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CIRRUS GROUP 401(K) PLAN 401k Plan overview

Plan NameCIRRUS GROUP 401(K) PLAN
Plan identification number 001

CIRRUS GROUP 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Prototype plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion or notification letter; and under which a seperate funding medium (for example, a seperate trust or custodial account) is established for the use of each adopting employer.

401k Sponsoring company profile

CIRRUS HOLDINGS USA LLC AND CIRRUS ALLIED LLC has sponsored the creation of one or more 401k plans.

Company Name:CIRRUS HOLDINGS USA LLC AND CIRRUS ALLIED LLC
Employer identification number (EIN):205712661
NAIC Classification:561300

Form 5500 Filing Information

Submission information for form 5500 for 401k plan CIRRUS GROUP 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012020-01-01GOLDLEAF PARTNERS2021-04-15
0012019-01-01BRIDGET ORTIZ2020-10-14
0012018-01-01GOLDLEAF PARTNERS2019-10-11
0012017-01-01
0012016-01-01
0012015-01-01
0012014-01-01MOREHEAD PLAN ADMINISTRATORS
0012013-01-01MOREHEAD PLAN ADMINISTRATORS
0012012-01-01MOREHEAD PLAN ADMINISTRATORS
0012011-01-01RANDY HOLLORAN
0012009-01-01CHAD SEVEARANCE CHAD SEVEARANCE2011-08-03
0012009-01-01FRANK HARRISON
0012009-01-01FRANK HARRISON

Plan Statistics for CIRRUS GROUP 401(K) PLAN

401k plan membership statisitcs for CIRRUS GROUP 401(K) PLAN

Measure Date Value
2020: CIRRUS GROUP 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01311
Total number of active participants reported on line 7a of the Form 55002020-01-010
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-010
Total of all active and inactive participants2020-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-010
Number of participants with account balances2020-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: CIRRUS GROUP 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01584
Total number of active participants reported on line 7a of the Form 55002019-01-0117
Number of retired or separated participants receiving benefits2019-01-0111
Number of other retired or separated participants entitled to future benefits2019-01-01283
Total of all active and inactive participants2019-01-01311
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01311
Number of participants with account balances2019-01-01295
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-0144
2018: CIRRUS GROUP 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01605
Total number of active participants reported on line 7a of the Form 55002018-01-01317
Number of retired or separated participants receiving benefits2018-01-013
Number of other retired or separated participants entitled to future benefits2018-01-01264
Total of all active and inactive participants2018-01-01584
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01584
Number of participants with account balances2018-01-01329
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0158
2017: CIRRUS GROUP 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01623
Total number of active participants reported on line 7a of the Form 55002017-01-01357
Number of retired or separated participants receiving benefits2017-01-016
Number of other retired or separated participants entitled to future benefits2017-01-01242
Total of all active and inactive participants2017-01-01605
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01605
Number of participants with account balances2017-01-01324
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0154
2016: CIRRUS GROUP 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01537
Total number of active participants reported on line 7a of the Form 55002016-01-01389
Number of retired or separated participants receiving benefits2016-01-014
Number of other retired or separated participants entitled to future benefits2016-01-01230
Total of all active and inactive participants2016-01-01623
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01623
Number of participants with account balances2016-01-01307
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0142
2015: CIRRUS GROUP 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01509
Total number of active participants reported on line 7a of the Form 55002015-01-01319
Number of retired or separated participants receiving benefits2015-01-017
Number of other retired or separated participants entitled to future benefits2015-01-01211
Total of all active and inactive participants2015-01-01537
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01537
Number of participants with account balances2015-01-01268
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0126
2014: CIRRUS GROUP 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01501
Total number of active participants reported on line 7a of the Form 55002014-01-01318
Number of retired or separated participants receiving benefits2014-01-013
Number of other retired or separated participants entitled to future benefits2014-01-01210
Total of all active and inactive participants2014-01-01531
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01531
Number of participants with account balances2014-01-01264
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0116
2013: CIRRUS GROUP 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01532
Total number of active participants reported on line 7a of the Form 55002013-01-01301
Number of retired or separated participants receiving benefits2013-01-012
Number of other retired or separated participants entitled to future benefits2013-01-01220
Total of all active and inactive participants2013-01-01523
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01523
Number of participants with account balances2013-01-01271
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0129
2012: CIRRUS GROUP 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01517
Total number of active participants reported on line 7a of the Form 55002012-01-01502
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0135
Total of all active and inactive participants2012-01-01537
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01537
Number of participants with account balances2012-01-01278
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0122
2011: CIRRUS GROUP 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01438
Total number of active participants reported on line 7a of the Form 55002011-01-01590
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-010
Total of all active and inactive participants2011-01-01590
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01590
Number of participants with account balances2011-01-01265
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-0154
2009: CIRRUS GROUP 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01321
Total number of active participants reported on line 7a of the Form 55002009-01-01104
Number of retired or separated participants receiving benefits2009-01-0147
Total of all active and inactive participants2009-01-01151
Total participants2009-01-01151
Number of participants with account balances2009-01-01281
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-0140

