401k Plan data: WILLIS GROUP LLC 401(K) PLAN plan

WILLIS GROUP LLC 401(K) PLAN 401k Plan overview

Plan Name	WILLIS GROUP LLC 401(K) PLAN
Plan identification number	001

WILLIS GROUP LLC 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

WILLIS GROUP, LLC has sponsored the creation of one or more 401k plans.

Company Name: WILLIS GROUP, LLC

Employer identification number (EIN): 208136182

NAIC Classification: 561300

Additional information about WILLIS GROUP, LLC

Jurisdiction of Incorporation: Texas Secretary of State

Incorporation Date: 2006-12-28

Company Identification Number: 0800752228

Legal Registered Office Address: 1400 POST OAK BLVD STE 200

HOUSTON
United States of America (USA)
77056

More information about WILLIS GROUP, LLC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan WILLIS GROUP LLC 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2017-01-01
001 2016-01-01
001 2015-01-01
001 2014-01-01 TRACI BARNES
001 2013-01-01 SHANNON GREENSTREET
001 2012-01-01 KEN POWELL
001 2011-01-01 KENNETH POWELL 2013-05-20
001 2010-01-01 ERIC HILL 2011-07-06

Plan Statistics for WILLIS GROUP LLC 401(K) PLAN

401k plan membership statisitcs for WILLIS GROUP LLC 401(K) PLAN

Measure Date Value
2017: WILLIS GROUP LLC 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 824
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 1,148
Number of retired or separated participants receiving benefits 2017-01-01 5
Number of other retired or separated participants entitled to future benefits 2017-01-01 76
Total of all active and inactive participants 2017-01-01 1,229
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 1,229
Number of participants with account balances 2017-01-01 3
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 0
2016: WILLIS GROUP LLC 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 759
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 594
Number of retired or separated participants receiving benefits 2016-01-01 7
Number of other retired or separated participants entitled to future benefits 2016-01-01 124
Total of all active and inactive participants 2016-01-01 725
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 725
Number of participants with account balances 2016-01-01 216
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 0
2015: WILLIS GROUP LLC 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 1,136
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 541
Number of retired or separated participants receiving benefits 2015-01-01 7
Number of other retired or separated participants entitled to future benefits 2015-01-01 132
Total of all active and inactive participants 2015-01-01 680
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 680
Number of participants with account balances 2015-01-01 218
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: WILLIS GROUP LLC 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 222
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 322
Number of retired or separated participants receiving benefits 2014-01-01 85
Number of other retired or separated participants entitled to future benefits 2014-01-01 0
Total of all active and inactive participants 2014-01-01 407
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 407
Number of participants with account balances 2014-01-01 146
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: WILLIS GROUP LLC 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 309
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 147
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 97
Total of all active and inactive participants 2013-01-01 244
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 244
Number of participants with account balances 2013-01-01 172
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: WILLIS GROUP LLC 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 158
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 126
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 96
Total of all active and inactive participants 2012-01-01 222
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 222
Number of participants with account balances 2012-01-01 162
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 3

Measure	Date	Value
2017: WILLIS GROUP LLC 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	824
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	1,148
Number of retired or separated participants receiving benefits	2017-01-01	5
Number of other retired or separated participants entitled to future benefits	2017-01-01	76
Total of all active and inactive participants	2017-01-01	1,229
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	1,229
Number of participants with account balances	2017-01-01	3
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	0
2016: WILLIS GROUP LLC 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	759
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	594
Number of retired or separated participants receiving benefits	2016-01-01	7
Number of other retired or separated participants entitled to future benefits	2016-01-01	124
Total of all active and inactive participants	2016-01-01	725
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	725
Number of participants with account balances	2016-01-01	216
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	0
2015: WILLIS GROUP LLC 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	1,136
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	541
Number of retired or separated participants receiving benefits	2015-01-01	7
Number of other retired or separated participants entitled to future benefits	2015-01-01	132
Total of all active and inactive participants	2015-01-01	680
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	680
Number of participants with account balances	2015-01-01	218
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: WILLIS GROUP LLC 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	222
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	322
Number of retired or separated participants receiving benefits	2014-01-01	85
Number of other retired or separated participants entitled to future benefits	2014-01-01	0
Total of all active and inactive participants	2014-01-01	407
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	407
Number of participants with account balances	2014-01-01	146
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: WILLIS GROUP LLC 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	309
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	147
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	97
Total of all active and inactive participants	2013-01-01	244
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	244
Number of participants with account balances	2013-01-01	172
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: WILLIS GROUP LLC 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	158
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	126
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	96
Total of all active and inactive participants	2012-01-01	222
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	222
Number of participants with account balances	2012-01-01	162
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	3

