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STONE INDUSTRIES, INC. 401(K) PROFIT-SHARING PLAN 401k Plan overview

Plan NameSTONE INDUSTRIES, INC. 401(K) PROFIT-SHARING PLAN
Plan identification number 001

STONE INDUSTRIES, INC. 401(K) PROFIT-SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

STONE INDUSTRIES, INC. has sponsored the creation of one or more 401k plans.

Company Name:STONE INDUSTRIES, INC.
Employer identification number (EIN):222177220
NAIC Classification:212310
NAIC Description: Stone Mining and Quarrying

Form 5500 Filing Information

Submission information for form 5500 for 401k plan STONE INDUSTRIES, INC. 401(K) PROFIT-SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01SAMANTHA BRAEN-MAGARRO SAMANTHA BRAEN-MAGARRO2019-04-05
0012017-01-01SAMANTHA BRAEN-MAGARRO SAMANTHA BRAEN-MAGARRO2018-07-17
0012016-01-01SAMANTHA BRAEN-MAGARRO SAMANTHA BRAEN-MAGARRO2017-09-28
0012015-01-01SAMANTHA BRAEN-MAGARRO
0012014-01-01LINDA LUIZZI
0012013-01-01LINDA S. LUIZZI
0012012-01-01LINDA LUIZZI LINDA LUIZZI2013-06-28
0012011-01-01LINDA S. LUIZZI LINDA S. LUIZZI2012-07-11
0012009-01-01SAMANTHA BRAEN

Plan Statistics for STONE INDUSTRIES, INC. 401(K) PROFIT-SHARING PLAN

401k plan membership statisitcs for STONE INDUSTRIES, INC. 401(K) PROFIT-SHARING PLAN

