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SPECTRUM BRANDS 401(K) RETIREMENT SAVINGS PLAN 401k Plan overview

Plan NameSPECTRUM BRANDS 401(K) RETIREMENT SAVINGS PLAN
Plan identification number 054

SPECTRUM BRANDS 401(K) RETIREMENT SAVINGS PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • U.S.-based plan that covers residents of Puerto Rico and is qualified under both Code section 401 and section 1165 of the Puerto Rico Code.

401k Sponsoring company profile

SPECTRUM BRANDS, INC. has sponsored the creation of one or more 401k plans.

Company Name:SPECTRUM BRANDS, INC.
Employer identification number (EIN):222423556
NAIC Classification:335900

Additional information about SPECTRUM BRANDS, INC.

Jurisdiction of Incorporation: State of Delaware Division of Corporations
Incorporation Date:
Company Identification Number: 4707116

More information about SPECTRUM BRANDS, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SPECTRUM BRANDS 401(K) RETIREMENT SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0542023-01-01
0542022-01-01
0542021-01-01
0542020-01-01
0542019-01-01
0542018-01-01
0542017-01-01LYNN MCKEE LYNN MCKEE2018-10-12
0542016-01-01CELENA VENTURELLI CELENA VENTURELLI2017-10-13
0542015-01-01CELENA VENTURELLI CELENA VENTURELLI2016-10-14
0542014-01-01CELENA VENTURELLI CELENA VENTURELLI2015-10-14
0542013-01-01CELENA VENTURELLI CELENA VENTURELLI2014-11-19
0542012-01-01CELENA VENTURELLI CELENA VENTURELLI2013-10-15
0542011-01-01CELENA VENTURELLI CELENA VENTURELLI2012-10-11
0542009-01-01CELENA VENTURELLI CELENA VENTURELLI2012-10-25
0542009-01-01JOSEPH B. WICKHAM

Plan Statistics for SPECTRUM BRANDS 401(K) RETIREMENT SAVINGS PLAN

401k plan membership statisitcs for SPECTRUM BRANDS 401(K) RETIREMENT SAVINGS PLAN

