401k Plan data: WESTCHESTER HEALTH ASSOCIATES, PLLC 401(K) PLAN plan

WESTCHESTER HEALTH ASSOCIATES, PLLC 401(K) PLAN 401k Plan overview

Plan Name	WESTCHESTER HEALTH ASSOCIATES, PLLC 401(K) PLAN
Plan identification number	001

WESTCHESTER HEALTH ASSOCIATES, PLLC 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

WESTCHESTER HEALTH ASSOCIATES, PLLC has sponsored the creation of one or more 401k plans.

Company Name: WESTCHESTER HEALTH ASSOCIATES, PLLC

Employer identification number (EIN): 208597611

NAIC Classification: 621111
NAIC Description: Offices of Physicians (except Mental Health Specialists)

Additional information about WESTCHESTER HEALTH ASSOCIATES, PLLC

Jurisdiction of Incorporation: New York Department of State

Incorporation Date: 2007-03-07

Company Identification Number: 3485641

Legal Registered Office Address: ATTN: NANCY BERAN, TREASURER
190 GOLDENS BRIDGE ROAD
KATONAH
United States of America (USA)
10536

More information about WESTCHESTER HEALTH ASSOCIATES, PLLC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan WESTCHESTER HEALTH ASSOCIATES, PLLC 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2018-01-01
001 2017-01-01 ANTONIA CALEY
001 2016-01-01 ANTONIA CALEY
001 2015-01-01 PETER MERCURIO
001 2014-01-01 CHRISTOPHER H. LAUER
001 2013-01-01 CHRISTOPHER H. LAUER
001 2012-01-01 CHRISTOPHER H. LAUER
001 2011-01-01 CHRISTOPHER LAUER
001 2009-01-01 SCOTT LEBOWITZ

Plan Statistics for WESTCHESTER HEALTH ASSOCIATES, PLLC 401(K) PLAN

401k plan membership statisitcs for WESTCHESTER HEALTH ASSOCIATES, PLLC 401(K) PLAN

Measure Date Value
2018: WESTCHESTER HEALTH ASSOCIATES, PLLC 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 329
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 0
Number of retired or separated participants receiving benefits 2018-01-01 0
Number of other retired or separated participants entitled to future benefits 2018-01-01 0
Total of all active and inactive participants 2018-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 0
Number of participants with account balances 2018-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 0
2017: WESTCHESTER HEALTH ASSOCIATES, PLLC 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 579
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 5
Number of retired or separated participants receiving benefits 2017-01-01 4
Number of other retired or separated participants entitled to future benefits 2017-01-01 320
Total of all active and inactive participants 2017-01-01 329
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 329
Number of participants with account balances 2017-01-01 331
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 0
2016: WESTCHESTER HEALTH ASSOCIATES, PLLC 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 546
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 448
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 125
Total of all active and inactive participants 2016-01-01 573
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 573
Number of participants with account balances 2016-01-01 466
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 54
2015: WESTCHESTER HEALTH ASSOCIATES, PLLC 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 540
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 458
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 73
Total of all active and inactive participants 2015-01-01 531
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 531
Number of participants with account balances 2015-01-01 456
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 32
2014: WESTCHESTER HEALTH ASSOCIATES, PLLC 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 553
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 461
Number of retired or separated participants receiving benefits 2014-01-01 1
Number of other retired or separated participants entitled to future benefits 2014-01-01 72
Total of all active and inactive participants 2014-01-01 534
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 534
Number of participants with account balances 2014-01-01 466
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 33
2013: WESTCHESTER HEALTH ASSOCIATES, PLLC 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 615
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 387
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 162
Total of all active and inactive participants 2013-01-01 549
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 549
Number of participants with account balances 2013-01-01 549
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 12
2012: WESTCHESTER HEALTH ASSOCIATES, PLLC 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 575
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 464
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 151
Total of all active and inactive participants 2012-01-01 615
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 615
Number of participants with account balances 2012-01-01 532
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 34
2011: WESTCHESTER HEALTH ASSOCIATES, PLLC 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 509
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 432
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 142
Total of all active and inactive participants 2011-01-01 574
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 574
Number of participants with account balances 2011-01-01 488
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 23
2009: WESTCHESTER HEALTH ASSOCIATES, PLLC 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 302
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 348
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 68
Total of all active and inactive participants 2009-01-01 416
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 416
Number of participants with account balances 2009-01-01 353
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 10