Measure Date Value
2022: STONE INDUSTRIES, INC. 401(K) PROFIT-SHARING PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01148
Total number of active participants reported on line 7a of the Form 55002022-01-01135
Number of retired or separated participants receiving benefits2022-01-019
Number of other retired or separated participants entitled to future benefits2022-01-0134
Total of all active and inactive participants2022-01-01178
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-01178
Number of participants with account balances2022-01-01178
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-0111
2021: STONE INDUSTRIES, INC. 401(K) PROFIT-SHARING PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01145
Total number of active participants reported on line 7a of the Form 55002021-01-01113
Number of retired or separated participants receiving benefits2021-01-018
Number of other retired or separated participants entitled to future benefits2021-01-0127
Total of all active and inactive participants2021-01-01148
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01148
Number of participants with account balances2021-01-01148
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-0114
2020: STONE INDUSTRIES, INC. 401(K) PROFIT-SHARING PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01134
Total number of active participants reported on line 7a of the Form 55002020-01-01117
Number of retired or separated participants receiving benefits2020-01-015
Number of other retired or separated participants entitled to future benefits2020-01-0120
Total of all active and inactive participants2020-01-01142
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01142
Number of participants with account balances2020-01-01142
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-015
2019: STONE INDUSTRIES, INC. 401(K) PROFIT-SHARING PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01129
Total number of active participants reported on line 7a of the Form 55002019-01-01104
Number of retired or separated participants receiving benefits2019-01-014
Number of other retired or separated participants entitled to future benefits2019-01-0126
Total of all active and inactive participants2019-01-01134
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01134
Number of participants with account balances2019-01-01132
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-015
2018: STONE INDUSTRIES, INC. 401(K) PROFIT-SHARING PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01118
Total number of active participants reported on line 7a of the Form 55002018-01-01103
Number of retired or separated participants receiving benefits2018-01-016
Number of other retired or separated participants entitled to future benefits2018-01-0119
Total of all active and inactive participants2018-01-01128
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-011
Total participants2018-01-01129
Number of participants with account balances2018-01-01129
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-011
2017: STONE INDUSTRIES, INC. 401(K) PROFIT-SHARING PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01120
Total number of active participants reported on line 7a of the Form 55002017-01-0186
Number of retired or separated participants receiving benefits2017-01-015
Number of other retired or separated participants entitled to future benefits2017-01-0122
Total of all active and inactive participants2017-01-01113
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-011
Total participants2017-01-01114
Number of participants with account balances2017-01-01114
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-015
2016: STONE INDUSTRIES, INC. 401(K) PROFIT-SHARING PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01118
Total number of active participants reported on line 7a of the Form 55002016-01-0181
Number of retired or separated participants receiving benefits2016-01-012
Number of other retired or separated participants entitled to future benefits2016-01-0136
Total of all active and inactive participants2016-01-01119
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01119
Number of participants with account balances2016-01-01119
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-017
2015: STONE INDUSTRIES, INC. 401(K) PROFIT-SHARING PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01112
Total number of active participants reported on line 7a of the Form 55002015-01-0179
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0135
Total of all active and inactive participants2015-01-01114
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01114
Number of participants with account balances2015-01-01111
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0110
2014: STONE INDUSTRIES, INC. 401(K) PROFIT-SHARING PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01103
Total number of active participants reported on line 7a of the Form 55002014-01-0180
Number of retired or separated participants receiving benefits2014-01-012
Number of other retired or separated participants entitled to future benefits2014-01-0129
Total of all active and inactive participants2014-01-01111
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01111
Number of participants with account balances2014-01-01110
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: STONE INDUSTRIES, INC. 401(K) PROFIT-SHARING PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-0166
Total number of active participants reported on line 7a of the Form 55002013-01-0176
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0123
Total of all active and inactive participants2013-01-0199
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-0199
Number of participants with account balances2013-01-0199
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-011
2012: STONE INDUSTRIES, INC. 401(K) PROFIT-SHARING PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-0160
Total number of active participants reported on line 7a of the Form 55002012-01-0170
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0121
Total of all active and inactive participants2012-01-0191
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-0191
Number of participants with account balances2012-01-0170
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0137
2011: STONE INDUSTRIES, INC. 401(K) PROFIT-SHARING PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-0189
Total number of active participants reported on line 7a of the Form 55002011-01-0162
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-018
Total of all active and inactive participants2011-01-0170
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-0170
Number of participants with account balances2011-01-0170
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2009: STONE INDUSTRIES, INC. 401(K) PROFIT-SHARING PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-0171
Total number of active participants reported on line 7a of the Form 55002009-01-0150
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0116
Total of all active and inactive participants2009-01-0166
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-011
Total participants2009-01-0167
Number of participants with account balances2009-01-0167
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-013