Financial Data on CIRRUS GROUP 401(K) PLAN

Measure Date Value
2020 : CIRRUS GROUP 401(K) PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-06-26$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-06-26$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-06-26$0
Total income from all sources (including contributions)2020-06-26$-66,592
Total loss/gain on sale of assets2020-06-26$0
Total of all expenses incurred2020-06-26$2,300,486
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-06-26$2,262,801
Value of total corrective distributions2020-06-26$2,640
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-06-26$0
Value of total assets at end of year2020-06-26$0
Value of total assets at beginning of year2020-06-26$2,367,078
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-06-26$35,045
Total interest from all sources2020-06-26$965
Total dividends received (eg from common stock, registered investment company shares)2020-06-26$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-06-26Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2020-06-26$0
Was this plan covered by a fidelity bond2020-06-26Yes
Value of fidelity bond cover2020-06-26$1,000,000
If this is an individual account plan, was there a blackout period2020-06-26No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-06-26$0
Were there any nonexempt tranactions with any party-in-interest2020-06-26No
Participant contributions at end of year2020-06-26$0
Participant contributions at beginning of year2020-06-26$45,294
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-06-26No
Value of net income/loss2020-06-26$-2,367,078
Value of net assets at end of year (total assets less liabilities)2020-06-26$0
Value of net assets at beginning of year (total assets less liabilities)2020-06-26$2,367,078
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-06-26No
Were any loans by the plan or fixed income obligations due to the plan in default2020-06-26No
Were any leases to which the plan was party in default or uncollectible2020-06-26No
Value of interest in pooled separate accounts at end of year2020-06-26$0
Value of interest in pooled separate accounts at beginning of year2020-06-26$2,160,073
Interest on participant loans2020-06-26$965
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-06-26$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-06-26$161,711
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-06-26$-68,164
Net investment gain/loss from pooled separate accounts2020-06-26$607
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-06-26No
Was there a failure to transmit to the plan any participant contributions2020-06-26No
Has the plan failed to provide any benefit when due under the plan2020-06-26No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-06-26$2,262,801
Contract administrator fees2020-06-26$35,045
Did the plan have assets held for investment2020-06-26Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-06-26No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-06-26Yes
Opinion of an independent qualified public accountant for this plan2020-06-26Disclaimer
Accountancy firm name2020-06-26MCCANNON ROGERS DRISCOLL & ASSOC
Accountancy firm EIN2020-06-26561056216
2019 : CIRRUS GROUP 401(K) PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$722,120
Total income from all sources (including contributions)2019-12-31$722,120
Total loss/gain on sale of assets2019-12-31$0
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$688,440
Total of all expenses incurred2019-12-31$688,440
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$642,295
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$642,295
Value of total corrective distributions2019-12-31$25,324
Value of total corrective distributions2019-12-31$25,324
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$266,233
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$266,233
Value of total assets at end of year2019-12-31$2,367,078
Value of total assets at end of year2019-12-31$2,367,078
Value of total assets at beginning of year2019-12-31$2,333,398
Value of total assets at beginning of year2019-12-31$2,333,398
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$20,821
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$20,821
Total interest from all sources2019-12-31$1,520
Total interest from all sources2019-12-31$1,520
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$1,000,000
Value of fidelity bond cover2019-12-31$1,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$190,183
Contributions received from participants2019-12-31$190,183
Participant contributions at end of year2019-12-31$45,294
Participant contributions at end of year2019-12-31$45,294
Participant contributions at beginning of year2019-12-31$40,892
Participant contributions at beginning of year2019-12-31$40,892
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$21,126
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$21,126
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$33,680
Value of net income/loss2019-12-31$33,680
Value of net assets at end of year (total assets less liabilities)2019-12-31$2,367,078
Value of net assets at end of year (total assets less liabilities)2019-12-31$2,367,078
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$2,333,398
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$2,333,398
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in pooled separate accounts at end of year2019-12-31$2,160,073
Value of interest in pooled separate accounts at end of year2019-12-31$2,160,073
Value of interest in pooled separate accounts at beginning of year2019-12-31$2,120,077
Value of interest in pooled separate accounts at beginning of year2019-12-31$2,120,077
Interest on participant loans2019-12-31$1,520
