401k Plan data: CAPE BANK EMPLOYEES' SAVINGS & PROFIT SHARING PLAN plan

CAPE BANK EMPLOYEES' SAVINGS & PROFIT SHARING PLAN 401k Plan overview

Plan Name	CAPE BANK EMPLOYEES' SAVINGS & PROFIT SHARING PLAN
Plan identification number	003

CAPE BANK EMPLOYEES' SAVINGS & PROFIT SHARING PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

CAPE BANK has sponsored the creation of one or more 401k plans.

Company Name: CAPE BANK

Employer identification number (EIN): 210600992

NAIC Classification: 522110
NAIC Description: Commercial Banking

Form 5500 Filing Information

Submission information for form 5500 for 401k plan CAPE BANK EMPLOYEES' SAVINGS & PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
003 2016-01-01 ANGIE HICKMAN ANGIE HICKMAN 2017-10-10
003 2015-01-01 ANGIE HICKMAN ANGIE HICKMAN 2016-09-01
003 2014-01-01 GUY HACKNEY GUY HACKNEY 2015-07-08
003 2013-01-01 GUY HACKNEY
003 2012-01-01 GUY HACKNEY
003 2011-01-01 GUY HACKNEY
003 2010-01-01 GUY HACKNEY GUY HACKNEY 2011-07-25
003 2009-01-01 GUY HACKNEY GUY HACKNEY 2010-09-03

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
003	2016-01-01	ANGIE HICKMAN	ANGIE HICKMAN	2017-10-10
003	2015-01-01	ANGIE HICKMAN	ANGIE HICKMAN	2016-09-01
003	2014-01-01	GUY HACKNEY	GUY HACKNEY	2015-07-08
003	2013-01-01	GUY HACKNEY
003	2012-01-01	GUY HACKNEY
003	2011-01-01	GUY HACKNEY
003	2010-01-01	GUY HACKNEY	GUY HACKNEY	2011-07-25
003	2009-01-01	GUY HACKNEY	GUY HACKNEY	2010-09-03

Plan Statistics for CAPE BANK EMPLOYEES' SAVINGS & PROFIT SHARING PLAN

401k plan membership statisitcs for CAPE BANK EMPLOYEES' SAVINGS & PROFIT SHARING PLAN

Measure Date Value
2016: CAPE BANK EMPLOYEES' SAVINGS & PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 317
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 0
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 0
Total of all active and inactive participants 2016-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 0
Number of participants with account balances 2016-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 0
2015: CAPE BANK EMPLOYEES' SAVINGS & PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 298
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 267
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 42
Total of all active and inactive participants 2015-01-01 309
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 309
Number of participants with account balances 2015-01-01 291
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: CAPE BANK EMPLOYEES' SAVINGS & PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 247
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 182
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 39
Total of all active and inactive participants 2014-01-01 221
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 221
Number of participants with account balances 2014-01-01 163
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: CAPE BANK EMPLOYEES' SAVINGS & PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 238
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 178
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 57
Total of all active and inactive participants 2013-01-01 235
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 235
Number of participants with account balances 2013-01-01 176
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: CAPE BANK EMPLOYEES' SAVINGS & PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 241
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 187
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 51
Total of all active and inactive participants 2012-01-01 238
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 238
Number of participants with account balances 2012-01-01 175
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: CAPE BANK EMPLOYEES' SAVINGS & PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 238
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 194
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 47
Total of all active and inactive participants 2011-01-01 241
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 241
Number of participants with account balances 2011-01-01 187
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 3
2010: CAPE BANK EMPLOYEES' SAVINGS & PROFIT SHARING PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 229
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 207
Number of retired or separated participants receiving benefits 2010-01-01 0
Number of other retired or separated participants entitled to future benefits 2010-01-01 31
Total of all active and inactive participants 2010-01-01 238
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 0
Total participants 2010-01-01 238
Number of participants with account balances 2010-01-01 195
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 0
2009: CAPE BANK EMPLOYEES' SAVINGS & PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 219
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 193
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 30
Total of all active and inactive participants 2009-01-01 223
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 223
Number of participants with account balances 2009-01-01 186
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2016: CAPE BANK EMPLOYEES' SAVINGS & PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	317
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	0
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	0
Total of all active and inactive participants	2016-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	0
Number of participants with account balances	2016-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	0
2015: CAPE BANK EMPLOYEES' SAVINGS & PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	298
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	267
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	42
Total of all active and inactive participants	2015-01-01	309
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	309
Number of participants with account balances	2015-01-01	291
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: CAPE BANK EMPLOYEES' SAVINGS & PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	247
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	182
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	39
Total of all active and inactive participants	2014-01-01	221
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	221
Number of participants with account balances	2014-01-01	163
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: CAPE BANK EMPLOYEES' SAVINGS & PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	238
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	178
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	57
Total of all active and inactive participants	2013-01-01	235
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	235
Number of participants with account balances	2013-01-01	176
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: CAPE BANK EMPLOYEES' SAVINGS & PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	241
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	187
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	51
Total of all active and inactive participants	2012-01-01	238
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	238
Number of participants with account balances	2012-01-01	175
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: CAPE BANK EMPLOYEES' SAVINGS & PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	238
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	194
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	47
Total of all active and inactive participants	2011-01-01	241
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	241
Number of participants with account balances	2011-01-01	187
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	3
2010: CAPE BANK EMPLOYEES' SAVINGS & PROFIT SHARING PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	229
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	207
Number of retired or separated participants receiving benefits	2010-01-01	0
Number of other retired or separated participants entitled to future benefits	2010-01-01	31
Total of all active and inactive participants	2010-01-01	238
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	0
Total participants	2010-01-01	238
Number of participants with account balances	2010-01-01	195
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	0
2009: CAPE BANK EMPLOYEES' SAVINGS & PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	219
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	193
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	30
Total of all active and inactive participants	2009-01-01	223
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	223
Number of participants with account balances	2009-01-01	186
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Financial Data on CAPE BANK EMPLOYEES' SAVINGS & PROFIT SHARING PLAN

