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ORTHOPAEDICS SPINE AND SPORTS 401 K PROFIT SHARING PLAN TRUST 401k Plan overview

Plan NameORTHOPAEDICS SPINE AND SPORTS 401 K PROFIT SHARING PLAN TRUST
Plan identification number 001

ORTHOPAEDICS SPINE AND SPORTS 401 K PROFIT SHARING PLAN TRUST Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

ORTHOPAEDICS SPINE AND SPORTS has sponsored the creation of one or more 401k plans.

Company Name:ORTHOPAEDICS SPINE AND SPORTS
Employer identification number (EIN):205290355
NAIC Classification:621111
NAIC Description:Offices of Physicians (except Mental Health Specialists)

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ORTHOPAEDICS SPINE AND SPORTS 401 K PROFIT SHARING PLAN TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012023-01-01
0012023-01-01ANTHONY ROSSANO
0012022-01-01
0012022-01-01ANTHONY ROSSANO
0012021-01-01
0012021-01-01ANTHONY ROSSANO
0012020-01-01
0012019-01-01
0012018-01-01
0012015-01-01CHARLES RUOTOLO2016-06-06
0012014-01-01CHARLES RUOTOLO
0012013-01-01ROSEANN LEWIS2014-06-18
0012012-01-01ROSEANN LEWIS2013-06-18
0012011-01-01ROSEANN LEWIS2012-06-06
0012010-01-01ROSEANN LEWIS2011-08-08