Interest on participant loans2019-12-31$1,520
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$161,711
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$161,711
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$172,429
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$172,429
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$452,886
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$452,886
Net investment gain/loss from pooled separate accounts2019-12-31$1,481
Net investment gain/loss from pooled separate accounts2019-12-31$1,481
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$54,924
Contributions received in cash from employer2019-12-31$54,924
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$642,295
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$642,295
Contract administrator fees2019-12-31$20,821
Contract administrator fees2019-12-31$20,821
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
2018 : CIRRUS GROUP 401(K) PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$272,984
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$360,115
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$302,324
Value of total corrective distributions2018-12-31$39,624
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$427,074
Value of total assets at end of year2018-12-31$2,333,398
Value of total assets at beginning of year2018-12-31$2,420,529
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$18,167
Total interest from all sources2018-12-31$1,722
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$1,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$334,362
Participant contributions at end of year2018-12-31$40,892
Participant contributions at beginning of year2018-12-31$30,383
Participant contributions at end of year2018-12-31$0
Participant contributions at beginning of year2018-12-31$5,597
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$2,381
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-87,131
Value of net assets at end of year (total assets less liabilities)2018-12-31$2,333,398
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$2,420,529
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in pooled separate accounts at end of year2018-12-31$2,120,077
Value of interest in pooled separate accounts at beginning of year2018-12-31$2,220,329
Interest on participant loans2018-12-31$1,722
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$172,429
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$162,715
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-155,812
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$90,331
Employer contributions (assets) at end of year2018-12-31$0
Employer contributions (assets) at beginning of year2018-12-31$1,505
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$302,324
Contract administrator fees2018-12-31$18,167
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31MCCANNON ROGERS DRISCOLL & ASSOC
Accountancy firm EIN2018-12-31561056216
2017 : CIRRUS GROUP 401(K) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$853,038
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$207,864
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$155,558
Value of total corrective distributions2017-12-31$35,264
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$560,813
Value of total assets at end of year2017-12-31$2,420,529
Value of total assets at beginning of year2017-12-31$1,775,355
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$17,042
Total interest from all sources2017-12-31$530
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$1,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$403,024
Participant contributions at end of year2017-12-31$30,383
Participant contributions at beginning of year2017-12-31$7,879
Participant contributions at end of year2017-12-31$5,597
Participant contributions at beginning of year2017-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$57,601
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$645,174
Value of net assets at end of year (total assets less liabilities)2017-12-31$2,420,529
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$1,775,355
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in pooled separate accounts at end of year2017-12-31$2,220,329
Value of interest in pooled separate accounts at beginning of year2017-12-31$1,616,986
Interest on participant loans2017-12-31$530
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$162,715
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$150,490
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$291,695
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$100,188
Employer contributions (assets) at end of year2017-12-31$1,505
Employer contributions (assets) at beginning of year2017-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$155,558
Contract administrator fees2017-12-31$17,042
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31MCCANNON ROGERS DRISCOLL & ASSOC
Accountancy firm EIN2017-12-31561056216
2016 : CIRRUS GROUP 401(K) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$571,737
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$115,301
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$100,035
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$481,021
Value of total assets at end of year2016-12-31$1,775,355
Value of total assets at beginning of year2016-12-31$1,318,919
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$15,266
Total interest from all sources2016-12-31$30
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$358,234
Participant contributions at end of year2016-12-31$7,879
Participant contributions at beginning of year2016-12-31$0
Participant contributions at end of year2016-12-31$0
