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ACCUQUEST HEARING CORPORATION 401(K) PLAN 401k Plan overview

Plan NameACCUQUEST HEARING CORPORATION 401(K) PLAN
Plan identification number 001

ACCUQUEST HEARING CORPORATION 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

ACCUQUEST HEARING CENTERS, INC. has sponsored the creation of one or more 401k plans.

Company Name:ACCUQUEST HEARING CENTERS, INC.
Employer identification number (EIN):204192426
NAIC Classification:621320
NAIC Description:Offices of Optometrists

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ACCUQUEST HEARING CORPORATION 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012017-01-01BRIAN HIGHFILL
0012016-01-01BRIAN HIGHFILL
0012015-01-01BRIAN HIGHFILL
0012014-01-01BRIAN HIGHFILL
0012013-01-01BRIAN HIGHFILL
0012012-01-01BRIAN HIGHFILL
0012011-01-01BRIAN HIGHFILL
0012010-01-01BRIAN HIGHFILL2011-08-26

Plan Statistics for ACCUQUEST HEARING CORPORATION 401(K) PLAN

401k plan membership statisitcs for ACCUQUEST HEARING CORPORATION 401(K) PLAN

Measure Date Value
2017: ACCUQUEST HEARING CORPORATION 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01326
Total number of active participants reported on line 7a of the Form 55002017-01-01229
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-01106
Total of all active and inactive participants2017-01-01335
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01335
Number of participants with account balances2017-01-01234
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: ACCUQUEST HEARING CORPORATION 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01315
Total number of active participants reported on line 7a of the Form 55002016-01-01202
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-01107
Total of all active and inactive participants2016-01-01309
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01309
Number of participants with account balances2016-01-01218
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: ACCUQUEST HEARING CORPORATION 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01318
Total number of active participants reported on line 7a of the Form 55002015-01-01205
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0189
Total of all active and inactive participants2015-01-01294
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01294
Number of participants with account balances2015-01-01195
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: ACCUQUEST HEARING CORPORATION 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01281
Total number of active participants reported on line 7a of the Form 55002014-01-01205
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0172
Total of all active and inactive participants2014-01-01277
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01277
Number of participants with account balances2014-01-01166
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: ACCUQUEST HEARING CORPORATION 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01235
Total number of active participants reported on line 7a of the Form 55002013-01-01201
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0138
Total of all active and inactive participants2013-01-01239
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01239
Number of participants with account balances2013-01-01124
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: ACCUQUEST HEARING CORPORATION 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01227
Total number of active participants reported on line 7a of the Form 55002012-01-01190
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0123
Total of all active and inactive participants2012-01-01213
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01213
Number of participants with account balances2012-01-0197
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: ACCUQUEST HEARING CORPORATION 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01161
Total number of active participants reported on line 7a of the Form 55002011-01-01183
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0127
Total of all active and inactive participants2011-01-01210
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01210
Number of participants with account balances2011-01-0187
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010

