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ATLANTIC CASTING & ENGINEERING CORP. UNION EMPLOYEES PROFIT SHARING PLAN 401k Plan overview

Plan NameATLANTIC CASTING & ENGINEERING CORP. UNION EMPLOYEES PROFIT SHARING PLAN
Plan identification number 007

ATLANTIC CASTING & ENGINEERING CORP. UNION EMPLOYEES PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.

401k Sponsoring company profile

ATLANTIC CASTING & ENGINEERING CORP. has sponsored the creation of one or more 401k plans.

Company Name:ATLANTIC CASTING & ENGINEERING CORP.
Employer identification number (EIN):220745345
NAIC Classification:331500

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ATLANTIC CASTING & ENGINEERING CORP. UNION EMPLOYEES PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0072022-01-01
0072021-01-01
0072020-01-01
0072019-01-01
0072018-01-01
0072018-01-01
0072017-01-01BRIAN MCGRADY
0072017-01-01
0072016-01-01BRIAN MCGRADY

Plan Statistics for ATLANTIC CASTING & ENGINEERING CORP. UNION EMPLOYEES PROFIT SHARING PLAN

401k plan membership statisitcs for ATLANTIC CASTING & ENGINEERING CORP. UNION EMPLOYEES PROFIT SHARING PLAN

Measure Date Value
2022: ATLANTIC CASTING & ENGINEERING CORP. UNION EMPLOYEES PROFIT SHARING PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01129
Total number of active participants reported on line 7a of the Form 55002022-01-0196
Number of other retired or separated participants entitled to future benefits2022-01-0138
Total of all active and inactive participants2022-01-01134
Total participants2022-01-01134
Number of participants with account balances2022-01-01127
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-011
2021: ATLANTIC CASTING & ENGINEERING CORP. UNION EMPLOYEES PROFIT SHARING PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01171
Total number of active participants reported on line 7a of the Form 55002021-01-0198
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-0131
Total of all active and inactive participants2021-01-01129
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01129
Number of participants with account balances2021-01-01124
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-012
2020: ATLANTIC CASTING & ENGINEERING CORP. UNION EMPLOYEES PROFIT SHARING PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01147
Total number of active participants reported on line 7a of the Form 55002020-01-01143
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-0128
Total of all active and inactive participants2020-01-01171
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01171
Number of participants with account balances2020-01-01130
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-015
2019: ATLANTIC CASTING & ENGINEERING CORP. UNION EMPLOYEES PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01124
Total number of active participants reported on line 7a of the Form 55002019-01-01125
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-0122
Total of all active and inactive participants2019-01-01147
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01147
Number of participants with account balances2019-01-01135
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-014
2018: ATLANTIC CASTING & ENGINEERING CORP. UNION EMPLOYEES PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01115
Total number of active participants reported on line 7a of the Form 55002018-01-01109
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-0115
Total of all active and inactive participants2018-01-01124
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01124
Number of participants with account balances2018-01-01119
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-013
2017: ATLANTIC CASTING & ENGINEERING CORP. UNION EMPLOYEES PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01111
Total number of active participants reported on line 7a of the Form 55002017-01-01113
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0112
Total of all active and inactive participants2017-01-01125
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01125
Number of participants with account balances2017-01-01115
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-012
2016: ATLANTIC CASTING & ENGINEERING CORP. UNION EMPLOYEES PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01114
Total number of active participants reported on line 7a of the Form 55002016-01-01117
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-015
Total of all active and inactive participants2016-01-01122
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01122
Number of participants with account balances2016-01-01111
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-011