Participant contributions at beginning of year2016-12-31$3,950
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$17,095
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$456,436
Value of net assets at end of year (total assets less liabilities)2016-12-31$1,775,355
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$1,318,919
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$1,616,986
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$1,185,809
Interest on participant loans2016-12-31$30
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$150,490
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$128,016
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$90,686
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$105,692
Employer contributions (assets) at end of year2016-12-31$0
Employer contributions (assets) at beginning of year2016-12-31$1,144
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$100,035
Contract administrator fees2016-12-31$15,266
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31MCCANNON ROGERS DRISCOLL & ASSOC
Accountancy firm EIN2016-12-31561056216
2015 : CIRRUS GROUP 401(K) PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$264,366
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$164,970
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$150,700
Value of total corrective distributions2015-12-31$1,450
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$272,950
Value of total assets at end of year2015-12-31$1,318,919
Value of total assets at beginning of year2015-12-31$1,219,523
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$12,820
Total interest from all sources2015-12-31$33
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$2,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$209,172
Participant contributions at end of year2015-12-31$0
Participant contributions at beginning of year2015-12-31$1,096
Participant contributions at end of year2015-12-31$3,950
Participant contributions at beginning of year2015-12-31$91
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$4,314
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$99,396
Value of net assets at end of year (total assets less liabilities)2015-12-31$1,318,919
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$1,219,523
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$1,185,809
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$1,087,695
Interest on participant loans2015-12-31$33
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$128,016
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$130,550
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-8,617
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$59,464
Employer contributions (assets) at end of year2015-12-31$1,144
Employer contributions (assets) at beginning of year2015-12-31$91
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$150,700
Contract administrator fees2015-12-31$12,820
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31MCCANNON ROGERS DRISCOLL & ASSOC
Accountancy firm EIN2015-12-31561056216
2014 : CIRRUS GROUP 401(K) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$214,537
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$230,154
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$216,661
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$171,459
Value of total assets at end of year2014-12-31$1,219,523
Value of total assets at beginning of year2014-12-31$1,235,140
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$13,493
Total interest from all sources2014-12-31$161
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$2,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$152,900
Participant contributions at end of year2014-12-31$1,096
Participant contributions at beginning of year2014-12-31$23,913
Participant contributions at end of year2014-12-31$91
Participant contributions at beginning of year2014-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$-15,617
Value of net assets at end of year (total assets less liabilities)2014-12-31$1,219,523
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$1,235,140
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$1,087,695
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$1,032,238
Interest on participant loans2014-12-31$161
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$130,550
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$178,989
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$42,917
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$18,559
Employer contributions (assets) at end of year2014-12-31$91
Employer contributions (assets) at beginning of year2014-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$216,661
Contract administrator fees2014-12-31$13,493
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31MCCANNON ROGERS DRISCOLL & ASSOC
Accountancy firm EIN2014-12-31561056216
2013 : CIRRUS GROUP 401(K) PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$430,328
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$425,495
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$411,086
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$253,217
Value of total assets at end of year2013-12-31$1,235,140
Value of total assets at beginning of year2013-12-31$1,230,307
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$14,409
Total interest from all sources2013-12-31$680
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$2,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$201,095
Participant contributions at end of year2013-12-31$23,913
Participant contributions at beginning of year2013-12-31$27,431
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$4,833
Value of net assets at end of year (total assets less liabilities)2013-12-31$1,235,140
