401k Plan data: BRIGADE CAPITAL MANAGEMENT, LLC INCENTIVE SAVINGS TRUST plan

BRIGADE CAPITAL MANAGEMENT, LLC INCENTIVE SAVINGS TRUST 401k Plan overview

Plan Name	BRIGADE CAPITAL MANAGEMENT, LLC INCENTIVE SAVINGS TRUST
Plan identification number	001

BRIGADE CAPITAL MANAGEMENT, LLC INCENTIVE SAVINGS TRUST Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Plan covering Self-Employed individuals.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

BRIGADE CAPITAL MANAGEMENT, LP has sponsored the creation of one or more 401k plans.

Company Name: BRIGADE CAPITAL MANAGEMENT, LP

Employer identification number (EIN): 204895879

NAIC Classification: 523900

Form 5500 Filing Information

Submission information for form 5500 for 401k plan BRIGADE CAPITAL MANAGEMENT, LLC INCENTIVE SAVINGS TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2022-01-01
001 2021-01-01
001 2020-01-01
001 2019-01-01
001 2018-01-01
001 2017-01-01 RAYMOND LUIS
001 2016-01-01 RAYMOND LUIS
001 2015-01-01 RAYMOND LUIS 2016-07-20
001 2014-01-01 RAYMOND LUIS 2015-07-09
001 2013-01-01 RAYMOND LUIS 2014-08-01
001 2012-01-01 RAYMOND LUIS 2013-07-01
001 2011-01-01 RAYMOND LUIS 2012-07-19
001 2010-01-01 RAYMOND LUIS 2011-05-26

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed
001	2022-01-01
001	2021-01-01
001	2020-01-01
001	2019-01-01
001	2018-01-01
001	2017-01-01	RAYMOND LUIS
001	2016-01-01	RAYMOND LUIS
001	2015-01-01	RAYMOND LUIS	2016-07-20
001	2014-01-01	RAYMOND LUIS	2015-07-09
001	2013-01-01	RAYMOND LUIS	2014-08-01
001	2012-01-01	RAYMOND LUIS	2013-07-01
001	2011-01-01	RAYMOND LUIS	2012-07-19
001	2010-01-01	RAYMOND LUIS	2011-05-26

Plan Statistics for BRIGADE CAPITAL MANAGEMENT, LLC INCENTIVE SAVINGS TRUST

401k plan membership statisitcs for BRIGADE CAPITAL MANAGEMENT, LLC INCENTIVE SAVINGS TRUST

Measure Date Value
2022: BRIGADE CAPITAL MANAGEMENT, LLC INCENTIVE SAVINGS TRUST 2022 401k membership
Total participants, beginning-of-year 2022-01-01 159
Total number of active participants reported on line 7a of the Form 5500 2022-01-01 125
Number of retired or separated participants receiving benefits 2022-01-01 0
Number of other retired or separated participants entitled to future benefits 2022-01-01 52
Total of all active and inactive participants 2022-01-01 177
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2022-01-01 0
Total participants 2022-01-01 177
Number of participants with account balances 2022-01-01 177
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2022-01-01 2
2021: BRIGADE CAPITAL MANAGEMENT, LLC INCENTIVE SAVINGS TRUST 2021 401k membership
Total participants, beginning-of-year 2021-01-01 148
Total number of active participants reported on line 7a of the Form 5500 2021-01-01 115
Number of retired or separated participants receiving benefits 2021-01-01 0
Number of other retired or separated participants entitled to future benefits 2021-01-01 44
Total of all active and inactive participants 2021-01-01 159
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-01-01 0
Total participants 2021-01-01 159
Number of participants with account balances 2021-01-01 159
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-01-01 1
2020: BRIGADE CAPITAL MANAGEMENT, LLC INCENTIVE SAVINGS TRUST 2020 401k membership
Total participants, beginning-of-year 2020-01-01 137
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 101
Number of retired or separated participants receiving benefits 2020-01-01 0
Number of other retired or separated participants entitled to future benefits 2020-01-01 47
Total of all active and inactive participants 2020-01-01 148
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 0
Total participants 2020-01-01 148
Number of participants with account balances 2020-01-01 148
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 1
2019: BRIGADE CAPITAL MANAGEMENT, LLC INCENTIVE SAVINGS TRUST 2019 401k membership
Total participants, beginning-of-year 2019-01-01 127
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 99
Number of retired or separated participants receiving benefits 2019-01-01 0
Number of other retired or separated participants entitled to future benefits 2019-01-01 38
Total of all active and inactive participants 2019-01-01 137
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 0
Total participants 2019-01-01 137
Number of participants with account balances 2019-01-01 137
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 1
2018: BRIGADE CAPITAL MANAGEMENT, LLC INCENTIVE SAVINGS TRUST 2018 401k membership
Total participants, beginning-of-year 2018-01-01 122
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 99
Number of retired or separated participants receiving benefits 2018-01-01 0
Number of other retired or separated participants entitled to future benefits 2018-01-01 28
Total of all active and inactive participants 2018-01-01 127
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 127
Number of participants with account balances 2018-01-01 127
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 1
2017: BRIGADE CAPITAL MANAGEMENT, LLC INCENTIVE SAVINGS TRUST 2017 401k membership
Total participants, beginning-of-year 2017-01-01 116
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 102
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 20
Total of all active and inactive participants 2017-01-01 122
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 122
Number of participants with account balances 2017-01-01 122
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 1
2016: BRIGADE CAPITAL MANAGEMENT, LLC INCENTIVE SAVINGS TRUST 2016 401k membership
Total participants, beginning-of-year 2016-01-01 119
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 99
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 17
Total of all active and inactive participants 2016-01-01 116
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 116
Number of participants with account balances 2016-01-01 116
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 1

