Logo

ROCKY VISTA UNIVERSITY, LLC 401(K) RETIREMENT PLAN 401k Plan overview

Plan NameROCKY VISTA UNIVERSITY, LLC 401(K) RETIREMENT PLAN
Plan identification number 001

ROCKY VISTA UNIVERSITY, LLC 401(K) RETIREMENT PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

ROCKY VISTA UNIVERSITY, LLC has sponsored the creation of one or more 401k plans.

Company Name:ROCKY VISTA UNIVERSITY, LLC
Employer identification number (EIN):204761077
NAIC Classification:611000

Additional information about ROCKY VISTA UNIVERSITY, LLC

Jurisdiction of Incorporation: Colorado Department of State
Incorporation Date: 2006-04-12
Company Identification Number: 20061061265
Legal Registered Office Address: 8401 S. Chambers Rd

Parker
United States of America (USA)
80134

More information about ROCKY VISTA UNIVERSITY, LLC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ROCKY VISTA UNIVERSITY, LLC 401(K) RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01PETER FREYTAG PETER FREYTAG2018-09-11
0012016-01-01PETER FREYTAG
0012015-01-01PETER FREYTAG
0012014-01-01PETER FREYTAG
0012013-01-01PETER FREYTAG
0012012-10-15PETER FREYTAG

Plan Statistics for ROCKY VISTA UNIVERSITY, LLC 401(K) RETIREMENT PLAN

401k plan membership statisitcs for ROCKY VISTA UNIVERSITY, LLC 401(K) RETIREMENT PLAN

Measure Date Value
2022: ROCKY VISTA UNIVERSITY, LLC 401(K) RETIREMENT PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01441
Total number of active participants reported on line 7a of the Form 55002022-01-01319
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-01102
Total of all active and inactive participants2022-01-01421
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-01421
Number of participants with account balances2022-01-01295
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-011
2021: ROCKY VISTA UNIVERSITY, LLC 401(K) RETIREMENT PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01529
Total number of active participants reported on line 7a of the Form 55002021-01-01297
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-01135
Total of all active and inactive participants2021-01-01432
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01432
Number of participants with account balances2021-01-01320
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: ROCKY VISTA UNIVERSITY, LLC 401(K) RETIREMENT PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01489
Total number of active participants reported on line 7a of the Form 55002020-01-01439
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-0185
Total of all active and inactive participants2020-01-01524
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01524
Number of participants with account balances2020-01-01331
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: ROCKY VISTA UNIVERSITY, LLC 401(K) RETIREMENT PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01434
Total number of active participants reported on line 7a of the Form 55002019-01-01409
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-0171
Total of all active and inactive participants2019-01-01480
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-011
Total participants2019-01-01481
Number of participants with account balances2019-01-01304
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: ROCKY VISTA UNIVERSITY, LLC 401(K) RETIREMENT PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01353
Total number of active participants reported on line 7a of the Form 55002018-01-01369
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-0150
Total of all active and inactive participants2018-01-01419
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01419
Number of participants with account balances2018-01-01266
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: ROCKY VISTA UNIVERSITY, LLC 401(K) RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01256
Total number of active participants reported on line 7a of the Form 55002017-01-01307
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0141
Total of all active and inactive participants2017-01-01348
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01348
Number of participants with account balances2017-01-01211
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: ROCKY VISTA UNIVERSITY, LLC 401(K) RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01202
Total number of active participants reported on line 7a of the Form 55002016-01-01220
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0134
Total of all active and inactive participants2016-01-01254
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01254
Number of participants with account balances2016-01-01158
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-011
2015: ROCKY VISTA UNIVERSITY, LLC 401(K) RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01180
Total number of active participants reported on line 7a of the Form 55002015-01-01175
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0124
Total of all active and inactive participants2015-01-01199
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01199
Number of participants with account balances2015-01-01125
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-011
2014: ROCKY VISTA UNIVERSITY, LLC 401(K) RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01228
Total number of active participants reported on line 7a of the Form 55002014-01-01162
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0115
Total of all active and inactive participants2014-01-01177
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01177
Number of participants with account balances2014-01-01102
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-013
2013: ROCKY VISTA UNIVERSITY, LLC 401(K) RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01219
Total number of active participants reported on line 7a of the Form 55002013-01-01139
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0185
Total of all active and inactive participants2013-01-01224
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01224
Number of participants with account balances2013-01-01161
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-011
2012: ROCKY VISTA UNIVERSITY, LLC 401(K) RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year2012-10-15260
Total number of active participants reported on line 7a of the Form 55002012-10-15133
Number of retired or separated participants receiving benefits2012-10-150
Number of other retired or separated participants entitled to future benefits2012-10-1578
Total of all active and inactive participants2012-10-15211
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-10-150
Total participants2012-10-15211
Number of participants with account balances2012-10-15147
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-10-153

