401k Plan data: SWANBERG USA, INC 401(K) PLAN plan

SWANBERG USA, INC 401(K) PLAN 401k Plan overview

Plan Name	SWANBERG USA, INC 401(K) PLAN
Plan identification number	001

SWANBERG USA, INC 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

SWANBERG USA, INC has sponsored the creation of one or more 401k plans.

Company Name: SWANBERG USA, INC

Employer identification number (EIN): 204864551

NAIC Classification: 484200
NAIC Description: Specialized Freight Trucking

Additional information about SWANBERG USA, INC

Jurisdiction of Incorporation: Texas Secretary of State

Incorporation Date: 2006-04-03

Company Identification Number: 0800636545

Legal Registered Office Address: 5851 SAN FELIPE ST STE 700

HOUSTON
United States of America (USA)
77057

More information about SWANBERG USA, INC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SWANBERG USA, INC 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2014-01-01 JAY IRWIN 2015-08-17 JAY IRWIN 2015-08-17
001 2013-01-01 SYLVIA HORNBACKER
001 2012-01-01 SYLVIA HORNBACKER
001 2011-01-01 SYLVIA HORNBACKER

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2014-01-01	JAY IRWIN	2015-08-17	JAY IRWIN	2015-08-17
001	2013-01-01	SYLVIA HORNBACKER
001	2012-01-01	SYLVIA HORNBACKER
001	2011-01-01	SYLVIA HORNBACKER

Plan Statistics for SWANBERG USA, INC 401(K) PLAN

401k plan membership statisitcs for SWANBERG USA, INC 401(K) PLAN

Measure Date Value
2014: SWANBERG USA, INC 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 178
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 0
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 0
Total of all active and inactive participants 2014-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 0
Number of participants with account balances 2014-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: SWANBERG USA, INC 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 209
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 16
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 162
Total of all active and inactive participants 2013-01-01 178
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 178
Number of participants with account balances 2013-01-01 173
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: SWANBERG USA, INC 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 194
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 68
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 141
Total of all active and inactive participants 2012-01-01 209
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 209
Number of participants with account balances 2012-01-01 196
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: SWANBERG USA, INC 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 134
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 105
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 89
Total of all active and inactive participants 2011-01-01 194
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 194
Number of participants with account balances 2011-01-01 170
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0

Measure	Date	Value
2014: SWANBERG USA, INC 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	178
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	0
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	0
Total of all active and inactive participants	2014-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	0
Number of participants with account balances	2014-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: SWANBERG USA, INC 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	209
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	16
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	162
Total of all active and inactive participants	2013-01-01	178
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	178
Number of participants with account balances	2013-01-01	173
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: SWANBERG USA, INC 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	194
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	68
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	141
Total of all active and inactive participants	2012-01-01	209
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	209
Number of participants with account balances	2012-01-01	196
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: SWANBERG USA, INC 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	134
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	105
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	89
Total of all active and inactive participants	2011-01-01	194
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	194
Number of participants with account balances	2011-01-01	170
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0

