SWT ARIZONA INVESTMENTS LLC has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan SWT ARIZONA INVESTMENTS LLC 401(K) PLAN
Measure | Date | Value |
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2022 : SWT ARIZONA INVESTMENTS LLC 401(K) PLAN 2022 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2022-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $2,080 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $2,080 |
Total income from all sources (including contributions) | 2022-12-31 | $-52,795 |
Total loss/gain on sale of assets | 2022-12-31 | $0 |
Total of all expenses incurred | 2022-12-31 | $26,958 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-12-31 | $19,813 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-12-31 | $30,920 |
Value of total assets at end of year | 2022-12-31 | $428,943 |
Value of total assets at beginning of year | 2022-12-31 | $508,696 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-12-31 | $7,145 |
Total interest from all sources | 2022-12-31 | $829 |
Total dividends received (eg from common stock, registered investment company shares) | 2022-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-12-31 | No |
Was this plan covered by a fidelity bond | 2022-12-31 | Yes |
Value of fidelity bond cover | 2022-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2022-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2022-12-31 | No |
Contributions received from participants | 2022-12-31 | $30,920 |
Participant contributions at end of year | 2022-12-31 | $18,784 |
Participant contributions at beginning of year | 2022-12-31 | $15,238 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2022-12-31 | $2,080 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2022-12-31 | $2,080 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Value of net income/loss | 2022-12-31 | $-79,753 |
Value of net assets at end of year (total assets less liabilities) | 2022-12-31 | $426,863 |
Value of net assets at beginning of year (total assets less liabilities) | 2022-12-31 | $506,616 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2022-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2022-12-31 | No |
Value of interest in pooled separate accounts at end of year | 2022-12-31 | $393,173 |
Value of interest in pooled separate accounts at beginning of year | 2022-12-31 | $489,837 |
Interest on participant loans | 2022-12-31 | $733 |
Interest earned on other investments | 2022-12-31 | $96 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2022-12-31 | $16,986 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2022-12-31 | $3,621 |
Net investment gain/loss from pooled separate accounts | 2022-12-31 | $-84,544 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2022-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2022-12-31 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-12-31 | $19,813 |
Contract administrator fees | 2022-12-31 | $7,145 |
Did the plan have assets held for investment | 2022-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2022-12-31 | Unqualified |
Accountancy firm name | 2022-12-31 | COULTER & JUSTUS |
Accountancy firm EIN | 2022-12-31 | 621532536 |
2021 : SWT ARIZONA INVESTMENTS LLC 401(K) PLAN 2021 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2021-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
Total income from all sources (including contributions) | 2021-12-31 | $94,105 |
Total loss/gain on sale of assets | 2021-12-31 | $0 |
Total of all expenses incurred | 2021-12-31 | $13,505 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-12-31 | $1,593 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-12-31 | $35,347 |
Value of total assets at end of year | 2021-12-31 | $508,696 |
Value of total assets at beginning of year | 2021-12-31 | $429,097 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-12-31 | $11,912 |
Total interest from all sources | 2021-12-31 | $132 |
Total dividends received (eg from common stock, registered investment company shares) | 2021-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-12-31 | No |
Was this plan covered by a fidelity bond | 2021-12-31 | Yes |
Value of fidelity bond cover | 2021-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2021-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2021-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2021-12-31 | No |
Contributions received from participants | 2021-12-31 | $35,347 |
Participant contributions at end of year | 2021-12-31 | $15,238 |
Participant contributions at beginning of year | 2021-12-31 | $641 |
Participant contributions at end of year | 2021-12-31 | $0 |
Participant contributions at beginning of year | 2021-12-31 | $1,383 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2021-12-31 | $0 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2021-12-31 | $0 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Value of net income/loss | 2021-12-31 | $80,600 |
Value of net assets at end of year (total assets less liabilities) | 2021-12-31 | $508,696 |
Value of net assets at beginning of year (total assets less liabilities) | 2021-12-31 | $429,097 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2021-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2021-12-31 | No |
Value of interest in pooled separate accounts at end of year | 2021-12-31 | $489,837 |
Value of interest in pooled separate accounts at beginning of year | 2021-12-31 | $423,426 |
Interest on participant loans | 2021-12-31 | $60 |
Interest earned on other investments | 2021-12-31 | $72 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2021-12-31 | $3,621 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2021-12-31 | $3,647 |
Net investment gain/loss from pooled separate accounts | 2021-12-31 | $58,626 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2021-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2021-12-31 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-12-31 | $1,593 |
Contract administrator fees | 2021-12-31 | $11,912 |
Did the plan have assets held for investment | 2021-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2021-12-31 | Unqualified |
Accountancy firm name | 2021-12-31 | COULTER & JUSTUS |
Accountancy firm EIN | 2021-12-31 | 621532536 |
2020 : SWT ARIZONA INVESTMENTS LLC 401(K) PLAN 2020 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2020-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $7,242 |
Total income from all sources (including contributions) | 2020-12-31 | $92,641 |
Total loss/gain on sale of assets | 2020-12-31 | $0 |
Total of all expenses incurred | 2020-12-31 | $14,703 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-12-31 | $8,188 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-12-31 | $34,147 |
