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.406 VENTURES MANAGEMENT LLC 401(K) PLAN 401k Plan overview

Plan Name.406 VENTURES MANAGEMENT LLC 401(K) PLAN
Plan identification number 001

.406 VENTURES MANAGEMENT LLC 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan covering Self-Employed individuals.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

406 VENTURES MANAGEMENT LLC has sponsored the creation of one or more 401k plans.

Company Name:406 VENTURES MANAGEMENT LLC
Employer identification number (EIN):205146301
NAIC Classification:523900

Additional information about 406 VENTURES MANAGEMENT LLC

Jurisdiction of Incorporation: Commonwealth of Massachusetts Corporations Division
Incorporation Date:
Company Identification Number: 205146301

More information about 406 VENTURES MANAGEMENT LLC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan .406 VENTURES MANAGEMENT LLC 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012024-01-01SO-JUNE MIN
0012023-01-01
0012023-01-01SO-JUNE MIN
0012022-01-01
0012022-01-01SO-JUNE MIN
0012021-01-01
0012021-01-01SO-JUNE MIN
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01SO-JUNE MIN
0012016-01-01SO-JUNE MIN
0012015-01-01SO-JUNE MIN
0012014-01-01SO-JUNE MIN2015-09-22
0012013-01-01SO-JUNE MIN2014-10-06
0012012-01-01SO JUNE MIN SO JUNE MIN2013-10-09
0012011-01-01SO JUNE MIN
0012010-01-01SO JUNE MIN
0012009-01-01SO JUNE MIN