Measure Date Value
2023: SPECTRUM BRANDS 401(K) RETIREMENT SAVINGS PLAN 2023 401k membership
Total participants, beginning-of-year2023-01-014,695
Total number of active participants reported on line 7a of the Form 55002023-01-011,691
Number of retired or separated participants receiving benefits2023-01-01107
Number of other retired or separated participants entitled to future benefits2023-01-013,150
Total of all active and inactive participants2023-01-014,948
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2023-01-010
Total participants2023-01-014,948
Number of participants with account balances2023-01-014,686
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2023-01-01271
2022: SPECTRUM BRANDS 401(K) RETIREMENT SAVINGS PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-015,137
Total number of active participants reported on line 7a of the Form 55002022-01-012,964
Number of retired or separated participants receiving benefits2022-01-0119
Number of other retired or separated participants entitled to future benefits2022-01-011,712
Total of all active and inactive participants2022-01-014,695
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-014,695
Number of participants with account balances2022-01-014,695
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2021: SPECTRUM BRANDS 401(K) RETIREMENT SAVINGS PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-016,762
Total number of active participants reported on line 7a of the Form 55002021-01-013,593
Number of retired or separated participants receiving benefits2021-01-0119
Number of other retired or separated participants entitled to future benefits2021-01-011,525
Total of all active and inactive participants2021-01-015,137
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-015,137
Number of participants with account balances2021-01-014,743
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: SPECTRUM BRANDS 401(K) RETIREMENT SAVINGS PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-017,131
Total number of active participants reported on line 7a of the Form 55002020-01-013,410
Number of retired or separated participants receiving benefits2020-01-0114
Number of other retired or separated participants entitled to future benefits2020-01-013,338
Total of all active and inactive participants2020-01-016,762
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-016,762
Number of participants with account balances2020-01-016,383
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: SPECTRUM BRANDS 401(K) RETIREMENT SAVINGS PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-018,128
Total number of active participants reported on line 7a of the Form 55002019-01-013,259
Number of retired or separated participants receiving benefits2019-01-0115
Number of other retired or separated participants entitled to future benefits2019-01-013,855
Total of all active and inactive participants2019-01-017,129
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-017,129
Number of participants with account balances2019-01-016,839
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: SPECTRUM BRANDS 401(K) RETIREMENT SAVINGS PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-017,495
Total number of active participants reported on line 7a of the Form 55002018-01-014,740
Number of retired or separated participants receiving benefits2018-01-0114
Number of other retired or separated participants entitled to future benefits2018-01-013,374
Total of all active and inactive participants2018-01-018,128
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-018,128
Number of participants with account balances2018-01-017,594
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-011
2017: SPECTRUM BRANDS 401(K) RETIREMENT SAVINGS PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-016,503
Total number of active participants reported on line 7a of the Form 55002017-01-014,527
Number of retired or separated participants receiving benefits2017-01-0110
Number of other retired or separated participants entitled to future benefits2017-01-012,957
Total of all active and inactive participants2017-01-017,494
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-017,494
Number of participants with account balances2017-01-017,128
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-01116
2016: SPECTRUM BRANDS 401(K) RETIREMENT SAVINGS PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-015,692
Total number of active participants reported on line 7a of the Form 55002016-01-014,383
Number of retired or separated participants receiving benefits2016-01-015
Number of other retired or separated participants entitled to future benefits2016-01-012,096
Total of all active and inactive participants2016-01-016,484
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-016,484
Number of participants with account balances2016-01-016,066
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0129
2015: SPECTRUM BRANDS 401(K) RETIREMENT SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-014,651
Total number of active participants reported on line 7a of the Form 55002015-01-014,039
Number of retired or separated participants receiving benefits2015-01-016
Number of other retired or separated participants entitled to future benefits2015-01-011,647
Total of all active and inactive participants2015-01-015,692
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-015,692
Number of participants with account balances2015-01-015,227
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0175
2014: SPECTRUM BRANDS 401(K) RETIREMENT SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-014,585
Total number of active participants reported on line 7a of the Form 55002014-01-013,584
Number of retired or separated participants receiving benefits2014-01-017
Number of other retired or separated participants entitled to future benefits2014-01-011,014
Total of all active and inactive participants2014-01-014,605
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-014,605
Number of participants with account balances2014-01-014,272
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0153
2013: SPECTRUM BRANDS 401(K) RETIREMENT SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-013,520
Total number of active participants reported on line 7a of the Form 55002013-01-013,588
Number of retired or separated participants receiving benefits2013-01-017
Number of other retired or separated participants entitled to future benefits2013-01-01966
Total of all active and inactive participants2013-01-014,561
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-014,561
Number of participants with account balances2013-01-014,089
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0129
2012: SPECTRUM BRANDS 401(K) RETIREMENT SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-013,509
Total number of active participants reported on line 7a of the Form 55002012-01-012,627
Number of retired or separated participants receiving benefits2012-01-017
Number of other retired or separated participants entitled to future benefits2012-01-01854
Total of all active and inactive participants2012-01-013,488
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-013,488
Number of participants with account balances2012-01-012,729
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0113
2011: SPECTRUM BRANDS 401(K) RETIREMENT SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-013,709
Total number of active participants reported on line 7a of the Form 55002011-01-012,525
Number of retired or separated participants receiving benefits2011-01-015
Number of other retired or separated participants entitled to future benefits2011-01-01907
Total of all active and inactive participants2011-01-013,437
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-013,437
Number of participants with account balances2011-01-012,702
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-011
2009: SPECTRUM BRANDS 401(K) RETIREMENT SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-014,245
Total number of active participants reported on line 7a of the Form 55002009-01-012,452
Number of retired or separated participants receiving benefits2009-01-016
Number of other retired or separated participants entitled to future benefits2009-01-011,076
Total of all active and inactive participants2009-01-013,534
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-013,534
Number of participants with account balances2009-01-012,747
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-0121