Financial Data on WILLIS GROUP LLC 401(K) PLAN

Measure	Date	Value
2017 : WILLIS GROUP LLC 401(K) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets	2017-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$56,876
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$18
Total income from all sources (including contributions)	2017-12-31	$2,096,296
Total loss/gain on sale of assets	2017-12-31	$0
Total of all expenses incurred	2017-12-31	$810,252
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$797,547
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$1,096,257
Value of total assets at end of year	2017-12-31	$6,335,544
Value of total assets at beginning of year	2017-12-31	$4,992,642
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$12,705
Total interest from all sources	2017-12-31	$2,055
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Administrative expenses professional fees incurred	2017-12-31	$4,586
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$500,000
If this is an individual account plan, was there a blackout period	2017-12-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$872,231
Participant contributions at end of year	2017-12-31	$71,203
Participant contributions at beginning of year	2017-12-31	$4,685
Participant contributions at end of year	2017-12-31	$23,479
Participant contributions at beginning of year	2017-12-31	$20,213
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$221,401
Liabilities. Value of operating payables at end of year	2017-12-31	$56,876
Liabilities. Value of operating payables at beginning of year	2017-12-31	$18
Total non interest bearing cash at end of year	2017-12-31	$56,876
Total non interest bearing cash at beginning of year	2017-12-31	$18
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$1,286,044
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$6,278,668
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$4,992,624
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Investment advisory and management fees	2017-12-31	$8,119
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$6,049,822
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$4,793,937
Interest on participant loans	2017-12-31	$2,253
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2017-12-31	$134,164
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2017-12-31	$173,789
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2017-12-31	$173,789
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2017-12-31	$-198
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$997,984
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$2,625
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$797,547
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2017-12-31	Yes
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	ABIP, PC
Accountancy firm EIN	2017-12-31	760689865
2016 : WILLIS GROUP LLC 401(K) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets	2016-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$18
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$1,747
Total income from all sources (including contributions)	2016-12-31	$1,185,371
Total loss/gain on sale of assets	2016-12-31	$0
Total of all expenses incurred	2016-12-31	$749,581
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$739,771
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$791,514
Value of total assets at end of year	2016-12-31	$4,992,642
Value of total assets at beginning of year	2016-12-31	$4,558,581
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$9,810
Total interest from all sources	2016-12-31	$104
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$500,000
If this is an individual account plan, was there a blackout period	2016-12-31	Yes
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$791,514
Participant contributions at end of year	2016-12-31	$4,685
Participant contributions at beginning of year	2016-12-31	$18,221
Participant contributions at end of year	2016-12-31	$20,213
Participant contributions at beginning of year	2016-12-31	$20,880
Liabilities. Value of operating payables at end of year	2016-12-31	$18
Liabilities. Value of operating payables at beginning of year	2016-12-31	$75
Total non interest bearing cash at end of year	2016-12-31	$18
Total non interest bearing cash at beginning of year	2016-12-31	$1,747
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$435,790
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$4,992,624
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$4,556,834
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Investment advisory and management fees	2016-12-31	$9,810
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$4,793,937
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$4,413,822
Interest on participant loans	2016-12-31	$658
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2016-12-31	$173,789
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2016-12-31	$103,911
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2016-12-31	$103,911
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2016-12-31	$-554
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$393,753
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$739,771
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2016-12-31	Yes
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Liabilities. Value of acquisition indebtedness at end of year	2016-12-31	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2016-12-31	$1,672
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	MCCONNELL AND JONES, LLP
Accountancy firm EIN	2016-12-31	760488832
2015 : WILLIS GROUP LLC 401(K) PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total income from all sources (including contributions)	2015-12-31	$981,623
Total loss/gain on sale of assets	2015-12-31	$0
Total of all expenses incurred	2015-12-31	$754,541
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$736,898
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$1,030,077
Value of total assets at end of year	2015-12-31	$4,558,823
Value of total assets at beginning of year	2015-12-31	$4,331,741
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$17,643
Total interest from all sources	2015-12-31	$471
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Administrative expenses professional fees incurred	2015-12-31	$4,019
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$500,000
If this is an individual account plan, was there a blackout period	2015-12-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$988,627
Participant contributions at end of year	2015-12-31	$18,221
Participant contributions at beginning of year	2015-12-31	$17,602
Participant contributions at end of year	2015-12-31	$20,472
Participant contributions at beginning of year	2015-12-31	$21,828
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$41,450
Value of other receiveables (less allowance for doubtful accounts) at end of year	2015-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2015-12-31	$4,285,933
Liabilities. Value of operating payables at end of year	2015-12-31	$0
Liabilities. Value of operating payables at beginning of year	2015-12-31	$0
Total non interest bearing cash at end of year	2015-12-31	$1,747
Total non interest bearing cash at beginning of year	2015-12-31	$6,378
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$227,082
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$4,558,823
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$4,331,741
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Investment advisory and management fees	2015-12-31	$13,624
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$4,414,472
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$0
Interest on participant loans	2015-12-31	$470