Financial Data on ORTHOPAEDICS SPINE AND SPORTS 401 K PROFIT SHARING PLAN TRUST

Measure Date Value
2025 : ORTHOPAEDICS SPINE AND SPORTS 401 K PROFIT SHARING PLAN TRUST 2025 401k financial data
Total transfers to/from plan in this plan year2025-10-070
Total liabilities as of the end of the plan year2025-10-070
Total liabilities as of the beginning of the plan year2025-10-070
Total expenses incurred by plan in this plan year2025-10-07741618
Net assets as of the end of the plan year2025-10-075579702
Total assets as of the beginning of the plan year2025-10-074808221
Value of plan covered by a fidelity bond2025-10-07481000
Participant contributions to plan in this plan year2025-10-07487740
Value of participant loans at end of plan year2025-10-0728856
Other expenses paid from plan in this plan year2025-10-070
Other contributions to plan in this plan year2025-10-070
Other income to plan in this plan year2025-10-07754560
Plan net income in this plan year2025-10-07771481
Net assets as of the end of the plan year2025-10-075579702
Net assets as of the beginning of the plan year2025-10-074808221
Employer contributions to plan in this plan year2025-10-07270799
Fees paid to broker by Benefit Provider2025-10-07690
Expensese paid to adminstrative service provicers from plan in this plan year2025-10-0753934
2023 : ORTHOPAEDICS SPINE AND SPORTS 401 K PROFIT SHARING PLAN TRUST 2023 401k financial data
Transfers to/from the plan2023-12-31$0
Total plan liabilities at end of year2023-12-31$0
Total plan liabilities at beginning of year2023-12-31$0
Total income from all sources2023-12-31$1,628,564
Expenses. Total of all expenses incurred2023-12-31$400,130
Benefits paid (including direct rollovers)2023-12-31$354,214
Total plan assets at end of year2023-12-31$4,808,221
Total plan assets at beginning of year2023-12-31$3,579,787
Value of fidelity bond covering the plan2023-12-31$370,000
Total contributions received or receivable from participants2023-12-31$592,406
Expenses. Other expenses not covered elsewhere2023-12-31$0
Contributions received from other sources (not participants or employers)2023-12-31$0
Other income received2023-12-31$735,477
Noncash contributions received2023-12-31$0
Net income (gross income less expenses)2023-12-31$1,228,434
Net plan assets at end of year (total assets less liabilities)2023-12-31$4,808,221
Net plan assets at beginning of year (total assets less liabilities)2023-12-31$3,579,787
Assets. Value of participant loans2023-12-31$28,551
Total contributions received or receivable from employer(s)2023-12-31$300,681
Value of certain deemed distributions of participant loans2023-12-31$0
Value of corrective distributions2023-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2023-12-31$45,916
2022 : ORTHOPAEDICS SPINE AND SPORTS 401 K PROFIT SHARING PLAN TRUST 2022 401k financial data
Transfers to/from the plan2022-12-31$0
Total plan liabilities at end of year2022-12-31$0
Total plan liabilities at beginning of year2022-12-31$0
Total income from all sources2022-12-31$383,995
Expenses. Total of all expenses incurred2022-12-31$502,661
Benefits paid (including direct rollovers)2022-12-31$463,031
Total plan assets at end of year2022-12-31$3,579,787
Total plan assets at beginning of year2022-12-31$3,698,453
Value of fidelity bond covering the plan2022-12-31$370,000
Total contributions received or receivable from participants2022-12-31$586,647
Expenses. Other expenses not covered elsewhere2022-12-31$0
Contributions received from other sources (not participants or employers)2022-12-31$92,002
Other income received2022-12-31$-591,225
Noncash contributions received2022-12-31$0
Net income (gross income less expenses)2022-12-31$-118,666
Net plan assets at end of year (total assets less liabilities)2022-12-31$3,579,787
Net plan assets at beginning of year (total assets less liabilities)2022-12-31$3,698,453
Assets. Value of participant loans2022-12-31$31,128
Total contributions received or receivable from employer(s)2022-12-31$296,571
Value of certain deemed distributions of participant loans2022-12-31$1,867
Value of corrective distributions2022-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2022-12-31$37,763
2021 : ORTHOPAEDICS SPINE AND SPORTS 401 K PROFIT SHARING PLAN TRUST 2021 401k financial data
Transfers to/from the plan2021-12-31$0
Total plan liabilities at end of year2021-12-31$0
Total plan liabilities at beginning of year2021-12-31$504
Total income from all sources2021-12-31$1,001,737
Expenses. Total of all expenses incurred2021-12-31$162,038
Benefits paid (including direct rollovers)2021-12-31$124,510
Total plan assets at end of year2021-12-31$3,698,453
Total plan assets at beginning of year2021-12-31$2,859,258
Value of fidelity bond covering the plan2021-12-31$286,000
Total contributions received or receivable from participants2021-12-31$364,089
Expenses. Other expenses not covered elsewhere2021-12-31$0
Contributions received from other sources (not participants or employers)2021-12-31$0
Other income received2021-12-31$468,582
Noncash contributions received2021-12-31$0
Net income (gross income less expenses)2021-12-31$839,699
Net plan assets at end of year (total assets less liabilities)2021-12-31$3,698,453
Net plan assets at beginning of year (total assets less liabilities)2021-12-31$2,858,754
Assets. Value of participant loans2021-12-31$39,198
Total contributions received or receivable from employer(s)2021-12-31$169,066
Value of certain deemed distributions of participant loans2021-12-31$2,112
Value of corrective distributions2021-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2021-12-31$35,416
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
2020 : ORTHOPAEDICS SPINE AND SPORTS 401 K PROFIT SHARING PLAN TRUST 2020 401k financial data
Transfers to/from the plan2020-12-31$0
Total plan liabilities at end of year2020-12-31$504
Total plan liabilities at beginning of year2020-12-31$0
Total income from all sources2020-12-31$846,629
Expenses. Total of all expenses incurred2020-12-31$72,035
Benefits paid (including direct rollovers)2020-12-31$48,097
Total plan assets at end of year2020-12-31$2,859,258
Total plan assets at beginning of year2020-12-31$2,084,160
Value of fidelity bond covering the plan2020-12-31$286,000
Total contributions received or receivable from participants2020-12-31$347,211
Expenses. Other expenses not covered elsewhere2020-12-31$0
Contributions received from other sources (not participants or employers)2020-12-31$0
Other income received2020-12-31$322,328
Noncash contributions received2020-12-31$0
Net income (gross income less expenses)2020-12-31$774,594
Net plan assets at end of year (total assets less liabilities)2020-12-31$2,858,754
Net plan assets at beginning of year (total assets less liabilities)2020-12-31$2,084,160
Assets. Value of participant loans2020-12-31$22,627
Total contributions received or receivable from employer(s)2020-12-31$177,090
Value of certain deemed distributions of participant loans2020-12-31$0
Value of corrective distributions2020-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2020-12-31$23,938
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
2019 : ORTHOPAEDICS SPINE AND SPORTS 401 K PROFIT SHARING PLAN TRUST 2019 401k financial data
Transfers to/from the plan2019-12-31$0
Total plan liabilities at end of year2019-12-31$0
Total plan liabilities at beginning of year2019-12-31$0
Total income from all sources2019-12-31$831,310
Expenses. Total of all expenses incurred2019-12-31$29,851
Benefits paid (including direct rollovers)2019-12-31$11,593
Total plan assets at end of year2019-12-31$2,084,160
Total plan assets at beginning of year2019-12-31$1,282,701
Total contributions received or receivable from participants2019-12-31$333,022
Expenses. Other expenses not covered elsewhere2019-12-31$0
Contributions received from other sources (not participants or employers)2019-12-31$0
Other income received2019-12-31$324,443
Noncash contributions received2019-12-31$0
Net income (gross income less expenses)2019-12-31$801,459
Net plan assets at end of year (total assets less liabilities)2019-12-31$2,084,160
Net plan assets at beginning of year (total assets less liabilities)2019-12-31$1,282,701
Assets. Value of participant loans2019-12-31$33,095
Total contributions received or receivable from employer(s)2019-12-31$173,845
Value of certain deemed distributions of participant loans2019-12-31$0
Value of corrective distributions2019-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2019-12-31$18,258
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
2018 : ORTHOPAEDICS SPINE AND SPORTS 401 K PROFIT SHARING PLAN TRUST 2018 401k financial data
Transfers to/from the plan2018-12-31$1,032,645
Total plan liabilities at end of year2018-12-31$0
Total plan liabilities at beginning of year2018-12-31$0
Total income from all sources2018-12-31$336,854
Expenses. Total of all expenses incurred2018-12-31$86,798
Benefits paid (including direct rollovers)2018-12-31$83,100
Total plan assets at end of year2018-12-31$1,282,701
Total plan assets at beginning of year2018-12-31$0
Total contributions received or receivable from participants2018-12-31$289,574
Expenses. Other expenses not covered elsewhere2018-12-31$0
Contributions received from other sources (not participants or employers)2018-12-31$0
Other income received2018-12-31$-92,207
Noncash contributions received2018-12-31$0
Net income (gross income less expenses)2018-12-31$250,056
Net plan assets at end of year (total assets less liabilities)2018-12-31$1,282,701
Net plan assets at beginning of year (total assets less liabilities)2018-12-31$0
Assets. Value of participant loans2018-12-31$2,363
Total contributions received or receivable from employer(s)2018-12-31$139,487
Value of certain deemed distributions of participant loans2018-12-31$0
Value of corrective distributions2018-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2018-12-31$3,698
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
2014 : ORTHOPAEDICS SPINE AND SPORTS 401 K PROFIT SHARING PLAN TRUST 2014 401k financial data
Transfers to/from the plan2014-12-31$0
Total plan liabilities at end of year2014-12-31$0
Total plan liabilities at beginning of year2014-12-31$0
Total income from all sources2014-12-31$54,271
Expenses. Total of all expenses incurred2014-12-31$265
Benefits paid (including direct rollovers)2014-12-31$0
Total plan assets at end of year2014-12-31$233,506
Total plan assets at beginning of year2014-12-31$179,500
Value of fidelity bond covering the plan2014-12-31$20,000
Total contributions received or receivable from participants2014-12-31$71,999
Expenses. Other expenses not covered elsewhere2014-12-31$0
Contributions received from other sources (not participants or employers)2014-12-31$0
Other income received2014-12-31$-27,010
Net income (gross income less expenses)2014-12-31$54,006
Net plan assets at end of year (total assets less liabilities)2014-12-31$233,506
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$179,500
Total contributions received or receivable from employer(s)2014-12-31$9,282
Value of certain deemed distributions of participant loans2014-12-31$0
Value of corrective distributions2014-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2014-12-31$265