Financial Data on ATLANTIC CASTING & ENGINEERING CORP. UNION EMPLOYEES PROFIT SHARING PLAN

Measure Date Value
2022 : ATLANTIC CASTING & ENGINEERING CORP. UNION EMPLOYEES PROFIT SHARING PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-129,502
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$96,086
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$69,332
Expenses. Certain deemed distributions of participant loans2022-12-31$20,654
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$126,553
Value of total assets at end of year2022-12-31$1,514,938
Value of total assets at beginning of year2022-12-31$1,740,526
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$6,100
Total interest from all sources2022-12-31$6,667
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$0
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$39,365
Participant contributions at end of year2022-12-31$150,452
Participant contributions at beginning of year2022-12-31$146,140
Participant contributions at end of year2022-12-31$682
Participant contributions at beginning of year2022-12-31$603
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-225,588
Value of net assets at end of year (total assets less liabilities)2022-12-31$1,514,938
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$1,740,526
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in pooled separate accounts at end of year2022-12-31$1,127,064
Value of interest in pooled separate accounts at beginning of year2022-12-31$1,337,517
Interest on participant loans2022-12-31$6,667
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$229,360
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$247,360
Net investment gain/loss from pooled separate accounts2022-12-31$-262,722
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$87,188
Employer contributions (assets) at end of year2022-12-31$7,380
Employer contributions (assets) at beginning of year2022-12-31$8,906
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$69,332
Contract administrator fees2022-12-31$6,100
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Qualified
Accountancy firm name2022-12-31NISIVOCCIA LLP
Accountancy firm EIN2022-12-31221914888
2021 : ATLANTIC CASTING & ENGINEERING CORP. UNION EMPLOYEES PROFIT SHARING PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total transfer of assets from this plan2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$333,318
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$101,181
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$83,212
Expenses. Certain deemed distributions of participant loans2021-12-31$12,769
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$125,773
Value of total assets at end of year2021-12-31$1,740,526
Value of total assets at beginning of year2021-12-31$1,508,389
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$5,200
Total interest from all sources2021-12-31$6,397
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$2,400
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$2,400
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$31,212
Participant contributions at end of year2021-12-31$146,140
Participant contributions at beginning of year2021-12-31$137,005
Participant contributions at end of year2021-12-31$603
Participant contributions at beginning of year2021-12-31$481
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$232,137
Value of net assets at end of year (total assets less liabilities)2021-12-31$1,740,526
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$1,508,389
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in pooled separate accounts at end of year2021-12-31$1,337,517
Value of interest in pooled separate accounts at beginning of year2021-12-31$1,118,528
Interest on participant loans2021-12-31$6,397
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$247,360
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$243,402
Net investment gain/loss from pooled separate accounts2021-12-31$198,748
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$94,561
Employer contributions (assets) at end of year2021-12-31$8,906
Employer contributions (assets) at beginning of year2021-12-31$8,973
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$83,212
Contract administrator fees2021-12-31$5,200
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Qualified
2020 : ATLANTIC CASTING & ENGINEERING CORP. UNION EMPLOYEES PROFIT SHARING PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total transfer of assets from this plan2020-12-31$23,357
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$249,039
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$89,234
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$72,529
Expenses. Certain deemed distributions of participant loans2020-12-31$13,655
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$114,033
Value of total assets at end of year2020-12-31$1,508,389
Value of total assets at beginning of year2020-12-31$1,371,941
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$3,050
Total interest from all sources2020-12-31$7,363
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$24,898
Participant contributions at end of year2020-12-31$137,005
Participant contributions at beginning of year2020-12-31$147,454
Participant contributions at end of year2020-12-31$481
Participant contributions at beginning of year2020-12-31$739
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$159,805
Value of net assets at end of year (total assets less liabilities)2020-12-31$1,508,389
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$1,371,941
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in pooled separate accounts at end of year2020-12-31$1,118,528
Value of interest in pooled separate accounts at beginning of year2020-12-31$1,005,808
Interest on participant loans2020-12-31$7,363
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$243,402
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$216,156
Net investment gain/loss from pooled separate accounts2020-12-31$127,643
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31Yes
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$89,135
Employer contributions (assets) at end of year2020-12-31$8,973
Employer contributions (assets) at beginning of year2020-12-31$1,784
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$72,529
Contract administrator fees2020-12-31$3,050
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31WISS & CO., LLP
Accountancy firm EIN2020-12-31221732349
2019 : ATLANTIC CASTING & ENGINEERING CORP. UNION EMPLOYEES PROFIT SHARING PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total transfer of assets from this plan2019-12-31$38,620
Total transfer of assets from this plan2019-12-31$38,620
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$305,521
Total income from all sources (including contributions)2019-12-31$305,521
Total loss/gain on sale of assets2019-12-31$0
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$96,024
Total of all expenses incurred2019-12-31$96,024
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$78,244
Expenses. Certain deemed distributions of participant loans2019-12-31$11,930
Expenses. Certain deemed distributions of participant loans2019-12-31$11,930
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$141,202
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$141,202
Value of total assets at end of year2019-12-31$1,371,941
Value of total assets at end of year2019-12-31$1,371,941
Value of total assets at beginning of year2019-12-31$1,201,064
Value of total assets at beginning of year2019-12-31$1,201,064
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$5,850
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$5,850
Total interest from all sources2019-12-31$10,967
Total interest from all sources2019-12-31$10,967
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$29,823
Contributions received from participants2019-12-31$29,823
Participant contributions at end of year2019-12-31$147,454
Participant contributions at end of year2019-12-31$147,454
Participant contributions at beginning of year2019-12-31$154,849
Participant contributions at beginning of year2019-12-31$154,849
Participant contributions at end of year2019-12-31$739
Participant contributions at end of year2019-12-31$739
Participant contributions at beginning of year2019-12-31$435
