401k Plan data: GUAVUS, INC 401(K) PLAN plan

GUAVUS, INC 401(K) PLAN 401k Plan overview

Plan Name	GUAVUS, INC 401(K) PLAN
Plan identification number	001

GUAVUS, INC 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

GUAVUS, INC has sponsored the creation of one or more 401k plans.

Company Name: GUAVUS, INC

Employer identification number (EIN): 208588364

NAIC Classification: 511210
NAIC Description: Software Publishers

Form 5500 Filing Information

Submission information for form 5500 for 401k plan GUAVUS, INC 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2017-01-01 COLARA HALL
001 2016-01-01 COLARA HALL
001 2016-01-01
001 2015-01-01 COLARA HALL
001 2014-01-01 ANITA GUPTA ANITA GUPTA 2015-10-14
001 2013-01-01 ANITA GUPTA 2014-10-05 ANITA GUPTA 2014-10-05
001 2012-01-01 KELLY LEJANO 2013-07-26
001 2011-01-01 RHONDA MUELA 2012-06-11
001 2010-01-01 RHONDA MUELA 2011-07-01

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2017-01-01	COLARA HALL
001	2016-01-01	COLARA HALL
001	2016-01-01
001	2015-01-01	COLARA HALL
001	2014-01-01	ANITA GUPTA		ANITA GUPTA	2015-10-14
001	2013-01-01	ANITA GUPTA	2014-10-05	ANITA GUPTA	2014-10-05
001	2012-01-01	KELLY LEJANO	2013-07-26
001	2011-01-01	RHONDA MUELA	2012-06-11
001	2010-01-01	RHONDA MUELA	2011-07-01

Plan Statistics for GUAVUS, INC 401(K) PLAN

401k plan membership statisitcs for GUAVUS, INC 401(K) PLAN

Measure Date Value
2017: GUAVUS, INC 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 106
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 0
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 0
Total of all active and inactive participants 2017-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 0
Number of participants with account balances 2017-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 0
2016: GUAVUS, INC 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 108
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 54
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 51
Total of all active and inactive participants 2016-01-01 105
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 105
Number of participants with account balances 2016-01-01 96
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 0
2015: GUAVUS, INC 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 132
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 59
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 49
Total of all active and inactive participants 2015-01-01 108
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 108
Number of participants with account balances 2015-01-01 97
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: GUAVUS, INC 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 145
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 73
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 59
Total of all active and inactive participants 2014-01-01 132
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 132
Number of participants with account balances 2014-01-01 121
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0

Measure	Date	Value
2017: GUAVUS, INC 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	106
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	0
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	0
Total of all active and inactive participants	2017-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	0
Number of participants with account balances	2017-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	0
2016: GUAVUS, INC 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	108
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	54
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	51
Total of all active and inactive participants	2016-01-01	105
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	105
Number of participants with account balances	2016-01-01	96
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	0
2015: GUAVUS, INC 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	132
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	59
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	49
Total of all active and inactive participants	2015-01-01	108
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	108
Number of participants with account balances	2015-01-01	97
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: GUAVUS, INC 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	145
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	73
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	59
Total of all active and inactive participants	2014-01-01	132
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	132
Number of participants with account balances	2014-01-01	121
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0