Measure	Date	Value
2016 : CAPE BANK EMPLOYEES' SAVINGS & PROFIT SHARING PLAN 2016 401k financial data
Unrealized appreciation/depreciation of real estate assets	2016-12-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2016-12-31	$28,792
Total unrealized appreciation/depreciation of assets	2016-12-31	$28,792
Total transfer of assets to this plan	2016-12-31	$0
Total transfer of assets from this plan	2016-12-31	$8,171,376
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total income from all sources (including contributions)	2016-12-31	$3,009,551
Total loss/gain on sale of assets	2016-12-31	$712,055
Total of all expenses incurred	2016-12-31	$2,353,382
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$2,324,786
Expenses. Certain deemed distributions of participant loans	2016-12-31	$0
Value of total corrective distributions	2016-12-31	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$1,681,841
Value of total assets at end of year	2016-12-31	$0
Value of total assets at beginning of year	2016-12-31	$7,515,207
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$28,596
Total income from rents	2016-12-31	$0
Total interest from all sources	2016-12-31	$15,606
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$54,275
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-12-31	$23,598
Administrative expenses professional fees incurred	2016-12-31	$0
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$20,000,000
If this is an individual account plan, was there a blackout period	2016-12-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$898,968
Participant contributions at end of year	2016-12-31	$0
Participant contributions at beginning of year	2016-12-31	$203,263
Participant contributions at end of year	2016-12-31	$0
Participant contributions at beginning of year	2016-12-31	$25,540
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$317,283
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2016-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2016-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2016-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2016-12-31	$0
Other income not declared elsewhere	2016-12-31	$-20
Administrative expenses (other) incurred	2016-12-31	$0
Liabilities. Value of operating payables at beginning of year	2016-12-31	$0
Total non interest bearing cash at end of year	2016-12-31	$0
Total non interest bearing cash at beginning of year	2016-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$656,169
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$0
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$7,515,207
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Investment advisory and management fees	2016-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$2,247,944
Value of interest in pooled separate accounts at end of year	2016-12-31	$0
Value of interest in pooled separate accounts at beginning of year	2016-12-31	$1,726,606
Interest on participant loans	2016-12-31	$7,731
Income. Interest from loans (other than to participants)	2016-12-31	$0
Interest earned on other investments	2016-12-31	$7,875
Income. Interest from US Government securities	2016-12-31	$0
Income. Interest from corporate debt instruments	2016-12-31	$0
Value of interest in common/collective trusts at end of year	2016-12-31	$0
Value of interest in common/collective trusts at beginning of year	2016-12-31	$1,064,173
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2016-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2016-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2016-12-31	$684,403
Expenses. Payments to insurance carriers foe the provision of benefits	2016-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$87,541
Net investment gain/loss from pooled separate accounts	2016-12-31	$302,621
Net investment gain or loss from common/collective trusts	2016-12-31	$126,840
Net gain/loss from 103.12 investment entities	2016-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Assets. Invements in employer securities at end of year	2016-12-31	$0
Assets. Invements in employer securities at beginning of year	2016-12-31	$1,256,425
Contributions received in cash from employer	2016-12-31	$465,590
Employer contributions (assets) at end of year	2016-12-31	$0
Employer contributions (assets) at beginning of year	2016-12-31	$306,853
Income. Dividends from preferred stock	2016-12-31	$0
Income. Dividends from common stock	2016-12-31	$30,677
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$2,324,786
Contract administrator fees	2016-12-31	$28,596
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2016-12-31	Yes
Liabilities. Value of benefit claims payable at beginning of year	2016-12-31	$0
Did the plan have assets held for investment	2016-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	Yes
Aggregate proceeds on sale of assets	2016-12-31	$3,185,000
Aggregate carrying amount (costs) on sale of assets	2016-12-31	$2,472,945
Liabilities. Value of acquisition indebtedness at beginning of year	2016-12-31	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	BAKER TILLY VIRCHOW KRAUSE LLP
Accountancy firm EIN	2016-12-31	390859910
2015 : CAPE BANK EMPLOYEES' SAVINGS & PROFIT SHARING PLAN 2015 401k financial data
Unrealized appreciation/depreciation of real estate assets	2015-12-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2015-12-31	$169,387
Total unrealized appreciation/depreciation of assets	2015-12-31	$169,387
Total transfer of assets to this plan	2015-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total income from all sources (including contributions)	2015-12-31	$1,982,611
Total loss/gain on sale of assets	2015-12-31	$66,971
Total of all expenses incurred	2015-12-31	$2,100,243
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$2,075,432
Expenses. Certain deemed distributions of participant loans	2015-12-31	$0