Measure	Date	Value
2018: WESTCHESTER HEALTH ASSOCIATES, PLLC 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	329
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	0
Number of retired or separated participants receiving benefits	2018-01-01	0
Number of other retired or separated participants entitled to future benefits	2018-01-01	0
Total of all active and inactive participants	2018-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	0
Number of participants with account balances	2018-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	0
2017: WESTCHESTER HEALTH ASSOCIATES, PLLC 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	579
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	5
Number of retired or separated participants receiving benefits	2017-01-01	4
Number of other retired or separated participants entitled to future benefits	2017-01-01	320
Total of all active and inactive participants	2017-01-01	329
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	329
Number of participants with account balances	2017-01-01	331
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	0
2016: WESTCHESTER HEALTH ASSOCIATES, PLLC 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	546
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	448
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	125
Total of all active and inactive participants	2016-01-01	573
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	573
Number of participants with account balances	2016-01-01	466
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	54
2015: WESTCHESTER HEALTH ASSOCIATES, PLLC 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	540
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	458
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	73
Total of all active and inactive participants	2015-01-01	531
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	531
Number of participants with account balances	2015-01-01	456
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	32
2014: WESTCHESTER HEALTH ASSOCIATES, PLLC 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	553
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	461
Number of retired or separated participants receiving benefits	2014-01-01	1
Number of other retired or separated participants entitled to future benefits	2014-01-01	72
Total of all active and inactive participants	2014-01-01	534
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	534
Number of participants with account balances	2014-01-01	466
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	33
2013: WESTCHESTER HEALTH ASSOCIATES, PLLC 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	615
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	387
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	162
Total of all active and inactive participants	2013-01-01	549
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	549
Number of participants with account balances	2013-01-01	549
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	12
2012: WESTCHESTER HEALTH ASSOCIATES, PLLC 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	575
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	464
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	151
Total of all active and inactive participants	2012-01-01	615
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	615
Number of participants with account balances	2012-01-01	532
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	34
2011: WESTCHESTER HEALTH ASSOCIATES, PLLC 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	509
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	432
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	142
Total of all active and inactive participants	2011-01-01	574
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	574
Number of participants with account balances	2011-01-01	488
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	23
2009: WESTCHESTER HEALTH ASSOCIATES, PLLC 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	302
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	348
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	68
Total of all active and inactive participants	2009-01-01	416
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	416
Number of participants with account balances	2009-01-01	353
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	10

