAIC Description:	Offices of Lawyers