Measure	Date	Value
2022: BRIGADE CAPITAL MANAGEMENT, LLC INCENTIVE SAVINGS TRUST 2022 401k membership
Total participants, beginning-of-year	2022-01-01	159
Total number of active participants reported on line 7a of the Form 5500	2022-01-01	125
Number of retired or separated participants receiving benefits	2022-01-01	0
Number of other retired or separated participants entitled to future benefits	2022-01-01	52
Total of all active and inactive participants	2022-01-01	177
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2022-01-01	0
Total participants	2022-01-01	177
Number of participants with account balances	2022-01-01	177
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2022-01-01	2
2021: BRIGADE CAPITAL MANAGEMENT, LLC INCENTIVE SAVINGS TRUST 2021 401k membership
Total participants, beginning-of-year	2021-01-01	148
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	115
Number of retired or separated participants receiving benefits	2021-01-01	0
Number of other retired or separated participants entitled to future benefits	2021-01-01	44
Total of all active and inactive participants	2021-01-01	159
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-01-01	0
Total participants	2021-01-01	159
Number of participants with account balances	2021-01-01	159
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-01-01	1
2020: BRIGADE CAPITAL MANAGEMENT, LLC INCENTIVE SAVINGS TRUST 2020 401k membership
Total participants, beginning-of-year	2020-01-01	137
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	101
Number of retired or separated participants receiving benefits	2020-01-01	0
Number of other retired or separated participants entitled to future benefits	2020-01-01	47
Total of all active and inactive participants	2020-01-01	148
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	0
Total participants	2020-01-01	148
Number of participants with account balances	2020-01-01	148
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	1
2019: BRIGADE CAPITAL MANAGEMENT, LLC INCENTIVE SAVINGS TRUST 2019 401k membership
Total participants, beginning-of-year	2019-01-01	127
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	99
Number of retired or separated participants receiving benefits	2019-01-01	0
Number of other retired or separated participants entitled to future benefits	2019-01-01	38
Total of all active and inactive participants	2019-01-01	137
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	0
Total participants	2019-01-01	137
Number of participants with account balances	2019-01-01	137
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	1
2018: BRIGADE CAPITAL MANAGEMENT, LLC INCENTIVE SAVINGS TRUST 2018 401k membership
Total participants, beginning-of-year	2018-01-01	122
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	99
Number of retired or separated participants receiving benefits	2018-01-01	0
Number of other retired or separated participants entitled to future benefits	2018-01-01	28
Total of all active and inactive participants	2018-01-01	127
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	127
Number of participants with account balances	2018-01-01	127
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	1
2017: BRIGADE CAPITAL MANAGEMENT, LLC INCENTIVE SAVINGS TRUST 2017 401k membership
Total participants, beginning-of-year	2017-01-01	116
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	102
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	20
Total of all active and inactive participants	2017-01-01	122
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	122
Number of participants with account balances	2017-01-01	122
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	1
2016: BRIGADE CAPITAL MANAGEMENT, LLC INCENTIVE SAVINGS TRUST 2016 401k membership
Total participants, beginning-of-year	2016-01-01	119
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	99
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	17
Total of all active and inactive participants	2016-01-01	116
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	116
Number of participants with account balances	2016-01-01	116
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	1