Financial Data on STONE INDUSTRIES, INC. 401(K) PROFIT-SHARING PLAN

Measure Date Value
2022 : STONE INDUSTRIES, INC. 401(K) PROFIT-SHARING PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$11,220
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$15,241
Total income from all sources (including contributions)2022-12-31$-1,583,762
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$1,081,341
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$1,027,117
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$1,464,598
Value of total assets at end of year2022-12-31$18,215,707
Value of total assets at beginning of year2022-12-31$20,884,831
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$54,224
Total interest from all sources2022-12-31$9,621
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$323,247
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$323,247
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$1,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$835,674
Participant contributions at end of year2022-12-31$166,047
Participant contributions at beginning of year2022-12-31$187,600
Participant contributions at end of year2022-12-31$34,934
Participant contributions at beginning of year2022-12-31$8,607
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$12,069
Value of other receiveables (less allowance for doubtful accounts) at end of year2022-12-31$2,845
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2022-12-31$3,705
Liabilities. Value of operating payables at end of year2022-12-31$11,220
Liabilities. Value of operating payables at beginning of year2022-12-31$15,241
Total non interest bearing cash at end of year2022-12-31$7,609
Total non interest bearing cash at beginning of year2022-12-31$7,033
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-2,665,103
Value of net assets at end of year (total assets less liabilities)2022-12-31$18,204,487
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$20,869,590
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$51,408
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$14,448,467
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$17,060,665
Interest on participant loans2022-12-31$9,621
Value of interest in common/collective trusts at end of year2022-12-31$3,512,044
Value of interest in common/collective trusts at beginning of year2022-12-31$3,610,480
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-3,455,007
Net investment gain or loss from common/collective trusts2022-12-31$73,779
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$616,855
Employer contributions (assets) at end of year2022-12-31$43,761
Employer contributions (assets) at beginning of year2022-12-31$6,741
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$1,027,117
Contract administrator fees2022-12-31$2,816
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31BGD-CPAS
Accountancy firm EIN2022-12-31222625944
2021 : STONE INDUSTRIES, INC. 401(K) PROFIT-SHARING PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total transfer of assets to this plan2021-12-31$20,846
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$15,241
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$13,167
Total income from all sources (including contributions)2021-12-31$3,459,571
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$939,668
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$877,540
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$1,289,941
Value of total assets at end of year2021-12-31$20,884,831
Value of total assets at beginning of year2021-12-31$18,342,008
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$62,128
Total interest from all sources2021-12-31$13,476
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$299,418
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$299,418
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$1,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$753,949
Participant contributions at end of year2021-12-31$187,600
Participant contributions at beginning of year2021-12-31$241,432
Participant contributions at end of year2021-12-31$8,607
Participant contributions at beginning of year2021-12-31$8,638
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$3,591
Value of other receiveables (less allowance for doubtful accounts) at end of year2021-12-31$3,705
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2021-12-31$1,920
Liabilities. Value of operating payables at end of year2021-12-31$15,241
Liabilities. Value of operating payables at beginning of year2021-12-31$13,167
Total non interest bearing cash at end of year2021-12-31$7,033
Total non interest bearing cash at beginning of year2021-12-31$83,103
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$2,519,903
Value of net assets at end of year (total assets less liabilities)2021-12-31$20,869,590
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$18,328,841
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$58,351
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$17,060,665
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$14,138,721
Interest on participant loans2021-12-31$13,476
Value of interest in common/collective trusts at end of year2021-12-31$3,610,480
Value of interest in common/collective trusts at beginning of year2021-12-31$3,859,408
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$1,792,916
Net investment gain or loss from common/collective trusts2021-12-31$63,820
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$532,401
Employer contributions (assets) at end of year2021-12-31$6,741
Employer contributions (assets) at beginning of year2021-12-31$8,786
