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KNOWLES, SMITH & ASSOCIATES, LLP CASH BALANCE PLAN 401k Plan overview

Plan NameKNOWLES, SMITH & ASSOCIATES, LLP CASH BALANCE PLAN
Plan identification number 002

KNOWLES, SMITH & ASSOCIATES, LLP CASH BALANCE PLAN Benefits

401k Plan TypeDefined Benefit Pension
Plan Features/Benefits
  • Benefits are primarily pay related
  • Cash balance or similar plan - Plan has a "cash balance" formula. For this purpose, a "cash balance" formula is a benefit formula in a defined benefit plan by whatever name (for example, personal account plan, pension equity plan, life cycle plan, cash account plan, etc.) that rather than, or in addition to, expressing the accrued benefit as a life annuity commencing at normal retirement age, defines benefits for each employee in terms more common to a defined contribution plan such as a single sum distribution amount (for example, 10 percent of final average pay times years of service, or the amount of the employee's hypothetical account balance).
  • Covered by PBGC - Plan is covered under the PBGC insurance program (see ERISA section 4021).
  • Frozen Plan - As of the last day of the plan year, the plan provides that no participant will get any new benefit accrual (whether because of service or compensation).

401k Sponsoring company profile

KNOWLES, SMITH & ASSOCIATES, LLP has sponsored the creation of one or more 401k plans.

Company Name:KNOWLES, SMITH & ASSOCIATES, LLP
Employer identification number (EIN):208326663
NAIC Classification:621210
NAIC Description:Offices of Dentists

Form 5500 Filing Information

Submission information for form 5500 for 401k plan KNOWLES, SMITH & ASSOCIATES, LLP CASH BALANCE PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022022-01-01
0022021-01-01
0022020-01-01
0022019-01-01ANUJ JAMES2020-10-15
0022018-01-01ANUJ JAMES2019-10-15
0022017-01-01ANUJ JAMES
0022016-01-01ANUJ JAMES
0022015-01-01ANUJ JAMES2016-10-17
0022014-01-01ANUJ JAMES2015-10-14
0022013-01-01ANUJ JAMES2014-10-13
0022012-01-01ANUJ JAMES2013-10-15

Plan Statistics for KNOWLES, SMITH & ASSOCIATES, LLP CASH BALANCE PLAN

401k plan membership statisitcs for KNOWLES, SMITH & ASSOCIATES, LLP CASH BALANCE PLAN