Financial Data on ACCUQUEST HEARING CORPORATION 401(K) PLAN

Measure Date Value
2017 : ACCUQUEST HEARING CORPORATION 401(K) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$34,598
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$1,357,830
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$280,780
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$261,571
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$767,896
Value of total assets at end of year2017-12-31$4,188,724
Value of total assets at beginning of year2017-12-31$3,077,076
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$19,209
Total interest from all sources2017-12-31$1,763
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Administrative expenses professional fees incurred2017-12-31$2,500
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$250,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$633,292
Participant contributions at end of year2017-12-31$46,991
Participant contributions at beginning of year2017-12-31$36,506
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$133,078
Total non interest bearing cash at end of year2017-12-31$0
Total non interest bearing cash at beginning of year2017-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$1,077,050
Value of net assets at end of year (total assets less liabilities)2017-12-31$4,154,126
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$3,077,076
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$4,134,069
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$3,023,706
Interest on participant loans2017-12-31$1,726
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$37
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$6,931
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$4,851
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$588,171
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$1,526
Employer contributions (assets) at end of year2017-12-31$733
Employer contributions (assets) at beginning of year2017-12-31$12,013
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$261,571
Contract administrator fees2017-12-31$16,709
Liabilities. Value of benefit claims payable at end of year2017-12-31$34,598
Liabilities. Value of benefit claims payable at beginning of year2017-12-31$0
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31DIGIOVINE HNILO JORDAN & JOHNSON LT
Accountancy firm EIN2017-12-31363029663
2016 : ACCUQUEST HEARING CORPORATION 401(K) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$1,082,973
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$336,177
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$321,845
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$844,230
Value of total assets at end of year2016-12-31$3,077,076
Value of total assets at beginning of year2016-12-31$2,330,280
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$14,332
Total interest from all sources2016-12-31$1,186
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Administrative expenses professional fees incurred2016-12-31$2,263
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$250,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$597,058
Participant contributions at end of year2016-12-31$36,506
Participant contributions at beginning of year2016-12-31$18,332
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$48,140
Total non interest bearing cash at end of year2016-12-31$0
Total non interest bearing cash at beginning of year2016-12-31$582
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$746,796
Value of net assets at end of year (total assets less liabilities)2016-12-31$3,077,076
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$2,330,280
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$3,023,706
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$2,263,976
Interest on participant loans2016-12-31$1,164
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$22
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$4,851
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$2,340
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$237,557
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31Yes
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$199,032
Employer contributions (assets) at end of year2016-12-31$12,013
Employer contributions (assets) at beginning of year2016-12-31$45,050
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$321,845
Contract administrator fees2016-12-31$12,069
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31DIGIOVINE HNILO JORDAN & JOHNSON LT
Accountancy firm EIN2016-12-31363029663
2015 : ACCUQUEST HEARING CORPORATION 401(K) PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$803,399
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$614,413
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$602,319
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$836,437
Value of total assets at end of year2015-12-31$2,330,280
Value of total assets at beginning of year2015-12-31$2,141,294
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$12,094
Total interest from all sources2015-12-31$507
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$250,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$535,231
Participant contributions at end of year2015-12-31$18,332
Participant contributions at beginning of year2015-12-31$2,989
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$54,049
Total non interest bearing cash at end of year2015-12-31$582
Total non interest bearing cash at beginning of year2015-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$188,986
Value of net assets at end of year (total assets less liabilities)2015-12-31$2,330,280
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$2,141,294
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$2,263,976
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$2,051,117
Interest on participant loans2015-12-31$399
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$108
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$2,340
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$45,554
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-33,545
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31Yes
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$247,157
Employer contributions (assets) at end of year2015-12-31$45,050
Employer contributions (assets) at beginning of year2015-12-31$41,634
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$602,319
Contract administrator fees2015-12-31$12,094
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31DIGIOVINE HNILO JORDAN & JOHNSON LT
Accountancy firm EIN2015-12-31363029663
2014 : ACCUQUEST HEARING CORPORATION 401(K) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$821,684
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$609,732
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$599,208
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$719,977
Value of total assets at end of year2014-12-31$2,141,294
Value of total assets at beginning of year2014-12-31$1,929,342
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$10,524
Total interest from all sources2014-12-31$726
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$200,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$467,271
Participant contributions at end of year2014-12-31$2,989
Participant contributions at beginning of year2014-12-31$22,400
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$45,836
Total non interest bearing cash at end of year2014-12-31$0
Total non interest bearing cash at beginning of year2014-12-31$2,950
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$211,952
Value of net assets at end of year (total assets less liabilities)2014-12-31$2,141,294
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$1,929,342
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$2,051,117
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$1,851,840
Income. Interest from loans (other than to participants)2014-12-31$608
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$118
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$45,554
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$33,112
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$100,981
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31Yes
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$206,870
Employer contributions (assets) at end of year2014-12-31$41,634
Employer contributions (assets) at beginning of year2014-12-31$19,040
