401k Plan data: JIM WILSON & ASSOCIATES, LLC SECTION 401(K) PLAN plan

JIM WILSON & ASSOCIATES, LLC SECTION 401(K) PLAN 401k Plan overview

Plan Name	JIM WILSON & ASSOCIATES, LLC SECTION 401(K) PLAN
Plan identification number	001

JIM WILSON & ASSOCIATES, LLC SECTION 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

JIM WILSON & ASSOCIATES, LLC has sponsored the creation of one or more 401k plans.

Company Name: JIM WILSON & ASSOCIATES, LLC

Employer identification number (EIN): 208083254

NAIC Classification: 531310

Form 5500 Filing Information

Submission information for form 5500 for 401k plan JIM WILSON & ASSOCIATES, LLC SECTION 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2023-01-01 ALAN SPAIN 2024-10-15
001 2022-01-01 CARL BARTLETT 2023-05-15 CARL BARTLETT 2023-05-15
001 2021-01-01
001 2020-01-01
001 2019-01-01 CARL BARTLETT 2020-06-02
001 2018-01-01 CARL BARTLETT 2019-05-15 CARL BARTLETT 2019-05-15
001 2017-01-01 CARL BARTLETT 2018-02-15
001 2016-01-01 CARL BARTLETT 2017-05-05
001 2015-01-01 CARL BARTLETT 2016-04-21
001 2014-01-01 CARL BARTLETT 2015-05-05
001 2013-01-01 CARL BARTLETT 2014-02-20
001 2012-01-01 CARL BARTLETT 2013-04-12
001 2011-01-01 CARL BARTLETT 2012-05-30
001 2010-01-01 CARL BARTLETT CARL BARTLETT 2011-10-14
001 2009-01-01 CARL BARTLETT CARL BARTLETT 2010-10-15

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2023-01-01	ALAN SPAIN	2024-10-15
001	2022-01-01	CARL BARTLETT	2023-05-15	CARL BARTLETT	2023-05-15
001	2021-01-01
001	2020-01-01
001	2019-01-01	CARL BARTLETT	2020-06-02
001	2018-01-01	CARL BARTLETT	2019-05-15	CARL BARTLETT	2019-05-15
001	2017-01-01	CARL BARTLETT	2018-02-15
001	2016-01-01	CARL BARTLETT	2017-05-05
001	2015-01-01	CARL BARTLETT	2016-04-21
001	2014-01-01	CARL BARTLETT	2015-05-05
001	2013-01-01	CARL BARTLETT	2014-02-20
001	2012-01-01	CARL BARTLETT	2013-04-12
001	2011-01-01	CARL BARTLETT	2012-05-30
001	2010-01-01	CARL BARTLETT		CARL BARTLETT	2011-10-14
001	2009-01-01	CARL BARTLETT		CARL BARTLETT	2010-10-15

Plan Statistics for JIM WILSON & ASSOCIATES, LLC SECTION 401(K) PLAN

401k plan membership statisitcs for JIM WILSON & ASSOCIATES, LLC SECTION 401(K) PLAN

Measure Date Value
2010: JIM WILSON & ASSOCIATES, LLC SECTION 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 100
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 57
Number of retired or separated participants receiving benefits 2010-01-01 0
Number of other retired or separated participants entitled to future benefits 2010-01-01 25
Total of all active and inactive participants 2010-01-01 82
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 0
Total participants 2010-01-01 82
Number of participants with account balances 2010-01-01 69
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 1
2009: JIM WILSON & ASSOCIATES, LLC SECTION 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 239
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 58
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 124
Total of all active and inactive participants 2009-01-01 182
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 182
Number of participants with account balances 2009-01-01 79
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 61

Measure	Date	Value
2010: JIM WILSON & ASSOCIATES, LLC SECTION 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	100
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	57
Number of retired or separated participants receiving benefits	2010-01-01	0
Number of other retired or separated participants entitled to future benefits	2010-01-01	25
Total of all active and inactive participants	2010-01-01	82
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	0
Total participants	2010-01-01	82
Number of participants with account balances	2010-01-01	69
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	1
2009: JIM WILSON & ASSOCIATES, LLC SECTION 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	239
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	58
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	124
Total of all active and inactive participants	2009-01-01	182
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	182
Number of participants with account balances	2009-01-01	79
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	61