Measure Date Value
2022: KNOWLES, SMITH & ASSOCIATES, LLP CASH BALANCE PLAN 2022 401k membership
Market value of plan assets2022-12-311,484,550
Acturial value of plan assets2022-12-311,484,550
Funding target for retired participants and beneficiaries receiving payment2022-12-310
Number of terminated vested participants2022-12-3119
Fundng target for terminated vested participants2022-12-3168,021
Active participant vested funding target2022-12-311,419,016
Number of active participants2022-12-3162
Total funding liabilities for active participants2022-12-311,419,016
Total participant count2022-12-3181
Total funding target for all participants2022-12-311,487,037
Balance at beginning of prior year after applicable adjustments2022-12-310
Prefunding balance at beginning of prior year after applicable adjustments2022-12-310
Carryover balanced portion elected for use to offset prior years funding requirement2022-12-310
Prefunding balanced used to offset prior years funding requirement2022-12-310
Amount remaining of carryover balance2022-12-310
Amount remaining of prefunding balance2022-12-310
Present value of excess contributions2022-12-310
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2022-12-310
Reductions in caryover balances due to elections or deemed elections2022-12-310
Reductions in prefunding balances due to elections or deemed elections2022-12-310
Balance of carryovers at beginning of current year2022-12-310
Balance of prefunding at beginning of current year2022-12-310
Total employer contributions2022-12-31552
Total employee contributions2022-12-310
Contributions allocated toward unpaid minimum require contributions from prior years2022-12-310
Contributions made to avoid restrictions adjusted to valuation date2022-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2022-12-31509
Unpaid minimum required contributions for all prior years2022-12-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2022-12-310
Remaining amount of unpaid minimum required contributions2022-12-310
Minimum required contributions for current year target normal cost2022-12-310
Net shortfall amortization installment of oustanding balance2022-12-312,487
Total funding amount beforereflecting carryover/prefunding balances2022-12-31230
Carryover balance elected to use to offset funding requirement2022-12-310
Prefunding balance elected to use to offset funding requirement2022-12-310
Additional cash requirement2022-12-31230
Contributions allocatedtoward minimum required contributions for current year2022-12-31509
Unpaid minimum required contributions for current year2022-12-310
Unpaid minimum required contributions for all years2022-12-310
Total participants, beginning-of-year2022-01-0181
Total number of active participants reported on line 7a of the Form 55002022-01-0157
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-0112
Total of all active and inactive participants2022-01-0169
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-0169
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2021: KNOWLES, SMITH & ASSOCIATES, LLP CASH BALANCE PLAN 2021 401k membership
Market value of plan assets2021-12-311,434,222
Acturial value of plan assets2021-12-311,434,222
Funding target for retired participants and beneficiaries receiving payment2021-12-310
Number of terminated vested participants2021-12-3122
Fundng target for terminated vested participants2021-12-3172,203
Active participant vested funding target2021-12-311,293,057
Number of active participants2021-12-3165
Total funding liabilities for active participants2021-12-311,293,057
Total participant count2021-12-3187
Total funding target for all participants2021-12-311,365,260
Balance at beginning of prior year after applicable adjustments2021-12-310
Prefunding balance at beginning of prior year after applicable adjustments2021-12-310
Carryover balanced portion elected for use to offset prior years funding requirement2021-12-310
Prefunding balanced used to offset prior years funding requirement2021-12-310
Amount remaining of carryover balance2021-12-310
Amount remaining of prefunding balance2021-12-310
Present value of excess contributions2021-12-310
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2021-12-310
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2021-12-310
Reductions in caryover balances due to elections or deemed elections2021-12-310
Reductions in prefunding balances due to elections or deemed elections2021-12-310
Balance of carryovers at beginning of current year2021-12-310
Balance of prefunding at beginning of current year2021-12-310
Total employer contributions2021-12-310
Total employee contributions2021-12-310
Contributions allocated toward unpaid minimum require contributions from prior years2021-12-310
Contributions made to avoid restrictions adjusted to valuation date2021-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2021-12-310
Unpaid minimum required contributions for all prior years2021-12-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2021-12-310
Remaining amount of unpaid minimum required contributions2021-12-310
Minimum required contributions for current year target normal cost2021-12-310
Net shortfall amortization installment of oustanding balance2021-12-310
Waiver amortization installment2021-12-310
Total funding amount beforereflecting carryover/prefunding balances2021-12-310
Carryover balance elected to use to offset funding requirement2021-12-310