Financial Data on ROCKY VISTA UNIVERSITY, LLC 401(K) RETIREMENT PLAN

Measure Date Value
2022 : ROCKY VISTA UNIVERSITY, LLC 401(K) RETIREMENT PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-15,985
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$3,945,358
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$3,877,856
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$3,197,305
Value of total assets at end of year2022-12-31$17,357,422
Value of total assets at beginning of year2022-12-31$21,318,765
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$67,502
Total interest from all sources2022-12-31$35,470
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Administrative expenses professional fees incurred2022-12-31$12,500
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$1,849,327
Participant contributions at end of year2022-12-31$111,742
Participant contributions at beginning of year2022-12-31$114,453
Participant contributions at end of year2022-12-31$322
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$47,291
Administrative expenses (other) incurred2022-12-31$500
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-3,961,343
Value of net assets at end of year (total assets less liabilities)2022-12-31$17,357,422
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$21,318,765
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$49,752
Value of interest in pooled separate accounts at end of year2022-12-31$15,230,282
Value of interest in pooled separate accounts at beginning of year2022-12-31$19,444,177
Interest on participant loans2022-12-31$4,147
Income. Interest from loans (other than to participants)2022-12-31$0
Interest earned on other investments2022-12-31$31,323
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$1,980,219
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$1,760,135
Net investment gain/loss from pooled separate accounts2022-12-31$-3,248,760
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$1,300,687
Employer contributions (assets) at end of year2022-12-31$34,857
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$3,877,856
Contract administrator fees2022-12-31$4,750
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31SYMPHONA, LLP
Accountancy firm EIN2022-12-31582663273
2021 : ROCKY VISTA UNIVERSITY, LLC 401(K) RETIREMENT PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$5,864,753
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$2,672,498
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$2,581,565
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$3,418,523
Value of total assets at end of year2021-12-31$21,318,765
Value of total assets at beginning of year2021-12-31$18,126,510
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$90,933
Total interest from all sources2021-12-31$33,753
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$1,897,477
Participant contributions at end of year2021-12-31$114,453
Participant contributions at beginning of year2021-12-31$128,677
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$115,380
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$3,192,255
Value of net assets at end of year (total assets less liabilities)2021-12-31$21,318,765
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$18,126,510
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$87,183
Value of interest in pooled separate accounts at end of year2021-12-31$19,444,177
Value of interest in pooled separate accounts at beginning of year2021-12-31$16,312,903
Interest on participant loans2021-12-31$4,760
Income. Interest from loans (other than to participants)2021-12-31$0
Interest earned on other investments2021-12-31$28,993
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$1,760,135
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$1,679,010
Net investment gain/loss from pooled separate accounts2021-12-31$2,412,477
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$1,405,666
Employer contributions (assets) at end of year2021-12-31$0
Employer contributions (assets) at beginning of year2021-12-31$5,920
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$2,581,565
Contract administrator fees2021-12-31$3,750
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31SYMPHONA, LLP
Accountancy firm EIN2021-12-31582663273
2020 : ROCKY VISTA UNIVERSITY, LLC 401(K) RETIREMENT PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$5,210,200
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$1,105,508
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$1,028,306
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$3,173,981
Value of total assets at end of year2020-12-31$18,126,510
Value of total assets at beginning of year2020-12-31$14,021,818
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$77,202
Total interest from all sources2020-12-31$33,031
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Administrative expenses professional fees incurred2020-12-31$12,500
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$1,759,719
Participant contributions at end of year2020-12-31$128,677
Participant contributions at beginning of year2020-12-31$130,909
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$39,548
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$4,104,692
Value of net assets at end of year (total assets less liabilities)2020-12-31$18,126,510
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$14,021,818
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$62,877
Value of interest in pooled separate accounts at end of year2020-12-31$16,312,903
Value of interest in pooled separate accounts at beginning of year2020-12-31$12,532,146
Interest on participant loans2020-12-31$5,786