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2015-12-31	$103,911
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2015-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2015-12-31	$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2015-12-31	$1
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-48,925
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$0
Employer contributions (assets) at end of year	2015-12-31	$0
Employer contributions (assets) at beginning of year	2015-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$736,898
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2015-12-31	Yes
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Liabilities. Value of acquisition indebtedness at end of year	2015-12-31	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2015-12-31	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	CALVETTI FERGUSON
Accountancy firm EIN	2015-12-31	134255527
2014 : WILLIS GROUP LLC 401(K) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$600,984
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$1,431,728
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$1,419,536
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$378,963
Value of total assets at end of year	2014-12-31	$4,331,741
Value of total assets at beginning of year	2014-12-31	$5,162,485
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$12,192
Total interest from all sources	2014-12-31	$161
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$100,000
If this is an individual account plan, was there a blackout period	2014-12-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$372,602
Participant contributions at end of year	2014-12-31	$17,602
Participant contributions at beginning of year	2014-12-31	$24,934
Participant contributions at end of year	2014-12-31	$21,828
Participant contributions at beginning of year	2014-12-31	$14,904
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$6,361
Value of other receiveables (less allowance for doubtful accounts) at end of year	2014-12-31	$4,285,933
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2014-12-31	$0
Total non interest bearing cash at end of year	2014-12-31	$6,378
Total non interest bearing cash at beginning of year	2014-12-31	$14,658
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$-830,744
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$4,331,741
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$5,162,485
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$4,964,142
Income. Interest from loans (other than to participants)	2014-12-31	$1,128
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2014-12-31	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2014-12-31	$127,847
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2014-12-31	$127,847
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2014-12-31	$-967
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$221,860
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$0
Employer contributions (assets) at end of year	2014-12-31	$0
Employer contributions (assets) at beginning of year	2014-12-31	$16,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$1,419,536
Contract administrator fees	2014-12-31	$12,192
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2014-12-31	Yes
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	CALVETTI FERGUSON
Accountancy firm EIN	2014-12-31	134255527
2013 : WILLIS GROUP LLC 401(K) PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$1,269,042
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$633,316
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$613,806
Expenses. Certain deemed distributions of participant loans	2013-12-31	$4,125
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$560,073
Value of total assets at end of year	2013-12-31	$5,162,485
Value of total assets at beginning of year	2013-12-31	$4,526,759
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$15,385
Total interest from all sources	2013-12-31	$849
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Administrative expenses professional fees incurred	2013-12-31	$11,808
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$453,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$380,240
Participant contributions at end of year	2013-12-31	$24,934
Participant contributions at beginning of year	2013-12-31	$20,559
Participant contributions at end of year	2013-12-31	$14,904
Participant contributions at beginning of year	2013-12-31	$10,504
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$162,906
Total non interest bearing cash at end of year	2013-12-31	$14,658
Total non interest bearing cash at beginning of year	2013-12-31	$24,558
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$635,726
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$5,162,485
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$4,526,759
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$4,964,142
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$4,357,579
Interest on participant loans	2013-12-31	$849
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2013-12-31	$127,847
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2013-12-31	$77,559
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2013-12-31	$77,559
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$708,120
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$16,927
Employer contributions (assets) at end of year	2013-12-31	$16,000
Employer contributions (assets) at beginning of year	2013-12-31	$36,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$613,806
Contract administrator fees	2013-12-31	$3,577
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	PARMET, CHAPMAN & MADSEN, P.C.
Accountancy firm EIN	2013-12-31	760456668
2012 : WILLIS GROUP LLC 401(K) PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total transfer of assets to this plan	2012-12-31	$4,063,607
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$1,099,796
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$1,179,307
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$1,175,273
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$850,201
Value of total assets at end of year	2012-12-31	$4,526,759
Value of total assets at beginning of year	2012-12-31	$542,663
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$4,034
Total interest from all sources	2012-12-31	$155
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$60,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$449,931
Participant contributions at end of year	2012-12-31	$20,559
Participant contributions at end of year	2012-12-31	$10,504
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$364,270
Total non interest bearing cash at end of year	2012-12-31	$24,558
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$-79,511
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$4,526,759
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$542,663
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$4,357,579
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$317,642
Interest on participant loans	2012-12-31	$155
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-12-31	$77,559
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2012-12-31	$214,057
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2012-12-31	$214,057
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2012-12-31	$10,964
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$249,440
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$36,000
Employer contributions (assets) at end of year	2012-12-31	$36,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$1,175,273
Contract administrator fees	2012-12-31	$4,034
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	PARMET, CHAPMAN & MADSEN, P.C.
Accountancy firm EIN	2012-12-31	760456668