Financial Data on SPECTRUM BRANDS 401(K) RETIREMENT SAVINGS PLAN

Measure Date Value
2023 : SPECTRUM BRANDS 401(K) RETIREMENT SAVINGS PLAN 2023 401k financial data
Total unrealized appreciation/depreciation of assets2023-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-12-31$0
Total income from all sources (including contributions)2023-12-31$78,368,309
Total loss/gain on sale of assets2023-12-31$0
Total of all expenses incurred2023-12-31$100,614,960
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2023-12-31$99,769,270
Expenses. Certain deemed distributions of participant loans2023-12-31$337,376
Value of total corrective distributions2023-12-31$3,868
Total contributions o plan (from employers,participants, others, non cash contrinutions)2023-12-31$27,236,575
Value of total assets at end of year2023-12-31$327,770,570
Value of total assets at beginning of year2023-12-31$350,017,221
Total of administrative expenses incurred including professional, contract, advisory and management fees2023-12-31$504,446
Total interest from all sources2023-12-31$1,000,809
Total dividends received (eg from common stock, registered investment company shares)2023-12-31$7,916,968
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2023-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2023-12-31$7,916,968
Was this plan covered by a fidelity bond2023-12-31Yes
Value of fidelity bond cover2023-12-31$5,000,000
If this is an individual account plan, was there a blackout period2023-12-31Yes
Were there any nonexempt tranactions with any party-in-interest2023-12-31No
Contributions received from participants2023-12-31$17,835,089
Participant contributions at end of year2023-12-31$2,791,139
Participant contributions at beginning of year2023-12-31$4,582,471
Income. Received or receivable in cash from other sources (including rollovers)2023-12-31$2,109,657
Other income not declared elsewhere2023-12-31$118,277
Administrative expenses (other) incurred2023-12-31$3,683
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2023-12-31No
Value of net income/loss2023-12-31$-22,246,651
Value of net assets at end of year (total assets less liabilities)2023-12-31$327,770,570
Value of net assets at beginning of year (total assets less liabilities)2023-12-31$350,017,221
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2023-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2023-12-31No
Were any leases to which the plan was party in default or uncollectible2023-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2023-12-31$237,701,276
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2023-12-31$252,341,442
Value of interest in pooled separate accounts at end of year2023-12-31$41,884,204
Value of interest in pooled separate accounts at beginning of year2023-12-31$39,160,755
Interest on participant loans2023-12-31$222,444
Interest earned on other investments2023-12-31$778,365
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2023-12-31$45,393,951
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2023-12-31$53,932,553
Net investment gain/loss from registered investment companies (e.g. mutual funds)2023-12-31$29,029,327
Net investment gain/loss from pooled separate accounts2023-12-31$13,066,353
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2023-12-31No
Was there a failure to transmit to the plan any participant contributions2023-12-31No
Has the plan failed to provide any benefit when due under the plan2023-12-31No
Contributions received in cash from employer2023-12-31$7,291,829
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2023-12-31$99,769,270
Contract administrator fees2023-12-31$381,207
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32023-12-31Yes
Did the plan have assets held for investment2023-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2023-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2023-12-31No
Opinion of an independent qualified public accountant for this plan2023-12-31Unqualified
Accountancy firm name2023-12-31BAKER TILLY US, LLP
Accountancy firm EIN2023-12-31301413443
2022 : SPECTRUM BRANDS 401(K) RETIREMENT SAVINGS PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total transfer of assets to this plan2022-12-31$3,854,440
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-33,511,214
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$41,352,974
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$40,681,762
Value of total corrective distributions2022-12-31$12,156
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$34,546,355
Value of total assets at end of year2022-12-31$350,017,221
Value of total assets at beginning of year2022-12-31$421,026,969
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$659,056
Total interest from all sources2022-12-31$1,113,833
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$4,839,868
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$4,839,868
Administrative expenses professional fees incurred2022-12-31$31,038
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$5,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$21,832,963
Participant contributions at end of year2022-12-31$4,582,471
Participant contributions at beginning of year2022-12-31$4,336,328
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$3,356,943
Other income not declared elsewhere2022-12-31$135,427
Administrative expenses (other) incurred2022-12-31$8,175
Total non interest bearing cash at end of year2022-12-31$0
Total non interest bearing cash at beginning of year2022-12-31$320
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-74,864,188
Value of net assets at end of year (total assets less liabilities)2022-12-31$350,017,221
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$421,026,969
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$80,274
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$252,341,442
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$307,855,269
Value of interest in pooled separate accounts at end of year2022-12-31$39,160,755
Value of interest in pooled separate accounts at beginning of year2022-12-31$54,422,973
Interest on participant loans2022-12-31$203,300
Interest earned on other investments2022-12-31$910,532
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-12-31$1
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$53,932,553
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$54,412,079
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-57,341,080
Net investment gain/loss from pooled separate accounts2022-12-31$-16,805,617
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$9,356,449