Interest earned on other investments2020-12-31$27,245
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$1,679,010
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$1,358,560
Net investment gain/loss from pooled separate accounts2020-12-31$2,003,188
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$1,374,714
Employer contributions (assets) at end of year2020-12-31$5,920
Employer contributions (assets) at beginning of year2020-12-31$203
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$1,028,306
Contract administrator fees2020-12-31$1,825
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31TJS DEEMER DANA LLP
Accountancy firm EIN2020-12-31582663273
2019 : ROCKY VISTA UNIVERSITY, LLC 401(K) RETIREMENT PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$4,973,779
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$903,335
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$835,447
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$2,980,057
Value of total assets at end of year2019-12-31$14,021,818
Value of total assets at beginning of year2019-12-31$9,951,374
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$67,888
Total interest from all sources2019-12-31$31,698
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Administrative expenses professional fees incurred2019-12-31$12,500
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$1,571,157
Participant contributions at end of year2019-12-31$130,909
Participant contributions at beginning of year2019-12-31$97,772
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$165,426
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$4,070,444
Value of net assets at end of year (total assets less liabilities)2019-12-31$14,021,818
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$9,951,374
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$53,263
Value of interest in pooled separate accounts at end of year2019-12-31$12,532,146
Value of interest in pooled separate accounts at beginning of year2019-12-31$8,880,335
Interest on participant loans2019-12-31$5,426
Interest earned on other investments2019-12-31$26,272
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$1,358,560
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$973,267
Net investment gain/loss from pooled separate accounts2019-12-31$1,962,024
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$1,243,474
Employer contributions (assets) at end of year2019-12-31$203
Employer contributions (assets) at beginning of year2019-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$835,447
Contract administrator fees2019-12-31$2,125
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31TJS DEEMER DANA LLP
Accountancy firm EIN2019-12-31582663273
2018 : ROCKY VISTA UNIVERSITY, LLC 401(K) RETIREMENT PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$1,940,098
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$854,942
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$812,750
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$2,502,051
Value of total assets at end of year2018-12-31$9,951,374
Value of total assets at beginning of year2018-12-31$8,866,218
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$42,192
Total interest from all sources2018-12-31$20,205
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Administrative expenses professional fees incurred2018-12-31$12,500
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$1,404,034
Participant contributions at end of year2018-12-31$97,772
Participant contributions at beginning of year2018-12-31$85,339
Participant contributions at end of year2018-12-31$0
Participant contributions at beginning of year2018-12-31$43,043
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$43,322
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$1,085,156
Value of net assets at end of year (total assets less liabilities)2018-12-31$9,951,374
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$8,866,218
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$27,917
Value of interest in pooled separate accounts at end of year2018-12-31$8,880,335
Value of interest in pooled separate accounts at beginning of year2018-12-31$8,122,479
Interest on participant loans2018-12-31$4,089
Income. Interest from loans (other than to participants)2018-12-31$0
Interest earned on other investments2018-12-31$16,116
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$973,267
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$575,600
Net investment gain/loss from pooled separate accounts2018-12-31$-582,158
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$1,054,695
Employer contributions (assets) at end of year2018-12-31$0
Employer contributions (assets) at beginning of year2018-12-31$39,757
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$812,750
Contract administrator fees2018-12-31$1,775
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31TJS DEEMER DANA LLP
Accountancy firm EIN2018-12-31582663273
2017 : ROCKY VISTA UNIVERSITY, LLC 401(K) RETIREMENT PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$3,667,885
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$1,194,067
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$1,174,797
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$2,689,912
Value of total assets at end of year2017-12-31$8,866,218
Value of total assets at beginning of year2017-12-31$6,392,400
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$19,270
Total interest from all sources2017-12-31$12,777
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$974,864
Participant contributions at end of year2017-12-31$85,339
Participant contributions at beginning of year2017-12-31$53,293