Value of total corrective distributions	2015-12-31	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$1,675,417
Value of total assets at end of year	2015-12-31	$7,515,207
Value of total assets at beginning of year	2015-12-31	$7,632,839
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$24,811
Total income from rents	2015-12-31	$0
Total interest from all sources	2015-12-31	$20,965
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$71,466
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$40,377
Administrative expenses professional fees incurred	2015-12-31	$0
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$20,000,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Amount of non-exempt transactions with any party-in-interest	2015-12-31	$0
Contributions received from participants	2015-12-31	$693,896
Participant contributions at end of year	2015-12-31	$203,263
Participant contributions at beginning of year	2015-12-31	$302,998
Participant contributions at end of year	2015-12-31	$25,540
Participant contributions at beginning of year	2015-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$676,551
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2015-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2015-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2015-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2015-12-31	$0
Other income not declared elsewhere	2015-12-31	$0
Administrative expenses (other) incurred	2015-12-31	$0
Liabilities. Value of operating payables at beginning of year	2015-12-31	$0
Total non interest bearing cash at end of year	2015-12-31	$0
Total non interest bearing cash at beginning of year	2015-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$-117,632
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$7,515,207
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$7,632,839
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year	2015-12-31	$0
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year	2015-12-31	$0
Investment advisory and management fees	2015-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$2,247,944
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$2,871,547
Value of interest in pooled separate accounts at end of year	2015-12-31	$1,726,606
Value of interest in pooled separate accounts at beginning of year	2015-12-31	$1,750,455
Interest on participant loans	2015-12-31	$10,963
Income. Interest from loans (other than to participants)	2015-12-31	$0
Interest earned on other investments	2015-12-31	$10,002
Income. Interest from US Government securities	2015-12-31	$0
Income. Interest from corporate debt instruments	2015-12-31	$0
Value of interest in common/collective trusts at end of year	2015-12-31	$1,064,173
Value of interest in common/collective trusts at beginning of year	2015-12-31	$1,040,417
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2015-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2015-12-31	$684,403
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2015-12-31	$662,073
Expenses. Payments to insurance carriers foe the provision of benefits	2015-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$2,598
Net investment gain/loss from pooled separate accounts	2015-12-31	$-17,224
Net investment gain or loss from common/collective trusts	2015-12-31	$-6,969
Net gain/loss from 103.12 investment entities	2015-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Assets. Invements in employer securities at end of year	2015-12-31	$1,256,425
Assets. Invements in employer securities at beginning of year	2015-12-31	$891,403
Contributions received in cash from employer	2015-12-31	$304,970
Employer contributions (assets) at end of year	2015-12-31	$306,853
Employer contributions (assets) at beginning of year	2015-12-31	$113,946
Income. Dividends from preferred stock	2015-12-31	$0
Income. Dividends from common stock	2015-12-31	$31,089
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$2,075,432
Contract administrator fees	2015-12-31	$24,811
Liabilities. Value of benefit claims payable at beginning of year	2015-12-31	$0
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Aggregate proceeds on sale of assets	2015-12-31	$513,485
Aggregate carrying amount (costs) on sale of assets	2015-12-31	$446,514
Liabilities. Value of acquisition indebtedness at beginning of year	2015-12-31	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	BAKER TILLY VIRCHOW KRAUSE LLP
Accountancy firm EIN	2015-12-31	390859910
2014 : CAPE BANK EMPLOYEES' SAVINGS & PROFIT SHARING PLAN 2014 401k financial data
Unrealized appreciation/depreciation of real estate assets	2014-12-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2014-12-31	$-62,956
Total unrealized appreciation/depreciation of assets	2014-12-31	$-62,956
Total transfer of assets to this plan	2014-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Expenses. Interest paid	2014-12-31	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$1,224,189
Total loss/gain on sale of assets	2014-12-31	$-123,777
Total of all expenses incurred	2014-12-31	$2,888,410
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$2,860,548
Expenses. Certain deemed distributions of participant loans	2014-12-31	$0
Value of total corrective distributions	2014-12-31	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$741,249
Value of total assets at end of year	2014-12-31	$7,632,839
Value of total assets at beginning of year	2014-12-31	$9,297,060
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$27,862
Total income from rents	2014-12-31	$0
Total interest from all sources	2014-12-31	$22,110
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$146,832
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$54,718
Administrative expenses professional fees incurred	2014-12-31	$0