Financial Data on WESTCHESTER HEALTH ASSOCIATES, PLLC 401(K) PLAN

Measure	Date	Value
2018 : WESTCHESTER HEALTH ASSOCIATES, PLLC 401(K) PLAN 2018 401k financial data
Total income from all sources (including contributions)	2018-12-11	$375,411
Total of all expenses incurred	2018-12-11	$30,210,939
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-11	$30,189,475
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-11	$15,525
Value of total assets at end of year	2018-12-11	$0
Value of total assets at beginning of year	2018-12-11	$29,835,528
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-11	$21,464
Total interest from all sources	2018-12-11	$4,265
Total dividends received (eg from common stock, registered investment company shares)	2018-12-11	$174,957
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-11	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2018-12-11	$0
Total dividends received from registered investment company shares (eg mutual funds)	2018-12-11	$174,957
Administrative expenses professional fees incurred	2018-12-11	$14
Was this plan covered by a fidelity bond	2018-12-11	Yes
Value of fidelity bond cover	2018-12-11	$500,000
If this is an individual account plan, was there a blackout period	2018-12-11	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-11	$0
Were there any nonexempt tranactions with any party-in-interest	2018-12-11	No
Participant contributions at end of year	2018-12-11	$0
Participant contributions at beginning of year	2018-12-11	$121,748
Value of other receiveables (less allowance for doubtful accounts) at end of year	2018-12-11	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2018-12-11	$4,049
Administrative expenses (other) incurred	2018-12-11	$21,450
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-11	No
Value of net income/loss	2018-12-11	$-29,835,528
Value of net assets at end of year (total assets less liabilities)	2018-12-11	$0
Value of net assets at beginning of year (total assets less liabilities)	2018-12-11	$29,835,528
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-11	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-11	No
Were any leases to which the plan was party in default or uncollectible	2018-12-11	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-12-11	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-12-11	$28,129,164
Interest on participant loans	2018-12-11	$3,944
Value of interest in common/collective trusts at end of year	2018-12-11	$0
Value of interest in common/collective trusts at beginning of year	2018-12-11	$1,366,244
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2018-12-11	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2018-12-11	$214,323
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2018-12-11	$214,323
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2018-12-11	$321
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-12-11	$167,697
Net investment gain or loss from common/collective trusts	2018-12-11	$12,967
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-11	No
Was there a failure to transmit to the plan any participant contributions	2018-12-11	No
Has the plan failed to provide any benefit when due under the plan	2018-12-11	No
Contributions received in cash from employer	2018-12-11	$15,525
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-11	$30,189,475
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2018-12-11	No
Did the plan have assets held for investment	2018-12-11	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-11	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-11	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-11	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-11	Disclaimer
Accountancy firm name	2018-12-11	TYLER, SIMMS & ST. SAUVEUR
Accountancy firm EIN	2018-12-11	020476956
2017 : WESTCHESTER HEALTH ASSOCIATES, PLLC 401(K) PLAN 2017 401k financial data
Total transfer of assets to this plan	2017-12-31	$664
Total income from all sources (including contributions)	2017-12-31	$6,542,915
Total of all expenses incurred	2017-12-31	$18,073,315
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$18,045,866
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$767,866
Value of total assets at end of year	2017-12-31	$29,835,528
Value of total assets at beginning of year	2017-12-31	$41,365,264
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$27,449
Total interest from all sources	2017-12-31	$8,672
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$542,919
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2017-12-31	$542,919
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$500,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$420,950
Participant contributions at end of year	2017-12-31	$121,748
Participant contributions at beginning of year	2017-12-31	$347,297
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$97,176
Value of other receiveables (less allowance for doubtful accounts) at end of year	2017-12-31	$4,049
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2017-12-31	$640
Administrative expenses (other) incurred	2017-12-31	$27,449
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$-11,530,400
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$29,835,528
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$41,365,264
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$28,129,164
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$37,862,714
Interest on participant loans	2017-12-31	$8,494
Value of interest in common/collective trusts at end of year	2017-12-31	$1,366,244
Value of interest in common/collective trusts at beginning of year	2017-12-31	$1,615,804
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2017-12-31	$214,323
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2017-12-31	$217,409
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2017-12-31	$217,409
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2017-12-31	$178
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$5,191,557
Net investment gain or loss from common/collective trusts	2017-12-31	$31,901
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$249,740
