401k Plan data: SPARTA MEDICAL ASSOCIATES, P.A. EMPLOYEES' PROFIT SHARING PLAN plan

SPARTA MEDICAL ASSOCIATES, P.A. EMPLOYEES' PROFIT SHARING PLAN 401k Plan overview

Plan Name	SPARTA MEDICAL ASSOCIATES, P.A. EMPLOYEES' PROFIT SHARING PLAN
Plan identification number	001

SPARTA MEDICAL ASSOCIATES, P.A. EMPLOYEES' PROFIT SHARING PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Participant-directed brokerage accounts provided as an investment option under the plan.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

SPARTA MEDICAL ASSOCIATES, P.A. has sponsored the creation of one or more 401k plans.

Company Name: SPARTA MEDICAL ASSOCIATES, P.A.

Employer identification number (EIN): 221897160

NAIC Classification: 621111
NAIC Description: Offices of Physicians (except Mental Health Specialists)

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SPARTA MEDICAL ASSOCIATES, P.A. EMPLOYEES' PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2013-01-01 DARYL WILSON
001 2012-01-01 DARYL WILSON
001 2011-01-01 DARYL WILSON
001 2010-01-01 DARYL WILSON
001 2009-01-01 DARYL WILSON

Plan id#	Filing Submission Date	Name of Administrator
001	2013-01-01	DARYL WILSON
001	2012-01-01	DARYL WILSON
001	2011-01-01	DARYL WILSON
001	2010-01-01	DARYL WILSON
001	2009-01-01	DARYL WILSON

Plan Statistics for SPARTA MEDICAL ASSOCIATES, P.A. EMPLOYEES' PROFIT SHARING PLAN

401k plan membership statisitcs for SPARTA MEDICAL ASSOCIATES, P.A. EMPLOYEES' PROFIT SHARING PLAN

Measure Date Value
2013: SPARTA MEDICAL ASSOCIATES, P.A. EMPLOYEES' PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 158
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 87
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 62
Total of all active and inactive participants 2013-01-01 149
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 149
Number of participants with account balances 2013-01-01 142
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 9
2012: SPARTA MEDICAL ASSOCIATES, P.A. EMPLOYEES' PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 148
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 92
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 54
Total of all active and inactive participants 2012-01-01 146
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 146
Number of participants with account balances 2012-01-01 134
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 9
2011: SPARTA MEDICAL ASSOCIATES, P.A. EMPLOYEES' PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 135
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 91
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 45
Total of all active and inactive participants 2011-01-01 136
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 136
Number of participants with account balances 2011-01-01 127
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 10
2010: SPARTA MEDICAL ASSOCIATES, P.A. EMPLOYEES' PROFIT SHARING PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 146
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 95
Number of retired or separated participants receiving benefits 2010-01-01 0
Number of other retired or separated participants entitled to future benefits 2010-01-01 36
Total of all active and inactive participants 2010-01-01 131
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 0
Total participants 2010-01-01 131
Number of participants with account balances 2010-01-01 124
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 12
2009: SPARTA MEDICAL ASSOCIATES, P.A. EMPLOYEES' PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 141
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 93
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 45
Total of all active and inactive participants 2009-01-01 138
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 138
Number of participants with account balances 2009-01-01 118
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 10

Measure	Date	Value
2013: SPARTA MEDICAL ASSOCIATES, P.A. EMPLOYEES' PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	158
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	87
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	62
Total of all active and inactive participants	2013-01-01	149
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	149
Number of participants with account balances	2013-01-01	142
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	9
2012: SPARTA MEDICAL ASSOCIATES, P.A. EMPLOYEES' PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	148
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	92
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	54
Total of all active and inactive participants	2012-01-01	146
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	146
Number of participants with account balances	2012-01-01	134
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	9
2011: SPARTA MEDICAL ASSOCIATES, P.A. EMPLOYEES' PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	135
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	91
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	45
Total of all active and inactive participants	2011-01-01	136
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	136
Number of participants with account balances	2011-01-01	127
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	10
2010: SPARTA MEDICAL ASSOCIATES, P.A. EMPLOYEES' PROFIT SHARING PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	146
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	95
Number of retired or separated participants receiving benefits	2010-01-01	0
Number of other retired or separated participants entitled to future benefits	2010-01-01	36
Total of all active and inactive participants	2010-01-01	131
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	0
Total participants	2010-01-01	131
Number of participants with account balances	2010-01-01	124
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	12
2009: SPARTA MEDICAL ASSOCIATES, P.A. EMPLOYEES' PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	141
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	93
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	45
Total of all active and inactive participants	2009-01-01	138
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	138
Number of participants with account balances	2009-01-01	118
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	10