Participant contributions at end of year2017-12-31$43,043
Participant contributions at beginning of year2017-12-31$30,786
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$942,197
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$2,473,818
Value of net assets at end of year (total assets less liabilities)2017-12-31$8,866,218
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$6,392,400
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$17,545
Value of interest in pooled separate accounts at end of year2017-12-31$8,122,479
Value of interest in pooled separate accounts at beginning of year2017-12-31$5,560,194
Interest on participant loans2017-12-31$2,506
Income. Interest from loans (other than to participants)2017-12-31$0
Interest earned on other investments2017-12-31$10,271
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$575,600
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$718,686
Net investment gain/loss from pooled separate accounts2017-12-31$965,196
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$772,851
Employer contributions (assets) at end of year2017-12-31$39,757
Employer contributions (assets) at beginning of year2017-12-31$29,441
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$1,174,797
Contract administrator fees2017-12-31$1,725
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31TJS DEEMER DANA LLP
Accountancy firm EIN2017-12-31582663273
2016 : ROCKY VISTA UNIVERSITY, LLC 401(K) RETIREMENT PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$1,811,786
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$515,801
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$448,515
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$1,477,196
Value of total assets at end of year2016-12-31$6,392,400
Value of total assets at beginning of year2016-12-31$5,096,415
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$67,286
Total interest from all sources2016-12-31$13,031
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Administrative expenses professional fees incurred2016-12-31$50,598
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$808,272
Participant contributions at end of year2016-12-31$53,293
Participant contributions at beginning of year2016-12-31$123,464
Participant contributions at end of year2016-12-31$30,786
Participant contributions at beginning of year2016-12-31$19,706
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$49,782
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$1,295,985
Value of net assets at end of year (total assets less liabilities)2016-12-31$6,392,400
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$5,096,415
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$15,938
Value of interest in pooled separate accounts at end of year2016-12-31$5,560,194
Value of interest in pooled separate accounts at beginning of year2016-12-31$4,308,702
Interest on participant loans2016-12-31$3,042
Interest earned on other investments2016-12-31$9,989
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$718,686
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$624,082
Net investment gain/loss from pooled separate accounts2016-12-31$321,559
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$619,142
Employer contributions (assets) at end of year2016-12-31$29,441
Employer contributions (assets) at beginning of year2016-12-31$20,461
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$448,515
Contract administrator fees2016-12-31$750
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31TJS DEEMER DANA LLP
Accountancy firm EIN2016-12-31582663273
2015 : ROCKY VISTA UNIVERSITY, LLC 401(K) RETIREMENT PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$1,149,889
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$717,253
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$702,423
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$1,270,613
Value of total assets at end of year2015-12-31$5,096,415
Value of total assets at beginning of year2015-12-31$4,663,779
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$14,830
Total interest from all sources2015-12-31$11,882
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$668,647
Participant contributions at end of year2015-12-31$123,464
Participant contributions at beginning of year2015-12-31$82,063
Participant contributions at end of year2015-12-31$19,706
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$76,391
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$432,636
Value of net assets at end of year (total assets less liabilities)2015-12-31$5,096,415
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$4,663,779
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$13,225
Value of interest in pooled separate accounts at end of year2015-12-31$4,308,702
Value of interest in pooled separate accounts at beginning of year2015-12-31$4,012,038
Interest on participant loans2015-12-31$3,104
Interest earned on other investments2015-12-31$8,778
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$624,082
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$569,678
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-3
Net investment gain/loss from pooled separate accounts2015-12-31$-132,603
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$525,575
Employer contributions (assets) at end of year2015-12-31$20,461
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$702,423
Contract administrator fees2015-12-31$1,605
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31TJS DEEMER DANA LLP
Accountancy firm EIN2015-12-31582663273
2014 : ROCKY VISTA UNIVERSITY, LLC 401(K) RETIREMENT PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$1,356,303