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$40,681,762
Contract administrator fees2022-12-31$539,569
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31BAKER TILLY US, LLP
Accountancy firm EIN2022-12-31390859910
2021 : SPECTRUM BRANDS 401(K) RETIREMENT SAVINGS PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$85,129,328
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$34,146,634
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$33,445,377
Value of total corrective distributions2021-12-31$5,665
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$30,817,681
Value of total assets at end of year2021-12-31$421,026,969
Value of total assets at beginning of year2021-12-31$370,044,275
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$695,592
Total interest from all sources2021-12-31$1,071,154
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$4,110,069
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$4,110,069
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$5,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$20,677,406
Participant contributions at end of year2021-12-31$4,336,328
Participant contributions at beginning of year2021-12-31$4,326,520
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$3,037,865
Other income not declared elsewhere2021-12-31$135,229
Administrative expenses (other) incurred2021-12-31$695,592
Total non interest bearing cash at end of year2021-12-31$320
Total non interest bearing cash at beginning of year2021-12-31$246
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$50,982,694
Value of net assets at end of year (total assets less liabilities)2021-12-31$421,026,969
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$370,044,275
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$307,855,269
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$266,641,660
Value of interest in pooled separate accounts at end of year2021-12-31$54,422,973
Value of interest in pooled separate accounts at beginning of year2021-12-31$47,323,612
Interest on participant loans2021-12-31$213,508
Interest earned on other investments2021-12-31$857,646
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$54,412,079
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$51,752,237
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$38,205,470
Net investment gain/loss from pooled separate accounts2021-12-31$10,789,725
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$7,102,410
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$33,445,377
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31BAKER TILLY US, LLP
Accountancy firm EIN2021-12-31390859910
2020 : SPECTRUM BRANDS 401(K) RETIREMENT SAVINGS PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$73,691,894
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$32,093,006
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$31,594,315
Expenses. Certain deemed distributions of participant loans2020-12-31$41,740
Value of total corrective distributions2020-12-31$5,147
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$27,419,687
Value of total assets at end of year2020-12-31$370,044,275
Value of total assets at beginning of year2020-12-31$328,445,387
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$451,804
Total interest from all sources2020-12-31$1,143,405
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$3,787,492
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$3,787,492
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$5,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$18,318,282
Participant contributions at end of year2020-12-31$4,326,520
Participant contributions at beginning of year2020-12-31$4,759,591
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$2,794,362
Other income not declared elsewhere2020-12-31$114,689
Administrative expenses (other) incurred2020-12-31$451,804
Total non interest bearing cash at end of year2020-12-31$246
Total non interest bearing cash at beginning of year2020-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$41,598,888
Value of net assets at end of year (total assets less liabilities)2020-12-31$370,044,275
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$328,445,387
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$266,641,660
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$278,502,270
Value of interest in pooled separate accounts at end of year2020-12-31$47,323,612
Value of interest in pooled separate accounts at beginning of year2020-12-31$0
Interest on participant loans2020-12-31$259,989
Interest earned on other investments2020-12-31$883,416
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$51,752,237
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$45,182,721
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$33,585,521
Net investment gain/loss from pooled separate accounts2020-12-31$7,641,100
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$6,307,043
Employer contributions (assets) at end of year2020-12-31$0
Employer contributions (assets) at beginning of year2020-12-31$805
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$31,594,315
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31BAKER TILLY US, LLP
Accountancy firm EIN2020-12-31390859910
2019 : SPECTRUM BRANDS 401(K) RETIREMENT SAVINGS PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total transfer of assets from this plan2019-12-31$17,481
Total transfer of assets from this plan2019-12-31$17,481
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$85,241,864
Total income from all sources (including contributions)2019-12-31$85,241,864
Total loss/gain on sale of assets2019-12-31$0
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$75,521,103
Total of all expenses incurred2019-12-31$75,521,103
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$75,024,658
Expenses. Certain deemed distributions of participant loans2019-12-31$3,393
Expenses. Certain deemed distributions of participant loans2019-12-31$3,393
Value of total corrective distributions2019-12-31$39,556
Value of total corrective distributions2019-12-31$39,556
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$25,357,132
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$25,357,132
Value of total assets at end of year2019-12-31$328,445,387
Value of total assets at beginning of year2019-12-31$318,742,107
Value of total assets at beginning of year2019-12-31$318,742,107
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$453,496
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$453,496