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$20,000,000
If this is an individual account plan, was there a blackout period	2014-12-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Amount of non-exempt transactions with any party-in-interest	2014-12-31	$0
Contributions received from participants	2014-12-31	$523,330
Participant contributions at end of year	2014-12-31	$302,998
Participant contributions at beginning of year	2014-12-31	$385,821
Participant contributions at end of year	2014-12-31	$0
Participant contributions at beginning of year	2014-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$102,849
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2014-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2014-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2014-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2014-12-31	$0
Other income not declared elsewhere	2014-12-31	$7
Administrative expenses (other) incurred	2014-12-31	$0
Liabilities. Value of operating payables at beginning of year	2014-12-31	$0
Total non interest bearing cash at end of year	2014-12-31	$0
Total non interest bearing cash at beginning of year	2014-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Income. Non cash contributions	2014-12-31	$0
Value of net income/loss	2014-12-31	$-1,664,221
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$7,632,839
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$9,297,060
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year	2014-12-31	$0
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year	2014-12-31	$0
Investment advisory and management fees	2014-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$2,871,547
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$0
Value of interest in pooled separate accounts at end of year	2014-12-31	$1,750,455
Value of interest in pooled separate accounts at beginning of year	2014-12-31	$0
Interest on participant loans	2014-12-31	$10,369
Income. Interest from loans (other than to participants)	2014-12-31	$0
Interest earned on other investments	2014-12-31	$11,741
Income. Interest from US Government securities	2014-12-31	$0
Income. Interest from corporate debt instruments	2014-12-31	$0
Value of interest in common/collective trusts at end of year	2014-12-31	$1,040,417
Value of interest in common/collective trusts at beginning of year	2014-12-31	$7,012,950
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2014-12-31	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2014-12-31	$761,651
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2014-12-31	$761,651
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2014-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2014-12-31	$662,073
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2014-12-31	$0
Expenses. Payments to insurance carriers foe the provision of benefits	2014-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$198,526
Net investment gain/loss from pooled separate accounts	2014-12-31	$244,002
Net investment gain or loss from common/collective trusts	2014-12-31	$58,196
Net gain/loss from 103.12 investment entities	2014-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Assets. Invements in employer securities at end of year	2014-12-31	$891,403
Assets. Invements in employer securities at beginning of year	2014-12-31	$1,010,454
Contributions received in cash from employer	2014-12-31	$115,070
Employer contributions (assets) at end of year	2014-12-31	$113,946
Employer contributions (assets) at beginning of year	2014-12-31	$126,184
Income. Dividends from preferred stock	2014-12-31	$0
Income. Dividends from common stock	2014-12-31	$92,114
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$2,860,548
Contract administrator fees	2014-12-31	$27,862
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2014-12-31	Yes
Liabilities. Value of benefit claims payable at beginning of year	2014-12-31	$0
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Aggregate proceeds on sale of assets	2014-12-31	$187,914
Aggregate carrying amount (costs) on sale of assets	2014-12-31	$311,691
Liabilities. Value of acquisition indebtedness at beginning of year	2014-12-31	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	No
Opinion of an independent qualified public accountant for this plan	2014-12-31	Unqualified
Accountancy firm name	2014-12-31	BAKER TILLY VIRCHOW KRAUSE, LLP
Accountancy firm EIN	2014-12-31	390859910
2013 : CAPE BANK EMPLOYEES' SAVINGS & PROFIT SHARING PLAN 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2013-12-31	$-11,472
Total unrealized appreciation/depreciation of assets	2013-12-31	$-11,472
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$2,329,490
Total loss/gain on sale of assets	2013-12-31	$11,118
Total of all expenses incurred	2013-12-31	$1,470,777
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$1,410,372
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$858,094
Value of total assets at end of year	2013-12-31	$9,297,060
Value of total assets at beginning of year	2013-12-31	$8,438,347
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$60,405
Total interest from all sources	2013-12-31	$15,005
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$21,856
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$8,000,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$528,518
Participant contributions at end of year	2013-12-31	$385,821
Participant contributions at beginning of year	2013-12-31	$403,264
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$203,392
Value of other receiveables (less allowance for doubtful accounts) at end of year	2013-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2013-12-31	$0
Administrative expenses (other) incurred	2013-12-31	$6,246
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$858,713
