COMMUNITY BANK OF BERGEN COUNTY, NJ has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan COMMUNITY BANK OF BERGEN COUNTY, NJ
| Measure | Date | Value |
|---|
| 2015: COMMUNITY BANK OF BERGEN COUNTY, NJ 2015 401k membership |
|---|
| Total participants, beginning-of-year | 2015-01-01 | 81 |
| Total number of active participants reported on line 7a of the Form 5500 | 2015-01-01 | 67 |
| Number of retired or separated participants receiving benefits | 2015-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2015-01-01 | 14 |
| Total of all active and inactive participants | 2015-01-01 | 81 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2015-01-01 | 0 |
| Total participants | 2015-01-01 | 81 |
| Number of participants with account balances | 2015-01-01 | 80 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2015-01-01 | 0 |
| 2014: COMMUNITY BANK OF BERGEN COUNTY, NJ 2014 401k membership |
|---|
| Total participants, beginning-of-year | 2014-01-01 | 102 |
| Total number of active participants reported on line 7a of the Form 5500 | 2014-01-01 | 70 |
| Number of retired or separated participants receiving benefits | 2014-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2014-01-01 | 11 |
| Total of all active and inactive participants | 2014-01-01 | 81 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2014-01-01 | 0 |
| Total participants | 2014-01-01 | 81 |
| Number of participants with account balances | 2014-01-01 | 77 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2014-01-01 | 0 |
| 2013: COMMUNITY BANK OF BERGEN COUNTY, NJ 2013 401k membership |
|---|
| Total participants, beginning-of-year | 2013-01-01 | 96 |
| Total number of active participants reported on line 7a of the Form 5500 | 2013-01-01 | 89 |
| Number of retired or separated participants receiving benefits | 2013-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2013-01-01 | 9 |
| Total of all active and inactive participants | 2013-01-01 | 98 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2013-01-01 | 0 |
| Total participants | 2013-01-01 | 98 |
| Number of participants with account balances | 2013-01-01 | 92 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2013-01-01 | 0 |
| 2012: COMMUNITY BANK OF BERGEN COUNTY, NJ 2012 401k membership |
|---|
| Total participants, beginning-of-year | 2012-01-01 | 92 |
| Total number of active participants reported on line 7a of the Form 5500 | 2012-01-01 | 91 |
| Number of retired or separated participants receiving benefits | 2012-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2012-01-01 | 5 |
| Total of all active and inactive participants | 2012-01-01 | 96 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2012-01-01 | 0 |
| Total participants | 2012-01-01 | 96 |
| Number of participants with account balances | 2012-01-01 | 93 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2012-01-01 | 0 |
| 2011: COMMUNITY BANK OF BERGEN COUNTY, NJ 2011 401k membership |
|---|
| Total participants, beginning-of-year | 2011-01-01 | 86 |
| Total number of active participants reported on line 7a of the Form 5500 | 2011-01-01 | 79 |
| Number of retired or separated participants receiving benefits | 2011-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2011-01-01 | 13 |
| Total of all active and inactive participants | 2011-01-01 | 92 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2011-01-01 | 0 |
| Total participants | 2011-01-01 | 92 |
| Number of participants with account balances | 2011-01-01 | 89 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2011-01-01 | 0 |
| 2009: COMMUNITY BANK OF BERGEN COUNTY, NJ 2009 401k membership |
|---|
| Total participants, beginning-of-year | 2009-01-01 | 79 |
| Total number of active participants reported on line 7a of the Form 5500 | 2009-01-01 | 72 |
| Number of retired or separated participants receiving benefits | 2009-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2009-01-01 | 5 |
| Total of all active and inactive participants | 2009-01-01 | 77 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2009-01-01 | 0 |
| Total participants | 2009-01-01 | 77 |
| Number of participants with account balances | 2009-01-01 | 75 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2009-01-01 | 0 |
| 2008: COMMUNITY BANK OF BERGEN COUNTY, NJ 2008 401k membership |
|---|
| Total participants, beginning-of-year | 2008-01-01 | 87 |