Financial Data on BRIGADE CAPITAL MANAGEMENT, LLC INCENTIVE SAVINGS TRUST

Measure	Date	Value
2022 : BRIGADE CAPITAL MANAGEMENT, LLC INCENTIVE SAVINGS TRUST 2022 401k financial data
Total income from all sources (including contributions)	2022-12-31	$2,497,742
Total of all expenses incurred	2022-12-31	$1,092,440
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2022-12-31	$1,092,440
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2022-12-31	$4,096,715
Value of total assets at end of year	2022-12-31	$44,454,114
Value of total assets at beginning of year	2022-12-31	$43,048,812
Total of administrative expenses incurred including professional, contract, advisory and management fees	2022-12-31	$82,777
Total interest from all sources	2022-12-31	$1,011
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2022-12-31	No
Was this plan covered by a fidelity bond	2022-12-31	Yes
Value of fidelity bond cover	2022-12-31	$500,000
If this is an individual account plan, was there a blackout period	2022-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2022-12-31	No
Contributions received from participants	2022-12-31	$1,881,835
Participant contributions at end of year	2022-12-31	$14,571
Participant contributions at beginning of year	2022-12-31	$57,886
Participant contributions at end of year	2022-12-31	$324,267
Participant contributions at beginning of year	2022-12-31	$54,532
Income. Received or receivable in cash from other sources (including rollovers)	2022-12-31	$606,115
Value of other receiveables (less allowance for doubtful accounts) at end of year	2022-12-31	$443
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2022-12-31	$2,433
Administrative expenses (other) incurred	2022-12-31	$82,777
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Value of net income/loss	2022-12-31	$1,405,302
Value of net assets at end of year (total assets less liabilities)	2022-12-31	$44,454,114
Value of net assets at beginning of year (total assets less liabilities)	2022-12-31	$43,048,812
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2022-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2022-12-31	No
Were any leases to which the plan was party in default or uncollectible	2022-12-31	No
Assets. partnership/joint venture interests at end of year	2022-12-31	$23,685,599
Assets. partnership/joint venture interests at beginning of year	2022-12-31	$20,617,922
Value of interest in registered invesment companies (eg mutual funds) at end of year	2022-12-31	$19,558,481
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2022-12-31	$22,312,773
Interest on participant loans	2022-12-31	$1,011
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2022-12-31	$503,884
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2022-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2022-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2022-12-31	$744,343
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2022-12-31	$-1,599,984
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2022-12-31	No
Was there a failure to transmit to the plan any participant contributions	2022-12-31	No
Has the plan failed to provide any benefit when due under the plan	2022-12-31	No
Contributions received in cash from employer	2022-12-31	$1,608,765
Employer contributions (assets) at end of year	2022-12-31	$870,753
Employer contributions (assets) at beginning of year	2022-12-31	$3,266
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2022-12-31	$1,092,440
Did the plan have assets held for investment	2022-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2022-12-31	No
Opinion of an independent qualified public accountant for this plan	2022-12-31	Unqualified
Accountancy firm name	2022-12-31	CARON & BLETZER, PLLC
Accountancy firm EIN	2022-12-31	043499945
2021 : BRIGADE CAPITAL MANAGEMENT, LLC INCENTIVE SAVINGS TRUST 2021 401k financial data
Total income from all sources (including contributions)	2021-12-31	$11,511,540
Total of all expenses incurred	2021-12-31	$2,691,596
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2021-12-31	$2,691,596
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2021-12-31	$3,233,019
Value of total assets at end of year	2021-12-31	$43,048,812
Value of total assets at beginning of year	2021-12-31	$34,228,868
Total interest from all sources	2021-12-31	$3,724
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2021-12-31	No
Was this plan covered by a fidelity bond	2021-12-31	Yes
Value of fidelity bond cover	2021-12-31	$500,000
If this is an individual account plan, was there a blackout period	2021-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2021-12-31	No
Contributions received from participants	2021-12-31	$1,753,650
Participant contributions at end of year	2021-12-31	$57,886
Participant contributions at beginning of year	2021-12-31	$87,971
Participant contributions at end of year	2021-12-31	$54,532
Participant contributions at beginning of year	2021-12-31	$61,812
Income. Received or receivable in cash from other sources (including rollovers)	2021-12-31	$24,539
Value of other receiveables (less allowance for doubtful accounts) at end of year	2021-12-31	$2,433
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2021-12-31	$8,473
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Value of net income/loss	2021-12-31	$8,819,944
Value of net assets at end of year (total assets less liabilities)	2021-12-31	$43,048,812
Value of net assets at beginning of year (total assets less liabilities)	2021-12-31	$34,228,868
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2021-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2021-12-31	No
Were any leases to which the plan was party in default or uncollectible	2021-12-31	No
Assets. partnership/joint venture interests at end of year	2021-12-31	$20,617,922
Assets. partnership/joint venture interests at beginning of year	2021-12-31	$14,064,756
Value of interest in registered invesment companies (eg mutual funds) at end of year	2021-12-31	$22,312,773
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2021-12-31	$19,093,903
Interest on participant loans	2021-12-31	$3,724
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2021-12-31	$8,274,797
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2021-12-31	No
Was there a failure to transmit to the plan any participant contributions	2021-12-31	No
Has the plan failed to provide any benefit when due under the plan	2021-12-31	No
Contributions received in cash from employer	2021-12-31	$1,454,830
