401k Plan data: GREENBAUM, ROWE, SMITH & DAVIS LLP 401(K) PLAN AND TRUST FOR ASSOCIATES plan

GREENBAUM, ROWE, SMITH & DAVIS LLP 401(K) PLAN AND TRUST FOR ASSOCIATES 401k Plan overview

Plan Name	GREENBAUM, ROWE, SMITH & DAVIS LLP 401(K) PLAN AND TRUST FOR ASSOCIATES
Plan identification number	004

GREENBAUM, ROWE, SMITH & DAVIS LLP 401(K) PLAN AND TRUST FOR ASSOCIATES Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

GREENBAUM, ROWE, SMITH & DAVIS LLP has sponsored the creation of one or more 401k plans.

Company Name: GREENBAUM, ROWE, SMITH & DAVIS LLP

Employer identification number (EIN): 221544785

NAIC Classification: 541110
NAIC Description: Offices of Lawyers

Form 5500 Filing Information

Submission information for form 5500 for 401k plan GREENBAUM, ROWE, SMITH & DAVIS LLP 401(K) PLAN AND TRUST FOR ASSOCIATES

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
004 2023-01-01 ELLEN G. AMON 2024-09-17
004 2022-01-01 ELLEN G. AMON 2023-09-26
004 2021-01-01 ELLEN G. AMON 2022-10-10
004 2021-01-01 ELLEN G. AMON 2022-10-10
004 2020-01-01 ELLEN G. AMON 2021-09-16
004 2019-01-01 ELLEN G. AMON 2020-09-28
004 2018-01-01 ELLEN G. AMON 2019-09-30
004 2017-01-01 ELLEN G. AMON 2018-10-02
004 2016-01-01 ELLEN G. AMON 2017-10-06
004 2015-01-01 ELLEN G. AMON 2016-10-12
004 2013-01-01 ELLEN G. AMON
004 2012-01-01 ROBERT HAAS
004 2011-01-01 ROBERT HAAS
004 2010-01-01 ROBERT HAAS ROBERT D. HAAS 2011-10-14
004 2009-01-01 ROBERT HAAS

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
004	2023-01-01	ELLEN G. AMON	2024-09-17
004	2022-01-01	ELLEN G. AMON	2023-09-26
004	2021-01-01	ELLEN G. AMON	2022-10-10
004	2021-01-01	ELLEN G. AMON	2022-10-10
004	2020-01-01	ELLEN G. AMON	2021-09-16
004	2019-01-01	ELLEN G. AMON	2020-09-28
004	2018-01-01	ELLEN G. AMON	2019-09-30
004	2017-01-01	ELLEN G. AMON	2018-10-02
004	2016-01-01	ELLEN G. AMON	2017-10-06
004	2015-01-01	ELLEN G. AMON	2016-10-12
004	2013-01-01	ELLEN G. AMON
004	2012-01-01	ROBERT HAAS
004	2011-01-01	ROBERT HAAS
004	2010-01-01	ROBERT HAAS		ROBERT D. HAAS	2011-10-14
004	2009-01-01	ROBERT HAAS

Plan Statistics for GREENBAUM, ROWE, SMITH & DAVIS LLP 401(K) PLAN AND TRUST FOR ASSOCIATES

401k plan membership statisitcs for GREENBAUM, ROWE, SMITH & DAVIS LLP 401(K) PLAN AND TRUST FOR ASSOCIATES