Financial Data on .406 VENTURES MANAGEMENT LLC 401(K) PLAN

Measure Date Value
2023 : .406 VENTURES MANAGEMENT LLC 401(K) PLAN 2023 401k financial data
Total income from all sources2023-12-31$1,987,651
Expenses. Total of all expenses incurred2023-12-31$12,189
Benefits paid (including direct rollovers)2023-12-31$11,026
Total plan assets at end of year2023-12-31$8,954,816
Total plan assets at beginning of year2023-12-31$6,979,354
Value of fidelity bond covering the plan2023-12-31$612,000
Total contributions received or receivable from participants2023-12-31$189,080
Expenses. Other expenses not covered elsewhere2023-12-31$1,163
Other income received2023-12-31$1,640,065
Net income (gross income less expenses)2023-12-31$1,975,462
Net plan assets at end of year (total assets less liabilities)2023-12-31$8,954,816
Net plan assets at beginning of year (total assets less liabilities)2023-12-31$6,979,354
Assets. Value of assets in partnership/joint-venture interests2023-12-31$3,535,718
Total contributions received or receivable from employer(s)2023-12-31$158,506
2022 : .406 VENTURES MANAGEMENT LLC 401(K) PLAN 2022 401k financial data
Total income from all sources2022-12-31$29,545
Expenses. Total of all expenses incurred2022-12-31$40,991
Total plan assets at end of year2022-12-31$6,979,354
Total plan assets at beginning of year2022-12-31$6,990,800
Value of fidelity bond covering the plan2022-12-31$2,785,200
Total contributions received or receivable from participants2022-12-31$162,851
Contributions received from other sources (not participants or employers)2022-12-31$93,576
Other income received2022-12-31$-363,882
Net income (gross income less expenses)2022-12-31$-11,446
Net plan assets at end of year (total assets less liabilities)2022-12-31$6,979,354
Net plan assets at beginning of year (total assets less liabilities)2022-12-31$6,990,800
Assets. Value of assets in partnership/joint-venture interests2022-12-31$2,785,200
Total contributions received or receivable from employer(s)2022-12-31$137,000
Expenses. Administrative service providers (salaries,fees and commissions)2022-12-31$40,991
2021 : .406 VENTURES MANAGEMENT LLC 401(K) PLAN 2021 401k financial data
Total income from all sources2021-12-31$-264,419
Expenses. Total of all expenses incurred2021-12-31$124,569
Total plan assets at end of year2021-12-31$6,990,800
Total plan assets at beginning of year2021-12-31$7,379,788
Value of fidelity bond covering the plan2021-12-31$612,000
Total contributions received or receivable from participants2021-12-31$115,196
Other income received2021-12-31$-494,615
Net income (gross income less expenses)2021-12-31$-388,988
Net plan assets at end of year (total assets less liabilities)2021-12-31$6,990,800
Net plan assets at beginning of year (total assets less liabilities)2021-12-31$7,379,788
Assets. Value of assets in partnership/joint-venture interests2021-12-31$1,969,040
Total contributions received or receivable from employer(s)2021-12-31$115,000
Expenses. Administrative service providers (salaries,fees and commissions)2021-12-31$124,569
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
2020 : .406 VENTURES MANAGEMENT LLC 401(K) PLAN 2020 401k financial data
Total income from all sources2020-12-31$3,474,484
Expenses. Total of all expenses incurred2020-12-31$118,914
Benefits paid (including direct rollovers)2020-12-31$12,650
Total plan assets at end of year2020-12-31$7,379,788
Total plan assets at beginning of year2020-12-31$4,024,218
Value of fidelity bond covering the plan2020-12-31$500,000
Total contributions received or receivable from participants2020-12-31$132,140
Contributions received from other sources (not participants or employers)2020-12-31$2,039,803
Other income received2020-12-31$1,144,434
Net income (gross income less expenses)2020-12-31$3,355,570
Net plan assets at end of year (total assets less liabilities)2020-12-31$7,379,788
Net plan assets at beginning of year (total assets less liabilities)2020-12-31$4,024,218
Total contributions received or receivable from employer(s)2020-12-31$158,107
Expenses. Administrative service providers (salaries,fees and commissions)2020-12-31$106,264
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
2019 : .406 VENTURES MANAGEMENT LLC 401(K) PLAN 2019 401k financial data
Total income from all sources2019-12-31$1,223,265
Expenses. Total of all expenses incurred2019-12-31$33,697
Benefits paid (including direct rollovers)2019-12-31$5,754
Total plan assets at end of year2019-12-31$4,024,218
Total plan assets at beginning of year2019-12-31$2,834,650
Value of fidelity bond covering the plan2019-12-31$612,000
Total contributions received or receivable from participants2019-12-31$125,000
Other income received2019-12-31$931,765
Net income (gross income less expenses)2019-12-31$1,189,568
Net plan assets at end of year (total assets less liabilities)2019-12-31$4,024,218
Net plan assets at beginning of year (total assets less liabilities)2019-12-31$2,834,650
Total contributions received or receivable from employer(s)2019-12-31$166,500
Expenses. Administrative service providers (salaries,fees and commissions)2019-12-31$27,943
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
2018 : .406 VENTURES MANAGEMENT LLC 401(K) PLAN 2018 401k financial data
Total income from all sources2018-12-31$120,461
Expenses. Total of all expenses incurred2018-12-31$29,835
Benefits paid (including direct rollovers)2018-12-31$4,015
Total plan assets at end of year2018-12-31$2,834,650
Total plan assets at beginning of year2018-12-31$2,744,024
Value of fidelity bond covering the plan2018-12-31$612,000
Total contributions received or receivable from participants2018-12-31$104,000
Other income received2018-12-31$-148,539
Net income (gross income less expenses)2018-12-31$90,626
Net plan assets at end of year (total assets less liabilities)2018-12-31$2,834,650
Net plan assets at beginning of year (total assets less liabilities)2018-12-31$2,744,024
Total contributions received or receivable from employer(s)2018-12-31$165,000
Expenses. Administrative service providers (salaries,fees and commissions)2018-12-31$25,820
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
2017 : .406 VENTURES MANAGEMENT LLC 401(K) PLAN 2017 401k financial data
Total income from all sources2017-12-31$580,317
Expenses. Total of all expenses incurred2017-12-31$496,186
Benefits paid (including direct rollovers)2017-12-31$490,937
Total plan assets at end of year2017-12-31$2,744,024
Total plan assets at beginning of year2017-12-31$2,659,893
Value of fidelity bond covering the plan2017-12-31$612,000
Total contributions received or receivable from participants2017-12-31$89,875
Contributions received from other sources (not participants or employers)2017-12-31$0
Other income received2017-12-31$338,442
Net income (gross income less expenses)2017-12-31$84,131
Net plan assets at end of year (total assets less liabilities)2017-12-31$2,744,024
Net plan assets at beginning of year (total assets less liabilities)2017-12-31$2,659,893
Total contributions received or receivable from employer(s)2017-12-31$152,000
Expenses. Administrative service providers (salaries,fees and commissions)2017-12-31$5,249
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
2016 : .406 VENTURES MANAGEMENT LLC 401(K) PLAN 2016 401k financial data
Total income from all sources2016-12-31$298,897
Expenses. Total of all expenses incurred2016-12-31$4,529
Total plan assets at end of year2016-12-31$2,659,893
Total plan assets at beginning of year2016-12-31$2,365,525
Value of fidelity bond covering the plan2016-12-31$612,000
Total contributions received or receivable from participants2016-12-31$82,125
Other income received2016-12-31$78,874
Net income (gross income less expenses)2016-12-31$294,368
Net plan assets at end of year (total assets less liabilities)2016-12-31$2,659,893
Net plan assets at beginning of year (total assets less liabilities)2016-12-31$2,365,525
Total contributions received or receivable from employer(s)2016-12-31$137,898
Expenses. Administrative service providers (salaries,fees and commissions)2016-12-31$4,529
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
2015 : .406 VENTURES MANAGEMENT LLC 401(K) PLAN 2015 401k financial data
Total income from all sources2015-12-31$295,457
Expenses. Total of all expenses incurred2015-12-31$720
Total plan assets at end of year2015-12-31$2,365,525
Total plan assets at beginning of year2015-12-31$2,070,788
Value of fidelity bond covering the plan2015-12-31$612,000
Total contributions received or receivable from participants2015-12-31$78,000
Other income received2015-12-31$104,326
Net income (gross income less expenses)2015-12-31$294,737
Net plan assets at end of year (total assets less liabilities)2015-12-31$2,365,525
Net plan assets at beginning of year (total assets less liabilities)2015-12-31$2,070,788
Total contributions received or receivable from employer(s)2015-12-31$113,131
Expenses. Administrative service providers (salaries,fees and commissions)2015-12-31$720
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
2012 : .406 VENTURES MANAGEMENT LLC 401(K) PLAN 2012 401k financial data
Total income from all sources2012-12-31$320,056
Expenses. Total of all expenses incurred2012-12-31$0
Total plan assets at end of year2012-12-31$1,229,200
Total plan assets at beginning of year2012-12-31$909,144
Value of fidelity bond covering the plan2012-12-31$15,000
Total contributions received or receivable from participants2012-12-31$89,178
Other income received2012-12-31$103,299
Net income (gross income less expenses)2012-12-31$320,056
Net plan assets at end of year (total assets less liabilities)2012-12-31$1,229,200
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$909,144
Total contributions received or receivable from employer(s)2012-12-31$127,579
2011 : .406 VENTURES MANAGEMENT LLC 401(K) PLAN 2011 401k financial data
Total income from all sources2011-12-31$146,969
Expenses. Total of all expenses incurred2011-12-31$0
Total plan assets at end of year2011-12-31$909,144
Total plan assets at beginning of year2011-12-31$762,175
Value of fidelity bond covering the plan2011-12-31$15,000
Total contributions received or receivable from participants2011-12-31$87,996
Other income received2011-12-31$-66,846
Net income (gross income less expenses)2011-12-31$146,969
Net plan assets at end of year (total assets less liabilities)2011-12-31$909,144
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$762,175
Total contributions received or receivable from employer(s)2011-12-31$125,819
2010 : .406 VENTURES MANAGEMENT LLC 401(K) PLAN 2010 401k financial data
Total income from all sources2010-12-31$329,765
Expenses. Total of all expenses incurred2010-12-31$50,077
Benefits paid (including direct rollovers)2010-12-31$50,077
Total plan assets at end of year2010-12-31$762,175
Total plan assets at beginning of year2010-12-31$482,487
Value of fidelity bond covering the plan2010-12-31$15,000
Total contributions received or receivable from participants2010-12-31$88,004
Other income received2010-12-31$117,794
Net income (gross income less expenses)2010-12-31$279,688
Net plan assets at end of year (total assets less liabilities)2010-12-31$762,175
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$482,487
Total contributions received or receivable from employer(s)2010-12-31$123,967
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0