| Total number of active participants reported on line 7a of the Form 5500 | 2008-01-01 | 73 |
| Number of retired or separated participants receiving benefits | 2008-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2008-01-01 | 6 |
| Total of all active and inactive participants | 2008-01-01 | 79 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2008-01-01 | 0 |
| Total participants | 2008-01-01 | 79 |
| Number of participants with account balances | 2008-01-01 | 71 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2008-01-01 | 0 |
| Measure | Date | Value |
|---|
| 2015 : COMMUNITY BANK OF BERGEN COUNTY, NJ 2015 401k financial data |
|---|
| Total income from all sources | 2015-12-31 | $231,083 |
| Expenses. Total of all expenses incurred | 2015-12-31 | $46,105 |
| Benefits paid (including direct rollovers) | 2015-12-31 | $44,905 |
| Total plan assets at end of year | 2015-12-31 | $4,646,399 |
| Total plan assets at beginning of year | 2015-12-31 | $4,461,421 |
| Value of fidelity bond covering the plan | 2015-12-31 | $500,000 |
| Total contributions received or receivable from participants | 2015-12-31 | $155,874 |
| Other income received | 2015-12-31 | $-26,563 |
| Net income (gross income less expenses) | 2015-12-31 | $184,978 |
| Net plan assets at end of year (total assets less liabilities) | 2015-12-31 | $4,646,399 |
| Net plan assets at beginning of year (total assets less liabilities) | 2015-12-31 | $4,461,421 |
| Assets. Value of participant loans | 2015-12-31 | $170,413 |
| Total contributions received or receivable from employer(s) | 2015-12-31 | $101,772 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2015-12-31 | $1,200 |
| 2014 : COMMUNITY BANK OF BERGEN COUNTY, NJ 2014 401k financial data |
|---|
| Total income from all sources | 2014-12-31 | $453,824 |
| Expenses. Total of all expenses incurred | 2014-12-31 | $195,340 |
| Benefits paid (including direct rollovers) | 2014-12-31 | $192,740 |
| Total plan assets at end of year | 2014-12-31 | $4,461,421 |
| Total plan assets at beginning of year | 2014-12-31 | $4,202,937 |
| Value of fidelity bond covering the plan | 2014-12-31 | $4,000,000 |
| Total contributions received or receivable from participants | 2014-12-31 | $149,865 |
| Other income received | 2014-12-31 | $209,507 |
| Net income (gross income less expenses) | 2014-12-31 | $258,484 |
| Net plan assets at end of year (total assets less liabilities) | 2014-12-31 | $4,461,421 |
| Net plan assets at beginning of year (total assets less liabilities) | 2014-12-31 | $4,202,937 |
| Assets. Value of participant loans | 2014-12-31 | $190,640 |
| Total contributions received or receivable from employer(s) | 2014-12-31 | $94,452 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2014-12-31 | $2,600 |
| 2013 : COMMUNITY BANK OF BERGEN COUNTY, NJ 2013 401k financial data |
|---|
| Total income from all sources | 2013-12-31 | $803,721 |
| Expenses. Total of all expenses incurred | 2013-12-31 | $48,247 |
| Benefits paid (including direct rollovers) | 2013-12-31 | $47,097 |
| Total plan assets at end of year | 2013-12-31 | $4,202,937 |
| Total plan assets at beginning of year | 2013-12-31 | $3,447,463 |
| Value of fidelity bond covering the plan | 2013-12-31 | $4,000,000 |
| Total contributions received or receivable from participants | 2013-12-31 | $135,279 |
| Other income received | 2013-12-31 | $576,871 |
| Net income (gross income less expenses) | 2013-12-31 | $755,474 |
| Net plan assets at end of year (total assets less liabilities) | 2013-12-31 | $4,202,937 |
| Net plan assets at beginning of year (total assets less liabilities) | 2013-12-31 | $3,447,463 |
| Assets. Value of participant loans | 2013-12-31 | $131,815 |
| Total contributions received or receivable from employer(s) | 2013-12-31 | $91,571 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2013-12-31 | $1,150 |
| 2012 : COMMUNITY BANK OF BERGEN COUNTY, NJ 2012 401k financial data |
|---|
| Total income from all sources | 2012-12-31 | $515,123 |
| Expenses. Total of all expenses incurred | 2012-12-31 | $21,466 |
| Benefits paid (including direct rollovers) | 2012-12-31 | $20,462 |
| Total plan assets at end of year | 2012-12-31 | $3,447,463 |
| Total plan assets at beginning of year | 2012-12-31 | $2,953,806 |
| Value of fidelity bond covering the plan | 2012-12-31 | $4,000,000 |