Financial Data on SPARTA MEDICAL ASSOCIATES, P.A. EMPLOYEES' PROFIT SHARING PLAN

Measure	Date	Value
2013 : SPARTA MEDICAL ASSOCIATES, P.A. EMPLOYEES' PROFIT SHARING PLAN 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2013-12-31	$681,111
Total unrealized appreciation/depreciation of assets	2013-12-31	$681,111
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$1,506,040
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$260,132
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$198,209
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$727,415
Value of total assets at end of year	2013-12-31	$7,653,253
Value of total assets at beginning of year	2013-12-31	$6,407,345
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$61,923
Total interest from all sources	2013-12-31	$8,113
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$89,401
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Assets. Corporate prefeered stocks other than exployer securities at end of year	2013-12-31	$3,284,690
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2013-12-31	$2,994,705
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$500,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$461,025
Participant contributions at end of year	2013-12-31	$113,083
Participant contributions at beginning of year	2013-12-31	$118,426
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$1,390
Administrative expenses (other) incurred	2013-12-31	$1,491
Total non interest bearing cash at end of year	2013-12-31	$0
Total non interest bearing cash at beginning of year	2013-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$1,245,908
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$7,653,253
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$6,407,345
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$3,192,932
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$2,273,232
Interest on participant loans	2013-12-31	$8,431
Interest earned on other investments	2013-12-31	$30
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2013-12-31	$1,050,720
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2013-12-31	$868,399
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2013-12-31	$868,399
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2013-12-31	$-348
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$265,000
Income. Dividends from preferred stock	2013-12-31	$89,401
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$198,209
Asset. Corporate debt instrument preferred debt at end of year	2013-12-31	$11,828
Asset. Corporate debt instrument preferred debt at beginning of year	2013-12-31	$152,583
Contract administrator fees	2013-12-31	$60,432
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	No
Opinion of an independent qualified public accountant for this plan	2013-12-31	Unqualified
Accountancy firm name	2013-12-31	COHNREZNICK, LLP
Accountancy firm EIN	2013-12-31	221478099
2012 : SPARTA MEDICAL ASSOCIATES, P.A. EMPLOYEES' PROFIT SHARING PLAN 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2012-12-31	$100,376
Total unrealized appreciation/depreciation of assets	2012-12-31	$100,376
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$1,062,885
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$520,530
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$448,445
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$640,025
Value of total assets at end of year	2012-12-31	$6,407,345
Value of total assets at beginning of year	2012-12-31	$5,864,990
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$72,085
Total interest from all sources	2012-12-31	$22,214
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$87,912
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Assets. Corporate prefeered stocks other than exployer securities at end of year	2012-12-31	$2,994,705
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2012-12-31	$2,582,018
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$500,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$380,025
Participant contributions at end of year	2012-12-31	$118,426
Participant contributions at beginning of year	2012-12-31	$97,973
Total non interest bearing cash at end of year	2012-12-31	$0
Total non interest bearing cash at beginning of year	2012-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$542,355
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$6,407,345
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$5,864,990
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$2,273,232
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$2,046,103
Interest on participant loans	2012-12-31	$5,548
Interest earned on other investments	2012-12-31	$73
Income. Interest from corporate debt instruments	2012-12-31	$14,082
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-12-31	$868,399
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2012-12-31	$1,023,552
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2012-12-31	$1,023,552
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2012-12-31	$2,511
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$212,358
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$260,000
Income. Dividends from preferred stock	2012-12-31	$87,912
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$448,445
Asset. Corporate debt instrument preferred debt at end of year	2012-12-31	$152,583
Asset. Corporate debt instrument preferred debt at beginning of year	2012-12-31	$115,344
Contract administrator fees	2012-12-31	$72,085
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	No
Opinion of an independent qualified public accountant for this plan	2012-12-31	Unqualified
Accountancy firm name	2012-12-31	COHNREZNICK, LLP
Accountancy firm EIN	2012-12-31	221478099
2011 : SPARTA MEDICAL ASSOCIATES, P.A. EMPLOYEES' PROFIT SHARING PLAN 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2011-12-31	$-488,701
Total unrealized appreciation/depreciation of assets	2011-12-31	$-488,701
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$327,671
Total loss/gain on sale of assets	2011-12-31	$69,997
Total of all expenses incurred	2011-12-31	$126,261
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$87,785
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$611,580
Value of total assets at end of year	2011-12-31	$5,864,990
Value of total assets at beginning of year	2011-12-31	$5,663,580
