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ATHEY INVESTMENTS, INC. 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan NameATHEY INVESTMENTS, INC. 401(K) PROFIT SHARING PLAN
Plan identification number 001

ATHEY INVESTMENTS, INC. 401(K) PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

ATHEY INVESTMENTS, INC. has sponsored the creation of one or more 401k plans.

Company Name:ATHEY INVESTMENTS, INC.
Employer identification number (EIN):208091361
NAIC Classification:423910
NAIC Description:Sporting and Recreational Goods and Supplies Merchant Wholesalers

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ATHEY INVESTMENTS, INC. 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012020-01-01YUKO ATHEY2021-09-08 YUKO ATHEY2021-09-08
0012019-01-01CRAIG ATHEY2020-09-13 CRAIG ATHEY2020-09-13
0012018-01-01CRAIG ATHEY2019-06-18 CRAIG ATHEY2019-06-18
0012017-01-01
0012016-01-01CRAIG ATHEY
0012015-01-01
0012014-01-01
0012013-01-01
0012012-01-01CRAIG ATHEY2013-06-04 CRAIG ATHEY2013-06-04
0012011-01-01CRAIG ATHEY2012-05-08 CRAIG ATHEY2012-05-08
0012010-01-01CRAIG ATHEY2011-09-29 CRAIG ATHEY2011-09-29

Plan Statistics for ATHEY INVESTMENTS, INC. 401(K) PROFIT SHARING PLAN

401k plan membership statisitcs for ATHEY INVESTMENTS, INC. 401(K) PROFIT SHARING PLAN

Measure Date Value
2020: ATHEY INVESTMENTS, INC. 401(K) PROFIT SHARING PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-0122
Total number of active participants reported on line 7a of the Form 55002020-01-010
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-010
Total of all active and inactive participants2020-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-010
Number of participants with account balances2020-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: ATHEY INVESTMENTS, INC. 401(K) PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-0124
Total number of active participants reported on line 7a of the Form 55002019-01-0115
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-017
Total of all active and inactive participants2019-01-0122
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-0122
Number of participants with account balances2019-01-0122
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: ATHEY INVESTMENTS, INC. 401(K) PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-0127
Total number of active participants reported on line 7a of the Form 55002018-01-0117
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-017
Total of all active and inactive participants2018-01-0124
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-0124
Number of participants with account balances2018-01-0123
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: ATHEY INVESTMENTS, INC. 401(K) PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-0125
Total number of active participants reported on line 7a of the Form 55002017-01-0117
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-019
Total of all active and inactive participants2017-01-0126
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-0126
Number of participants with account balances2017-01-0125
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: ATHEY INVESTMENTS, INC. 401(K) PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-0122
Total number of active participants reported on line 7a of the Form 55002016-01-0112
Number of retired or separated participants receiving benefits2016-01-019
Number of other retired or separated participants entitled to future benefits2016-01-010
Total of all active and inactive participants2016-01-0121
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-0121
Number of participants with account balances2016-01-0121
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: ATHEY INVESTMENTS, INC. 401(K) PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-0126
Total number of active participants reported on line 7a of the Form 55002015-01-0113
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-019
Total of all active and inactive participants2015-01-0122
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-0122
Number of participants with account balances2015-01-0122
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: ATHEY INVESTMENTS, INC. 401(K) PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-0123
Total number of active participants reported on line 7a of the Form 55002014-01-0112
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0111
Total of all active and inactive participants2014-01-0123
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-0123
Number of participants with account balances2014-01-0121
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010