Value of total assets at end of year | 2020-12-31 | $427,715 |
Value of total assets at beginning of year | 2020-12-31 | $357,019 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-12-31 | $6,515 |
Total interest from all sources | 2020-12-31 | $443 |
Total dividends received (eg from common stock, registered investment company shares) | 2020-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-12-31 | No |
Was this plan covered by a fidelity bond | 2020-12-31 | Yes |
Value of fidelity bond cover | 2020-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2020-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2020-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2020-12-31 | No |
Contributions received from participants | 2020-12-31 | $34,147 |
Participant contributions at end of year | 2020-12-31 | $642 |
Participant contributions at beginning of year | 2020-12-31 | $9,826 |
Participant contributions at end of year | 2020-12-31 | $0 |
Participant contributions at beginning of year | 2020-12-31 | $1,188 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2020-12-31 | $0 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2020-12-31 | $7,242 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Value of net income/loss | 2020-12-31 | $77,938 |
Value of net assets at end of year (total assets less liabilities) | 2020-12-31 | $427,715 |
Value of net assets at beginning of year (total assets less liabilities) | 2020-12-31 | $349,777 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2020-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2020-12-31 | No |
Value of interest in pooled separate accounts at end of year | 2020-12-31 | $423,426 |
Value of interest in pooled separate accounts at beginning of year | 2020-12-31 | $340,101 |
Interest on participant loans | 2020-12-31 | $429 |
Interest earned on other investments | 2020-12-31 | $14 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2020-12-31 | $3,647 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2020-12-31 | $5,904 |
Net investment gain/loss from pooled separate accounts | 2020-12-31 | $58,051 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2020-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2020-12-31 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-12-31 | $8,188 |
Contract administrator fees | 2020-12-31 | $6,515 |
Did the plan have assets held for investment | 2020-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2020-12-31 | Unqualified |
Accountancy firm name | 2020-12-31 | COULTER & JUSTUS |
Accountancy firm EIN | 2020-12-31 | 621532536 |
2019 : SWT ARIZONA INVESTMENTS LLC 401(K) PLAN 2019 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2019-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $7,242 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $423 |
Total income from all sources (including contributions) | 2019-12-31 | $82,601 |
Total loss/gain on sale of assets | 2019-12-31 | $0 |
Total of all expenses incurred | 2019-12-31 | $24,180 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $16,094 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $22,624 |
Value of total assets at end of year | 2019-12-31 | $357,019 |
Value of total assets at beginning of year | 2019-12-31 | $291,779 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $8,086 |
Total interest from all sources | 2019-12-31 | $982 |
Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
Value of fidelity bond cover | 2019-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2019-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
Contributions received from participants | 2019-12-31 | $22,624 |
Participant contributions at end of year | 2019-12-31 | $9,826 |
Participant contributions at beginning of year | 2019-12-31 | $18,526 |
Participant contributions at end of year | 2019-12-31 | $1,188 |
Participant contributions at beginning of year | 2019-12-31 | $1,510 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2019-12-31 | $7,242 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2019-12-31 | $423 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Value of net income/loss | 2019-12-31 | $58,421 |
Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $349,777 |
Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $291,356 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
Value of interest in pooled separate accounts at end of year | 2019-12-31 | $340,101 |
Value of interest in pooled separate accounts at beginning of year | 2019-12-31 | $267,075 |
Interest on participant loans | 2019-12-31 | $884 |
Interest earned on other investments | 2019-12-31 | $98 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2019-12-31 | $5,904 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2019-12-31 | $4,668 |
Net investment gain/loss from pooled separate accounts | 2019-12-31 | $58,995 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $16,094 |
Contract administrator fees | 2019-12-31 | $8,086 |
Did the plan have assets held for investment | 2019-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
Accountancy firm name | 2019-12-31 | COULTER & JUSTUS |
Accountancy firm EIN | 2019-12-31 | 621532536 |
2018 : SWT ARIZONA INVESTMENTS LLC 401(K) PLAN 2018 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2018-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $423 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
Total income from all sources (including contributions) | 2018-12-31 | $8,802 |
Total loss/gain on sale of assets | 2018-12-31 | $0 |
Total of all expenses incurred | 2018-12-31 | $79,652 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $63,038 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $32,481 |
Value of total assets at end of year | 2018-12-31 | $291,779 |
Value of total assets at beginning of year | 2018-12-31 | $362,206 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $16,614 |
Total interest from all sources | 2018-12-31 | $1,123 |
Total dividends received (eg from common stock, registered investment company shares) | 2018-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-12-31 | No |
Administrative expenses professional fees incurred | 2018-12-31 | $2,000 |
Was this plan covered by a fidelity bond | 2018-12-31 | Yes |
Value of fidelity bond cover | 2018-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2018-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
Contributions received from participants | 2018-12-31 | $32,481 |
Participant contributions at end of year | 2018-12-31 | $18,526 |
Participant contributions at beginning of year | 2018-12-31 | $26,825 |
Participant contributions at end of year | 2018-12-31 | $1,510 |
