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SAINT BARNABAS HEALTH CARE SYSTEM FROZEN ERISA 403(B) PLAN 401k Plan overview

Plan NameSAINT BARNABAS HEALTH CARE SYSTEM FROZEN ERISA 403(B) PLAN
Plan identification number 002

SAINT BARNABAS HEALTH CARE SYSTEM FROZEN ERISA 403(B) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

RWJBARNABAS HEALTH has sponsored the creation of one or more 401k plans.

Company Name:RWJBARNABAS HEALTH
Employer identification number (EIN):222405279
NAIC Classification:622000
NAIC Description: Hospitals

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SAINT BARNABAS HEALTH CARE SYSTEM FROZEN ERISA 403(B) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022023-01-01MICHELLE HARVEY2024-10-15 MICHELLE HARVEY2024-10-15
0022022-01-01MICHELLE HARVEY2023-10-14 MICHELLE HARVEY2023-10-14
0022021-01-01ALGRETTA HATCHER2022-10-10 ALGRETTA HATCHER2022-10-10
0022020-01-01ALGRETTA HATCHER2021-10-13 ALGRETTA HATCHER2021-10-13
0022019-01-01ALGRETTA HATCHER2020-09-30 ALGRETTA HATCHER2020-09-30
0022018-01-01ALGRETTA HATCHER2019-10-14 ALGRETTA HATCHER2019-10-14
0022017-01-01ALGRETTA HATCHER ALGRETTA HATCHER2018-10-11
0022017-01-01ALGRETTA HATCHER ALGRETTA HATCHER2018-10-11
0022017-01-01ALGRETTA HATCHER2018-10-15 ALGRETTA HATCHER2018-10-15
0022016-01-01ALGRETTA HATCHER
0022015-01-01ALGRETTA HATCHER
0022014-01-01ALGRETTA HATCHER
0022013-01-01MICHAEL DONOHUE
0022012-01-01PATRICK C. DONAHUE
0022011-01-01PATRICK C. DONAHUE
0022010-01-01PATRICK C. DONAHUE
0022009-01-01PATRICK C. DONAHUE

Plan Statistics for SAINT BARNABAS HEALTH CARE SYSTEM FROZEN ERISA 403(B) PLAN

401k plan membership statisitcs for SAINT BARNABAS HEALTH CARE SYSTEM FROZEN ERISA 403(B) PLAN

Measure Date Value
2017: SAINT BARNABAS HEALTH CARE SYSTEM FROZEN ERISA 403(B) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01200
Total number of active participants reported on line 7a of the Form 55002017-01-0126
Number of retired or separated participants receiving benefits2017-01-011
Number of other retired or separated participants entitled to future benefits2017-01-01105
Total of all active and inactive participants2017-01-01132
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-013
Total participants2017-01-01135
Number of participants with account balances2017-01-01135
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: SAINT BARNABAS HEALTH CARE SYSTEM FROZEN ERISA 403(B) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-010
Total of all active and inactive participants2016-01-010
Total participants2016-01-010
2015: SAINT BARNABAS HEALTH CARE SYSTEM FROZEN ERISA 403(B) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-010
Total of all active and inactive participants2015-01-010
Total participants2015-01-010
2014: SAINT BARNABAS HEALTH CARE SYSTEM FROZEN ERISA 403(B) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-010
Total of all active and inactive participants2014-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-010
Number of participants with account balances2014-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: SAINT BARNABAS HEALTH CARE SYSTEM FROZEN ERISA 403(B) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-010
Total of all active and inactive participants2013-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-010
Number of participants with account balances2013-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: SAINT BARNABAS HEALTH CARE SYSTEM FROZEN ERISA 403(B) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-010
Total of all active and inactive participants2012-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-010
Number of participants with account balances2012-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: SAINT BARNABAS HEALTH CARE SYSTEM FROZEN ERISA 403(B) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-010
Total of all active and inactive participants2011-01-010
Total participants2011-01-010
2010: SAINT BARNABAS HEALTH CARE SYSTEM FROZEN ERISA 403(B) PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-010
Total of all active and inactive participants2010-01-010
Total participants2010-01-010
2009: SAINT BARNABAS HEALTH CARE SYSTEM FROZEN ERISA 403(B) PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01905
Total number of active participants reported on line 7a of the Form 55002009-01-01831
Number of retired or separated participants receiving benefits2009-01-014
Number of other retired or separated participants entitled to future benefits2009-01-0123
Total of all active and inactive participants2009-01-01858
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01858
Number of participants with account balances2009-01-01858
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on SAINT BARNABAS HEALTH CARE SYSTEM FROZEN ERISA 403(B) PLAN

Measure Date Value
2017 : SAINT BARNABAS HEALTH CARE SYSTEM FROZEN ERISA 403(B) PLAN 2017 401k financial data
Total transfer of assets from this plan2017-12-31$384,748
Total income from all sources (including contributions)2017-12-31$114,165
Total of all expenses incurred2017-12-31$59,964
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$58,816
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$621,965
Value of total assets at end of year2017-12-31$1,131,719
Value of total assets at beginning of year2017-12-31$1,077,518
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$1,148
Total interest from all sources2017-12-31$8,084
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$10,135
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$10,135
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$10,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Aggregate amount of withdrawal liability assessed or estimated to be assessed against such withdrawn employers2017-12-310
Minimum employer required contribution for this plan year2017-12-31$0
Amount contributed by the employer to the plan for this plan year2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$26,462
Administrative expenses (other) incurred2017-12-31$1,148
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$54,201
Value of net assets at end of year (total assets less liabilities)2017-12-31$1,131,719
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$1,077,518
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$548,837
Interest earned on other investments2017-12-31$8,084
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$1,131,719
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$528,681
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$95,946
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$595,503
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$58,816
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31WITHUMSMITH+BROWN, PC
Accountancy firm EIN2017-12-31222027092
2009 : SAINT BARNABAS HEALTH CARE SYSTEM FROZEN ERISA 403(B) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for SAINT BARNABAS HEALTH CARE SYSTEM FROZEN ERISA 403(B) PLAN

2017: SAINT BARNABAS HEALTH CARE SYSTEM FROZEN ERISA 403(B) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: SAINT BARNABAS HEALTH CARE SYSTEM FROZEN ERISA 403(B) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planYes
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: SAINT BARNABAS HEALTH CARE SYSTEM FROZEN ERISA 403(B) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planYes
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: SAINT BARNABAS HEALTH CARE SYSTEM FROZEN ERISA 403(B) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planYes
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: SAINT BARNABAS HEALTH CARE SYSTEM FROZEN ERISA 403(B) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planYes
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: SAINT BARNABAS HEALTH CARE SYSTEM FROZEN ERISA 403(B) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planYes
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: SAINT BARNABAS HEALTH CARE SYSTEM FROZEN ERISA 403(B) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planYes
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2010: SAINT BARNABAS HEALTH CARE SYSTEM FROZEN ERISA 403(B) PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planYes
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement – InsuranceYes
2010-01-01Plan benefit arrangement - TrustYes
2009: SAINT BARNABAS HEALTH CARE SYSTEM FROZEN ERISA 403(B) PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planYes
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberTA080139
Policy instance 1
Insurance contract or identification numberTA080139
Number of Individuals Covered0
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberTA080139
Policy instance 2
Insurance contract or identification numberTA080139
Number of Individuals Covered0
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberTA080112
Policy instance 1
Insurance contract or identification numberTA080112
Number of Individuals Covered0
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberTA080112
Policy instance 2
Insurance contract or identification numberTA080112
Number of Individuals Covered0
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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