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$1,230,307
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$1,032,238
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$1,033,885
Interest on participant loans2013-12-31$680
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$178,989
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$168,991
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$176,431
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$52,122
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$411,086
Contract administrator fees2013-12-31$14,409
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31MCCANNON ROGERS DRISCOLL & ASSOC
Accountancy firm EIN2013-12-31561056216
2012 : CIRRUS GROUP 401(K) PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$332,771
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$191,976
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$189,861
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$222,158
Value of total assets at end of year2012-12-31$1,230,307
Value of total assets at beginning of year2012-12-31$1,089,512
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$2,115
Total interest from all sources2012-12-31$845
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$163,823
Participant contributions at end of year2012-12-31$27,431
Participant contributions at beginning of year2012-12-31$29,608
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$7,855
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$140,795
Value of net assets at end of year (total assets less liabilities)2012-12-31$1,230,307
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$1,089,512
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$1,033,885
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$1,059,904
Interest on participant loans2012-12-31$845
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$168,991
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$109,768
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$50,480
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$189,861
Contract administrator fees2012-12-31$2,115
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31Yes
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31MCCANNON ROGERS DRISCOLL & ASSOC
Accountancy firm EIN2012-12-31561056216
2011 : CIRRUS GROUP 401(K) PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$164,737
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$215,618
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$215,618
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$206,538
Value of total assets at end of year2011-12-31$1,089,512
Value of total assets at beginning of year2011-12-31$1,140,393
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$0
Total interest from all sources2011-12-31$1,064
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$2,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$157,379
Assets. Loans (other than to participants) at end of year2011-12-31$29,608
Assets. Loans (other than to participants) at beginning of year2011-12-31$22,434
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-50,881
Value of net assets at end of year (total assets less liabilities)2011-12-31$1,089,512
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$1,140,393
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in pooled separate accounts at end of year2011-12-31$1,059,904
Value of interest in pooled separate accounts at beginning of year2011-12-31$1,117,959
Interest on participant loans2011-12-31$1,064
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-42,865
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$49,159
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$215,618
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-12-31No
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31MCCANNON ROGERS DRISCOLL & ASSOC.
Accountancy firm EIN2011-12-31561056216
2010 : CIRRUS GROUP 401(K) PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$346,225
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$242,433
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$235,582
Expenses. Certain deemed distributions of participant loans2010-12-31$2,297
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$272,826
Value of total assets at end of year2010-12-31$1,140,393
Value of total assets at beginning of year2010-12-31$1,036,601
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$4,554
Total interest from all sources2010-12-31$567
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$2,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$151,639
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$69,779
Assets. Loans (other than to participants) at end of year2010-12-31$22,434
Assets. Loans (other than to participants) at beginning of year2010-12-31$14,896
Other income not declared elsewhere2010-12-31$72,832
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$103,792
Value of net assets at end of year (total assets less liabilities)2010-12-31$1,140,393
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$1,036,601
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Investment advisory and management fees2010-12-31$3,991
Value of interest in pooled separate accounts at end of year2010-12-31$1,117,959
Value of interest in pooled separate accounts at beginning of year2010-12-31$1,021,705
Interest on participant loans2010-12-31$567
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$51,408
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$235,582
Contract administrator fees2010-12-31$563
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31MCCANNON ROGERS DRISCOLL & ASSOC
Accountancy firm EIN2010-12-31561056216