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$9,297,060
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$8,438,347
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Investment advisory and management fees	2013-12-31	$7,664
Interest on participant loans	2013-12-31	$14,053
Value of interest in common/collective trusts at end of year	2013-12-31	$7,012,950
Value of interest in common/collective trusts at beginning of year	2013-12-31	$6,458,993
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2013-12-31	$761,651
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2013-12-31	$500,259
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2013-12-31	$500,259
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2013-12-31	$952
Net investment gain or loss from common/collective trusts	2013-12-31	$1,434,889
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Assets. Invements in employer securities at end of year	2013-12-31	$1,010,454
Assets. Invements in employer securities at beginning of year	2013-12-31	$1,075,831
Contributions received in cash from employer	2013-12-31	$126,184
Employer contributions (assets) at end of year	2013-12-31	$126,184
Employer contributions (assets) at beginning of year	2013-12-31	$0
Income. Dividends from common stock	2013-12-31	$21,856
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$1,410,372
Contract administrator fees	2013-12-31	$46,495
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Aggregate proceeds on sale of assets	2013-12-31	$234,825
Aggregate carrying amount (costs) on sale of assets	2013-12-31	$223,707
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	PARENTEBEARD
Accountancy firm EIN	2013-12-31	232932984
2012 : CAPE BANK EMPLOYEES' SAVINGS & PROFIT SHARING PLAN 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2012-12-31	$93,631
Total unrealized appreciation/depreciation of assets	2012-12-31	$93,631
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$1,444,691
Total loss/gain on sale of assets	2012-12-31	$9,214
Total of all expenses incurred	2012-12-31	$1,519,829
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$1,459,956
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$534,825
Value of total assets at end of year	2012-12-31	$8,438,347
Value of total assets at beginning of year	2012-12-31	$8,513,485
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$59,873
Total interest from all sources	2012-12-31	$15,646
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$6,120
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$8,000,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$533,657
Participant contributions at end of year	2012-12-31	$403,264
Participant contributions at beginning of year	2012-12-31	$369,286
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$1,168
Value of other receiveables (less allowance for doubtful accounts) at end of year	2012-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2012-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2012-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2012-12-31	$0
Administrative expenses (other) incurred	2012-12-31	$6,988
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$-75,138
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$8,438,347
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$8,513,485
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Investment advisory and management fees	2012-12-31	$7,793
Interest on participant loans	2012-12-31	$14,407
Value of interest in common/collective trusts at end of year	2012-12-31	$6,458,993
Value of interest in common/collective trusts at beginning of year	2012-12-31	$6,658,413
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-12-31	$500,259
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2012-12-31	$466,079
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2012-12-31	$466,079
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2012-12-31	$1,239
Net investment gain or loss from common/collective trusts	2012-12-31	$785,255
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Assets. Invements in employer securities at end of year	2012-12-31	$1,075,831
Assets. Invements in employer securities at beginning of year	2012-12-31	$1,019,707
Income. Dividends from common stock	2012-12-31	$6,120
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$1,459,956
Contract administrator fees	2012-12-31	$45,092
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Aggregate proceeds on sale of assets	2012-12-31	$145,324
Aggregate carrying amount (costs) on sale of assets	2012-12-31	$136,110
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	No
Opinion of an independent qualified public accountant for this plan	2012-12-31	Unqualified
Accountancy firm name	2012-12-31	PARENTEBEARD
Accountancy firm EIN	2012-12-31	232932984
2011 : CAPE BANK EMPLOYEES' SAVINGS & PROFIT SHARING PLAN 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2011-12-31	$-109,952
Total unrealized appreciation/depreciation of assets	2011-12-31	$-109,952
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$4,595
Total income from all sources (including contributions)	2011-12-31	$972,661
Total loss/gain on sale of assets	2011-12-31	$26,490
Total of all expenses incurred	2011-12-31	$1,263,460
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$1,204,575
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$937,336
Value of total assets at end of year	2011-12-31	$8,513,485
Value of total assets at beginning of year	2011-12-31	$8,808,879
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$58,885
Total interest from all sources	2011-12-31	$17,327
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$8,000,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$616,825
Participant contributions at end of year	2011-12-31	$369,286
Participant contributions at beginning of year	2011-12-31	$357,846