Measure Date Value
2025: GREENBAUM, ROWE, SMITH & DAVIS LLP 401(K) PLAN AND TRUST FOR ASSOCIATES 2025 401k membership
Total number of particpants at beginning of year 2025-09-09 93
Total number of particpants at end of year 2025-09-09 88
Number of Participants With Account Balances 2025-09-09 56
2024: GREENBAUM, ROWE, SMITH & DAVIS LLP 401(K) PLAN AND TRUST FOR ASSOCIATES 2024 401k membership
Total number of particpants at beginning of year 2024-09-17 97
Total number of particpants at end of year 2024-09-17 93
Number of Participants With Account Balances 2024-09-17 63
2013: GREENBAUM, ROWE, SMITH & DAVIS LLP 401(K) PLAN AND TRUST FOR ASSOCIATES 2013 401k membership
Total participants, beginning-of-year 2013-01-01 129
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 63
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 27
Total of all active and inactive participants 2013-01-01 90
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 90
Number of participants with account balances 2013-01-01 65
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: GREENBAUM, ROWE, SMITH & DAVIS LLP 401(K) PLAN AND TRUST FOR ASSOCIATES 2012 401k membership
Total participants, beginning-of-year 2012-01-01 133
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 98
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 31
Total of all active and inactive participants 2012-01-01 129
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 129
Number of participants with account balances 2012-01-01 67
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: GREENBAUM, ROWE, SMITH & DAVIS LLP 401(K) PLAN AND TRUST FOR ASSOCIATES 2011 401k membership
Total participants, beginning-of-year 2011-01-01 132
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 105
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 28
Total of all active and inactive participants 2011-01-01 133
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 133
Number of participants with account balances 2011-01-01 76
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0
2010: GREENBAUM, ROWE, SMITH & DAVIS LLP 401(K) PLAN AND TRUST FOR ASSOCIATES 2010 401k membership
Total participants, beginning-of-year 2010-01-01 108
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 104
Number of retired or separated participants receiving benefits 2010-01-01 0
Number of other retired or separated participants entitled to future benefits 2010-01-01 28
Total of all active and inactive participants 2010-01-01 132
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 0
Total participants 2010-01-01 132
Number of participants with account balances 2010-01-01 73
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 0
2009: GREENBAUM, ROWE, SMITH & DAVIS LLP 401(K) PLAN AND TRUST FOR ASSOCIATES 2009 401k membership
Total participants, beginning-of-year 2009-01-01 134
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 81
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 27
Total of all active and inactive participants 2009-01-01 108
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 108
Number of participants with account balances 2009-01-01 73
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2025: GREENBAUM, ROWE, SMITH & DAVIS LLP 401(K) PLAN AND TRUST FOR ASSOCIATES 2025 401k membership
Total number of particpants at beginning of year	2025-09-09	93
Total number of particpants at end of year	2025-09-09	88
Number of Participants With Account Balances	2025-09-09	56
2024: GREENBAUM, ROWE, SMITH & DAVIS LLP 401(K) PLAN AND TRUST FOR ASSOCIATES 2024 401k membership
Total number of particpants at beginning of year	2024-09-17	97
Total number of particpants at end of year	2024-09-17	93
Number of Participants With Account Balances	2024-09-17	63
2013: GREENBAUM, ROWE, SMITH & DAVIS LLP 401(K) PLAN AND TRUST FOR ASSOCIATES 2013 401k membership
Total participants, beginning-of-year	2013-01-01	129
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	63
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	27
Total of all active and inactive participants	2013-01-01	90
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	90
Number of participants with account balances	2013-01-01	65
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: GREENBAUM, ROWE, SMITH & DAVIS LLP 401(K) PLAN AND TRUST FOR ASSOCIATES 2012 401k membership
Total participants, beginning-of-year	2012-01-01	133
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	98
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	31
Total of all active and inactive participants	2012-01-01	129
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	129
Number of participants with account balances	2012-01-01	67
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: GREENBAUM, ROWE, SMITH & DAVIS LLP 401(K) PLAN AND TRUST FOR ASSOCIATES 2011 401k membership
Total participants, beginning-of-year	2011-01-01	132
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	105
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	28
Total of all active and inactive participants	2011-01-01	133
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	133
Number of participants with account balances	2011-01-01	76
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0
2010: GREENBAUM, ROWE, SMITH & DAVIS LLP 401(K) PLAN AND TRUST FOR ASSOCIATES 2010 401k membership
Total participants, beginning-of-year	2010-01-01	108
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	104
Number of retired or separated participants receiving benefits	2010-01-01	0
Number of other retired or separated participants entitled to future benefits	2010-01-01	28
Total of all active and inactive participants	2010-01-01	132
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	0
Total participants	2010-01-01	132
Number of participants with account balances	2010-01-01	73
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	0
2009: GREENBAUM, ROWE, SMITH & DAVIS LLP 401(K) PLAN AND TRUST FOR ASSOCIATES 2009 401k membership
Total participants, beginning-of-year	2009-01-01	134
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	81
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	27
Total of all active and inactive participants	2009-01-01	108
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	108
Number of participants with account balances	2009-01-01	73
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Financial Data on GREENBAUM, ROWE, SMITH & DAVIS LLP 401(K) PLAN AND TRUST FOR ASSOCIATES