Financial Data on ATHEY INVESTMENTS, INC. 401(K) PROFIT SHARING PLAN

Measure Date Value
2020 : ATHEY INVESTMENTS, INC. 401(K) PROFIT SHARING PLAN 2020 401k financial data
Total plan liabilities at end of year2020-12-31$0
Total plan liabilities at beginning of year2020-12-31$0
Total income from all sources2020-12-31$115,047
Expenses. Total of all expenses incurred2020-12-31$3,753,542
Benefits paid (including direct rollovers)2020-12-31$3,741,626
Total plan assets at end of year2020-12-31$0
Total plan assets at beginning of year2020-12-31$3,638,495
Value of fidelity bond covering the plan2020-12-31$500,000
Total contributions received or receivable from participants2020-12-31$33,303
Expenses. Other expenses not covered elsewhere2020-12-31$11,916
Contributions received from other sources (not participants or employers)2020-12-31$0
Other income received2020-12-31$69,948
Noncash contributions received2020-12-31$0
Net income (gross income less expenses)2020-12-31$-3,638,495
Net plan assets at end of year (total assets less liabilities)2020-12-31$0
Net plan assets at beginning of year (total assets less liabilities)2020-12-31$3,638,495
Total contributions received or receivable from employer(s)2020-12-31$11,796
Value of certain deemed distributions of participant loans2020-12-31$0
Value of corrective distributions2020-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2020-12-31$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
2019 : ATHEY INVESTMENTS, INC. 401(K) PROFIT SHARING PLAN 2019 401k financial data
Total plan liabilities at end of year2019-12-31$0
Total plan liabilities at beginning of year2019-12-31$0
Total income from all sources2019-12-31$1,683,349
Expenses. Total of all expenses incurred2019-12-31$43,657
Benefits paid (including direct rollovers)2019-12-31$11,888
Total plan assets at end of year2019-12-31$3,638,495
Total plan assets at beginning of year2019-12-31$1,998,803
Value of fidelity bond covering the plan2019-12-31$500,000
Total contributions received or receivable from participants2019-12-31$111,862
Expenses. Other expenses not covered elsewhere2019-12-31$0
Contributions received from other sources (not participants or employers)2019-12-31$1,147,186
Other income received2019-12-31$387,784
Noncash contributions received2019-12-31$0
Net income (gross income less expenses)2019-12-31$1,639,692
Net plan assets at end of year (total assets less liabilities)2019-12-31$3,638,495
Net plan assets at beginning of year (total assets less liabilities)2019-12-31$1,998,803
Assets. Value of real-estate (other than employer real property)2019-12-31$770,687
Total contributions received or receivable from employer(s)2019-12-31$36,517
Value of certain deemed distributions of participant loans2019-12-31$0
Value of corrective distributions2019-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2019-12-31$31,769
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
2018 : ATHEY INVESTMENTS, INC. 401(K) PROFIT SHARING PLAN 2018 401k financial data
Total plan liabilities at end of year2018-12-31$0
Total plan liabilities at beginning of year2018-12-31$0
Total income from all sources2018-12-31$148,337
Expenses. Total of all expenses incurred2018-12-31$45,825
Benefits paid (including direct rollovers)2018-12-31$29,953
Total plan assets at end of year2018-12-31$1,998,803
Total plan assets at beginning of year2018-12-31$1,896,291
Value of fidelity bond covering the plan2018-12-31$190,000
Total contributions received or receivable from participants2018-12-31$106,259
Contributions received from other sources (not participants or employers)2018-12-31$0
Other income received2018-12-31$-7,282
Noncash contributions received2018-12-31$0
Net income (gross income less expenses)2018-12-31$102,512
Net plan assets at end of year (total assets less liabilities)2018-12-31$1,998,803
Net plan assets at beginning of year (total assets less liabilities)2018-12-31$1,896,291
Assets. Value of real-estate (other than employer real property)2018-12-31$748,000
Total contributions received or receivable from employer(s)2018-12-31$49,360
Value of certain deemed distributions of participant loans2018-12-31$0
Value of corrective distributions2018-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2018-12-31$15,872
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
2017 : ATHEY INVESTMENTS, INC. 401(K) PROFIT SHARING PLAN 2017 401k financial data
Total plan liabilities at end of year2017-12-31$0
Total plan liabilities at beginning of year2017-12-31$0
Total income from all sources2017-12-31$375,837
Expenses. Total of all expenses incurred2017-12-31$3,431
Benefits paid (including direct rollovers)2017-12-31$0
Total plan assets at end of year2017-12-31$1,896,291
Total plan assets at beginning of year2017-12-31$1,523,885
Value of fidelity bond covering the plan2017-12-31$190,000
Total contributions received or receivable from participants2017-12-31$95,861
Expenses. Other expenses not covered elsewhere2017-12-31$25
Contributions received from other sources (not participants or employers)2017-12-31$0
Other income received2017-12-31$132,503
Noncash contributions received2017-12-31$0
Net income (gross income less expenses)2017-12-31$372,406
Net plan assets at end of year (total assets less liabilities)2017-12-31$1,896,291
Net plan assets at beginning of year (total assets less liabilities)2017-12-31$1,523,885
Assets. Value of real-estate (other than employer real property)2017-12-31$670,000
Total contributions received or receivable from employer(s)2017-12-31$147,473