| Total contributions received or receivable from participants | 2012-12-31 | $141,883 |
| Other income received | 2012-12-31 | $284,788 |
| Net income (gross income less expenses) | 2012-12-31 | $493,657 |
| Net plan assets at end of year (total assets less liabilities) | 2012-12-31 | $3,447,463 |
| Net plan assets at beginning of year (total assets less liabilities) | 2012-12-31 | $2,953,806 |
| Assets. Value of participant loans | 2012-12-31 | $166,194 |
| Total contributions received or receivable from employer(s) | 2012-12-31 | $88,452 |
| Value of certain deemed distributions of participant loans | 2012-12-31 | $4 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2012-12-31 | $1,000 |
| 2011 : COMMUNITY BANK OF BERGEN COUNTY, NJ 2011 401k financial data |
|---|
| Total income from all sources | 2011-12-31 | $180,752 |
| Expenses. Total of all expenses incurred | 2011-12-31 | $39,933 |
| Benefits paid (including direct rollovers) | 2011-12-31 | $39,208 |
| Total plan assets at end of year | 2011-12-31 | $2,953,806 |
| Total plan assets at beginning of year | 2011-12-31 | $2,812,987 |
| Value of fidelity bond covering the plan | 2011-12-31 | $4,000,000 |
| Total contributions received or receivable from participants | 2011-12-31 | $158,705 |
| Contributions received from other sources (not participants or employers) | 2011-12-31 | $643 |
| Other income received | 2011-12-31 | $-68,685 |
| Net income (gross income less expenses) | 2011-12-31 | $140,819 |
| Net plan assets at end of year (total assets less liabilities) | 2011-12-31 | $2,953,806 |
| Net plan assets at beginning of year (total assets less liabilities) | 2011-12-31 | $2,812,987 |
| Assets. Value of participant loans | 2011-12-31 | $142,433 |
| Total contributions received or receivable from employer(s) | 2011-12-31 | $90,089 |
| Value of corrective distributions | 2011-12-31 | $725 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2011-12-31 | $725 |
| 2010 : COMMUNITY BANK OF BERGEN COUNTY, NJ 2010 401k financial data |
|---|
| Total income from all sources | 2010-12-31 | $547,777 |
| Expenses. Total of all expenses incurred | 2010-12-31 | $288,533 |
| Benefits paid (including direct rollovers) | 2010-12-31 | $287,508 |
| Total plan assets at end of year | 2010-12-31 | $2,812,987 |
| Total plan assets at beginning of year | 2010-12-31 | $2,553,743 |
| Value of fidelity bond covering the plan | 2010-12-31 | $4,000,000 |
| Total contributions received or receivable from participants | 2010-12-31 | $125,258 |
| Contributions received from other sources (not participants or employers) | 2010-12-31 | $86,490 |
| Other income received | 2010-12-31 | $262,811 |
| Net income (gross income less expenses) | 2010-12-31 | $259,244 |
| Net plan assets at end of year (total assets less liabilities) | 2010-12-31 | $2,812,987 |
| Net plan assets at beginning of year (total assets less liabilities) | 2010-12-31 | $2,553,743 |
| Assets. Value of participant loans | 2010-12-31 | $136,511 |
| Total contributions received or receivable from employer(s) | 2010-12-31 | $73,218 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2010-12-31 | $1,025 |
| 2008 : COMMUNITY BANK OF BERGEN COUNTY, NJ 2008 401k financial data |
|---|
| Total income from all sources | 2008-12-31 | $-168,941 |
| Expenses. Total of all expenses incurred | 2008-12-31 | $176,036 |
| Benefits paid (including direct rollovers) | 2008-12-31 | $175,761 |
| Total plan assets at end of year | 2008-12-31 | $1,950,890 |
| Total plan assets at beginning of year | 2008-12-31 | $2,295,867 |
| Value of fidelity bond covering the plan | 2008-12-31 | $4,000,000 |
| Total contributions received or receivable from participants | 2008-12-31 | $65,071 |
| Other income received | 2008-12-31 | $-363,615 |
| Net income (gross income less expenses) | 2008-12-31 | $-344,977 |
| Net plan assets at end of year (total assets less liabilities) | 2008-12-31 | $1,950,890 |
| Net plan assets at beginning of year (total assets less liabilities) | 2008-12-31 | $2,295,867 |
| Assets. Value of participant loans | 2008-12-31 | $98,383 |
| Total contributions received or receivable from employer(s) | 2008-12-31 | $129,603 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2008-12-31 | $275 |
| 2015: COMMUNITY BANK OF BERGEN COUNTY, NJ 2015 form 5500 responses |
|---|
| 2015-01-01 | Type of plan entity | Single employer plan |
