401k Plan data: LG NANOH2O, LLC 401(K) PROFIT SHARING PLAN AND TRUST plan

LG NANOH2O, LLC 401(K) PROFIT SHARING PLAN AND TRUST 401k Plan overview

Plan Name	LG NANOH2O, LLC 401(K) PROFIT SHARING PLAN AND TRUST
Plan identification number	001

LG NANOH2O, LLC 401(K) PROFIT SHARING PLAN AND TRUST Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

NANOH20, INC. has sponsored the creation of one or more 401k plans.

Company Name: NANOH20, INC.

Employer identification number (EIN): 208643276

NAIC Classification: 325900
NAIC Description: Other Chemical Product and Preparation Manufacturing

Form 5500 Filing Information

Submission information for form 5500 for 401k plan LG NANOH2O, LLC 401(K) PROFIT SHARING PLAN AND TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2022-01-01 JEONGMIN PARK 2023-08-15 ANTHONY HONG 2023-08-15
001 2021-01-01 JEONGMIN PARK 2022-05-16 JEONGMIN PARK 2022-05-16
001 2020-01-01 SEDONG HONG 2021-10-06
001 2019-01-01 CICI HU 2020-06-10
001 2018-01-01
001 2017-01-01 CICI HU
001 2016-01-01 RAYLENE D PROUT
001 2015-01-01 RAYLENE PROUT
001 2015-01-01 RAYLENE PROUT
001 2014-01-01 RAYLENE PROUT
001 2013-01-01 RAYLENE D. PROUT 2014-07-31
001 2012-01-01 RAYLENE PROUT 2015-01-28
001 2011-01-01 NANO H2O INC 2012-07-26
001 2010-01-01 NANO H2O INC 2011-06-09

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2022-01-01	JEONGMIN PARK	2023-08-15	ANTHONY HONG	2023-08-15
001	2021-01-01	JEONGMIN PARK	2022-05-16	JEONGMIN PARK	2022-05-16
001	2020-01-01	SEDONG HONG	2021-10-06
001	2019-01-01	CICI HU	2020-06-10
001	2018-01-01
001	2017-01-01	CICI HU
001	2016-01-01	RAYLENE D PROUT
001	2015-01-01	RAYLENE PROUT
001	2015-01-01	RAYLENE PROUT
001	2014-01-01	RAYLENE PROUT
001	2013-01-01	RAYLENE D. PROUT	2014-07-31
001	2012-01-01	RAYLENE PROUT	2015-01-28
001	2011-01-01	NANO H2O INC	2012-07-26
001	2010-01-01	NANO H2O INC	2011-06-09

Plan Statistics for LG NANOH2O, LLC 401(K) PROFIT SHARING PLAN AND TRUST

401k plan membership statisitcs for LG NANOH2O, LLC 401(K) PROFIT SHARING PLAN AND TRUST

Measure Date Value
2018: LG NANOH2O, LLC 401(K) PROFIT SHARING PLAN AND TRUST 2018 401k membership
Total participants, beginning-of-year 2018-01-01 103
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 30
Number of retired or separated participants receiving benefits 2018-01-01 0
Number of other retired or separated participants entitled to future benefits 2018-01-01 16
Total of all active and inactive participants 2018-01-01 46
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 46
Number of participants with account balances 2018-01-01 30
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 0
2017: LG NANOH2O, LLC 401(K) PROFIT SHARING PLAN AND TRUST 2017 401k membership
Total participants, beginning-of-year 2017-01-01 104
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 28
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 75
Total of all active and inactive participants 2017-01-01 103
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 103
Number of participants with account balances 2017-01-01 86
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 0
2016: LG NANOH2O, LLC 401(K) PROFIT SHARING PLAN AND TRUST 2016 401k membership
Total participants, beginning-of-year 2016-01-01 108
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 26
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 78
Total of all active and inactive participants 2016-01-01 104
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 104
Number of participants with account balances 2016-01-01 88
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 0
2015: LG NANOH2O, LLC 401(K) PROFIT SHARING PLAN AND TRUST 2015 401k membership
Total participants, beginning-of-year 2015-01-01 153
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 30
Total of all active and inactive participants 2015-01-01 30
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 30
Number of participants with account balances 2015-01-01 96
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 78
2014: LG NANOH2O, LLC 401(K) PROFIT SHARING PLAN AND TRUST 2014 401k membership
Total participants, beginning-of-year 2014-01-01 131
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 108
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 47
Total of all active and inactive participants 2014-01-01 155
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 155
Number of participants with account balances 2014-01-01 106
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0