Employer contributions (assets) at beginning of year	2017-12-31	$1,321,400
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$18,045,866
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2017-12-31	No
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	TYLER, SIMMS & ST. SAUVEUR
Accountancy firm EIN	2017-12-31	020476956
2016 : WESTCHESTER HEALTH ASSOCIATES, PLLC 401(K) PLAN 2016 401k financial data
Total income from all sources (including contributions)	2016-12-31	$7,655,071
Total of all expenses incurred	2016-12-31	$3,503,447
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$3,429,694
Expenses. Certain deemed distributions of participant loans	2016-12-31	$38,897
Value of total corrective distributions	2016-12-31	$8,322
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$4,626,452
Value of total assets at end of year	2016-12-31	$41,365,264
Value of total assets at beginning of year	2016-12-31	$37,213,640
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$26,534
Total interest from all sources	2016-12-31	$16,288
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$719,188
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-12-31	$719,188
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$500,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$2,224,610
Participant contributions at end of year	2016-12-31	$347,297
Participant contributions at beginning of year	2016-12-31	$462,393
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$49,879
Value of other receiveables (less allowance for doubtful accounts) at end of year	2016-12-31	$640
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2016-12-31	$4,728
Administrative expenses (other) incurred	2016-12-31	$26,534
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$4,151,624
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$41,365,264
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$37,213,640
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$37,862,714
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$33,382,093
Interest on participant loans	2016-12-31	$16,288
Value of interest in common/collective trusts at end of year	2016-12-31	$1,615,804
Value of interest in common/collective trusts at beginning of year	2016-12-31	$1,901,019
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2016-12-31	$217,409
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2016-12-31	$155,793
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2016-12-31	$155,793
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$2,261,661
Net investment gain or loss from common/collective trusts	2016-12-31	$31,482
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$2,351,963
Employer contributions (assets) at end of year	2016-12-31	$1,321,400
Employer contributions (assets) at beginning of year	2016-12-31	$1,307,614
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$3,429,694
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2016-12-31	No
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	TYLER, SIMMS & ST. SAUVEUR
Accountancy firm EIN	2016-12-31	020476956
2015 : WESTCHESTER HEALTH ASSOCIATES, PLLC 401(K) PLAN 2015 401k financial data
Total income from all sources (including contributions)	2015-12-31	$4,271,115
Total of all expenses incurred	2015-12-31	$1,479,359
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$1,455,071
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$4,569,232
Value of total assets at end of year	2015-12-31	$37,213,640
Value of total assets at beginning of year	2015-12-31	$34,421,884
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$24,288
Total interest from all sources	2015-12-31	$17,337
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$562,346
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$562,346
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$500,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$2,235,537
Participant contributions at end of year	2015-12-31	$462,393
Participant contributions at beginning of year	2015-12-31	$397,894
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$10,785
Value of other receiveables (less allowance for doubtful accounts) at end of year	2015-12-31	$4,728
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2015-12-31	$2,958
Administrative expenses (other) incurred	2015-12-31	$24,288
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$2,791,756
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$37,213,640
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$34,421,884
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$33,382,093
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$30,259,446
Interest on participant loans	2015-12-31	$17,324
Value of interest in common/collective trusts at end of year	2015-12-31	$1,901,019
Value of interest in common/collective trusts at beginning of year	2015-12-31	$2,321,629
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2015-12-31	$155,793
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2015-12-31	$108,993
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2015-12-31	$108,993
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2015-12-31	$13
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-918,492
Net investment gain or loss from common/collective trusts	2015-12-31	$40,692
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$2,322,910
Employer contributions (assets) at end of year	2015-12-31	$1,307,614
Employer contributions (assets) at beginning of year	2015-12-31	$1,330,964
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$1,455,071
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2015-12-31	No
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	TYLER, SIMMS & ST. SAUVEUR
Accountancy firm EIN	2015-12-31	020476956
2014 : WESTCHESTER HEALTH ASSOCIATES, PLLC 401(K) PLAN 2014 401k financial data
Total income from all sources (including contributions)	2014-12-31	$7,092,085
Total of all expenses incurred	2014-12-31	$2,380,635
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$2,360,194
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$4,971,363
Value of total assets at end of year	2014-12-31	$34,421,884