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$599,208
Contract administrator fees2014-12-31$10,524
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31DIGIOVINE HNILO JORDAN & JOHNSON LT
Accountancy firm EIN2014-12-31363029663
2013 : ACCUQUEST HEARING CORPORATION 401(K) PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$943,115
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$369,292
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$360,725
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$626,844
Value of total assets at end of year2013-12-31$1,929,342
Value of total assets at beginning of year2013-12-31$1,355,519
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$8,567
Total interest from all sources2013-12-31$922
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Administrative expenses professional fees incurred2013-12-31$1,325
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$200,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$382,370
Participant contributions at end of year2013-12-31$22,400
Participant contributions at beginning of year2013-12-31$19,795
Participant contributions at end of year2013-12-31$0
Participant contributions at beginning of year2013-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$54,484
Total non interest bearing cash at end of year2013-12-31$2,950
Total non interest bearing cash at beginning of year2013-12-31$596
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$573,823
Value of net assets at end of year (total assets less liabilities)2013-12-31$1,929,342
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$1,355,519
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$1,851,840
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$0
Value of interest in pooled separate accounts at end of year2013-12-31$0
Value of interest in pooled separate accounts at beginning of year2013-12-31$1,300,835
Interest on participant loans2013-12-31$842
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$80
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$33,112
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$19,106
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$315,349
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$189,990
Employer contributions (assets) at end of year2013-12-31$19,040
Employer contributions (assets) at beginning of year2013-12-31$15,187
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$360,725
Contract administrator fees2013-12-31$7,242
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31DIGIOVINE HNILO JORDAN & JOHNSON LT
Accountancy firm EIN2013-12-31363029663
2012 : ACCUQUEST HEARING CORPORATION 401(K) PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$688,822
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$78,949
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$69,489
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$553,696
Value of total assets at end of year2012-12-31$1,355,519
Value of total assets at beginning of year2012-12-31$745,646
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$9,460
Total interest from all sources2012-12-31$579
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Administrative expenses professional fees incurred2012-12-31$1,425
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$351,089
Participant contributions at end of year2012-12-31$19,795
Participant contributions at beginning of year2012-12-31$0
Participant contributions at end of year2012-12-31$0
Participant contributions at beginning of year2012-12-31$33,000
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$28,994
Total non interest bearing cash at end of year2012-12-31$596
Total non interest bearing cash at beginning of year2012-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$609,873
Value of net assets at end of year (total assets less liabilities)2012-12-31$1,355,519
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$745,646
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in pooled separate accounts at end of year2012-12-31$1,300,835
Value of interest in pooled separate accounts at beginning of year2012-12-31$686,024
Interest on participant loans2012-12-31$521
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$58
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$19,106
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$0
Net investment gain/loss from pooled separate accounts2012-12-31$134,547
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31Yes
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$173,613
Employer contributions (assets) at end of year2012-12-31$15,187
Employer contributions (assets) at beginning of year2012-12-31$26,622
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$69,489
Contract administrator fees2012-12-31$8,035
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31DIGIOVINE HNILO JORDAN & JOHNSON LT
Accountancy firm EIN2012-12-31363029663
2011 : ACCUQUEST HEARING CORPORATION 401(K) PLAN 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2011-12-31$-45,242
Total unrealized appreciation/depreciation of assets2011-12-31$-45,242
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$450,778
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$126,990
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$126,990
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$495,956
Value of total assets at end of year2011-12-31$745,646
Value of total assets at beginning of year2011-12-31$421,858
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$0
Total interest from all sources2011-12-31$64
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$50,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$289,946
Participant contributions at end of year2011-12-31$33,000
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$100,912
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$323,788
Value of net assets at end of year (total assets less liabilities)2011-12-31$745,646
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$421,858
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$0
Value of interest in pooled separate accounts at end of year2011-12-31$686,024
Value of interest in pooled separate accounts at beginning of year2011-12-31$421,858
Interest on participant loans2011-12-31$64
Value of interest in master investment trust accounts at end of year2011-12-31$0
Value of interest in master investment trust accounts at beginning of year2011-12-31$0
Value of interest in common/collective trusts at end of year2011-12-31$0
Value of interest in common/collective trusts at beginning of year2011-12-31$0
Assets. Value of investments in 103.12 investment entities at end of year2011-12-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2011-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$0
Net investment gain/loss from pooled separate accounts2011-12-31$0
Net investment gain or loss from common/collective trusts2011-12-31$0
Net gain/loss from 103.12 investment entities2011-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31Yes
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$105,098
Employer contributions (assets) at end of year2011-12-31$26,622
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$126,990
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31DIGIOVINE HNILO JORDAN & JOHNSON LT
Accountancy firm EIN2011-12-31363029663

Form 5500 Responses for ACCUQUEST HEARING CORPORATION 401(K) PLAN

2017: ACCUQUEST HEARING CORPORATION 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: ACCUQUEST HEARING CORPORATION 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: ACCUQUEST HEARING CORPORATION 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: ACCUQUEST HEARING CORPORATION 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: ACCUQUEST HEARING CORPORATION 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: ACCUQUEST HEARING CORPORATION 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: ACCUQUEST HEARING CORPORATION 401(K) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedYes
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number77623
Policy instance 1
Insurance contract or identification number77623
Number of Individuals Covered224
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $16,825
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees14325
Additional information about fees paid to insurance brokerBROKER COMMISSION
Insurance broker organization code?3
Insurance broker nameSHORE TOMPKINS ACTUARIAL RESOURCES

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