Employer contributions (assets) at end of year	2021-12-31	$3,266
Employer contributions (assets) at beginning of year	2021-12-31	$911,953
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2021-12-31	$2,691,596
Did the plan have assets held for investment	2021-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2021-12-31	No
Opinion of an independent qualified public accountant for this plan	2021-12-31	Unqualified
Accountancy firm name	2021-12-31	WEAVER & TIDWELL LLP
Accountancy firm EIN	2021-12-31	750786316
2020 : BRIGADE CAPITAL MANAGEMENT, LLC INCENTIVE SAVINGS TRUST 2020 401k financial data
Total income from all sources (including contributions)	2020-12-31	$5,446,512
Total of all expenses incurred	2020-12-31	$1,573,354
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-12-31	$1,573,354
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-12-31	$2,925,884
Value of total assets at end of year	2020-12-31	$34,228,868
Value of total assets at beginning of year	2020-12-31	$30,355,710
Total interest from all sources	2020-12-31	$4,601
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-12-31	No
Was this plan covered by a fidelity bond	2020-12-31	Yes
Value of fidelity bond cover	2020-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2020-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2020-12-31	No
Contributions received from participants	2020-12-31	$1,538,947
Participant contributions at end of year	2020-12-31	$87,971
Participant contributions at beginning of year	2020-12-31	$137,854
Participant contributions at end of year	2020-12-31	$61,812
Participant contributions at beginning of year	2020-12-31	$44,109
Income. Received or receivable in cash from other sources (including rollovers)	2020-12-31	$41,900
Value of other receiveables (less allowance for doubtful accounts) at end of year	2020-12-31	$8,473
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2020-12-31	$1,964
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Value of net income/loss	2020-12-31	$3,873,158
Value of net assets at end of year (total assets less liabilities)	2020-12-31	$34,228,868
Value of net assets at beginning of year (total assets less liabilities)	2020-12-31	$30,355,710
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-12-31	No
Were any leases to which the plan was party in default or uncollectible	2020-12-31	No
Assets. partnership/joint venture interests at end of year	2020-12-31	$14,064,756
Assets. partnership/joint venture interests at beginning of year	2020-12-31	$13,699,676
Value of interest in registered invesment companies (eg mutual funds) at end of year	2020-12-31	$19,093,903
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2020-12-31	$15,668,331
Interest on participant loans	2020-12-31	$4,601
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2020-12-31	$2,516,027
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-12-31	No
Was there a failure to transmit to the plan any participant contributions	2020-12-31	No
Has the plan failed to provide any benefit when due under the plan	2020-12-31	No
Contributions received in cash from employer	2020-12-31	$1,345,037
Employer contributions (assets) at end of year	2020-12-31	$911,953
Employer contributions (assets) at beginning of year	2020-12-31	$803,776
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-12-31	$1,573,354
Did the plan have assets held for investment	2020-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-12-31	No
Opinion of an independent qualified public accountant for this plan	2020-12-31	Unqualified
Accountancy firm name	2020-12-31	WEAVER & TIDWELL LLP
Accountancy firm EIN	2020-12-31	750786316
2019 : BRIGADE CAPITAL MANAGEMENT, LLC INCENTIVE SAVINGS TRUST 2019 401k financial data
Total income from all sources (including contributions)	2019-12-31	$6,851,552
Total income from all sources (including contributions)	2019-12-31	$6,851,552
Total of all expenses incurred	2019-12-31	$835,857
Total of all expenses incurred	2019-12-31	$835,857
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$835,857
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$835,857
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$2,810,513
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$2,810,513
Value of total assets at end of year	2019-12-31	$30,355,710
Value of total assets at end of year	2019-12-31	$30,355,710
Value of total assets at beginning of year	2019-12-31	$24,340,015
Value of total assets at beginning of year	2019-12-31	$24,340,015
Total interest from all sources	2019-12-31	$5,881
Total interest from all sources	2019-12-31	$5,881
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Was this plan covered by a fidelity bond	2019-12-31	Yes
Was this plan covered by a fidelity bond	2019-12-31	Yes
Value of fidelity bond cover	2019-12-31	$1,000,000
Value of fidelity bond cover	2019-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2019-12-31	No
If this is an individual account plan, was there a blackout period	2019-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Contributions received from participants	2019-12-31	$1,453,035
Contributions received from participants	2019-12-31	$1,453,035
Participant contributions at end of year	2019-12-31	$137,854
Participant contributions at end of year	2019-12-31	$137,854
Participant contributions at beginning of year	2019-12-31	$128,019
Participant contributions at beginning of year	2019-12-31	$128,019
Participant contributions at end of year	2019-12-31	$44,109
Participant contributions at end of year	2019-12-31	$44,109
Participant contributions at beginning of year	2019-12-31	$38,320
Participant contributions at beginning of year	2019-12-31	$38,320
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$136,480
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$136,480
Value of other receiveables (less allowance for doubtful accounts) at end of year	2019-12-31	$1,964
Value of other receiveables (less allowance for doubtful accounts) at end of year	2019-12-31	$1,964
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2019-12-31	$3,318
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2019-12-31	$3,318
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Value of net income/loss	2019-12-31	$6,015,695
Value of net income/loss	2019-12-31	$6,015,695
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$30,355,710
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$30,355,710