Financial Data on SWANBERG USA, INC 401(K) PLAN

Measure	Date	Value
2014 : SWANBERG USA, INC 401(K) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-10-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-10-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-10-31	$0
Total income from all sources (including contributions)	2014-10-31	$6,113
Total loss/gain on sale of assets	2014-10-31	$0
Total of all expenses incurred	2014-10-31	$159,411
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-10-31	$159,102
Expenses. Certain deemed distributions of participant loans	2014-10-31	$9
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-10-31	$728
Value of total assets at end of year	2014-10-31	$0
Value of total assets at beginning of year	2014-10-31	$153,298
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-10-31	$300
Total interest from all sources	2014-10-31	$9
Total dividends received (eg from common stock, registered investment company shares)	2014-10-31	$135
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-10-31	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2014-10-31	$0
Total dividends received from registered investment company shares (eg mutual funds)	2014-10-31	$135
Was this plan covered by a fidelity bond	2014-10-31	Yes
Value of fidelity bond cover	2014-10-31	$16,000
If this is an individual account plan, was there a blackout period	2014-10-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-10-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-10-31	No
Contributions received from participants	2014-10-31	$728
Participant contributions at beginning of year	2014-10-31	$5
Administrative expenses (other) incurred	2014-10-31	$300
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-10-31	No
Value of net income/loss	2014-10-31	$-153,298
Value of net assets at end of year (total assets less liabilities)	2014-10-31	$0
Value of net assets at beginning of year (total assets less liabilities)	2014-10-31	$153,298
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-10-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-10-31	No
Were any leases to which the plan was party in default or uncollectible	2014-10-31	No
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-10-31	$135,045
Interest on participant loans	2014-10-31	$9
Value of interest in common/collective trusts at beginning of year	2014-10-31	$18,248
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-10-31	$4,914
Net investment gain or loss from common/collective trusts	2014-10-31	$327
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-10-31	No
Was there a failure to transmit to the plan any participant contributions	2014-10-31	No
Has the plan failed to provide any benefit when due under the plan	2014-10-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-10-31	$159,102
Did the plan have assets held for investment	2014-10-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-10-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-10-31	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-10-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-10-31	Disclaimer
Accountancy firm name	2014-10-31	FERGUSON, CAMP & POLL, LLC
Accountancy firm EIN	2014-10-31	760236864
2013 : SWANBERG USA, INC 401(K) PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$50,376
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$68,417
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$66,878
Expenses. Certain deemed distributions of participant loans	2013-12-31	$14
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$18,687
Value of total assets at end of year	2013-12-31	$153,298
Value of total assets at beginning of year	2013-12-31	$171,339
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$1,525
Total interest from all sources	2013-12-31	$41
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$4,700
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$4,700
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$18,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$18,687
Participant contributions at end of year	2013-12-31	$5
Participant contributions at beginning of year	2013-12-31	$3,686
Administrative expenses (other) incurred	2013-12-31	$1,525
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$-18,041
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$153,298
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$171,339
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$135,045
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$143,379
Interest on participant loans	2013-12-31	$41
Value of interest in common/collective trusts at end of year	2013-12-31	$18,248
Value of interest in common/collective trusts at beginning of year	2013-12-31	$24,274
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$23,641
Net investment gain or loss from common/collective trusts	2013-12-31	$3,307
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$66,878
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	FERGUSON, CAMP & POLL, LLC
Accountancy firm EIN	2013-12-31	760236864
2012 : SWANBERG USA, INC 401(K) PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$130,964
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$127,616
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$124,659
Expenses. Certain deemed distributions of participant loans	2012-12-31	$1,332
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$105,430
Value of total assets at end of year	2012-12-31	$171,339
Value of total assets at beginning of year	2012-12-31	$167,991
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$1,625
Total interest from all sources	2012-12-31	$207
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$3,475
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$3,475
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$17,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$105,430
Participant contributions at end of year	2012-12-31	$3,686
Participant contributions at beginning of year	2012-12-31	$5,675
Administrative expenses (other) incurred	2012-12-31	$1,625
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$3,348
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$171,339
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$167,991
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$143,379
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$136,831
Interest on participant loans	2012-12-31	$207
Value of interest in common/collective trusts at end of year	2012-12-31	$24,274
Value of interest in common/collective trusts at beginning of year	2012-12-31	$25,485
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$20,028
Net investment gain or loss from common/collective trusts	2012-12-31	$1,824
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$124,659
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	FERGUSON, CAMP & POLL, LLC
Accountancy firm EIN	2012-12-31	760236864
2011 : SWANBERG USA, INC 401(K) PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$149,294
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$18,835
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$17,069
Expenses. Certain deemed distributions of participant loans	2011-12-31	$241
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$153,493
Value of total assets at end of year	2011-12-31	$167,991
Value of total assets at beginning of year	2011-12-31	$37,532
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$1,525
Total interest from all sources	2011-12-31	$77
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$2,036
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$2,036
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$4,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$153,493
Participant contributions at end of year	2011-12-31	$5,675
Administrative expenses (other) incurred	2011-12-31	$1,525
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$130,459
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$167,991
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$37,532
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$136,831
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$26,245
Interest on participant loans	2011-12-31	$77
Value of interest in common/collective trusts at end of year	2011-12-31	$25,485
Value of interest in common/collective trusts at beginning of year	2011-12-31	$11,287
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-6,435
Net investment gain or loss from common/collective trusts	2011-12-31	$123
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$17,069
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	UHY
Accountancy firm EIN	2011-12-31	200694403
2010 : SWANBERG USA, INC 401(K) PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$38,613
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$1,081
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$1,031
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$37,558
Value of total assets at end of year	2010-12-31	$37,532
Value of total assets at beginning of year	2010-12-31	$0
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$50
Total interest from all sources	2010-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$341
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$341
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$1,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$37,558
Administrative expenses (other) incurred	2010-12-31	$50
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$37,532
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$37,532
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$0
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$26,245
Value of interest in common/collective trusts at end of year	2010-12-31	$11,287
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$485
Net investment gain or loss from common/collective trusts	2010-12-31	$229
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$1,031
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	UHY
Accountancy firm EIN	2010-12-31	200694403

Form 5500 Responses for SWANBERG USA, INC 401(K) PLAN

2014: SWANBERG USA, INC 401(K) PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	Yes
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: SWANBERG USA, INC 401(K) PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: SWANBERG USA, INC 401(K) PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: SWANBERG USA, INC 401(K) PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	Yes
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	SWANBERG USA, INC
Employer identification number (EIN):	204864551
NAIC Classification:	484200
NAIC Description:	Specialized Freight Trucking

Jurisdiction of Incorporation:	Texas Secretary of State
Incorporation Date:	2006-04-03
Company Identification Number:	0800636545
Legal Registered Office Address:	5851 SAN FELIPE ST STE 700 HOUSTON United States of America (USA) 77057