Measure	Date	Value
2025 : GREENBAUM, ROWE, SMITH & DAVIS LLP 401(K) PLAN AND TRUST FOR ASSOCIATES 2025 401k financial data
Total transfers to/from plan in this plan year	2025-09-09	-719368
Total expenses incurred by plan in this plan year	2025-09-09	1710905
Net assets as of the end of the plan year	2025-09-09	10347671
Total assets as of the beginning of the plan year	2025-09-09	10533282
Value of plan covered by a fidelity bond	2025-09-09	3000000
Participant contributions to plan in this plan year	2025-09-09	472665
Value of participant loans at end of plan year	2025-09-09	92284
Other income to plan in this plan year	2025-09-09	1771997
Plan net income in this plan year	2025-09-09	533757
Net assets as of the end of the plan year	2025-09-09	10347671
Net assets as of the beginning of the plan year	2025-09-09	10533282
Expensese paid to adminstrative service provicers from plan in this plan year	2025-09-09	14099
2024 : GREENBAUM, ROWE, SMITH & DAVIS LLP 401(K) PLAN AND TRUST FOR ASSOCIATES 2024 401k financial data
Total transfers to/from plan in this plan year	2024-09-17	111261
Total liabilities as of the end of the plan year	2024-09-17	0
Total liabilities as of the beginning of the plan year	2024-09-17	0
Total expenses incurred by plan in this plan year	2024-09-17	413729
Net assets as of the end of the plan year	2024-09-17	10533282
Total assets as of the beginning of the plan year	2024-09-17	8450699
Value of plan covered by a fidelity bond	2024-09-17	3000000
Participant contributions to plan in this plan year	2024-09-17	616563
Value of participant loans at end of plan year	2024-09-17	77378
Other expenses paid from plan in this plan year	2024-09-17	0
Other contributions to plan in this plan year	2024-09-17	101741
Other income to plan in this plan year	2024-09-17	1666747
Plan net income in this plan year	2024-09-17	1971322
Net assets as of the end of the plan year	2024-09-17	10533282
Net assets as of the beginning of the plan year	2024-09-17	8450699
Employer contributions to plan in this plan year	2024-09-17	0
Expensese paid to adminstrative service provicers from plan in this plan year	2024-09-17	11802
2013 : GREENBAUM, ROWE, SMITH & DAVIS LLP 401(K) PLAN AND TRUST FOR ASSOCIATES 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$1,065,464
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$546,756
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$546,406
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$324,555
Value of total assets at end of year	2013-12-31	$4,522,882
Value of total assets at beginning of year	2013-12-31	$4,004,174
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$350
Total interest from all sources	2013-12-31	$2,236
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$154,154
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$154,154
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$3,000,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$324,555
Participant contributions at end of year	2013-12-31	$78,075
Participant contributions at beginning of year	2013-12-31	$40,408
Administrative expenses (other) incurred	2013-12-31	$350
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$518,708
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$4,522,882
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$4,004,174
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$3,072,686
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$2,601,547
Interest on participant loans	2013-12-31	$2,191
Value of interest in common/collective trusts at end of year	2013-12-31	$928,796
Value of interest in common/collective trusts at beginning of year	2013-12-31	$923,195
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2013-12-31	$443,325
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2013-12-31	$439,024
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2013-12-31	$439,024
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2013-12-31	$45
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$412,845
Net investment gain or loss from common/collective trusts	2013-12-31	$171,674
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$546,406
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	WEISERMAZARS LLP
Accountancy firm EIN	2013-12-31	131459550
2012 : GREENBAUM, ROWE, SMITH & DAVIS LLP 401(K) PLAN AND TRUST FOR ASSOCIATES 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total transfer of assets from this plan	2012-12-31	$84,743
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$777,364
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$499,735
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$499,185
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$340,470
Value of total assets at end of year	2012-12-31	$4,004,174
Value of total assets at beginning of year	2012-12-31	$3,811,288
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$550
Total interest from all sources	2012-12-31	$1,565
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$66,383
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$66,383
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$3,000,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$340,470
Participant contributions at end of year	2012-12-31	$40,408
Participant contributions at beginning of year	2012-12-31	$41,039
Value of other receiveables (less allowance for doubtful accounts) at end of year	2012-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2012-12-31	$1,603
Other income not declared elsewhere	2012-12-31	$0
Administrative expenses (other) incurred	2012-12-31	$550
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$277,629
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$4,004,174
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$3,811,288
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$2,601,547
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$2,273,142
Interest on participant loans	2012-12-31	$1,522
Value of interest in common/collective trusts at end of year	2012-12-31	$923,195
Value of interest in common/collective trusts at beginning of year	2012-12-31	$1,026,253
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-12-31	$439,024
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2012-12-31	$469,251
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2012-12-31	$469,251