Prefunding balance elected to use to offset funding requirement2021-12-310
Additional cash requirement2021-12-310
Contributions allocatedtoward minimum required contributions for current year2021-12-310
Unpaid minimum required contributions for current year2021-12-310
Unpaid minimum required contributions for all years2021-12-310
Total participants, beginning-of-year2021-01-0187
Total number of active participants reported on line 7a of the Form 55002021-01-0162
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-0120
Total of all active and inactive participants2021-01-0182
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-0182
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: KNOWLES, SMITH & ASSOCIATES, LLP CASH BALANCE PLAN 2020 401k membership
Market value of plan assets2020-12-311,333,708
Acturial value of plan assets2020-12-311,333,708
Funding target for retired participants and beneficiaries receiving payment2020-12-310
Number of terminated vested participants2020-12-3112
Fundng target for terminated vested participants2020-12-3132,631
Active participant vested funding target2020-12-311,282,933
Number of active participants2020-12-3184
Total funding liabilities for active participants2020-12-311,282,933
Total participant count2020-12-3196
Total funding target for all participants2020-12-311,315,564
Balance at beginning of prior year after applicable adjustments2020-12-310
Prefunding balance at beginning of prior year after applicable adjustments2020-12-310
Carryover balanced portion elected for use to offset prior years funding requirement2020-12-310
Prefunding balanced used to offset prior years funding requirement2020-12-310
Amount remaining of carryover balance2020-12-310
Amount remaining of prefunding balance2020-12-310
Present value of excess contributions2020-12-31240
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2020-12-31254
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2020-12-310
Reductions in caryover balances due to elections or deemed elections2020-12-310
Reductions in prefunding balances due to elections or deemed elections2020-12-310
Balance of carryovers at beginning of current year2020-12-310
Balance of prefunding at beginning of current year2020-12-310
Total employer contributions2020-12-310
Total employee contributions2020-12-310
Contributions allocated toward unpaid minimum require contributions from prior years2020-12-310
Contributions made to avoid restrictions adjusted to valuation date2020-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2020-12-310
Liquidity shortfalls end of Q12020-12-310
Liquidity shortfalls end of Q22020-12-310
Liquidity shortfalls end of Q32020-12-310
Liquidity shortfalls end of Q42020-12-310
Unpaid minimum required contributions for all prior years2020-12-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2020-12-310
Remaining amount of unpaid minimum required contributions2020-12-310
Minimum required contributions for current year target normal cost2020-12-310
Net shortfall amortization installment of oustanding balance2020-12-310
Waiver amortization installment2020-12-310
Total funding amount beforereflecting carryover/prefunding balances2020-12-310
Carryover balance elected to use to offset funding requirement2020-12-310
Prefunding balance elected to use to offset funding requirement2020-12-310
Additional cash requirement2020-12-310
Contributions allocatedtoward minimum required contributions for current year2020-12-310
Unpaid minimum required contributions for current year2020-12-310
Unpaid minimum required contributions for all years2020-12-310
Total participants, beginning-of-year2020-01-0196
Total number of active participants reported on line 7a of the Form 55002020-01-0165
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-0122
Total of all active and inactive participants2020-01-0187
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-0187
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: KNOWLES, SMITH & ASSOCIATES, LLP CASH BALANCE PLAN 2019 401k membership
Market value of plan assets2019-12-311,207,192
Acturial value of plan assets2019-12-311,207,192
Funding target for retired participants and beneficiaries receiving payment2019-12-310
Number of terminated vested participants2019-12-3111
Fundng target for terminated vested participants2019-12-3130,950
Active participant vested funding target2019-12-311,098,249
Number of active participants2019-12-3191
Total funding liabilities for active participants2019-12-311,199,882
Total participant count2019-12-31102
Total funding target for all participants2019-12-311,230,832
Balance at beginning of prior year after applicable adjustments2019-12-310
Prefunding balance at beginning of prior year after applicable adjustments2019-12-310
Carryover balanced portion elected for use to offset prior years funding requirement2019-12-310
Prefunding balanced used to offset prior years funding requirement2019-12-310
Amount remaining of carryover balance2019-12-310
Amount remaining of prefunding balance2019-12-310
Present value of excess contributions2019-12-310
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2019-12-310
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2019-12-310
Reductions in caryover balances due to elections or deemed elections2019-12-310
Reductions in prefunding balances due to elections or deemed elections2019-12-310