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$877,540
Contract administrator fees2021-12-31$3,777
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31BDG-CPAS
Accountancy firm EIN2021-12-31222625944
2020 : STONE INDUSTRIES, INC. 401(K) PROFIT-SHARING PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total transfer of assets from this plan2020-12-31$36,536
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$13,167
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$11,340
Total income from all sources (including contributions)2020-12-31$3,265,054
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$383,690
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$333,999
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$1,251,796
Value of total assets at end of year2020-12-31$18,342,008
Value of total assets at beginning of year2020-12-31$15,495,353
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$49,691
Total interest from all sources2020-12-31$11,514
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$250,363
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$250,363
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$1,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$718,750
Participant contributions at end of year2020-12-31$241,432
Participant contributions at beginning of year2020-12-31$156,832
Participant contributions at end of year2020-12-31$8,638
Participant contributions at beginning of year2020-12-31$18
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$12,625
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-12-31$1,920
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-12-31$22,226
Liabilities. Value of operating payables at end of year2020-12-31$13,167
Liabilities. Value of operating payables at beginning of year2020-12-31$11,340
Total non interest bearing cash at end of year2020-12-31$83,103
Total non interest bearing cash at beginning of year2020-12-31$5,694
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$2,881,364
Value of net assets at end of year (total assets less liabilities)2020-12-31$18,328,841
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$15,484,013
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$46,677
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$14,138,721
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$11,774,754
Interest on participant loans2020-12-31$11,514
Value of interest in common/collective trusts at end of year2020-12-31$3,859,408
Value of interest in common/collective trusts at beginning of year2020-12-31$3,535,829
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$1,682,239
Net investment gain or loss from common/collective trusts2020-12-31$69,142
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$520,421
Employer contributions (assets) at end of year2020-12-31$8,786
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$333,999
Contract administrator fees2020-12-31$3,014
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31BDG-CPAS
Accountancy firm EIN2020-12-31222625944
2019 : STONE INDUSTRIES, INC. 401(K) PROFIT-SHARING PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$11,340
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$9,203
Total income from all sources (including contributions)2019-12-31$3,502,896
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$483,536
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$433,417
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$1,277,756
Value of total assets at end of year2019-12-31$15,495,353
Value of total assets at beginning of year2019-12-31$12,473,856
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$50,119
Total interest from all sources2019-12-31$11,565
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$257,491
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$257,491
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$1,000,000
If this is an individual account plan, was there a blackout period2019-12-31Yes
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$632,435
Participant contributions at end of year2019-12-31$156,832
Participant contributions at beginning of year2019-12-31$197,044
Participant contributions at end of year2019-12-31$18
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$195,931
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$22,226
Liabilities. Value of operating payables at end of year2019-12-31$11,340
Liabilities. Value of operating payables at beginning of year2019-12-31$9,203
Total non interest bearing cash at end of year2019-12-31$5,694
Total non interest bearing cash at beginning of year2019-12-31$17,844
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$3,019,360
Value of net assets at end of year (total assets less liabilities)2019-12-31$15,484,013
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$12,464,653
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$47,134
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$11,774,754
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$9,632,768
Interest on participant loans2019-12-31$11,565
Value of interest in common/collective trusts at end of year2019-12-31$3,535,829
Value of interest in common/collective trusts at beginning of year2019-12-31$2,626,200
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$1,875,594
Net investment gain or loss from common/collective trusts2019-12-31$80,490
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$449,390
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$433,417
Contract administrator fees2019-12-31$2,985
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31BDG
Accountancy firm EIN2019-12-31222625944
2018 : STONE INDUSTRIES, INC. 401(K) PROFIT-SHARING PLAN 2018 401k financial data