| 2015-01-01 | Submission has been amended | No |
| 2015-01-01 | This submission is the final filing | No |
| 2015-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2015-01-01 | Plan is a collectively bargained plan | No |
| 2015-01-01 | Plan funding arrangement – Insurance | Yes |
| 2015-01-01 | Plan funding arrangement – Trust | Yes |
| 2015-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2015-01-01 | Plan benefit arrangement - Trust | Yes |
| 2014: COMMUNITY BANK OF BERGEN COUNTY, NJ 2014 form 5500 responses |
|---|
| 2014-01-01 | Type of plan entity | Single employer plan |
| 2014-01-01 | Submission has been amended | No |
| 2014-01-01 | This submission is the final filing | No |
| 2014-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2014-01-01 | Plan is a collectively bargained plan | No |
| 2014-01-01 | Plan funding arrangement – Insurance | Yes |
| 2014-01-01 | Plan funding arrangement – Trust | Yes |
| 2014-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2014-01-01 | Plan benefit arrangement - Trust | Yes |
| 2013: COMMUNITY BANK OF BERGEN COUNTY, NJ 2013 form 5500 responses |
|---|
| 2013-01-01 | Type of plan entity | Single employer plan |
| 2013-01-01 | Submission has been amended | No |
| 2013-01-01 | This submission is the final filing | No |
| 2013-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2013-01-01 | Plan is a collectively bargained plan | No |
| 2013-01-01 | Plan funding arrangement – Insurance | Yes |
| 2013-01-01 | Plan funding arrangement – Trust | Yes |
| 2013-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2013-01-01 | Plan benefit arrangement - Trust | Yes |
| 2012: COMMUNITY BANK OF BERGEN COUNTY, NJ 2012 form 5500 responses |
|---|
| 2012-01-01 | Type of plan entity | Single employer plan |
| 2012-01-01 | Submission has been amended | No |
| 2012-01-01 | This submission is the final filing | No |
| 2012-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2012-01-01 | Plan is a collectively bargained plan | No |
| 2012-01-01 | Plan funding arrangement – Insurance | Yes |
| 2012-01-01 | Plan funding arrangement – Trust | Yes |
| 2012-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2012-01-01 | Plan benefit arrangement - Trust | Yes |
| 2011: COMMUNITY BANK OF BERGEN COUNTY, NJ 2011 form 5500 responses |
|---|
| 2011-01-01 | Type of plan entity | Single employer plan |
| 2011-01-01 | Submission has been amended | Yes |
| 2011-01-01 | This submission is the final filing | No |
| 2011-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2011-01-01 | Plan is a collectively bargained plan | No |
| 2011-01-01 | Plan funding arrangement – Insurance | Yes |
| 2011-01-01 | Plan funding arrangement – Trust | Yes |
| 2011-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2011-01-01 | Plan benefit arrangement - Trust | Yes |
| 2009: COMMUNITY BANK OF BERGEN COUNTY, NJ 2009 form 5500 responses |
|---|
| 2009-01-01 | Type of plan entity | Single employer plan |
| 2009-01-01 | Submission has been amended | No |
| 2009-01-01 | This submission is the final filing | No |
| 2009-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2009-01-01 | Plan is a collectively bargained plan | No |
| 2009-01-01 | Plan funding arrangement – Insurance | Yes |
| 2009-01-01 | Plan funding arrangement – Trust | Yes |
| 2009-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2009-01-01 | Plan benefit arrangement - Trust | Yes |
| 2008: COMMUNITY BANK OF BERGEN COUNTY, NJ 2008 form 5500 responses |
|---|
| 2008-01-01 | Type of plan entity | Single employer plan |
| 2008-01-01 | Submission has been amended | No |
| 2008-01-01 | This submission is the final filing | No |
| 2008-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2008-01-01 | Plan is a collectively bargained plan | No |
| 2008-01-01 | Plan funding arrangement – Insurance | Yes |
| 2008-01-01 | Plan funding arrangement – Trust | Yes |
| 2008-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2008-01-01 | Plan benefit arrangement - Trust | Yes |
| VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 ) |
| Policy contract number | ZH9316 |
| Policy instance | 1 |
| Insurance contract or identification number | ZH9316 | | Number of Individuals Covered | 81 | | Insurance policy start date | 2015-01-01 | | Insurance policy end date | 2015-12-31 | | Total amount of commissions paid to insurance broker | USD $21,319 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with allocated funds for individual policies? | No | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $21,319 | | Insurance broker organization code? | 3 | | Insurance broker name | MORGAN STANLEY SMITH BARNEY LLC |