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$34,210
Value of other receiveables (less allowance for doubtful accounts) at end of year	2011-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2011-12-31	$14,658
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2011-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2011-12-31	$4,595
Administrative expenses (other) incurred	2011-12-31	$7,059
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$-290,799
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$8,513,485
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$8,804,284
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Investment advisory and management fees	2011-12-31	$7,523
Interest on participant loans	2011-12-31	$15,971
Value of interest in common/collective trusts at end of year	2011-12-31	$6,658,413
Value of interest in common/collective trusts at beginning of year	2011-12-31	$6,451,386
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2011-12-31	$466,079
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2011-12-31	$668,900
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2011-12-31	$668,900
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2011-12-31	$1,356
Net investment gain or loss from common/collective trusts	2011-12-31	$101,460
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Assets. Invements in employer securities at end of year	2011-12-31	$1,019,707
Assets. Invements in employer securities at beginning of year	2011-12-31	$1,316,089
Contributions received in cash from employer	2011-12-31	$286,301
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$1,204,575
Contract administrator fees	2011-12-31	$44,303
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Aggregate proceeds on sale of assets	2011-12-31	$293,428
Aggregate carrying amount (costs) on sale of assets	2011-12-31	$266,938
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	No
Opinion of an independent qualified public accountant for this plan	2011-12-31	Unqualified
Accountancy firm name	2011-12-31	KPMG LLC
Accountancy firm EIN	2011-12-31	135565207
2010 : CAPE BANK EMPLOYEES' SAVINGS & PROFIT SHARING PLAN 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2010-12-31	$263,100
Total unrealized appreciation/depreciation of assets	2010-12-31	$263,100
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$4,595
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$579
Total income from all sources (including contributions)	2010-12-31	$1,967,412
Total loss/gain on sale of assets	2010-12-31	$15,548
Total of all expenses incurred	2010-12-31	$837,059
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$785,415
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$911,713
Value of total assets at end of year	2010-12-31	$8,808,879
Value of total assets at beginning of year	2010-12-31	$7,674,510
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$51,644
Total interest from all sources	2010-12-31	$19,832
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$1,871
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$24
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$8,000,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$620,414
Participant contributions at end of year	2010-12-31	$357,846
Participant contributions at beginning of year	2010-12-31	$375,628
Participant contributions at beginning of year	2010-12-31	$21,643
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$3,418
Value of other receiveables (less allowance for doubtful accounts) at end of year	2010-12-31	$14,658
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2010-12-31	$3,358
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2010-12-31	$4,595
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2010-12-31	$579
Administrative expenses (other) incurred	2010-12-31	$5,532
Total non interest bearing cash at beginning of year	2010-12-31	$196
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$1,130,353
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$8,804,284
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$7,673,931
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Investment advisory and management fees	2010-12-31	$6,356
Interest on participant loans	2010-12-31	$19,832
Value of interest in common/collective trusts at end of year	2010-12-31	$6,451,386
Value of interest in common/collective trusts at beginning of year	2010-12-31	$5,444,557
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2010-12-31	$668,900
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2010-12-31	$801,413
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2010-12-31	$801,413
Net investment gain or loss from common/collective trusts	2010-12-31	$755,348
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Assets. Invements in employer securities at end of year	2010-12-31	$1,316,089
Assets. Invements in employer securities at beginning of year	2010-12-31	$1,019,142
Contributions received in cash from employer	2010-12-31	$287,881
Employer contributions (assets) at beginning of year	2010-12-31	$8,573
Income. Dividends from common stock	2010-12-31	$1,847
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$785,415
Contract administrator fees	2010-12-31	$39,756
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Aggregate proceeds on sale of assets	2010-12-31	$99,759
Aggregate carrying amount (costs) on sale of assets	2010-12-31	$84,211
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	No
Opinion of an independent qualified public accountant for this plan	2010-12-31	Unqualified
Accountancy firm name	2010-12-31	KPMG LLC
Accountancy firm EIN	2010-12-31	135565207
2009 : CAPE BANK EMPLOYEES' SAVINGS & PROFIT SHARING PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for CAPE BANK EMPLOYEES' SAVINGS & PROFIT SHARING PLAN