Balance of carryovers at beginning of current year2019-12-310
Balance of prefunding at beginning of current year2019-12-310
Total employer contributions2019-12-317,000
Total employee contributions2019-12-310
Contributions allocated toward unpaid minimum require contributions from prior years2019-12-310
Contributions made to avoid restrictions adjusted to valuation date2019-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2019-12-316,417
Unpaid minimum required contributions for all prior years2019-12-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2019-12-310
Remaining amount of unpaid minimum required contributions2019-12-310
Minimum required contributions for current year target normal cost2019-12-312,336
Net shortfall amortization installment of oustanding balance2019-12-3123,640
Waiver amortization installment2019-12-310
Total funding amount beforereflecting carryover/prefunding balances2019-12-316,177
Carryover balance elected to use to offset funding requirement2019-12-310
Prefunding balance elected to use to offset funding requirement2019-12-310
Additional cash requirement2019-12-316,177
Contributions allocatedtoward minimum required contributions for current year2019-12-316,417
Unpaid minimum required contributions for current year2019-12-310
Unpaid minimum required contributions for all years2019-12-310
Total participants, beginning-of-year2019-01-01102
Total number of active participants reported on line 7a of the Form 55002019-01-0184
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-0112
Total of all active and inactive participants2019-01-0196
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-0196
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: KNOWLES, SMITH & ASSOCIATES, LLP CASH BALANCE PLAN 2018 401k membership
Market value of plan assets2018-12-311,212,329
Acturial value of plan assets2018-12-311,212,329
Funding target for retired participants and beneficiaries receiving payment2018-12-310
Number of terminated vested participants2018-12-318
Fundng target for terminated vested participants2018-12-3120,739
Active participant vested funding target2018-12-311,107,137
Number of active participants2018-12-3196
Total funding liabilities for active participants2018-12-311,107,137
Total participant count2018-12-31104
Total funding target for all participants2018-12-311,127,876
Balance at beginning of prior year after applicable adjustments2018-12-310
Prefunding balance at beginning of prior year after applicable adjustments2018-12-310
Carryover balanced portion elected for use to offset prior years funding requirement2018-12-310
Prefunding balanced used to offset prior years funding requirement2018-12-310
Amount remaining of carryover balance2018-12-310
Amount remaining of prefunding balance2018-12-310
Present value of excess contributions2018-12-3117
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2018-12-3118
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2018-12-310
Balance of carryovers at beginning of current year2018-12-310
Balance of prefunding at beginning of current year2018-12-310
Total employer contributions2018-12-310
Total employee contributions2018-12-310
Contributions allocated toward unpaid minimum require contributions from prior years2018-12-310
Contributions made to avoid restrictions adjusted to valuation date2018-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2018-12-310
Unpaid minimum required contributions for all prior years2018-12-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2018-12-310
Remaining amount of unpaid minimum required contributions2018-12-310
Minimum required contributions for current year target normal cost2018-12-310
Net shortfall amortization installment of oustanding balance2018-12-310
Total funding amount beforereflecting carryover/prefunding balances2018-12-310
Carryover balance elected to use to offset funding requirement2018-12-310
Prefunding balance elected to use to offset funding requirement2018-12-310
Additional cash requirement2018-12-310
Contributions allocatedtoward minimum required contributions for current year2018-12-310
Unpaid minimum required contributions for current year2018-12-310
Unpaid minimum required contributions for all years2018-12-310
Total participants, beginning-of-year2018-01-01104
Total number of active participants reported on line 7a of the Form 55002018-01-0191
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-0111
Total of all active and inactive participants2018-01-01102
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01102
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: KNOWLES, SMITH & ASSOCIATES, LLP CASH BALANCE PLAN 2017 401k membership
Market value of plan assets2017-12-311,531,531
Acturial value of plan assets2017-12-311,531,531
Funding target for retired participants and beneficiaries receiving payment2017-12-310
Number of terminated vested participants2017-12-317
Fundng target for terminated vested participants2017-12-3116,239
Active participant vested funding target2017-12-311,513,896
Number of active participants2017-12-31104
Total funding liabilities for active participants2017-12-311,514,442
Total participant count2017-12-31111
Total funding target for all participants2017-12-311,530,681
Balance at beginning of prior year after applicable adjustments2017-12-310
Prefunding balance at beginning of prior year after applicable adjustments2017-12-310