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$465,000
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$442,686
Value of total corrective distributions2014-12-31$1,437
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$1,222,215
Value of total assets at end of year2014-12-31$4,663,779
Value of total assets at beginning of year2014-12-31$3,772,476
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$20,877
Total interest from all sources2014-12-31$11,716
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$581,546
Participant contributions at end of year2014-12-31$82,063
Participant contributions at beginning of year2014-12-31$81,692
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$167,015
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$891,303
Value of net assets at end of year (total assets less liabilities)2014-12-31$4,663,779
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$3,772,476
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$16,702
Value of interest in pooled separate accounts at end of year2014-12-31$4,012,038
Value of interest in pooled separate accounts at beginning of year2014-12-31$3,120,922
Interest on participant loans2014-12-31$2,617
Interest earned on other investments2014-12-31$9,099
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$569,678
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$555,346
Net investment gain/loss from pooled separate accounts2014-12-31$122,372
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31Yes
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$473,654
Employer contributions (assets) at beginning of year2014-12-31$14,516
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$442,686
Contract administrator fees2014-12-31$4,175
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31TJS DEEMER DANA LLP
Accountancy firm EIN2014-12-31582663273
2013 : ROCKY VISTA UNIVERSITY, LLC 401(K) RETIREMENT PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$1,476,982
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$244,538
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$230,301
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$1,039,810
Value of total assets at end of year2013-12-31$3,772,476
Value of total assets at beginning of year2013-12-31$2,540,032
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$14,237
Total interest from all sources2013-12-31$9,915
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$400,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$538,964
Participant contributions at end of year2013-12-31$81,692
Participant contributions at beginning of year2013-12-31$58,407
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$77,645
Administrative expenses (other) incurred2013-12-31$1,045
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$1,232,444
Value of net assets at end of year (total assets less liabilities)2013-12-31$3,772,476
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$2,540,032
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in pooled separate accounts at end of year2013-12-31$3,120,922
Value of interest in pooled separate accounts at beginning of year2013-12-31$2,161,759
Interest on participant loans2013-12-31$2,878
Interest earned on other investments2013-12-31$7,037
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$555,346
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$293,511
Net investment gain/loss from pooled separate accounts2013-12-31$427,257
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$423,201
Employer contributions (assets) at end of year2013-12-31$14,516
Employer contributions (assets) at beginning of year2013-12-31$26,355
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$230,301
Contract administrator fees2013-12-31$13,192
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31TJS DEEMER DANA LLP
Accountancy firm EIN2013-12-31582663273
2012 : ROCKY VISTA UNIVERSITY, LLC 401(K) RETIREMENT PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total transfer of assets to this plan2012-12-31$2,349,163
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$191,255
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$386
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$286
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$148,957
Value of total assets at end of year2012-12-31$2,540,032
Value of total assets at beginning of year2012-12-31$0
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$100
Total interest from all sources2012-12-31$633
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$300,000
If this is an individual account plan, was there a blackout period2012-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$72,261
Participant contributions at end of year2012-12-31$58,407
Other income not declared elsewhere2012-12-31$430
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$190,869
Value of net assets at end of year (total assets less liabilities)2012-12-31$2,540,032
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$0
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$100
Value of interest in pooled separate accounts at end of year2012-12-31$2,161,759
Interest on participant loans2012-12-31$633
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$293,511
Net investment gain/loss from pooled separate accounts2012-12-31$41,235
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$76,696
Employer contributions (assets) at end of year2012-12-31$26,355
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$286
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31Yes
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31DEEMER DANA AND FROEHLE LLP
Accountancy firm EIN2012-12-31582663273