Participant contributions at beginning of year2019-12-31$435
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$209,497
Value of net income/loss2019-12-31$209,497
Value of net assets at end of year (total assets less liabilities)2019-12-31$1,371,941
Value of net assets at end of year (total assets less liabilities)2019-12-31$1,371,941
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$1,201,064
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$1,201,064
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in pooled separate accounts at end of year2019-12-31$1,005,808
Value of interest in pooled separate accounts at end of year2019-12-31$1,005,808
Value of interest in pooled separate accounts at beginning of year2019-12-31$767,499
Value of interest in pooled separate accounts at beginning of year2019-12-31$767,499
Interest on participant loans2019-12-31$8,461
Interest on participant loans2019-12-31$8,461
Interest earned on other investments2019-12-31$2,506
Interest earned on other investments2019-12-31$2,506
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$216,156
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$216,156
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$275,480
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$275,480
Net investment gain/loss from pooled separate accounts2019-12-31$153,352
Net investment gain/loss from pooled separate accounts2019-12-31$153,352
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31Yes
Was there a failure to transmit to the plan any participant contributions2019-12-31Yes
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$111,379
Contributions received in cash from employer2019-12-31$111,379
Employer contributions (assets) at end of year2019-12-31$1,784
Employer contributions (assets) at end of year2019-12-31$1,784
Employer contributions (assets) at beginning of year2019-12-31$2,801
Employer contributions (assets) at beginning of year2019-12-31$2,801
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$78,244
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$78,244
Contract administrator fees2019-12-31$5,850
Contract administrator fees2019-12-31$5,850
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31WISS & CO., LLP
Accountancy firm name2019-12-31WISS & CO., LLP
Accountancy firm EIN2019-12-31221732349
Accountancy firm EIN2019-12-31221732349
2018 : ATLANTIC CASTING & ENGINEERING CORP. UNION EMPLOYEES PROFIT SHARING PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$52,203
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$86,308
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$78,546
Expenses. Certain deemed distributions of participant loans2018-12-31$1,912
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$118,034
Value of total assets at end of year2018-12-31$1,200,629
Value of total assets at beginning of year2018-12-31$1,234,734
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$5,850
Total interest from all sources2018-12-31$8,375
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$20,282
Participant contributions at end of year2018-12-31$154,849
Participant contributions at beginning of year2018-12-31$136,531
Participant contributions at end of year2018-12-31$435
Participant contributions at beginning of year2018-12-31$1,228
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-34,105
Value of net assets at end of year (total assets less liabilities)2018-12-31$1,200,629
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$1,234,734
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in pooled separate accounts at end of year2018-12-31$767,499
Value of interest in pooled separate accounts at beginning of year2018-12-31$823,238
Interest on participant loans2018-12-31$8,375
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$275,480
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$266,074
Net investment gain/loss from pooled separate accounts2018-12-31$-74,206
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$97,752
Employer contributions (assets) at end of year2018-12-31$2,801
Employer contributions (assets) at beginning of year2018-12-31$7,663
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$78,546
Contract administrator fees2018-12-31$5,850
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31No
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31BOND, ANDIOLA & COMPANY
Accountancy firm EIN2018-12-31223205275
2017 : ATLANTIC CASTING & ENGINEERING CORP. UNION EMPLOYEES PROFIT SHARING PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$223,585
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$68,090
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$58,825
Expenses. Certain deemed distributions of participant loans2017-12-31$3,415
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$119,849
Value of total assets at end of year2017-12-31$1,234,734
Value of total assets at beginning of year2017-12-31$1,079,239
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$5,850
Total interest from all sources2017-12-31$5,319
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$21,696
Participant contributions at end of year2017-12-31$136,531
Participant contributions at beginning of year2017-12-31$92,480
Participant contributions at end of year2017-12-31$1,228
Participant contributions at beginning of year2017-12-31$389
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$155,495
Value of net assets at end of year (total assets less liabilities)2017-12-31$1,234,734
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$1,079,239
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in pooled separate accounts at end of year2017-12-31$823,238
Value of interest in pooled separate accounts at beginning of year2017-12-31$601,988
Interest on participant loans2017-12-31$5,319
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$266,074
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$380,776
Net investment gain/loss from pooled separate accounts2017-12-31$98,417
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$98,153
Employer contributions (assets) at end of year2017-12-31$7,663
Employer contributions (assets) at beginning of year2017-12-31$3,606
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$58,825
Contract administrator fees2017-12-31$5,850
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31No
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31BOND, ANDIOLA & COMPANY
Accountancy firm EIN2017-12-31223205275
2016 : ATLANTIC CASTING & ENGINEERING CORP. UNION EMPLOYEES PROFIT SHARING PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total transfer of assets to this plan2016-12-31$1,072,693
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$175,451
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$168,905
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$160,365
Expenses. Certain deemed distributions of participant loans2016-12-31$4,290
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$113,192
Value of total assets at end of year2016-12-31$1,079,239
Value of total assets at beginning of year2016-12-31$0
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$4,250
Total interest from all sources2016-12-31$4,439
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$17,557
Participant contributions at end of year2016-12-31$92,480
Participant contributions at end of year2016-12-31$389
Participant contributions at beginning of year2016-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$6,546
Value of net assets at end of year (total assets less liabilities)2016-12-31$1,079,239
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$0
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in pooled separate accounts at end of year2016-12-31$601,988
Interest on participant loans2016-12-31$4,439
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$380,776
Net investment gain/loss from pooled separate accounts2016-12-31$57,820
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$95,635
Employer contributions (assets) at end of year2016-12-31$3,606
Employer contributions (assets) at beginning of year2016-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$160,365
Contract administrator fees2016-12-31$4,250
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31No
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31BOND, ANDIOLA & COMPANY
Accountancy firm EIN2016-12-31223205275