Form 5500 Responses for .406 VENTURES MANAGEMENT LLC 401(K) PLAN

2023: .406 VENTURES MANAGEMENT LLC 401(K) PLAN 2023 form 5500 responses
2023-01-01Type of plan entitySingle employer plan
2023-01-01Submission has been amendedNo
2023-01-01This submission is the final filingNo
2023-01-01This return/report is a short plan year return/report (less than 12 months)No
2023-01-01Plan is a collectively bargained planNo
2023-01-01Plan funding arrangement – TrustYes
2023-01-01Plan benefit arrangement - TrustYes
2022: .406 VENTURES MANAGEMENT LLC 401(K) PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: .406 VENTURES MANAGEMENT LLC 401(K) PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: .406 VENTURES MANAGEMENT LLC 401(K) PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: .406 VENTURES MANAGEMENT LLC 401(K) PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: .406 VENTURES MANAGEMENT LLC 401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: .406 VENTURES MANAGEMENT LLC 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: .406 VENTURES MANAGEMENT LLC 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: .406 VENTURES MANAGEMENT LLC 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2012: .406 VENTURES MANAGEMENT LLC 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: .406 VENTURES MANAGEMENT LLC 401(K) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: .406 VENTURES MANAGEMENT LLC 401(K) PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: .406 VENTURES MANAGEMENT LLC 401(K) PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number613953
Policy instance 1
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number613953
Policy instance 1
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number613953
Policy instance 1
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number613953
Policy instance 1
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number613953
Policy instance 1
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number613953
Policy instance 1

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