Measure	Date	Value
2018: LG NANOH2O, LLC 401(K) PROFIT SHARING PLAN AND TRUST 2018 401k membership
Total participants, beginning-of-year	2018-01-01	103
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	30
Number of retired or separated participants receiving benefits	2018-01-01	0
Number of other retired or separated participants entitled to future benefits	2018-01-01	16
Total of all active and inactive participants	2018-01-01	46
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	46
Number of participants with account balances	2018-01-01	30
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	0
2017: LG NANOH2O, LLC 401(K) PROFIT SHARING PLAN AND TRUST 2017 401k membership
Total participants, beginning-of-year	2017-01-01	104
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	28
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	75
Total of all active and inactive participants	2017-01-01	103
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	103
Number of participants with account balances	2017-01-01	86
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	0
2016: LG NANOH2O, LLC 401(K) PROFIT SHARING PLAN AND TRUST 2016 401k membership
Total participants, beginning-of-year	2016-01-01	108
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	26
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	78
Total of all active and inactive participants	2016-01-01	104
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	104
Number of participants with account balances	2016-01-01	88
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	0
2015: LG NANOH2O, LLC 401(K) PROFIT SHARING PLAN AND TRUST 2015 401k membership
Total participants, beginning-of-year	2015-01-01	153
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	30
Total of all active and inactive participants	2015-01-01	30
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	30
Number of participants with account balances	2015-01-01	96
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	78
2014: LG NANOH2O, LLC 401(K) PROFIT SHARING PLAN AND TRUST 2014 401k membership
Total participants, beginning-of-year	2014-01-01	131
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	108
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	47
Total of all active and inactive participants	2014-01-01	155
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	155
Number of participants with account balances	2014-01-01	106
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0