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2012-12-31	$43
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$240,450
Net investment gain or loss from common/collective trusts	2012-12-31	$128,496
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$499,185
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	WEISERMAZARS LLP
Accountancy firm EIN	2012-12-31	131459550
2011 : GREENBAUM, ROWE, SMITH & DAVIS LLP 401(K) PLAN AND TRUST FOR ASSOCIATES 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total transfer of assets to this plan	2011-12-31	$1,855
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$170,438
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$157,930
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$157,630
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$355,313
Value of total assets at end of year	2011-12-31	$3,811,288
Value of total assets at beginning of year	2011-12-31	$3,796,925
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$300
Total interest from all sources	2011-12-31	$2,251
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$34,472
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$34,472
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$3,000,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$355,313
Participant contributions at end of year	2011-12-31	$41,039
Participant contributions at beginning of year	2011-12-31	$57,004
Value of other receiveables (less allowance for doubtful accounts) at end of year	2011-12-31	$1,603
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2011-12-31	$1,997
Other income not declared elsewhere	2011-12-31	$-190,279
Administrative expenses (other) incurred	2011-12-31	$300
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$12,508
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$3,811,288
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$3,796,925
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$2,273,142
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$2,414,650
Interest on participant loans	2011-12-31	$2,202
Value of interest in common/collective trusts at end of year	2011-12-31	$1,026,253
Value of interest in common/collective trusts at beginning of year	2011-12-31	$963,509
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2011-12-31	$469,251
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2011-12-31	$359,765
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2011-12-31	$359,765
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2011-12-31	$49
Net investment gain or loss from common/collective trusts	2011-12-31	$-31,319
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$157,630
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	WEISERMAZARS LLP
Accountancy firm EIN	2011-12-31	131459550
2010 : GREENBAUM, ROWE, SMITH & DAVIS LLP 401(K) PLAN AND TRUST FOR ASSOCIATES 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$730,129
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$256,038
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$255,703
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$310,360
Value of total assets at end of year	2010-12-31	$3,796,925
Value of total assets at beginning of year	2010-12-31	$3,322,834
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$335
Total interest from all sources	2010-12-31	$2,715
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$52,575
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$52,575
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$3,000,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$310,360
Participant contributions at end of year	2010-12-31	$57,004
Participant contributions at beginning of year	2010-12-31	$47,979
Value of other receiveables (less allowance for doubtful accounts) at end of year	2010-12-31	$1,997
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2010-12-31	$1,230
Administrative expenses (other) incurred	2010-12-31	$335
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$474,091
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$3,796,925
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$3,322,834
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$2,414,650
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$2,062,632
Interest on participant loans	2010-12-31	$2,605
Value of interest in common/collective trusts at end of year	2010-12-31	$963,509
Value of interest in common/collective trusts at beginning of year	2010-12-31	$767,951
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2010-12-31	$359,765
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2010-12-31	$443,042
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2010-12-31	$443,042
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2010-12-31	$110
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$246,123
Net investment gain or loss from common/collective trusts	2010-12-31	$118,356
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$255,703
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2010-12-31	No
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	WEISERMAZARS LLP
Accountancy firm EIN	2010-12-31	131459550
2009 : GREENBAUM, ROWE, SMITH & DAVIS LLP 401(K) PLAN AND TRUST FOR ASSOCIATES 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for GREENBAUM, ROWE, SMITH & DAVIS LLP 401(K) PLAN AND TRUST FOR ASSOCIATES

2013: GREENBAUM, ROWE, SMITH & DAVIS LLP 401(K) PLAN AND TRUST FOR ASSOCIATES 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: GREENBAUM, ROWE, SMITH & DAVIS LLP 401(K) PLAN AND TRUST FOR ASSOCIATES 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: GREENBAUM, ROWE, SMITH & DAVIS LLP 401(K) PLAN AND TRUST FOR ASSOCIATES 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: GREENBAUM, ROWE, SMITH & DAVIS LLP 401(K) PLAN AND TRUST FOR ASSOCIATES 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	No
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	No
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: GREENBAUM, ROWE, SMITH & DAVIS LLP 401(K) PLAN AND TRUST FOR ASSOCIATES 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	GREENBAUM, ROWE, SMITH & DAVIS LLP
Employer identification number (EIN):	221544785
NAIC Classification:	541110
NAIC Description:	Offices of Lawyers