2016: CAPE BANK EMPLOYEES' SAVINGS & PROFIT SHARING PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	Yes
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Insurance	Yes
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement – Insurance	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: CAPE BANK EMPLOYEES' SAVINGS & PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Insurance	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement – Insurance	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: CAPE BANK EMPLOYEES' SAVINGS & PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement – Insurance	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: CAPE BANK EMPLOYEES' SAVINGS & PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: CAPE BANK EMPLOYEES' SAVINGS & PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: CAPE BANK EMPLOYEES' SAVINGS & PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: CAPE BANK EMPLOYEES' SAVINGS & PROFIT SHARING PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	No
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	No
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: CAPE BANK EMPLOYEES' SAVINGS & PROFIT SHARING PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )

Policy contract number

613953

Policy instance

Insurance contract or identification number	613953
Number of Individuals Covered	309
Insurance policy start date	2015-01-01
Insurance policy end date	2015-12-31
Total amount of commissions paid to insurance broker	USD $2,028
Total amount of fees paid to insurance company	USD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $2,028
Amount paid for insurance broker fees	0
Insurance broker organization code?	3
Insurance broker name	JANNEY MONTGOMERY SCOTT LLC

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )

Policy contract number

460403

Policy instance

Insurance contract or identification number	460403
Number of Individuals Covered	309
Insurance policy start date	2015-01-01
Insurance policy end date	2015-12-31
Total amount of commissions paid to insurance broker	USD $5,324
Total amount of fees paid to insurance company	USD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $5,324
Amount paid for insurance broker fees	0
Insurance broker organization code?	3
Insurance broker name	JANNEY MONTGOMERY SCOTT LLC

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )

Policy contract number

613953

Policy instance

Insurance contract or identification number	613953
Number of Individuals Covered	0
Insurance policy start date	2014-01-01
Insurance policy end date	2014-12-31
Total amount of commissions paid to insurance broker	USD $8,410
Total amount of fees paid to insurance company	USD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $8,410
Amount paid for insurance broker fees	0
Insurance broker organization code?	3
Insurance broker name	JANNEY MONTGOMERY SCOTT LLC

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )

Policy contract number

460403

Policy instance

Insurance contract or identification number	460403
Number of Individuals Covered	0
Insurance policy start date	2014-01-01
Insurance policy end date	2014-12-31
Total amount of commissions paid to insurance broker	USD $26,968
Total amount of fees paid to insurance company	USD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $26,968
Amount paid for insurance broker fees	0
Insurance broker organization code?	3
Insurance broker name	JANNEY MONTGOMERY SCOTT LLC

Potentially related plans

CAPE BANK DEFINED BENEFIT PLAN [EIN = 210607451]

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Company Name:	CAPE BANK
Employer identification number (EIN):	210600992
NAIC Classification:	522110
NAIC Description:	Commercial Banking