Financial Data on GUAVUS, INC 401(K) PLAN

Measure	Date	Value
2017 : GUAVUS, INC 401(K) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets	2017-11-29	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-11-29	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-11-29	$0
Total income from all sources (including contributions)	2017-11-29	$1,297,070
Total loss/gain on sale of assets	2017-11-29	$0
Total of all expenses incurred	2017-11-29	$5,576,703
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-11-29	$5,569,285
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-11-29	$583,591
Value of total assets at end of year	2017-11-29	$0
Value of total assets at beginning of year	2017-11-29	$4,279,633
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-11-29	$7,418
Total interest from all sources	2017-11-29	$4,785
Total dividends received (eg from common stock, registered investment company shares)	2017-11-29	$25,916
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-11-29	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2017-11-29	$0
Total dividends received from registered investment company shares (eg mutual funds)	2017-11-29	$25,916
Was this plan covered by a fidelity bond	2017-11-29	Yes
Value of fidelity bond cover	2017-11-29	$350,000
If this is an individual account plan, was there a blackout period	2017-11-29	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-11-29	$0
Were there any nonexempt tranactions with any party-in-interest	2017-11-29	No
Contributions received from participants	2017-11-29	$525,064
Participant contributions at end of year	2017-11-29	$0
Participant contributions at beginning of year	2017-11-29	$106,253
Participant contributions at end of year	2017-11-29	$0
Participant contributions at beginning of year	2017-11-29	$11,601
Income. Received or receivable in cash from other sources (including rollovers)	2017-11-29	$58,527
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-11-29	No
Value of net income/loss	2017-11-29	$-4,279,633
Value of net assets at end of year (total assets less liabilities)	2017-11-29	$0
Value of net assets at beginning of year (total assets less liabilities)	2017-11-29	$4,279,633
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-11-29	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-11-29	No
Were any leases to which the plan was party in default or uncollectible	2017-11-29	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-11-29	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-11-29	$4,013,790
Interest on participant loans	2017-11-29	$2,962
Income. Interest from loans (other than to participants)	2017-11-29	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2017-11-29	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2017-11-29	$147,989
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2017-11-29	$147,989
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2017-11-29	$1,823
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-11-29	$682,778
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-11-29	No
Was there a failure to transmit to the plan any participant contributions	2017-11-29	No
Has the plan failed to provide any benefit when due under the plan	2017-11-29	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-11-29	$5,569,285
Contract administrator fees	2017-11-29	$7,418
Did the plan have assets held for investment	2017-11-29	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-11-29	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-11-29	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-11-29	Yes
Opinion of an independent qualified public accountant for this plan	2017-11-29	Disclaimer
Accountancy firm name	2017-11-29	MOSS ADAMS LLP
Accountancy firm EIN	2017-11-29	910189318
2016 : GUAVUS, INC 401(K) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets	2016-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total income from all sources (including contributions)	2016-12-31	$1,219,341
Total loss/gain on sale of assets	2016-12-31	$0
Total of all expenses incurred	2016-12-31	$572,377
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$569,813
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$939,087
Value of total assets at end of year	2016-12-31	$4,279,633
Value of total assets at beginning of year	2016-12-31	$3,632,669
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$2,564
Total interest from all sources	2016-12-31	$3,399
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$66,908
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-12-31	$66,908
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$350,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$600,864
Participant contributions at end of year	2016-12-31	$106,253
Participant contributions at beginning of year	2016-12-31	$56,176
Participant contributions at end of year	2016-12-31	$11,601
Participant contributions at beginning of year	2016-12-31	$12,167
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$338,223
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$646,964
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$4,279,633
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$3,632,669
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$4,013,790
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$3,453,287
Interest on participant loans	2016-12-31	$2,569
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2016-12-31	$147,989
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2016-12-31	$111,039
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2016-12-31	$111,039
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2016-12-31	$830
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$209,947
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$569,813
Contract administrator fees	2016-12-31	$2,564
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	MOSS ADAMS LLP
Accountancy firm EIN	2016-12-31	910189318
2015 : GUAVUS, INC 401(K) PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total income from all sources (including contributions)	2015-12-31	$972,558
Total loss/gain on sale of assets	2015-12-31	$0
Total of all expenses incurred	2015-12-31	$581,635
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$578,361
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$1,012,527
Value of total assets at end of year	2015-12-31	$3,632,669
Value of total assets at beginning of year	2015-12-31	$3,241,746
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$3,274
Total interest from all sources	2015-12-31	$2,730
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$58,908
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$58,908
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$350,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$743,467
Participant contributions at end of year	2015-12-31	$56,176
Participant contributions at beginning of year	2015-12-31	$73,128
Participant contributions at end of year	2015-12-31	$12,167
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$269,060
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$390,923
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$3,632,669
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$3,241,746
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$3,453,287
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$3,083,837
Interest on participant loans	2015-12-31	$2,676
Income. Interest from loans (other than to participants)	2015-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2015-12-31	$111,039
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2015-12-31	$84,781
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2015-12-31	$84,781
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2015-12-31	$54
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-101,607
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$578,361
Contract administrator fees	2015-12-31	$3,274
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	MOSS ADAMS LLP
Accountancy firm EIN	2015-12-31	910189318
2014 : GUAVUS, INC 401(K) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$1,401,615
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$485,962
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$480,698
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$1,188,261
Value of total assets at end of year	2014-12-31	$3,241,746
Value of total assets at beginning of year	2014-12-31	$2,326,093
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$5,264
Total interest from all sources	2014-12-31	$2,630
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$48,394
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$48,394
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$350,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$1,147,368
Participant contributions at end of year	2014-12-31	$73,128
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$40,893
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$915,653
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$3,241,746
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$2,326,093
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Investment advisory and management fees	2014-12-31	$2,277
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$3,083,837
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$2,204,009
Interest on participant loans	2014-12-31	$2,621
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2014-12-31	$84,781
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2014-12-31	$122,084
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2014-12-31	$122,084
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2014-12-31	$9
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$162,330
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$480,698
Contract administrator fees	2014-12-31	$2,987
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	MOSS ADAMS LLP
Accountancy firm EIN	2014-12-31	910189318

Form 5500 Responses for GUAVUS, INC 401(K) PLAN

2017: GUAVUS, INC 401(K) PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	Yes
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: GUAVUS, INC 401(K) PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	Yes
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: GUAVUS, INC 401(K) PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: GUAVUS, INC 401(K) PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes

Was this data useful?

If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us. Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer

The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Company Name:	GUAVUS, INC
Employer identification number (EIN):	208588364
NAIC Classification:	511210
NAIC Description:	Software Publishers