Value of certain deemed distributions of participant loans2017-12-31$0
Value of corrective distributions2017-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2017-12-31$3,406
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
2016 : ATHEY INVESTMENTS, INC. 401(K) PROFIT SHARING PLAN 2016 401k financial data
Transfers to/from the plan2016-12-31$0
Total plan liabilities at end of year2016-12-31$0
Total plan liabilities at beginning of year2016-12-31$0
Total income from all sources2016-12-31$288,589
Expenses. Total of all expenses incurred2016-12-31$5,112
Benefits paid (including direct rollovers)2016-12-31$2,396
Total plan assets at end of year2016-12-31$1,523,885
Total plan assets at beginning of year2016-12-31$1,240,408
Value of fidelity bond covering the plan2016-12-31$150,000
Total contributions received or receivable from participants2016-12-31$91,849
Expenses. Other expenses not covered elsewhere2016-12-31$0
Contributions received from other sources (not participants or employers)2016-12-31$0
Other income received2016-12-31$67,982
Noncash contributions received2016-12-31$0
Net income (gross income less expenses)2016-12-31$283,477
Net plan assets at end of year (total assets less liabilities)2016-12-31$1,523,885
Net plan assets at beginning of year (total assets less liabilities)2016-12-31$1,240,408
Assets. Value of real-estate (other than employer real property)2016-12-31$645,000
Total contributions received or receivable from employer(s)2016-12-31$128,758
Value of certain deemed distributions of participant loans2016-12-31$0
Value of corrective distributions2016-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2016-12-31$2,716
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
2015 : ATHEY INVESTMENTS, INC. 401(K) PROFIT SHARING PLAN 2015 401k financial data
Total plan liabilities at end of year2015-12-31$0
Total plan liabilities at beginning of year2015-12-31$0
Total income from all sources2015-12-31$225,738
Expenses. Total of all expenses incurred2015-12-31$41,889
Benefits paid (including direct rollovers)2015-12-31$39,655
Total plan assets at end of year2015-12-31$1,240,408
Total plan assets at beginning of year2015-12-31$1,056,559
Value of fidelity bond covering the plan2015-12-31$150,000
Total contributions received or receivable from participants2015-12-31$83,223
Expenses. Other expenses not covered elsewhere2015-12-31$0
Contributions received from other sources (not participants or employers)2015-12-31$0
Other income received2015-12-31$28,754
Noncash contributions received2015-12-31$0
Net income (gross income less expenses)2015-12-31$183,849
Net plan assets at end of year (total assets less liabilities)2015-12-31$1,240,408
Net plan assets at beginning of year (total assets less liabilities)2015-12-31$1,056,559
Assets. Value of real-estate (other than employer real property)2015-12-31$620,000
Total contributions received or receivable from employer(s)2015-12-31$113,761
Value of certain deemed distributions of participant loans2015-12-31$0
Value of corrective distributions2015-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2015-12-31$2,234
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
2014 : ATHEY INVESTMENTS, INC. 401(K) PROFIT SHARING PLAN 2014 401k financial data
Transfers to/from the plan2014-12-31$0
Total plan liabilities at end of year2014-12-31$0
Total plan liabilities at beginning of year2014-12-31$0
Total income from all sources2014-12-31$236,878
Expenses. Total of all expenses incurred2014-12-31$2,652
Benefits paid (including direct rollovers)2014-12-31$0
Total plan assets at end of year2014-12-31$1,056,559
Total plan assets at beginning of year2014-12-31$822,333
Value of fidelity bond covering the plan2014-12-31$150,000
Total contributions received or receivable from participants2014-12-31$90,660
Expenses. Other expenses not covered elsewhere2014-12-31$0
Contributions received from other sources (not participants or employers)2014-12-31$0
Other income received2014-12-31$8,170
Noncash contributions received2014-12-31$0
Net income (gross income less expenses)2014-12-31$234,226
Net plan assets at end of year (total assets less liabilities)2014-12-31$1,056,559
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$822,333
Assets. Value of real-estate (other than employer real property)2014-12-31$602,512
Total contributions received or receivable from employer(s)2014-12-31$138,048
Value of certain deemed distributions of participant loans2014-12-31$0
Value of corrective distributions2014-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2014-12-31$2,652
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0

Form 5500 Responses for ATHEY INVESTMENTS, INC. 401(K) PROFIT SHARING PLAN

2020: ATHEY INVESTMENTS, INC. 401(K) PROFIT SHARING PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingYes
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: ATHEY INVESTMENTS, INC. 401(K) PROFIT SHARING PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: ATHEY INVESTMENTS, INC. 401(K) PROFIT SHARING PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: ATHEY INVESTMENTS, INC. 401(K) PROFIT SHARING PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: ATHEY INVESTMENTS, INC. 401(K) PROFIT SHARING PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: ATHEY INVESTMENTS, INC. 401(K) PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: ATHEY INVESTMENTS, INC. 401(K) PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes

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