Carryover balanced portion elected for use to offset prior years funding requirement2017-12-310
Prefunding balanced used to offset prior years funding requirement2017-12-310
Amount remaining of carryover balance2017-12-310
Amount remaining of prefunding balance2017-12-310
Present value of excess contributions2017-12-3166,690
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2017-12-3170,685
Reductions in caryover balances due to elections or deemed elections2017-12-310
Reductions in prefunding balances due to elections or deemed elections2017-12-310
Balance of carryovers at beginning of current year2017-12-310
Balance of prefunding at beginning of current year2017-12-310
Total employer contributions2017-12-311,273
Total employee contributions2017-12-310
Contributions allocated toward unpaid minimum require contributions from prior years2017-12-310
Contributions made to avoid restrictions adjusted to valuation date2017-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2017-12-311,167
Unpaid minimum required contributions for all prior years2017-12-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2017-12-310
Remaining amount of unpaid minimum required contributions2017-12-310
Minimum required contributions for current year target normal cost2017-12-312,000
Net shortfall amortization installment of oustanding balance2017-12-310
Waiver amortization installment2017-12-310
Total funding amount beforereflecting carryover/prefunding balances2017-12-311,150
Carryover balance elected to use to offset funding requirement2017-12-310
Prefunding balance elected to use to offset funding requirement2017-12-310
Additional cash requirement2017-12-311,150
Contributions allocatedtoward minimum required contributions for current year2017-12-311,167
Unpaid minimum required contributions for current year2017-12-310
Unpaid minimum required contributions for all years2017-12-310
Total participants, beginning-of-year2017-01-01111
Total number of active participants reported on line 7a of the Form 55002017-01-0196
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-018
Total of all active and inactive participants2017-01-01104
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01104
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: KNOWLES, SMITH & ASSOCIATES, LLP CASH BALANCE PLAN 2016 401k membership
Market value of plan assets2016-12-311,496,251
Acturial value of plan assets2016-12-311,496,251
Funding target for retired participants and beneficiaries receiving payment2016-12-310
Number of terminated vested participants2016-12-318
Fundng target for terminated vested participants2016-12-3112,468
Active participant vested funding target2016-12-311,428,152
Number of active participants2016-12-31118
Total funding liabilities for active participants2016-12-311,431,565
Total participant count2016-12-31126
Total funding target for all participants2016-12-311,444,033
Balance at beginning of prior year after applicable adjustments2016-12-310
Prefunding balance at beginning of prior year after applicable adjustments2016-12-310
Carryover balanced portion elected for use to offset prior years funding requirement2016-12-310
Prefunding balanced used to offset prior years funding requirement2016-12-310
Amount remaining of carryover balance2016-12-310
Amount remaining of prefunding balance2016-12-310
Present value of excess contributions2016-12-31295,674
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2016-12-31313,444
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2016-12-310
Reductions in caryover balances due to elections or deemed elections2016-12-310
Reductions in prefunding balances due to elections or deemed elections2016-12-310
Balance of carryovers at beginning of current year2016-12-310
Balance of prefunding at beginning of current year2016-12-310
Total employer contributions2016-12-3172,000
Total employee contributions2016-12-310
Contributions allocated toward unpaid minimum require contributions from prior years2016-12-310
Contributions made to avoid restrictions adjusted to valuation date2016-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2016-12-3166,690
Unpaid minimum required contributions for all prior years2016-12-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2016-12-310
Remaining amount of unpaid minimum required contributions2016-12-310
Minimum required contributions for current year target normal cost2016-12-318,000
Net shortfall amortization installment of oustanding balance2016-12-310
Waiver amortization installment2016-12-310
Total funding amount beforereflecting carryover/prefunding balances2016-12-310
Carryover balance elected to use to offset funding requirement2016-12-310
Prefunding balance elected to use to offset funding requirement2016-12-310
Additional cash requirement2016-12-310
Contributions allocatedtoward minimum required contributions for current year2016-12-3166,690
Unpaid minimum required contributions for current year2016-12-310
Unpaid minimum required contributions for all years2016-12-310
Total participants, beginning-of-year2016-01-01119
Total number of active participants reported on line 7a of the Form 55002016-01-01111
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-017
Total of all active and inactive participants2016-01-01118
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01118
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-011