|
| VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 ) |
| Policy contract number | ZH9316 |
| Policy instance | 1 |
| Insurance contract or identification number | ZH9316 | | Number of Individuals Covered | 81 | | Insurance policy start date | 2014-01-01 | | Insurance policy end date | 2014-12-31 | | Total amount of commissions paid to insurance broker | USD $19,454 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with allocated funds for individual policies? | No | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $19,454 | | Insurance broker organization code? | 3 | | Insurance broker name | MORGAN STANLEY SMITH BARNEY LLC |
|
| VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 ) |
| Policy contract number | ZH9316 |
| Policy instance | 1 |
| Insurance contract or identification number | ZH9316 | | Number of Individuals Covered | 98 | | Insurance policy start date | 2013-01-01 | | Insurance policy end date | 2013-12-31 | | Total amount of commissions paid to insurance broker | USD $17,384 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with allocated funds for individual policies? | No | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $17,384 | | Insurance broker organization code? | 3 | | Insurance broker name | MORGAN STANLEY SMITH BARNEY LLC |
|
| VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 ) |
| Policy contract number | ZH9316 |
| Policy instance | 1 |
| Insurance contract or identification number | ZH9316 | | Number of Individuals Covered | 96 | | Insurance policy start date | 2012-01-01 | | Insurance policy end date | 2012-12-31 | | Total amount of commissions paid to insurance broker | USD $14,757 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with allocated funds for individual policies? | No | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $14,757 | | Insurance broker organization code? | 3 | | Insurance broker name | MORGAN STANLEY SMITH BARNEY LLC |
|
| VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 ) |
| Policy contract number | ZH9316 |
| Policy instance | 1 |
| Insurance contract or identification number | ZH9316 | | Number of Individuals Covered | 92 | | Insurance policy start date | 2011-01-01 | | Insurance policy end date | 2011-12-31 | | Total amount of commissions paid to insurance broker | USD $13,269 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with allocated funds for individual policies? | No | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 ) |
| Policy contract number | ZH9316 |
| Policy instance | 1 |
| Insurance contract or identification number | ZH9316 | | Number of Individuals Covered | 86 | | Insurance policy start date | 2010-01-01 | | Insurance policy end date | 2010-12-31 | | Total amount of commissions paid to insurance broker | USD $12,456 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with allocated funds for individual policies? | No | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
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| VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 ) |
| Policy contract number | ZH9316 |
| Policy instance | 1 |
| Insurance contract or identification number | ZH9316 | | Number of Individuals Covered | 79 | | Insurance policy start date | 2008-11-18 | | Insurance policy end date | 2008-12-31 | | Total amount of commissions paid to insurance broker | USD $781 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with allocated funds for individual policies? | No | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
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| RELIASTAR LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 67105 ) |
| Policy contract number | GA-52259-7 |
| Policy instance | 2 |
| Insurance contract or identification number | GA-52259-7 | | Number of Individuals Covered | 0 | | Insurance policy start date | 2008-01-01 | | Insurance policy end date | 2008-11-18 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with allocated funds for individual policies? | No | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
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