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$38,476
Total interest from all sources	2011-12-31	$20,811
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$103,543
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Assets. Corporate prefeered stocks other than exployer securities at end of year	2011-12-31	$2,582,018
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2011-12-31	$2,616,401
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$500,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$351,580
Participant contributions at end of year	2011-12-31	$97,973
Participant contributions at beginning of year	2011-12-31	$93,521
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$0
Total non interest bearing cash at end of year	2011-12-31	$0
Total non interest bearing cash at beginning of year	2011-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$201,410
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$5,864,990
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$5,663,580
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$2,046,103
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$1,940,698
Interest on participant loans	2011-12-31	$6,252
Interest earned on other investments	2011-12-31	$-269
Income. Interest from corporate debt instruments	2011-12-31	$10,708
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2011-12-31	$1,023,552
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2011-12-31	$981,709
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2011-12-31	$981,709
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2011-12-31	$4,120
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$10,441
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$260,000
Income. Dividends from preferred stock	2011-12-31	$103,543
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$87,785
Asset. Corporate debt instrument preferred debt at end of year	2011-12-31	$115,344
Asset. Corporate debt instrument preferred debt at beginning of year	2011-12-31	$31,251
Contract administrator fees	2011-12-31	$38,476
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Aggregate proceeds on sale of assets	2011-12-31	$1,504,966
Aggregate carrying amount (costs) on sale of assets	2011-12-31	$1,434,969
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	No
Opinion of an independent qualified public accountant for this plan	2011-12-31	Unqualified
Accountancy firm name	2011-12-31	J.H. COHN, LLP
Accountancy firm EIN	2011-12-31	227478099
2010 : SPARTA MEDICAL ASSOCIATES, P.A. EMPLOYEES' PROFIT SHARING PLAN 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2010-12-31	$446,964
Total unrealized appreciation/depreciation of assets	2010-12-31	$446,964
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$1,335,846
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$835,602
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$709,981
Value of total corrective distributions	2010-12-31	$89,363
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$568,517
Value of total assets at end of year	2010-12-31	$5,663,580
Value of total assets at beginning of year	2010-12-31	$5,163,336
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$36,258
Total interest from all sources	2010-12-31	$21,447
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$59,358
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Assets. Corporate prefeered stocks other than exployer securities at end of year	2010-12-31	$2,616,401
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2010-12-31	$1,990,473
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$500,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$308,167
Participant contributions at end of year	2010-12-31	$93,521
Participant contributions at beginning of year	2010-12-31	$52,164
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$350
Total non interest bearing cash at end of year	2010-12-31	$0
Total non interest bearing cash at beginning of year	2010-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$500,244
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$5,663,580
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$5,163,336
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$1,940,698
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$1,816,649
Interest on participant loans	2010-12-31	$5,588
Interest earned on other investments	2010-12-31	$952
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2010-12-31	$981,709
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2010-12-31	$1,304,050
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2010-12-31	$1,304,050
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2010-12-31	$14,907
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$239,560
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$260,000
Income. Dividends from preferred stock	2010-12-31	$59,358
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$709,981
Asset. Corporate debt instrument preferred debt at end of year	2010-12-31	$31,251
Asset. Corporate debt instrument preferred debt at beginning of year	2010-12-31	$0
Contract administrator fees	2010-12-31	$36,258
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	No
Opinion of an independent qualified public accountant for this plan	2010-12-31	Unqualified
Accountancy firm name	2010-12-31	J.H. COHN, LLP
Accountancy firm EIN	2010-12-31	227478099
2009 : SPARTA MEDICAL ASSOCIATES, P.A. EMPLOYEES' PROFIT SHARING PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for SPARTA MEDICAL ASSOCIATES, P.A. EMPLOYEES' PROFIT SHARING PLAN

2013: SPARTA MEDICAL ASSOCIATES, P.A. EMPLOYEES' PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: SPARTA MEDICAL ASSOCIATES, P.A. EMPLOYEES' PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: SPARTA MEDICAL ASSOCIATES, P.A. EMPLOYEES' PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: SPARTA MEDICAL ASSOCIATES, P.A. EMPLOYEES' PROFIT SHARING PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	No
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	No
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: SPARTA MEDICAL ASSOCIATES, P.A. EMPLOYEES' PROFIT SHARING PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	SPARTA MEDICAL ASSOCIATES, P.A.
Employer identification number (EIN):	221897160
NAIC Classification:	621111
NAIC Description:	Offices of Physicians (except Mental Health Specialists)