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$24,340,015
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$24,340,015
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Assets. partnership/joint venture interests at end of year	2019-12-31	$13,699,676
Assets. partnership/joint venture interests at end of year	2019-12-31	$13,699,676
Assets. partnership/joint venture interests at beginning of year	2019-12-31	$11,855,510
Assets. partnership/joint venture interests at beginning of year	2019-12-31	$11,855,510
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$15,668,331
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$15,668,331
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$11,517,520
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$11,517,520
Interest on participant loans	2019-12-31	$5,881
Interest on participant loans	2019-12-31	$5,881
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$4,035,158
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$4,035,158
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Contributions received in cash from employer	2019-12-31	$1,220,998
Contributions received in cash from employer	2019-12-31	$1,220,998
Employer contributions (assets) at end of year	2019-12-31	$803,776
Employer contributions (assets) at end of year	2019-12-31	$803,776
Employer contributions (assets) at beginning of year	2019-12-31	$797,328
Employer contributions (assets) at beginning of year	2019-12-31	$797,328
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$835,857
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$835,857
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Accountancy firm name	2019-12-31	WEAVER & TIDWELL LLP
Accountancy firm name	2019-12-31	WEAVER & TIDWELL LLP
Accountancy firm EIN	2019-12-31	750786316
Accountancy firm EIN	2019-12-31	750786316
2018 : BRIGADE CAPITAL MANAGEMENT, LLC INCENTIVE SAVINGS TRUST 2018 401k financial data
Total income from all sources (including contributions)	2018-12-31	$2,037,585
Total of all expenses incurred	2018-12-31	$1,551,475
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$1,551,475
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$2,807,480
Value of total assets at end of year	2018-12-31	$24,340,015
Value of total assets at beginning of year	2018-12-31	$23,853,905
Total interest from all sources	2018-12-31	$4,357
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$1,524,439
Participant contributions at end of year	2018-12-31	$128,019
Participant contributions at beginning of year	2018-12-31	$112,441
Participant contributions at end of year	2018-12-31	$38,320
Participant contributions at beginning of year	2018-12-31	$37,002
Income. Received or receivable in cash from other sources (including rollovers)	2018-12-31	$50,014
Value of other receiveables (less allowance for doubtful accounts) at end of year	2018-12-31	$3,318
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2018-12-31	$9,123
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$486,110
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$24,340,015
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$23,853,905
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Assets. partnership/joint venture interests at end of year	2018-12-31	$11,855,510
Assets. partnership/joint venture interests at beginning of year	2018-12-31	$10,442,554
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-12-31	$11,517,520
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-12-31	$12,571,610
Interest on participant loans	2018-12-31	$4,357
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-12-31	$-774,252
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	No
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Contributions received in cash from employer	2018-12-31	$1,233,027
Employer contributions (assets) at end of year	2018-12-31	$797,328
Employer contributions (assets) at beginning of year	2018-12-31	$681,175
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$1,551,475
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	WEAVER & TIDWELL LLP
Accountancy firm EIN	2018-12-31	750786316
2017 : BRIGADE CAPITAL MANAGEMENT, LLC INCENTIVE SAVINGS TRUST 2017 401k financial data
Total income from all sources	2017-12-31	$5,703,428
Expenses. Total of all expenses incurred	2017-12-31	$1,893,979
Benefits paid (including direct rollovers)	2017-12-31	$1,893,979
Total plan assets at end of year	2017-12-31	$23,853,905
Total plan assets at beginning of year	2017-12-31	$20,044,456
Value of fidelity bond covering the plan	2017-12-31	$10,000,000
Total contributions received or receivable from participants	2017-12-31	$1,470,639
Contributions received from other sources (not participants or employers)	2017-12-31	$530,608
Other income received	2017-12-31	$2,616,997
Net income (gross income less expenses)	2017-12-31	$3,809,449
Net plan assets at end of year (total assets less liabilities)	2017-12-31	$23,853,905
Net plan assets at beginning of year (total assets less liabilities)	2017-12-31	$20,044,456
Assets. Value of participant loans	2017-12-31	$112,441
Assets. Value of assets in partnership/joint-venture interests	2017-12-31	$10,442,554
Total contributions received or receivable from employer(s)	2017-12-31	$1,085,184
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
2016 : BRIGADE CAPITAL MANAGEMENT, LLC INCENTIVE SAVINGS TRUST 2016 401k financial data
Total income from all sources	2016-12-31	$5,437,556
Expenses. Total of all expenses incurred	2016-12-31	$965,089
Benefits paid (including direct rollovers)	2016-12-31	$965,089
Total plan assets at end of year	2016-12-31	$20,044,456
Total plan assets at beginning of year	2016-12-31	$15,571,989
Value of fidelity bond covering the plan	2016-12-31	$10,000,000
Total contributions received or receivable from participants	2016-12-31	$1,486,612
Contributions received from other sources (not participants or employers)	2016-12-31	$68,873
Other income received	2016-12-31	$2,756,958
Net income (gross income less expenses)	2016-12-31	$4,472,467
Net plan assets at end of year (total assets less liabilities)	2016-12-31	$20,044,456
Net plan assets at beginning of year (total assets less liabilities)	2016-12-31	$15,571,989
Assets. Value of participant loans	2016-12-31	$95,103
Assets. Value of assets in partnership/joint-venture interests	2016-12-31	$9,149,753
Total contributions received or receivable from employer(s)	2016-12-31	$1,125,113
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0