Participant contributions at beginning of year | 2018-12-31 | $1,284 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2018-12-31 | $423 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2018-12-31 | $0 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Value of net income/loss | 2018-12-31 | $-70,850 |
Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $291,356 |
Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $362,206 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
Value of interest in pooled separate accounts at end of year | 2018-12-31 | $267,075 |
Value of interest in pooled separate accounts at beginning of year | 2018-12-31 | $330,766 |
Interest on participant loans | 2018-12-31 | $1,069 |
Interest earned on other investments | 2018-12-31 | $54 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2018-12-31 | $4,668 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2018-12-31 | $3,331 |
Net investment gain/loss from pooled separate accounts | 2018-12-31 | $-24,802 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2018-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2018-12-31 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-12-31 | $63,038 |
Contract administrator fees | 2018-12-31 | $14,614 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2018-12-31 | No |
Did the plan have assets held for investment | 2018-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2018-12-31 | Disclaimer |
Accountancy firm name | 2018-12-31 | COULTER & JUSTUS |
Accountancy firm EIN | 2018-12-31 | 621532536 |
2017 : SWT ARIZONA INVESTMENTS LLC 401(K) PLAN 2017 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2017-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
Total income from all sources (including contributions) | 2017-12-31 | $95,417 |
Total loss/gain on sale of assets | 2017-12-31 | $0 |
Total of all expenses incurred | 2017-12-31 | $57,931 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $51,638 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $44,211 |
Value of total assets at end of year | 2017-12-31 | $362,206 |
Value of total assets at beginning of year | 2017-12-31 | $324,720 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $6,293 |
Total interest from all sources | 2017-12-31 | $1,227 |
Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-12-31 | No |
Was this plan covered by a fidelity bond | 2017-12-31 | Yes |
Value of fidelity bond cover | 2017-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2017-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2017-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
Contributions received from participants | 2017-12-31 | $44,211 |
Participant contributions at end of year | 2017-12-31 | $26,825 |
Participant contributions at beginning of year | 2017-12-31 | $40,900 |
Participant contributions at end of year | 2017-12-31 | $1,284 |
Participant contributions at beginning of year | 2017-12-31 | $1,646 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Value of net income/loss | 2017-12-31 | $37,486 |
Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $362,206 |
Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $324,720 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
Value of interest in pooled separate accounts at end of year | 2017-12-31 | $330,766 |
Value of interest in pooled separate accounts at beginning of year | 2017-12-31 | $281,196 |
Interest on participant loans | 2017-12-31 | $1,201 |
Interest earned on other investments | 2017-12-31 | $26 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2017-12-31 | $3,331 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2017-12-31 | $978 |
Net investment gain/loss from pooled separate accounts | 2017-12-31 | $49,979 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-12-31 | $51,638 |
Contract administrator fees | 2017-12-31 | $6,293 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2017-12-31 | No |
Did the plan have assets held for investment | 2017-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Disclaimer |
Accountancy firm name | 2017-12-31 | COULTER & JUSTUS |
Accountancy firm EIN | 2017-12-31 | 621532536 |
2016 : SWT ARIZONA INVESTMENTS LLC 401(K) PLAN 2016 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2016-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
Total income from all sources (including contributions) | 2016-12-31 | $138,749 |
Total loss/gain on sale of assets | 2016-12-31 | $0 |
Total of all expenses incurred | 2016-12-31 | $23,923 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $10,677 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $121,996 |
Value of total assets at end of year | 2016-12-31 | $324,720 |
Value of total assets at beginning of year | 2016-12-31 | $209,894 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $13,246 |
Total interest from all sources | 2016-12-31 | $1,892 |
Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | No |
Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
Value of fidelity bond cover | 2016-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2016-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
Contributions received from participants | 2016-12-31 | $49,407 |
Participant contributions at end of year | 2016-12-31 | $40,900 |
Participant contributions at beginning of year | 2016-12-31 | $31,895 |
Participant contributions at end of year | 2016-12-31 | $1,646 |
Participant contributions at beginning of year | 2016-12-31 | $3,974 |
Income. Received or receivable in cash from other sources (including rollovers) | 2016-12-31 | $72,589 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Value of net income/loss | 2016-12-31 | $114,826 |
Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $324,720 |
Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $209,894 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
Value of interest in pooled separate accounts at end of year | 2016-12-31 | $281,196 |
Value of interest in pooled separate accounts at beginning of year | 2016-12-31 | $173,269 |
Interest on participant loans | 2016-12-31 | $1,861 |
Interest earned on other investments | 2016-12-31 | $31 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2016-12-31 | $978 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2016-12-31 | $756 |
Net investment gain/loss from pooled separate accounts | 2016-12-31 | $14,861 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $10,677 |
Contract administrator fees | 2016-12-31 | $13,246 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2016-12-31 | No |
Did the plan have assets held for investment | 2016-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Disclaimer |
Accountancy firm name | 2016-12-31 | COULTER & JUSTUS |
Accountancy firm EIN | 2016-12-31 | 621532536 |