Form 5500 Responses for ROCKY VISTA UNIVERSITY, LLC 401(K) RETIREMENT PLAN

2022: ROCKY VISTA UNIVERSITY, LLC 401(K) RETIREMENT PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: ROCKY VISTA UNIVERSITY, LLC 401(K) RETIREMENT PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: ROCKY VISTA UNIVERSITY, LLC 401(K) RETIREMENT PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: ROCKY VISTA UNIVERSITY, LLC 401(K) RETIREMENT PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: ROCKY VISTA UNIVERSITY, LLC 401(K) RETIREMENT PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: ROCKY VISTA UNIVERSITY, LLC 401(K) RETIREMENT PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: ROCKY VISTA UNIVERSITY, LLC 401(K) RETIREMENT PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: ROCKY VISTA UNIVERSITY, LLC 401(K) RETIREMENT PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: ROCKY VISTA UNIVERSITY, LLC 401(K) RETIREMENT PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: ROCKY VISTA UNIVERSITY, LLC 401(K) RETIREMENT PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: ROCKY VISTA UNIVERSITY, LLC 401(K) RETIREMENT PLAN 2012 form 5500 responses
2012-10-15Type of plan entitySingle employer plan
2012-10-15First time form 5500 has been submittedYes
2012-10-15Submission has been amendedYes
2012-10-15This submission is the final filingNo
2012-10-15This return/report is a short plan year return/report (less than 12 months)Yes
2012-10-15Plan is a collectively bargained planNo
2012-10-15Plan funding arrangement – InsuranceYes
2012-10-15Plan funding arrangement – TrustYes
2012-10-15Plan benefit arrangement – InsuranceYes
2012-10-15Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

MUTUAL OF OMAHA (National Association of Insurance Commissioners NAIC id number: 69868 )
Policy contract number17079
Policy instance 1
Insurance contract or identification number17079
Number of Individuals Covered295
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $72,457
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees72457
Additional information about fees paid to insurance brokerSERVICE FEES
Insurance broker organization code?3
MUTUAL OF OMAHA (National Association of Insurance Commissioners NAIC id number: 69868 )
Policy contract number17079
Policy instance 1
Insurance contract or identification number17079
Number of Individuals Covered320
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $116,730
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees116730
Additional information about fees paid to insurance brokerSERVICE FEES
Insurance broker organization code?3
MUTUAL OF OMAHA (National Association of Insurance Commissioners NAIC id number: 69868 )
Policy contract number17079
Policy instance 1
Insurance contract or identification number17079
Number of Individuals Covered331
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $95,148
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees95148
Additional information about fees paid to insurance brokerSERVICE FEES
Insurance broker organization code?3
MUTUAL OF OMAHA (National Association of Insurance Commissioners NAIC id number: 69868 )
Policy contract number17079
Policy instance 1
Insurance contract or identification number17079
Number of Individuals Covered304
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $76,013
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees76013
Additional information about fees paid to insurance brokerSERVICE FEE
Insurance broker organization code?3
MUTUAL OF OMAHA (National Association of Insurance Commissioners NAIC id number: 69868 )
Policy contract number17079
Policy instance 1
Insurance contract or identification number17079
Number of Individuals Covered266
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $34,639
Total amount of fees paid to insurance companyUSD $26,662
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $34,639
Insurance broker organization code?3
Amount paid for insurance broker fees26662
Additional information about fees paid to insurance brokerSERVICE FEE
MUTUAL OF OMAHA (National Association of Insurance Commissioners NAIC id number: 69868 )
Policy contract number17079
Policy instance 1
Insurance contract or identification number17079
Number of Individuals Covered211
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $45,254
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $45,254
Insurance broker organization code?3
Insurance broker nameFIRST ALLIED SECURITIES INC

Was this data useful?
If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us.

Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer
The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Copyright © Market Footprint Ltd
Contact us   Datalog Company Directory
401k Lookup     VAT Lookup S1