Form 5500 Responses for ATLANTIC CASTING & ENGINEERING CORP. UNION EMPLOYEES PROFIT SHARING PLAN

2022: ATLANTIC CASTING & ENGINEERING CORP. UNION EMPLOYEES PROFIT SHARING PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: ATLANTIC CASTING & ENGINEERING CORP. UNION EMPLOYEES PROFIT SHARING PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: ATLANTIC CASTING & ENGINEERING CORP. UNION EMPLOYEES PROFIT SHARING PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: ATLANTIC CASTING & ENGINEERING CORP. UNION EMPLOYEES PROFIT SHARING PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: ATLANTIC CASTING & ENGINEERING CORP. UNION EMPLOYEES PROFIT SHARING PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedYes
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: ATLANTIC CASTING & ENGINEERING CORP. UNION EMPLOYEES PROFIT SHARING PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: ATLANTIC CASTING & ENGINEERING CORP. UNION EMPLOYEES PROFIT SHARING PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01First time form 5500 has been submittedYes
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number811635
Policy instance 1
Insurance contract or identification number811635
Number of Individuals Covered127
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $4,559
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $4,191
Insurance broker organization code?3
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number811635
Policy instance 1
Insurance contract or identification number811635
Number of Individuals Covered124
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $4,191
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $4,191
Insurance broker organization code?3
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number811635
Policy instance 1
Insurance contract or identification number811635
Number of Individuals Covered130
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $3,521
Total amount of fees paid to insurance companyUSD $575
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees575
Additional information about fees paid to insurance brokerSERVICING FEE
Insurance broker organization code?5
Commission paid to Insurance BrokerUSD $3,521
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number811635
Policy instance 1
Insurance contract or identification number811635
Number of Individuals Covered135
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $3,675
Total amount of fees paid to insurance companyUSD $618
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $3,675
Insurance broker organization code?3
Amount paid for insurance broker fees618
Additional information about fees paid to insurance brokerSERVICING FEE
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number811635
Policy instance 1
Insurance contract or identification number811635
Number of Individuals Covered119
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $327
Total amount of fees paid to insurance companyUSD $542
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $542
Additional information about fees paid to insurance brokerSERVICING FEE
Insurance broker organization code?5
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number811635
Policy instance 1
Insurance contract or identification number811635
Number of Individuals Covered115
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $3,026
Total amount of fees paid to insurance companyUSD $488
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $3,026
Insurance broker organization code?3
Additional information about fees paid to insurance brokerSERVICING FEES
Insurance broker nameRED BANK PENSION SERVICES, INC.

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