Total interest from all sources2019-12-31$1,195,250
Total interest from all sources2019-12-31$1,195,250
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$4,656,202
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$4,656,202
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$4,656,202
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$4,656,202
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$5,000,000
Value of fidelity bond cover2019-12-31$5,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$16,612,841
Participant contributions at end of year2019-12-31$4,759,591
Participant contributions at end of year2019-12-31$4,759,591
Participant contributions at beginning of year2019-12-31$5,632,351
Participant contributions at beginning of year2019-12-31$5,632,351
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$2,911,922
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$2,911,922
Other income not declared elsewhere2019-12-31$102,202
Other income not declared elsewhere2019-12-31$102,202
Administrative expenses (other) incurred2019-12-31$453,496
Administrative expenses (other) incurred2019-12-31$453,496
Total non interest bearing cash at end of year2019-12-31$0
Total non interest bearing cash at end of year2019-12-31$0
Total non interest bearing cash at beginning of year2019-12-31$88
Total non interest bearing cash at beginning of year2019-12-31$88
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$9,720,761
Value of net income/loss2019-12-31$9,720,761
Value of net assets at end of year (total assets less liabilities)2019-12-31$328,445,387
Value of net assets at end of year (total assets less liabilities)2019-12-31$328,445,387
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$318,742,107
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$318,742,107
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$278,502,270
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$278,502,270
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$253,612,074
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$253,612,074
Value of interest in pooled separate accounts at end of year2019-12-31$0
Value of interest in pooled separate accounts at end of year2019-12-31$0
Value of interest in pooled separate accounts at beginning of year2019-12-31$8,746,629
Value of interest in pooled separate accounts at beginning of year2019-12-31$8,746,629
Interest on participant loans2019-12-31$268,315
Interest on participant loans2019-12-31$268,315
Interest earned on other investments2019-12-31$926,935
Interest earned on other investments2019-12-31$926,935
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$45,182,721
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$45,182,721
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$50,750,965
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$50,750,965
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$52,779,841
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$52,779,841
Net investment gain/loss from pooled separate accounts2019-12-31$1,151,237
Net investment gain/loss from pooled separate accounts2019-12-31$1,151,237
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$5,832,369
Contributions received in cash from employer2019-12-31$5,832,369
Employer contributions (assets) at end of year2019-12-31$805
Employer contributions (assets) at end of year2019-12-31$805
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$75,024,658
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$75,024,658
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31BAKER TILLY US, LLP
Accountancy firm EIN2019-12-31390859910
Accountancy firm EIN2019-12-31390859910
2018 : SPECTRUM BRANDS 401(K) RETIREMENT SAVINGS PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total transfer of assets to this plan2018-12-31$1,536,224
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$239,211
Total income from all sources (including contributions)2018-12-31$13,793,460
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$33,029,274
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$32,290,151
Expenses. Certain deemed distributions of participant loans2018-12-31$7,610
Value of total corrective distributions2018-12-31$242,021
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$29,548,152
Value of total assets at end of year2018-12-31$318,742,107
Value of total assets at beginning of year2018-12-31$336,680,908
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$489,492
Total interest from all sources2018-12-31$1,189,795
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$4,397,023
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$4,397,023
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$5,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$20,340,260
Participant contributions at end of year2018-12-31$5,632,351
Participant contributions at beginning of year2018-12-31$5,227,261
Participant contributions at beginning of year2018-12-31$2,372
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$2,021,777
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2018-12-31$-239,210
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2018-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2018-12-31$239,211
Other income not declared elsewhere2018-12-31$104,588
Administrative expenses (other) incurred2018-12-31$489,492
Total non interest bearing cash at end of year2018-12-31$88
Total non interest bearing cash at beginning of year2018-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-19,235,814
Value of net assets at end of year (total assets less liabilities)2018-12-31$318,742,107
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$336,441,697
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$253,612,074
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$272,069,689
Value of interest in pooled separate accounts at end of year2018-12-31$8,746,629
Value of interest in pooled separate accounts at beginning of year2018-12-31$10,386,802
Interest on participant loans2018-12-31$267,326
Interest earned on other investments2018-12-31$922,176
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$293
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$50,750,965
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$48,992,744
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-20,314,258
Net investment gain/loss from pooled separate accounts2018-12-31$-1,131,840
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$7,186,115
Employer contributions (assets) at beginning of year2018-12-31$2,040
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$32,529,361