Total plan liabilities at end of year2018-12-31$9,203
Total plan liabilities at beginning of year2018-12-31$9,573
Total income from all sources2018-12-31$634,399
Expenses. Total of all expenses incurred2018-12-31$474,792
Benefits paid (including direct rollovers)2018-12-31$427,765
Total plan assets at end of year2018-12-31$12,473,856
Total plan assets at beginning of year2018-12-31$12,314,619
Value of fidelity bond covering the plan2018-12-31$1,000,000
Total contributions received or receivable from participants2018-12-31$555,308
Contributions received from other sources (not participants or employers)2018-12-31$180,001
Other income received2018-12-31$-481,931
Net income (gross income less expenses)2018-12-31$159,607
Net plan assets at end of year (total assets less liabilities)2018-12-31$12,464,653
Net plan assets at beginning of year (total assets less liabilities)2018-12-31$12,305,046
Assets. Value of participant loans2018-12-31$197,044
Total contributions received or receivable from employer(s)2018-12-31$381,021
Expenses. Administrative service providers (salaries,fees and commissions)2018-12-31$47,027
2017 : STONE INDUSTRIES, INC. 401(K) PROFIT-SHARING PLAN 2017 401k financial data
Total plan liabilities at end of year2017-12-31$9,573
Total income from all sources2017-12-31$2,261,092
Expenses. Total of all expenses incurred2017-12-31$320,276
Benefits paid (including direct rollovers)2017-12-31$262,874
Total plan assets at end of year2017-12-31$12,314,619
Total plan assets at beginning of year2017-12-31$10,364,230
Value of fidelity bond covering the plan2017-12-31$1,000,000
Total contributions received or receivable from participants2017-12-31$488,464
Other income received2017-12-31$1,411,047
Net income (gross income less expenses)2017-12-31$1,940,816
Net plan assets at end of year (total assets less liabilities)2017-12-31$12,305,046
Net plan assets at beginning of year (total assets less liabilities)2017-12-31$10,364,230
Assets. Value of participant loans2017-12-31$155,351
Total contributions received or receivable from employer(s)2017-12-31$361,581
Expenses. Administrative service providers (salaries,fees and commissions)2017-12-31$57,402
2016 : STONE INDUSTRIES, INC. 401(K) PROFIT-SHARING PLAN 2016 401k financial data
Transfers to/from the plan2016-12-31$64,118
Total plan liabilities at beginning of year2016-12-31$19,886
Total income from all sources2016-12-31$1,454,711
Expenses. Total of all expenses incurred2016-12-31$395,719
Benefits paid (including direct rollovers)2016-12-31$359,881
Total plan assets at end of year2016-12-31$10,364,230
Total plan assets at beginning of year2016-12-31$9,261,006
Value of fidelity bond covering the plan2016-12-31$1,000,000
Total contributions received or receivable from participants2016-12-31$464,625
Contributions received from other sources (not participants or employers)2016-12-31$777
Other income received2016-12-31$684,912
Net income (gross income less expenses)2016-12-31$1,058,992
Net plan assets at end of year (total assets less liabilities)2016-12-31$10,364,230
Net plan assets at beginning of year (total assets less liabilities)2016-12-31$9,241,120
Assets. Value of participant loans2016-12-31$171,784
Total contributions received or receivable from employer(s)2016-12-31$304,397
Expenses. Administrative service providers (salaries,fees and commissions)2016-12-31$35,838
2015 : STONE INDUSTRIES, INC. 401(K) PROFIT-SHARING PLAN 2015 401k financial data
Total plan liabilities at end of year2015-12-31$19,886
Total plan liabilities at beginning of year2015-12-31$7,626
Total income from all sources2015-12-31$803,058
Expenses. Total of all expenses incurred2015-12-31$151,473
Benefits paid (including direct rollovers)2015-12-31$107,549
Total plan assets at end of year2015-12-31$9,261,006
Total plan assets at beginning of year2015-12-31$8,597,161
Value of fidelity bond covering the plan2015-12-31$1,000,000
Total contributions received or receivable from participants2015-12-31$452,697
Contributions received from other sources (not participants or employers)2015-12-31$52,646
Other income received2015-12-31$-34,147
Net income (gross income less expenses)2015-12-31$651,585
Net plan assets at end of year (total assets less liabilities)2015-12-31$9,241,120
Net plan assets at beginning of year (total assets less liabilities)2015-12-31$8,589,535
Assets. Value of participant loans2015-12-31$186,655
Total contributions received or receivable from employer(s)2015-12-31$331,862
Expenses. Administrative service providers (salaries,fees and commissions)2015-12-31$43,924
2014 : STONE INDUSTRIES, INC. 401(K) PROFIT-SHARING PLAN 2014 401k financial data
Total plan liabilities at end of year2014-12-31$7,626
Total income from all sources2014-12-31$1,090,803
Expenses. Total of all expenses incurred2014-12-31$125,308
Benefits paid (including direct rollovers)2014-12-31$76,718
Total plan assets at end of year2014-12-31$8,597,161
Total plan assets at beginning of year2014-12-31$7,624,040
Value of fidelity bond covering the plan2014-12-31$1,000,000
Total contributions received or receivable from participants2014-12-31$360,484
Contributions received from other sources (not participants or employers)2014-12-31$50,000
Other income received2014-12-31$396,766
Net income (gross income less expenses)2014-12-31$965,495
Net plan assets at end of year (total assets less liabilities)2014-12-31$8,589,535
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$7,624,040
Assets. Value of participant loans2014-12-31$141,394
Total contributions received or receivable from employer(s)2014-12-31$283,553