Form 5500 Responses for WILLIS GROUP LLC 401(K) PLAN

2017: WILLIS GROUP LLC 401(K) PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Insurance	Yes
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement – Insurance	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: WILLIS GROUP LLC 401(K) PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Insurance	Yes
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement – Insurance	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: WILLIS GROUP LLC 401(K) PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Insurance	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement – Insurance	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: WILLIS GROUP LLC 401(K) PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement – Insurance	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: WILLIS GROUP LLC 401(K) PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: WILLIS GROUP LLC 401(K) PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

105947

Policy instance

Insurance contract or identification number	105947
Number of Individuals Covered	146
Insurance policy start date	2014-01-01
Insurance policy end date	2014-12-31
Total amount of commissions paid to insurance broker	USD $213
Total amount of fees paid to insurance company	USD $20,321
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $213
Amount paid for insurance broker fees	20315
Additional information about fees paid to insurance broker	THIRD PARTY ADMINISTRATIVE
Insurance broker organization code?	5
Insurance broker name	T. ROWE PRICE ASSOCIATES, INC.

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

105947

Policy instance

Insurance contract or identification number	105947
Number of Individuals Covered	185
Insurance policy start date	2013-01-01
Insurance policy end date	2013-12-31
Total amount of commissions paid to insurance broker	USD $4,317
Total amount of fees paid to insurance company	USD $21,392
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Commission paid to Insurance Broker	USD $4,317
Amount paid for insurance broker fees	21392
Additional information about fees paid to insurance broker	TPA
Insurance broker organization code?	5
Insurance broker name	MBM ADVISORS

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )

Policy contract number

PHJ403

Policy instance

Insurance contract or identification number	PHJ403
Number of Individuals Covered	62
Insurance policy start date	2012-01-01
Insurance policy end date	2012-12-31
Total amount of commissions paid to insurance broker	USD $236
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Commission paid to Insurance Broker	USD $236
Amount paid for insurance broker fees	0
Insurance broker organization code?	3
Insurance broker name	LPL FINANCIAL CORPORATION

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

105947

Policy instance

Insurance contract or identification number	105947
Number of Individuals Covered	201
Insurance policy start date	2012-05-01
Insurance policy end date	2012-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $25,936
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Commission paid to Insurance Broker	USD $0
Amount paid for insurance broker fees	25927
Additional information about fees paid to insurance broker	TPA FEES AND COMPENSATION
Insurance broker organization code?	5
Insurance broker name	T. ROWE PRICE ASSOCIATES, INC.

Potentially related plans

WILLIS GROUP CONSULTING 401(K) PLAN [EIN = 454118458]

Was this data useful?

If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us. Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer

The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Company Name:	WILLIS GROUP, LLC
Employer identification number (EIN):	208136182
NAIC Classification:	561300

Jurisdiction of Incorporation:	Texas Secretary of State
Incorporation Date:	2006-12-28
Company Identification Number:	0800752228
Legal Registered Office Address:	1400 POST OAK BLVD STE 200 HOUSTON United States of America (USA) 77056