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31BAKER TILLY VIRCHOW KRAUSE, LLP
Accountancy firm EIN2018-12-31390859910
2017 : SPECTRUM BRANDS 401(K) RETIREMENT SAVINGS PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$239,211
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$82,624,042
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$29,120,985
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$28,447,117
Expenses. Certain deemed distributions of participant loans2017-12-31$-120
Value of total corrective distributions2017-12-31$167,296
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$33,737,134
Value of total assets at end of year2017-12-31$336,680,908
Value of total assets at beginning of year2017-12-31$282,938,640
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$506,692
Total interest from all sources2017-12-31$1,052,109
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$3,782,022
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$3,782,022
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$5,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$20,316,770
Participant contributions at end of year2017-12-31$5,227,261
Participant contributions at beginning of year2017-12-31$4,989,079
Participant contributions at end of year2017-12-31$2,372
Participant contributions at beginning of year2017-12-31$468,553
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$5,904,130
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2017-12-31$239,211
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2017-12-31$0
Other income not declared elsewhere2017-12-31$151,724
Administrative expenses (other) incurred2017-12-31$506,692
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$53,503,057
Value of net assets at end of year (total assets less liabilities)2017-12-31$336,441,697
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$282,938,640
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$272,069,689
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$220,949,512
Value of interest in pooled separate accounts at end of year2017-12-31$10,386,802
Value of interest in pooled separate accounts at beginning of year2017-12-31$8,594,242
Interest on participant loans2017-12-31$233,122
Interest earned on other investments2017-12-31$818,987
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$48,992,744
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$47,687,204
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$42,489,406
Net investment gain/loss from pooled separate accounts2017-12-31$1,411,647
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31Yes
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$7,516,234
Employer contributions (assets) at end of year2017-12-31$2,040
Employer contributions (assets) at beginning of year2017-12-31$250,050
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$28,447,117
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31BAKER TILLY VIRCHOW KRAUSE, LLP
Accountancy firm EIN2017-12-31390859910
2016 : SPECTRUM BRANDS 401(K) RETIREMENT SAVINGS PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total transfer of assets to this plan2016-12-31$17,151,250
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$232,899
Total income from all sources (including contributions)2016-12-31$45,154,394
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$25,109,754
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$24,693,720
Expenses. Certain deemed distributions of participant loans2016-12-31$4,794
Value of total corrective distributions2016-12-31$244,132
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$27,747,061
Value of total assets at end of year2016-12-31$282,938,640
Value of total assets at beginning of year2016-12-31$245,975,649
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$167,108
Total interest from all sources2016-12-31$925,908
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$3,278,713
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$3,278,713
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$5,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$18,276,515
Participant contributions at end of year2016-12-31$4,989,079
Participant contributions at beginning of year2016-12-31$4,455,837
Participant contributions at end of year2016-12-31$468,553
Participant contributions at beginning of year2016-12-31$282,297
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$2,593,064
Other income not declared elsewhere2016-12-31$88,327
Administrative expenses (other) incurred2016-12-31$167,108
Liabilities. Value of operating payables at end of year2016-12-31$0
Liabilities. Value of operating payables at beginning of year2016-12-31$232,899
Total non interest bearing cash at end of year2016-12-31$0
Total non interest bearing cash at beginning of year2016-12-31$56
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$20,044,640
Value of net assets at end of year (total assets less liabilities)2016-12-31$282,938,640
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$245,742,750
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$220,949,512
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$196,550,127
Value of interest in pooled separate accounts at end of year2016-12-31$8,594,242
Value of interest in pooled separate accounts at beginning of year2016-12-31$6,230,515
Interest on participant loans2016-12-31$202,265
Interest earned on other investments2016-12-31$723,643
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$47,687,204
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$37,934,649
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$11,744,696
Net investment gain/loss from pooled separate accounts2016-12-31$1,369,689
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31Yes
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$6,877,482
Employer contributions (assets) at end of year2016-12-31$250,050
Employer contributions (assets) at beginning of year2016-12-31$522,168
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$24,693,720
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31BAKER TILLY VIRCHOW KRAUSE, LLP
Accountancy firm EIN2016-12-31390859910
2015 : SPECTRUM BRANDS 401(K) RETIREMENT SAVINGS PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total transfer of assets to this plan2015-12-31$1,240,970
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$232,899
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$450,302
Total income from all sources (including contributions)2015-12-31$25,758,896
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$26,114,448