Form 5500 Responses for BRIGADE CAPITAL MANAGEMENT, LLC INCENTIVE SAVINGS TRUST

2022: BRIGADE CAPITAL MANAGEMENT, LLC INCENTIVE SAVINGS TRUST 2022 form 5500 responses
2022-01-01	Type of plan entity	Single employer plan
2022-01-01	Submission has been amended	Yes
2022-01-01	Plan funding arrangement – Insurance	Yes
2022-01-01	Plan funding arrangement – Trust	Yes
2022-01-01	Plan benefit arrangement – Insurance	Yes
2022-01-01	Plan benefit arrangement - Trust	Yes
2021: BRIGADE CAPITAL MANAGEMENT, LLC INCENTIVE SAVINGS TRUST 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2020: BRIGADE CAPITAL MANAGEMENT, LLC INCENTIVE SAVINGS TRUST 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: BRIGADE CAPITAL MANAGEMENT, LLC INCENTIVE SAVINGS TRUST 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: BRIGADE CAPITAL MANAGEMENT, LLC INCENTIVE SAVINGS TRUST 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: BRIGADE CAPITAL MANAGEMENT, LLC INCENTIVE SAVINGS TRUST 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: BRIGADE CAPITAL MANAGEMENT, LLC INCENTIVE SAVINGS TRUST 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )

Policy contract number

GAP-CP-LZ3C

Policy instance

Insurance contract or identification number	GAP-CP-LZ3C
Insurance policy start date	2022-01-01
Insurance policy end date	2022-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes

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Company Name:	BRIGADE CAPITAL MANAGEMENT, LP
Employer identification number (EIN):	204895879
NAIC Classification:	523900