Financial Data on LG NANOH2O, LLC 401(K) PROFIT SHARING PLAN AND TRUST

Measure	Date	Value
2018 : LG NANOH2O, LLC 401(K) PROFIT SHARING PLAN AND TRUST 2018 401k financial data
Total income from all sources (including contributions)	2018-12-31	$80,186
Total of all expenses incurred	2018-12-31	$193,968
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$186,053
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$138,891
Value of total assets at end of year	2018-12-31	$997,444
Value of total assets at beginning of year	2018-12-31	$1,111,226
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$7,915
Total interest from all sources	2018-12-31	$1,660
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Was this plan covered by a fidelity bond	2018-12-31	No
If this is an individual account plan, was there a blackout period	2018-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$132,844
Participant contributions at end of year	2018-12-31	$22,208
Participant contributions at beginning of year	2018-12-31	$29,868
Value of other receiveables (less allowance for doubtful accounts) at end of year	2018-12-31	$258
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2018-12-31	$0
Administrative expenses (other) incurred	2018-12-31	$2,492
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$-113,782
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$997,444
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$1,111,226
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Investment advisory and management fees	2018-12-31	$5,423
Value of interest in pooled separate accounts at end of year	2018-12-31	$929,895
Value of interest in pooled separate accounts at beginning of year	2018-12-31	$981,249
Interest on participant loans	2018-12-31	$1,298
Interest earned on other investments	2018-12-31	$362
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2018-12-31	$45,083
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2018-12-31	$100,109
Net investment gain/loss from pooled separate accounts	2018-12-31	$-60,365
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	No
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Contributions received in cash from employer	2018-12-31	$6,047
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$186,053
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2018-12-31	No
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	PDM, LLP
Accountancy firm EIN	2018-12-31	330783700
2017 : LG NANOH2O, LLC 401(K) PROFIT SHARING PLAN AND TRUST 2017 401k financial data
Total income from all sources (including contributions)	2017-12-31	$262,985
Total of all expenses incurred	2017-12-31	$157,802
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$149,640
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$116,322
Value of total assets at end of year	2017-12-31	$1,111,226
Value of total assets at beginning of year	2017-12-31	$1,006,043
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$8,162
Total interest from all sources	2017-12-31	$2,237
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$150,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$116,322
Participant contributions at end of year	2017-12-31	$29,868
Participant contributions at beginning of year	2017-12-31	$38,168
Administrative expenses (other) incurred	2017-12-31	$3,330
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$105,183
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$1,111,226
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$1,006,043
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Investment advisory and management fees	2017-12-31	$4,832
Value of interest in pooled separate accounts at end of year	2017-12-31	$981,249
Value of interest in pooled separate accounts at beginning of year	2017-12-31	$809,576
Interest on participant loans	2017-12-31	$1,534
Interest earned on other investments	2017-12-31	$703
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2017-12-31	$100,109
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2017-12-31	$158,299
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$-5,734
Net investment gain/loss from pooled separate accounts	2017-12-31	$150,160
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$149,640
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2017-12-31	No
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	PDM, LLP
Accountancy firm EIN	2017-12-31	330783700
2016 : LG NANOH2O, LLC 401(K) PROFIT SHARING PLAN AND TRUST 2016 401k financial data
Total income from all sources (including contributions)	2016-12-31	$177,950
Total of all expenses incurred	2016-12-31	$156,777
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$136,579
Value of total corrective distributions	2016-12-31	$11,866
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$135,999
Value of total assets at end of year	2016-12-31	$1,006,043
Value of total assets at beginning of year	2016-12-31	$984,870
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$8,332
Total interest from all sources	2016-12-31	$2,167
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$100,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$135,999
Participant contributions at end of year	2016-12-31	$38,168
Other income not declared elsewhere	2016-12-31	$402
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$21,173
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$1,006,043
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$984,870
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Value of interest in pooled separate accounts at end of year	2016-12-31	$809,576
Value of interest in pooled separate accounts at beginning of year	2016-12-31	$885,199
Interest on participant loans	2016-12-31	$1,355
Interest earned on other investments	2016-12-31	$812
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2016-12-31	$158,299
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2016-12-31	$99,671
Net investment gain/loss from pooled separate accounts	2016-12-31	$39,382
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$136,579
Contract administrator fees	2016-12-31	$8,332
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2016-12-31	No
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	PDM, LLP
Accountancy firm EIN	2016-12-31	330783700
2015 : LG NANOH2O, LLC 401(K) PROFIT SHARING PLAN AND TRUST 2015 401k financial data
Total income from all sources (including contributions)	2015-12-31	$253,347
Total of all expenses incurred	2015-12-31	$409,861
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$382,332
Value of total corrective distributions	2015-12-31	$19,004
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$260,357
Value of total assets at end of year	2015-12-31	$984,870
Value of total assets at beginning of year	2015-12-31	$1,141,384
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$8,525
Total interest from all sources	2015-12-31	$15
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Administrative expenses professional fees incurred	2015-12-31	$8,525
Was this plan covered by a fidelity bond	2015-12-31	No
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$234,224
Participant contributions at beginning of year	2015-12-31	$17,944
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$26,133
Other income not declared elsewhere	2015-12-31	$628
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$-156,514
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$984,870
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$1,141,384
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Value of interest in pooled separate accounts at end of year	2015-12-31	$885,199
Value of interest in pooled separate accounts at beginning of year	2015-12-31	$1,010,208
Interest on participant loans	2015-12-31	$15
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2015-12-31	$99,671
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2015-12-31	$113,232
Net investment gain/loss from pooled separate accounts	2015-12-31	$-7,653
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$382,332
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	PDM, LLP
Accountancy firm EIN	2015-12-31	330783700
2014 : LG NANOH2O, LLC 401(K) PROFIT SHARING PLAN AND TRUST 2014 401k financial data
Total income from all sources (including contributions)	2014-12-31	$420,408
Total of all expenses incurred	2014-12-31	$198,999
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$171,137
Value of total corrective distributions	2014-12-31	$18,826
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$373,878
Value of total assets at end of year	2014-12-31	$1,141,384
Value of total assets at beginning of year	2014-12-31	$919,975
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$9,036
Total interest from all sources	2014-12-31	$242
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Administrative expenses professional fees incurred	2014-12-31	$1,151
Was this plan covered by a fidelity bond	2014-12-31	No
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$318,875
Participant contributions at end of year	2014-12-31	$17,944
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$55,003
Other income not declared elsewhere	2014-12-31	$1,053
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$221,409
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$1,141,384
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$919,975
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Investment advisory and management fees	2014-12-31	$7,885
Value of interest in pooled separate accounts at end of year	2014-12-31	$1,010,208
Value of interest in pooled separate accounts at beginning of year	2014-12-31	$828,708
Interest on participant loans	2014-12-31	$242
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2014-12-31	$113,232
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2014-12-31	$91,267
Net investment gain/loss from pooled separate accounts	2014-12-31	$45,235
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$171,137
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	PDM, LLP
Accountancy firm EIN	2014-12-31	330783700
2013 : LG NANOH2O, LLC 401(K) PROFIT SHARING PLAN AND TRUST 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$142,554
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$357
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$227
Expenses. Certain deemed distributions of participant loans	2013-12-31	$0
Value of total corrective distributions	2013-12-31	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$43,290
Value of total assets at end of year	2013-12-31	$785,229
Value of total assets at beginning of year	2013-12-31	$643,032
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$130
Total interest from all sources	2013-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$268
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$268
Assets. Real estate other than employer real property at beginning of year	2013-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2013-12-31	$0
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$64,303
If this is an individual account plan, was there a blackout period	2013-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$43,290
Participant contributions at beginning of year	2013-12-31	$0
Participant contributions at end of year	2013-12-31	$0
Participant contributions at beginning of year	2013-12-31	$0
Assets. Other investments not covered elsewhere at end of year	2013-12-31	$0
Assets. Other investments not covered elsewhere at beginning of year	2013-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2013-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2013-12-31	$0
Assets. Loans (other than to participants) at beginning of year	2013-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2013-12-31	$0
Administrative expenses (other) incurred	2013-12-31	$130
Liabilities. Value of operating payables at beginning of year	2013-12-31	$0
Total non interest bearing cash at beginning of year	2013-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$142,197
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$785,229
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$643,032
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Assets. partnership/joint venture interests at beginning of year	2013-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$633,387
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$571,715
Interest on participant loans	2013-12-31	$0
Value of interest in master investment trust accounts at beginning of year	2013-12-31	$0
Value of interest in common/collective trusts at beginning of year	2013-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2013-12-31	$151,842
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2013-12-31	$71,317
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2013-12-31	$71,317
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2013-12-31	$0
Assets. Value of investments in 103.12 investment entities at beginning of year	2013-12-31	$0
Asset value of US Government securities at beginning of year	2013-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$98,996
Net investment gain/loss from pooled separate accounts	2013-12-31	$0
Net investment gain or loss from common/collective trusts	2013-12-31	$0
Net gain/loss from 103.12 investment entities	2013-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Assets. Invements in employer securities at beginning of year	2013-12-31	$0
Assets. Value of employer real property at beginning of year	2013-12-31	$0
Contributions received in cash from employer	2013-12-31	$0
Employer contributions (assets) at end of year	2013-12-31	$0
Employer contributions (assets) at beginning of year	2013-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$227
Asset. Corporate debt instrument preferred debt at beginning of year	2013-12-31	$0
Asset. Corporate debt instrument debt (other) at beginning of year	2013-12-31	$0
Contract administrator fees	2013-12-31	$0
Assets. Corporate common stocks other than exployer securities at beginning of year	2013-12-31	$0
Liabilities. Value of benefit claims payable at beginning of year	2013-12-31	$0
Assets. Value of buildings and other operty used in plan operation at beginning of year	2013-12-31	$0
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Liabilities. Value of acquisition indebtedness at beginning of year	2013-12-31	$0
Opinion of an independent qualified public accountant for this plan	2013-12-31	Unqualified