Form 5500 Responses for ORTHOPAEDICS SPINE AND SPORTS 401 K PROFIT SHARING PLAN TRUST

2023: ORTHOPAEDICS SPINE AND SPORTS 401 K PROFIT SHARING PLAN TRUST 2023 form 5500 responses
2023-01-01Type of plan entitySingle employer plan
2023-01-01Submission has been amendedNo
2023-01-01This submission is the final filingNo
2023-01-01This return/report is a short plan year return/report (less than 12 months)No
2023-01-01Plan is a collectively bargained planNo
2023-01-01Plan funding arrangement – TrustYes
2023-01-01Plan benefit arrangement - TrustYes
2022: ORTHOPAEDICS SPINE AND SPORTS 401 K PROFIT SHARING PLAN TRUST 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: ORTHOPAEDICS SPINE AND SPORTS 401 K PROFIT SHARING PLAN TRUST 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: ORTHOPAEDICS SPINE AND SPORTS 401 K PROFIT SHARING PLAN TRUST 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: ORTHOPAEDICS SPINE AND SPORTS 401 K PROFIT SHARING PLAN TRUST 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: ORTHOPAEDICS SPINE AND SPORTS 401 K PROFIT SHARING PLAN TRUST 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2014: ORTHOPAEDICS SPINE AND SPORTS 401 K PROFIT SHARING PLAN TRUST 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

FIRST GREAT WEST LIFE INSURANCE & ANNUITY CO (National Association of Insurance Commissioners NAIC id number: 60214 )
Policy contract number590260-01
Policy instance 1
Insurance contract or identification number590260-01
Number of Individuals Covered9
Insurance policy start date2023-01-01
Insurance policy end date2023-12-31
Total amount of commissions paid to insurance brokerUSD $592
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
FIRST GREAT WEST LIFE INSURANCE & ANNUITY CO (National Association of Insurance Commissioners NAIC id number: 60214 )
Policy contract number590260-01
Policy instance 1
Insurance contract or identification number590260-01
Number of Individuals Covered9
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $1,530
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
FIRST GREAT WEST LIFE INSURANCE & ANNUITY CO (National Association of Insurance Commissioners NAIC id number: 60214 )
Policy contract number590260-01
Policy instance 1
FIRST GREAT WEST LIFE INSURANCE & ANNUITY CO (National Association of Insurance Commissioners NAIC id number: 60214 )
Policy contract number590260-01
Policy instance 1
FIRST GREAT WEST LIFE INSURANCE & ANNUITY CO (National Association of Insurance Commissioners NAIC id number: 60214 )
Policy contract number590260-01
Policy instance 1
FIRST GREAT WEST LIFE INSURANCE & ANNUITY CO (National Association of Insurance Commissioners NAIC id number: 60214 )
Policy contract number590260-01
Policy instance 1

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