Financial Data on KNOWLES, SMITH & ASSOCIATES, LLP CASH BALANCE PLAN

Measure Date Value
2022 : KNOWLES, SMITH & ASSOCIATES, LLP CASH BALANCE PLAN 2022 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2022-12-31$-245,436
Total unrealized appreciation/depreciation of assets2022-12-31$-245,436
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-195,842
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$70,226
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$57,746
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$552
Value of total assets at end of year2022-12-31$1,218,482
Value of total assets at beginning of year2022-12-31$1,484,550
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$12,480
Total interest from all sources2022-12-31$251
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$23,335
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$23,335
Administrative expenses professional fees incurred2022-12-31$12,480
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$900,000
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2022-12-31$1,329
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2022-12-31$598
Other income not declared elsewhere2022-12-31$731
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-266,068
Value of net assets at end of year (total assets less liabilities)2022-12-31$1,218,482
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$1,484,550
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$1,205,811
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$1,457,341
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-12-31$10,790
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2022-12-31$26,611
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2022-12-31$26,611
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-12-31$251
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$24,725
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31Yes
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$552
Employer contributions (assets) at end of year2022-12-31$552
Employer contributions (assets) at beginning of year2022-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$57,746
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31ELLIOTT DAVIS, PLLC
Accountancy firm EIN2022-12-31570381582
2021 : KNOWLES, SMITH & ASSOCIATES, LLP CASH BALANCE PLAN 2021 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2021-12-31$-21,847
Total unrealized appreciation/depreciation of assets2021-12-31$-21,847
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$73,827
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$23,498
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$10,118
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$0
Value of total assets at end of year2021-12-31$1,484,550
Value of total assets at beginning of year2021-12-31$1,434,221
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$13,380
Total interest from all sources2021-12-31$6
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$24,139
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$24,139
Administrative expenses professional fees incurred2021-12-31$13,380
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$900,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2021-12-31$598
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2021-12-31$690
Other income not declared elsewhere2021-12-31$-93
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$50,329
Value of net assets at end of year (total assets less liabilities)2021-12-31$1,484,550
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$1,434,221
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$1,457,341
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$1,408,829
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-12-31$26,611
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-12-31$24,702
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-12-31$24,702
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2021-12-31$6
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$71,622
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31Yes
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Employer contributions (assets) at end of year2021-12-31$0
Employer contributions (assets) at beginning of year2021-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$10,118
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31ELLIOTT DAVIS, PLLC
Accountancy firm EIN2021-12-31570381582
2020 : KNOWLES, SMITH & ASSOCIATES, LLP CASH BALANCE PLAN 2020 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2020-12-31$55,961
Total unrealized appreciation/depreciation of assets2020-12-31$55,961
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$152,232
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$51,929
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$38,635
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$0
Value of total assets at end of year2020-12-31$1,434,221
Value of total assets at beginning of year2020-12-31$1,333,918
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$13,294
Total interest from all sources2020-12-31$120
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$22,833
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$22,833
Administrative expenses professional fees incurred2020-12-31$13,294
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$900,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-12-31$690
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-12-31$1,056
Other income not declared elsewhere2020-12-31$-366
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$100,303
Value of net assets at end of year (total assets less liabilities)2020-12-31$1,434,221
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$1,333,918
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$1,408,829
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$1,301,404
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-31$24,702
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$24,458
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$24,458
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-12-31$120
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$73,684
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31Yes
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Employer contributions (assets) at end of year2020-12-31$0
Employer contributions (assets) at beginning of year2020-12-31$7,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$38,635
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31ELLIOTT DAVIS, PLLC
Accountancy firm EIN2020-12-31570381582
2019 : KNOWLES, SMITH & ASSOCIATES, LLP CASH BALANCE PLAN 2019 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2019-12-31$111,082
Unrealized appreciation/depreciation of other (non real estate) assets2019-12-31$111,082
Total unrealized appreciation/depreciation of assets2019-12-31$111,082
Total unrealized appreciation/depreciation of assets2019-12-31$111,082
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$156,622
Total income from all sources (including contributions)2019-12-31$156,622
Total loss/gain on sale of assets2019-12-31$0
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$29,896
Total of all expenses incurred2019-12-31$29,896
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$18,934
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$18,934
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$7,000
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$7,000
Value of total assets at end of year2019-12-31$1,333,918
Value of total assets at end of year2019-12-31$1,333,918
Value of total assets at beginning of year2019-12-31$1,207,192
Value of total assets at beginning of year2019-12-31$1,207,192
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$10,962
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$10,962
Total interest from all sources2019-12-31$407
Total interest from all sources2019-12-31$407
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$28,525
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$28,525
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$28,525
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$28,525
Administrative expenses professional fees incurred2019-12-31$10,962
Administrative expenses professional fees incurred2019-12-31$10,962
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$900,000
Value of fidelity bond cover2019-12-31$900,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$1,056
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$1,056
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$1,075
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$1,075