Value of total assets at beginning of year	2014-12-31	$29,710,434
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$20,441
Total interest from all sources	2014-12-31	$17,591
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$577,059
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$577,059
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$500,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$2,183,842
Participant contributions at end of year	2014-12-31	$397,894
Participant contributions at beginning of year	2014-12-31	$441,211
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$409,855
Value of other receiveables (less allowance for doubtful accounts) at end of year	2014-12-31	$2,958
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2014-12-31	$2,894
Administrative expenses (other) incurred	2014-12-31	$20,441
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$4,711,450
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$34,421,884
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$29,710,434
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$30,259,446
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$25,592,917
Interest on participant loans	2014-12-31	$17,583
Value of interest in common/collective trusts at end of year	2014-12-31	$2,321,629
Value of interest in common/collective trusts at beginning of year	2014-12-31	$2,191,133
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2014-12-31	$108,993
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2014-12-31	$49,781
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2014-12-31	$49,781
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2014-12-31	$8
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$1,488,940
Net investment gain or loss from common/collective trusts	2014-12-31	$37,132
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$2,377,666
Employer contributions (assets) at end of year	2014-12-31	$1,330,964
Employer contributions (assets) at beginning of year	2014-12-31	$1,432,498
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$2,360,194
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2014-12-31	No
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	TYLER, SIMMS & ST. SAUVEUR
Accountancy firm EIN	2014-12-31	020476956
2013 : WESTCHESTER HEALTH ASSOCIATES, PLLC 401(K) PLAN 2013 401k financial data
Total income from all sources (including contributions)	2013-12-31	$8,647,676
Total of all expenses incurred	2013-12-31	$567,286
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$562,252
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$4,902,212
Value of total assets at end of year	2013-12-31	$29,710,434
Value of total assets at beginning of year	2013-12-31	$21,630,044
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$5,034
Total interest from all sources	2013-12-31	$16,795
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$538,928
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$538,928
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$500,000
If this is an individual account plan, was there a blackout period	2013-12-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$1,898,406
Participant contributions at end of year	2013-12-31	$441,211
Participant contributions at beginning of year	2013-12-31	$342,823
Participant contributions at beginning of year	2013-12-31	$6,837
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$608,790
Value of other receiveables (less allowance for doubtful accounts) at end of year	2013-12-31	$2,894
Administrative expenses (other) incurred	2013-12-31	$5,034
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$8,080,390
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$29,710,434
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$21,630,044
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$25,592,917
Value of interest in pooled separate accounts at beginning of year	2013-12-31	$19,902,817
Interest on participant loans	2013-12-31	$16,795
Value of interest in common/collective trusts at end of year	2013-12-31	$2,191,133
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2013-12-31	$49,781
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$2,393,121
Net investment gain/loss from pooled separate accounts	2013-12-31	$777,173
Net investment gain or loss from common/collective trusts	2013-12-31	$19,447
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$2,395,016
Employer contributions (assets) at end of year	2013-12-31	$1,432,498
Employer contributions (assets) at beginning of year	2013-12-31	$1,377,567
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$562,252
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2013-12-31	Yes
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	TYLER, SIMMS & ST. SAUVEUR
Accountancy firm EIN	2013-12-31	020476956
2012 : WESTCHESTER HEALTH ASSOCIATES, PLLC 401(K) PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total transfer of assets to this plan	2012-12-31	$0
Total transfer of assets from this plan	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$6,476,321
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$513,923
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$511,848
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$4,748,010
Value of total assets at end of year	2012-12-31	$21,630,044
Value of total assets at beginning of year	2012-12-31	$15,667,646
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$2,075
Total interest from all sources	2012-12-31	$10,681
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$500,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$1,717,319
Participant contributions at end of year	2012-12-31	$342,823
Participant contributions at beginning of year	2012-12-31	$227,645
Participant contributions at end of year	2012-12-31	$6,837
Participant contributions at beginning of year	2012-12-31	$5,985
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$786,945
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$5,962,398
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$21,630,044
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$15,667,646