Form 5500 Responses for LG NANOH2O, LLC 401(K) PROFIT SHARING PLAN AND TRUST

2018: LG NANOH2O, LLC 401(K) PROFIT SHARING PLAN AND TRUST 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Plan funding arrangement – Insurance	Yes
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement – Insurance	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: LG NANOH2O, LLC 401(K) PROFIT SHARING PLAN AND TRUST 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Plan funding arrangement – Insurance	Yes
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement – Insurance	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: LG NANOH2O, LLC 401(K) PROFIT SHARING PLAN AND TRUST 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Plan funding arrangement – Insurance	Yes
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement – Insurance	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: LG NANOH2O, LLC 401(K) PROFIT SHARING PLAN AND TRUST 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	Yes
2015-01-01	Plan funding arrangement – Insurance	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement – Insurance	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: LG NANOH2O, LLC 401(K) PROFIT SHARING PLAN AND TRUST 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement – Insurance	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )

Policy contract number

804120

Policy instance

Insurance contract or identification number	804120
Number of Individuals Covered	30
Insurance policy start date	2018-01-01
Insurance policy end date	2018-12-31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )

Policy contract number

804120

Policy instance

Insurance contract or identification number	804120
Number of Individuals Covered	86
Insurance policy start date	2017-01-01
Insurance policy end date	2017-12-31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )

Policy contract number

804120-000

Policy instance

Insurance contract or identification number	804120-000
Number of Individuals Covered	96
Insurance policy start date	2015-01-01
Insurance policy end date	2015-12-31
Total amount of commissions paid to insurance broker	USD $4,768
Total amount of fees paid to insurance company	USD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )

Policy contract number

804120-000

Policy instance

Insurance contract or identification number	804120-000
Number of Individuals Covered	106
Insurance policy start date	2014-01-01
Insurance policy end date	2014-12-31
Total amount of commissions paid to insurance broker	USD $4,722
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $4,722
Insurance broker organization code?	3
Insurance broker name	MARY FRANCISCO

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Company Name:	NANOH20, INC.
Employer identification number (EIN):	208643276
NAIC Classification:	325900
NAIC Description:	Other Chemical Product and Preparation Manufacturing