Form 5500 Responses for CIRRUS GROUP 401(K) PLAN

2020: CIRRUS GROUP 401(K) PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingYes
2020-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: CIRRUS GROUP 401(K) PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: CIRRUS GROUP 401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: CIRRUS GROUP 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: CIRRUS GROUP 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: CIRRUS GROUP 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: CIRRUS GROUP 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: CIRRUS GROUP 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: CIRRUS GROUP 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: CIRRUS GROUP 401(K) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2009: CIRRUS GROUP 401(K) PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedYes
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number342256-000
Policy instance 1
Insurance contract or identification number342256-000
Number of Individuals Covered0
Insurance policy start date2020-01-01
Insurance policy end date2020-06-26
Total amount of commissions paid to insurance brokerUSD $3,499
Total amount of fees paid to insurance companyUSD $516
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $3,499
Insurance broker organization code?3
Amount paid for insurance broker fees516
Additional information about fees paid to insurance brokerTPA SERVICES
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number342256-000
Policy instance 1
Insurance contract or identification number342256-000
Number of Individuals Covered295
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $8,107
Total amount of fees paid to insurance companyUSD $1,232
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $8,107
Insurance broker organization code?3
Amount paid for insurance broker fees1232
Additional information about fees paid to insurance brokerTPA SERVICES
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number342256-000
Policy instance 1
Insurance contract or identification number342256-000
Number of Individuals Covered328
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $8,025
Total amount of fees paid to insurance companyUSD $1,216
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $8,025
Insurance broker organization code?3
Amount paid for insurance broker fees1216
Additional information about fees paid to insurance brokerTPA SERVICES
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number342256-000
Policy instance 1
Insurance contract or identification number342256-000
Number of Individuals Covered324
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $6,829
Total amount of fees paid to insurance companyUSD $1,039
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $6,829
Insurance broker organization code?3
Amount paid for insurance broker fees1039
Additional information about fees paid to insurance broker0
Insurance broker nameGOLDLEAF PARTNERS
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number342256-000
Policy instance 1
Insurance contract or identification number342256-000
Number of Individuals Covered268
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $4,177
Total amount of fees paid to insurance companyUSD $623
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $4,177
Insurance broker organization code?3
Amount paid for insurance broker fees623
Additional information about fees paid to insurance broker0
Insurance broker nameMOREHEAD PLAN ADMINISTRATORS
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number342256-000
Policy instance 1
Insurance contract or identification number342256-000
Number of Individuals Covered301
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $3,907
Total amount of fees paid to insurance companyUSD $603
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $3,907
Insurance broker organization code?3
Amount paid for insurance broker fees603
Additional information about fees paid to insurance broker0
Insurance broker nameMOREHEAD PLAN ADMINISTRATORS
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number342256-000
Policy instance 1
Insurance contract or identification number342256-000
Number of Individuals Covered271
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $3,925
Total amount of fees paid to insurance companyUSD $2,752
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $3,925
Insurance broker organization code?3
Amount paid for insurance broker fees2752
Additional information about fees paid to insurance broker0
Insurance broker nameMOREHEAD PLAN ADMINISTRATORS
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract numberGA-809582
Policy instance 1
Insurance contract or identification numberGA-809582
Number of Individuals Covered0
Insurance policy start date2012-01-01
Insurance policy end date2012-10-03
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?Yes
Insurance broker organization code?5
Insurance broker nameDYATECH,
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number342256-000
Policy instance 2
Insurance contract or identification number342256-000
Number of Individuals Covered278
Insurance policy start date2012-10-03
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $983
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $983
Insurance broker organization code?3
Insurance broker nameMORGAN STANLEY INSURANCE SERVICES
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract numberGA-809582
Policy instance 1
Insurance contract or identification numberGA-809582
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $4,465
Total amount of fees paid to insurance companyUSD $558
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract numberGA-809582
Policy instance 1
Insurance contract or identification numberGA-809582
Number of Individuals Covered272
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $3,991
Total amount of fees paid to insurance companyUSD $499
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No

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