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in pooled separate accounts at end of year	2012-12-31	$19,902,817
Value of interest in pooled separate accounts at beginning of year	2012-12-31	$14,284,006
Interest on participant loans	2012-12-31	$10,681
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2012-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2012-12-31	$0
Net investment gain/loss from pooled separate accounts	2012-12-31	$1,717,630
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$2,243,746
Employer contributions (assets) at end of year	2012-12-31	$1,377,567
Employer contributions (assets) at beginning of year	2012-12-31	$1,150,010
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$511,848
Contract administrator fees	2012-12-31	$2,075
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	GETTRY MARCUS CPA, P.C.
Accountancy firm EIN	2012-12-31	133418879
2011 : WESTCHESTER HEALTH ASSOCIATES, PLLC 401(K) PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total transfer of assets to this plan	2011-12-31	$0
Total transfer of assets from this plan	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$4,285,602
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$521,129
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$520,064
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$4,371,709
Value of total assets at end of year	2011-12-31	$15,667,646
Value of total assets at beginning of year	2011-12-31	$11,903,173
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$1,065
Total interest from all sources	2011-12-31	$6,932
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$433,557
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$433,557
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$500,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$1,529,891
Participant contributions at end of year	2011-12-31	$227,645
Participant contributions at beginning of year	2011-12-31	$131,009
Participant contributions at end of year	2011-12-31	$5,985
Participant contributions at beginning of year	2011-12-31	$30,979
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$971,769
Administrative expenses (other) incurred	2011-12-31	$1,065
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Income. Non cash contributions	2011-12-31	$0
Value of net income/loss	2011-12-31	$3,764,473
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$15,667,646
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$11,903,173
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in pooled separate accounts at end of year	2011-12-31	$14,284,006
Value of interest in pooled separate accounts at beginning of year	2011-12-31	$10,387,750
Interest on participant loans	2011-12-31	$6,932
Value of interest in common/collective trusts at beginning of year	2011-12-31	$179,518
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2011-12-31	$0
Net investment gain/loss from pooled separate accounts	2011-12-31	$-526,596
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$1,870,049
Employer contributions (assets) at end of year	2011-12-31	$1,150,010
Employer contributions (assets) at beginning of year	2011-12-31	$1,173,917
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$520,064
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	GETTRY MARCUS STERN & LEHRER CPA PC
Accountancy firm EIN	2011-12-31	133418879
2010 : WESTCHESTER HEALTH ASSOCIATES, PLLC 401(K) PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total transfer of assets to this plan	2010-12-31	$456,823
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$4,455,777
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$120,618
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$111,775
Expenses. Certain deemed distributions of participant loans	2010-12-31	$8,343
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$3,539,481
Value of total assets at end of year	2010-12-31	$11,903,173
Value of total assets at beginning of year	2010-12-31	$7,111,191
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$500
Total interest from all sources	2010-12-31	$3,677
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$186,114
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$186,114
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$500,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$1,345,650
Participant contributions at end of year	2010-12-31	$131,009
Participant contributions at beginning of year	2010-12-31	$80,295
Participant contributions at end of year	2010-12-31	$30,979
Participant contributions at beginning of year	2010-12-31	$37,260
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$352,384
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$4,335,159
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$11,903,173
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$7,111,191
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in pooled separate accounts at end of year	2010-12-31	$10,387,750
Value of interest in pooled separate accounts at beginning of year	2010-12-31	$6,060,598
Interest on participant loans	2010-12-31	$3,061
Value of interest in common/collective trusts at end of year	2010-12-31	$179,518
Value of interest in common/collective trusts at beginning of year	2010-12-31	$41,762
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2010-12-31	$616
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2010-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2010-12-31	$25,627
Net investment gain/loss from pooled separate accounts	2010-12-31	$726,505
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$1,841,447
Employer contributions (assets) at end of year	2010-12-31	$1,173,917
Employer contributions (assets) at beginning of year	2010-12-31	$865,649
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$111,775
Contract administrator fees	2010-12-31	$500
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	GETTRY MARCUS STERN & LEHRER CPA PC
Accountancy firm EIN	2010-12-31	133418879
2009 : WESTCHESTER HEALTH ASSOCIATES, PLLC 401(K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for WESTCHESTER HEALTH ASSOCIATES, PLLC 401(K) PLAN