Expenses. Administrative service providers (salaries,fees and commissions)2014-12-31$48,590
2013 : STONE INDUSTRIES, INC. 401(K) PROFIT-SHARING PLAN 2013 401k financial data
Transfers to/from the plan2013-12-31$-5,446
Total income from all sources2013-12-31$1,680,098
Expenses. Total of all expenses incurred2013-12-31$198,731
Benefits paid (including direct rollovers)2013-12-31$175,691
Total plan assets at end of year2013-12-31$7,624,040
Total plan assets at beginning of year2013-12-31$6,148,119
Value of fidelity bond covering the plan2013-12-31$1,000,000
Total contributions received or receivable from participants2013-12-31$316,161
Contributions received from other sources (not participants or employers)2013-12-31$38,067
Other income received2013-12-31$1,072,321
Net income (gross income less expenses)2013-12-31$1,481,367
Net plan assets at end of year (total assets less liabilities)2013-12-31$7,624,040
Net plan assets at beginning of year (total assets less liabilities)2013-12-31$6,148,119
Assets. Value of participant loans2013-12-31$157,478
Total contributions received or receivable from employer(s)2013-12-31$253,549
Expenses. Administrative service providers (salaries,fees and commissions)2013-12-31$23,040
2012 : STONE INDUSTRIES, INC. 401(K) PROFIT-SHARING PLAN 2012 401k financial data
Total income from all sources2012-12-31$1,196,231
Expenses. Total of all expenses incurred2012-12-31$676,698
Benefits paid (including direct rollovers)2012-12-31$675,886
Total plan assets at end of year2012-12-31$6,148,119
Total plan assets at beginning of year2012-12-31$5,628,586
Value of fidelity bond covering the plan2012-12-31$1,000,000
Total contributions received or receivable from participants2012-12-31$255,389
Expenses. Other expenses not covered elsewhere2012-12-31$512
Contributions received from other sources (not participants or employers)2012-12-31$155,705
Other income received2012-12-31$536,716
Net income (gross income less expenses)2012-12-31$519,533
Net plan assets at end of year (total assets less liabilities)2012-12-31$6,148,119
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$5,628,586
Assets. Value of participant loans2012-12-31$180,113
Total contributions received or receivable from employer(s)2012-12-31$248,421
Value of certain deemed distributions of participant loans2012-12-31$0
Value of corrective distributions2012-12-31$300
Funding deficiency by the employer to the plan for this plan year2012-12-31$0
Minimum employer required contribution for this plan year2012-12-31$0
Amount contributed by the employer to the plan for this plan year2012-12-31$0
2011 : STONE INDUSTRIES, INC. 401(K) PROFIT-SHARING PLAN 2011 401k financial data
Transfers to/from the plan2011-12-31$8,518
Total income from all sources2011-12-31$329,797
Expenses. Total of all expenses incurred2011-12-31$107,839
Benefits paid (including direct rollovers)2011-12-31$107,347
Total plan assets at end of year2011-12-31$5,628,586
Total plan assets at beginning of year2011-12-31$5,398,110
Value of fidelity bond covering the plan2011-12-31$1,000,000
Total contributions received or receivable from participants2011-12-31$227,676
Expenses. Other expenses not covered elsewhere2011-12-31$492
Contributions received from other sources (not participants or employers)2011-12-31$0
Other income received2011-12-31$-81,638
Net income (gross income less expenses)2011-12-31$221,958
Net plan assets at end of year (total assets less liabilities)2011-12-31$5,628,586
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$5,398,110
Assets. Value of participant loans2011-12-31$182,061
Total contributions received or receivable from employer(s)2011-12-31$183,759
Value of certain deemed distributions of participant loans2011-12-31$0
Value of corrective distributions2011-12-31$0
Funding deficiency by the employer to the plan for this plan year2011-12-31$0
Minimum employer required contribution for this plan year2011-12-31$0
Amount contributed by the employer to the plan for this plan year2011-12-31$0
2010 : STONE INDUSTRIES, INC. 401(K) PROFIT-SHARING PLAN 2010 401k financial data
Transfers to/from the plan2010-12-31$0
Total income from all sources2010-12-31$901,329
Expenses. Total of all expenses incurred2010-12-31$256,992
Benefits paid (including direct rollovers)2010-12-31$256,678
Total plan assets at end of year2010-12-31$5,398,110
Total plan assets at beginning of year2010-12-31$4,753,773
Value of fidelity bond covering the plan2010-12-31$1,000,000
Total contributions received or receivable from participants2010-12-31$228,971
Expenses. Other expenses not covered elsewhere2010-12-31$314
Contributions received from other sources (not participants or employers)2010-12-31$0
Other income received2010-12-31$469,966
Net income (gross income less expenses)2010-12-31$644,337
Net plan assets at end of year (total assets less liabilities)2010-12-31$5,398,110
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$4,753,773
Assets. Value of participant loans2010-12-31$87,063
Total contributions received or receivable from employer(s)2010-12-31$202,392
Value of certain deemed distributions of participant loans2010-12-31$0
Value of corrective distributions2010-12-31$0
Funding deficiency by the employer to the plan for this plan year2010-12-31$0
Minimum employer required contribution for this plan year2010-12-31$0
Amount contributed by the employer to the plan for this plan year2010-12-31$0
2009 : STONE INDUSTRIES, INC. 401(K) PROFIT-SHARING PLAN 2009 401k financial data
Funding deficiency by the employer to the plan for this plan year2009-12-31$0
Minimum employer required contribution for this plan year2009-12-31$0
Amount contributed by the employer to the plan for this plan year2009-12-31$0