Other income not declared elsewhere2019-12-31$-19
Other income not declared elsewhere2019-12-31$-19
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$126,726
Value of net income/loss2019-12-31$126,726
Value of net assets at end of year (total assets less liabilities)2019-12-31$1,333,918
Value of net assets at end of year (total assets less liabilities)2019-12-31$1,333,918
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$1,207,192
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$1,207,192
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$1,301,404
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$1,301,404
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$1,175,873
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$1,175,873
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$24,458
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$24,458
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$30,244
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$30,244
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$30,244
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$30,244
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$407
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$407
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$9,627
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$9,627
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31Yes
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31Yes
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$7,000
Employer contributions (assets) at end of year2019-12-31$7,000
Employer contributions (assets) at end of year2019-12-31$7,000
Employer contributions (assets) at beginning of year2019-12-31$0
Employer contributions (assets) at beginning of year2019-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$18,934
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31ELLIOTT DAVIS, PLLC
Accountancy firm name2019-12-31ELLIOTT DAVIS, PLLC
Accountancy firm EIN2019-12-31570381582
Accountancy firm EIN2019-12-31570381582
2018 : KNOWLES, SMITH & ASSOCIATES, LLP CASH BALANCE PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$7,539
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$12,711
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$2,190
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$0
Value of total assets at end of year2018-12-31$1,207,192
Value of total assets at beginning of year2018-12-31$1,212,364
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$10,521
Total interest from all sources2018-12-31$1,748
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$23,443
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$23,443
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$900,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-12-31$1,075
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-12-31$0
Other income not declared elsewhere2018-12-31$1,157
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-5,172
Value of net assets at end of year (total assets less liabilities)2018-12-31$1,207,192
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$1,212,364
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$10,521
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$1,175,873
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$1,186,088
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$30,244
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$25,003
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$25,003
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$1,748
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-18,809
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31Yes
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Employer contributions (assets) at end of year2018-12-31$0
Employer contributions (assets) at beginning of year2018-12-31$1,273
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$2,190
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31ELLIOTT DAVIS, PLLC
Accountancy firm EIN2018-12-31570381582
2017 : KNOWLES, SMITH & ASSOCIATES, LLP CASH BALANCE PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$134,988
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$526,155
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$516,945
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$1,273
Value of total assets at end of year2017-12-31$1,212,364
Value of total assets at beginning of year2017-12-31$1,603,531
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$9,210
Total interest from all sources2017-12-31$151
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$32,112
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$32,112
Was this plan covered by a fidelity bond2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-12-31$0
Other income not declared elsewhere2017-12-31$92
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$-391,167
Value of net assets at end of year (total assets less liabilities)2017-12-31$1,212,364
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$1,603,531
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$9,210
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$1,186,088
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$1,510,403
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$25,003
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$21,128
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$21,128
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$151
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$101,360
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31Yes
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$1,273
Employer contributions (assets) at end of year2017-12-31$1,273
Employer contributions (assets) at beginning of year2017-12-31$72,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$516,945
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31ELLIOTT DAVIS, PLLC
Accountancy firm EIN2017-12-31570381582
2016 : KNOWLES, SMITH & ASSOCIATES, LLP CASH BALANCE PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$132,868
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$32,769
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$22,904
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$72,000
Value of total assets at end of year2016-12-31$1,603,531
Value of total assets at beginning of year2016-12-31$1,503,432
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$9,865
Total interest from all sources2016-12-31$10
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$31,740
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$31,740
Administrative expenses professional fees incurred2016-12-31$2,000
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-12-31$664
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$100,099
Value of net assets at end of year (total assets less liabilities)2016-12-31$1,603,531
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$1,503,432
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$7,865
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$1,510,403
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$1,138,878
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$21,128
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$13,890
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$13,890
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$10
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$29,118
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31Yes
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$72,000
Employer contributions (assets) at end of year2016-12-31$72,000
Employer contributions (assets) at beginning of year2016-12-31$350,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$22,904
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31ELLIOTT DAVIS DECOSIMO, PLLC
Accountancy firm EIN2016-12-31570381582

Form 5500 Responses for KNOWLES, SMITH & ASSOCIATES, LLP CASH BALANCE PLAN

2022: KNOWLES, SMITH & ASSOCIATES, LLP CASH BALANCE PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: KNOWLES, SMITH & ASSOCIATES, LLP CASH BALANCE PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: KNOWLES, SMITH & ASSOCIATES, LLP CASH BALANCE PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: KNOWLES, SMITH & ASSOCIATES, LLP CASH BALANCE PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: KNOWLES, SMITH & ASSOCIATES, LLP CASH BALANCE PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: KNOWLES, SMITH & ASSOCIATES, LLP CASH BALANCE PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: KNOWLES, SMITH & ASSOCIATES, LLP CASH BALANCE PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes

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