2018: WESTCHESTER HEALTH ASSOCIATES, PLLC 401(K) PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	This submission is the final filing	Yes
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: WESTCHESTER HEALTH ASSOCIATES, PLLC 401(K) PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: WESTCHESTER HEALTH ASSOCIATES, PLLC 401(K) PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: WESTCHESTER HEALTH ASSOCIATES, PLLC 401(K) PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: WESTCHESTER HEALTH ASSOCIATES, PLLC 401(K) PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: WESTCHESTER HEALTH ASSOCIATES, PLLC 401(K) PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: WESTCHESTER HEALTH ASSOCIATES, PLLC 401(K) PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: WESTCHESTER HEALTH ASSOCIATES, PLLC 401(K) PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: WESTCHESTER HEALTH ASSOCIATES, PLLC 401(K) PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )

Policy contract number

GA-824392

Policy instance

Insurance contract or identification number	GA-824392
Number of Individuals Covered	0
Insurance policy start date	2013-01-01
Insurance policy end date	2013-06-30
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )

Policy contract number

GA-824392

Policy instance

Insurance contract or identification number	GA-824392
Number of Individuals Covered	515
Insurance policy start date	2012-01-01
Insurance policy end date	2012-12-31
Total amount of commissions paid to insurance broker	USD $40,238
Total amount of fees paid to insurance company	USD $8,048
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $40,238
Amount paid for insurance broker fees	0
Additional information about fees paid to insurance broker	SALES & MARKETING
Insurance broker organization code?	3
Insurance broker name	THE BENEFIT PRACTICE

HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )

Policy contract number

GA-824392

Policy instance

Insurance contract or identification number	GA-824392
Number of Individuals Covered	469
Insurance policy start date	2011-01-01
Insurance policy end date	2011-12-31
Total amount of commissions paid to insurance broker	USD $23,592
Total amount of fees paid to insurance company	USD $30,332
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No

HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )

Policy contract number

GA-710471

Policy instance

Insurance contract or identification number	GA-710471
Number of Individuals Covered	384
Insurance policy start date	2010-01-01
Insurance policy end date	2010-12-31
Total amount of commissions paid to insurance broker	USD $33,334
Total amount of fees paid to insurance company	USD $3,698
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No

Potentially related plans

WESTCHESTER HEALTH AND WELFARE FUND [EIN = 273841580]

Was this data useful?

If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us. Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer

The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Company Name:	WESTCHESTER HEALTH ASSOCIATES, PLLC
Employer identification number (EIN):	208597611
NAIC Classification:	621111
NAIC Description:	Offices of Physicians (except Mental Health Specialists)

Jurisdiction of Incorporation:	New York Department of State
Incorporation Date:	2007-03-07
Company Identification Number:	3485641
Legal Registered Office Address:	ATTN: NANCY BERAN, TREASURER 190 GOLDENS BRIDGE ROAD KATONAH United States of America (USA) 10536

Plan id#	Filing Submission Date	Name of Administrator
001	2018-01-01
001	2017-01-01	ANTONIA CALEY
001	2016-01-01	ANTONIA CALEY
001	2015-01-01	PETER MERCURIO
001	2014-01-01	CHRISTOPHER H. LAUER
001	2013-01-01	CHRISTOPHER H. LAUER
001	2012-01-01	CHRISTOPHER H. LAUER
001	2011-01-01	CHRISTOPHER LAUER
001	2009-01-01	SCOTT LEBOWITZ