Form 5500 Responses for STONE INDUSTRIES, INC. 401(K) PROFIT-SHARING PLAN

2022: STONE INDUSTRIES, INC. 401(K) PROFIT-SHARING PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: STONE INDUSTRIES, INC. 401(K) PROFIT-SHARING PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: STONE INDUSTRIES, INC. 401(K) PROFIT-SHARING PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: STONE INDUSTRIES, INC. 401(K) PROFIT-SHARING PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: STONE INDUSTRIES, INC. 401(K) PROFIT-SHARING PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: STONE INDUSTRIES, INC. 401(K) PROFIT-SHARING PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: STONE INDUSTRIES, INC. 401(K) PROFIT-SHARING PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: STONE INDUSTRIES, INC. 401(K) PROFIT-SHARING PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: STONE INDUSTRIES, INC. 401(K) PROFIT-SHARING PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: STONE INDUSTRIES, INC. 401(K) PROFIT-SHARING PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedYes
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: STONE INDUSTRIES, INC. 401(K) PROFIT-SHARING PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2011: STONE INDUSTRIES, INC. 401(K) PROFIT-SHARING PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2009: STONE INDUSTRIES, INC. 401(K) PROFIT-SHARING PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes

Insurance Providers Used on plan

HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract numberGA-803493
Policy instance 1
Insurance contract or identification numberGA-803493
Number of Individuals Covered70
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $20,402
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $20,402
Insurance broker organization code?3
Insurance broker namePLANNING CORP OF AMERICA
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract numberGA-803493
Policy instance 1
Insurance contract or identification numberGA-803493
Number of Individuals Covered70
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $17,691
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract numberGA-803493
Policy instance 1
Insurance contract or identification numberGA-803493
Number of Individuals Covered67
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $15,955
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $15,955
Insurance broker organization code?3
Insurance broker namePLANNING CORP OF AMERICA

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