Financial Data on JIM WILSON & ASSOCIATES, LLC SECTION 401(K) PLAN

Measure	Date	Value
2010 : JIM WILSON & ASSOCIATES, LLC SECTION 401(K) PLAN 2010 401k financial data
Unrealized appreciation/depreciation of real estate assets	2010-12-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2010-12-31	$0
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total transfer of assets to this plan	2010-12-31	$0
Total transfer of assets from this plan	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$839,253
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$403,683
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$396,887
Expenses. Certain deemed distributions of participant loans	2010-12-31	$0
Value of total corrective distributions	2010-12-31	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$305,872
Value of total assets at end of year	2010-12-31	$4,981,690
Value of total assets at beginning of year	2010-12-31	$4,546,120
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$6,796
Total income from rents	2010-12-31	$0
Total interest from all sources	2010-12-31	$12,436
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$0
Administrative expenses professional fees incurred	2010-12-31	$0
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Amount of non-exempt transactions with any party-in-interest	2010-12-31	$0
Contributions received from participants	2010-12-31	$255,565
Participant contributions at end of year	2010-12-31	$53,532
Participant contributions at beginning of year	2010-12-31	$42,349
Participant contributions at end of year	2010-12-31	$0
Participant contributions at beginning of year	2010-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2010-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2010-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2010-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2010-12-31	$0
Other income not declared elsewhere	2010-12-31	$0
Administrative expenses (other) incurred	2010-12-31	$0
Liabilities. Value of operating payables at beginning of year	2010-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$435,570
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$4,981,690
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$4,546,120
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year	2010-12-31	$0
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year	2010-12-31	$0
Investment advisory and management fees	2010-12-31	$0
Value of interest in pooled separate accounts at end of year	2010-12-31	$3,616,898
Value of interest in pooled separate accounts at beginning of year	2010-12-31	$3,015,591
Interest on participant loans	2010-12-31	$3,127
Income. Interest from loans (other than to participants)	2010-12-31	$0
Interest earned on other investments	2010-12-31	$9,309
Income. Interest from US Government securities	2010-12-31	$0
Income. Interest from corporate debt instruments	2010-12-31	$0
Value of interest in common/collective trusts at end of year	2010-12-31	$1,086,328
Value of interest in common/collective trusts at beginning of year	2010-12-31	$1,110,611
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2010-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2010-12-31	$224,932
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2010-12-31	$377,569
Expenses. Payments to insurance carriers foe the provision of benefits	2010-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$0
Net investment gain/loss from pooled separate accounts	2010-12-31	$481,117
Net investment gain or loss from common/collective trusts	2010-12-31	$39,828
Net gain/loss from 103.12 investment entities	2010-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$50,307
Employer contributions (assets) at end of year	2010-12-31	$0
Employer contributions (assets) at beginning of year	2010-12-31	$0
Income. Dividends from preferred stock	2010-12-31	$0
Income. Dividends from common stock	2010-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$396,887
Contract administrator fees	2010-12-31	$6,796
Liabilities. Value of benefit claims payable at beginning of year	2010-12-31	$0
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Aggregate proceeds on sale of assets	2010-12-31	$0
Aggregate carrying amount (costs) on sale of assets	2010-12-31	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2010-12-31	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	ALDRIDGE, BORDEN & COMPANY, P.C.
Accountancy firm EIN	2010-12-31	630781330

Form 5500 Responses for JIM WILSON & ASSOCIATES, LLC SECTION 401(K) PLAN

2010: JIM WILSON & ASSOCIATES, LLC SECTION 401(K) PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	No
2010-01-01	Plan funding arrangement – Insurance	Yes
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement – Insurance	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: JIM WILSON & ASSOCIATES, LLC SECTION 401(K) PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement – Insurance	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )

Policy contract number

383681

Policy instance

Insurance contract or identification number	383681
Number of Individuals Covered	82
Insurance policy start date	2010-01-01
Insurance policy end date	2010-12-31
Total amount of commissions paid to insurance broker	USD $4,747
Total amount of fees paid to insurance company	USD $1,138
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

Potentially related plans

JIM WILSON MOTORS, INC. NADART SALARY DEFERRAL 401(K) PLAN [EIN = 941476303]

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Company Name:	JIM WILSON & ASSOCIATES, LLC
Employer identification number (EIN):	208083254
NAIC Classification:	531310