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$25,331,861
Expenses. Certain deemed distributions of participant loans2015-12-31$-2,727
Value of total corrective distributions2015-12-31$405,497
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$24,549,393
Value of total assets at end of year2015-12-31$245,975,649
Value of total assets at beginning of year2015-12-31$245,307,634
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$379,817
Total interest from all sources2015-12-31$858,383
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$2,904,122
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$2,904,122
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$5,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$15,796,862
Participant contributions at end of year2015-12-31$4,455,837
Participant contributions at beginning of year2015-12-31$4,317,015
Participant contributions at end of year2015-12-31$282,297
Participant contributions at beginning of year2015-12-31$189,929
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$2,234,350
Other income not declared elsewhere2015-12-31$142,860
Administrative expenses (other) incurred2015-12-31$379,817
Liabilities. Value of operating payables at end of year2015-12-31$232,899
Liabilities. Value of operating payables at beginning of year2015-12-31$450,302
Total non interest bearing cash at end of year2015-12-31$56
Total non interest bearing cash at beginning of year2015-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-355,552
Value of net assets at end of year (total assets less liabilities)2015-12-31$245,742,750
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$244,857,332
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$196,550,127
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$197,479,905
Value of interest in pooled separate accounts at end of year2015-12-31$6,230,515
Value of interest in pooled separate accounts at beginning of year2015-12-31$6,563,104
Interest on participant loans2015-12-31$180,539
Interest earned on other investments2015-12-31$677,844
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$37,934,649
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$36,583,496
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-2,538,818
Net investment gain/loss from pooled separate accounts2015-12-31$-157,044
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31Yes
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$6,518,181
Employer contributions (assets) at end of year2015-12-31$522,168
Employer contributions (assets) at beginning of year2015-12-31$174,185
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$25,331,861
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31BAKER TILLY VIRCHOW KRAUSE, LLP
Accountancy firm EIN2015-12-31390855910
2014 : SPECTRUM BRANDS 401(K) RETIREMENT SAVINGS PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$450,302
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$484,081
Total income from all sources (including contributions)2014-12-31$41,707,028
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$22,377,061
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$21,893,184
Expenses. Certain deemed distributions of participant loans2014-12-31$-48,813
Value of total corrective distributions2014-12-31$42,617
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$27,350,443
Value of total assets at end of year2014-12-31$245,307,634
Value of total assets at beginning of year2014-12-31$226,011,446
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$490,073
Total interest from all sources2014-12-31$845,049
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$2,132,419
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$2,132,419
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$5,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$14,922,960
Participant contributions at end of year2014-12-31$4,317,015
Participant contributions at beginning of year2014-12-31$4,414,395
Participant contributions at end of year2014-12-31$189,929
Participant contributions at beginning of year2014-12-31$415,672
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$3,607,295
Other income not declared elsewhere2014-12-31$300,953
Administrative expenses (other) incurred2014-12-31$490,073
Liabilities. Value of operating payables at end of year2014-12-31$450,302
Liabilities. Value of operating payables at beginning of year2014-12-31$484,081
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$19,329,967
Value of net assets at end of year (total assets less liabilities)2014-12-31$244,857,332
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$225,527,365
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$197,479,905
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$161,622,768
Value of interest in pooled separate accounts at end of year2014-12-31$6,563,104
Value of interest in pooled separate accounts at beginning of year2014-12-31$24,480,487
Interest on participant loans2014-12-31$187,248
Interest earned on other investments2014-12-31$657,801
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$36,583,496
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$34,068,933
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$9,645,098
Net investment gain/loss from pooled separate accounts2014-12-31$1,433,066
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31Yes
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$8,820,188
Employer contributions (assets) at end of year2014-12-31$174,185
Employer contributions (assets) at beginning of year2014-12-31$1,009,191
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$21,893,184
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31BAKER TILLY VIRCHOW KRAUSE, LLP
Accountancy firm EIN2014-12-31390855910
2013 : SPECTRUM BRANDS 401(K) RETIREMENT SAVINGS PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total transfer of assets to this plan2013-12-31$1,747,337
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$484,081
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$351,485
Total income from all sources (including contributions)2013-12-31$95,700,025
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$18,606,018
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$17,856,676
Expenses. Certain deemed distributions of participant loans2013-12-31$48,813
Value of total corrective distributions2013-12-31$345,084
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$58,576,145
Value of total assets at end of year2013-12-31$226,011,446
Value of total assets at beginning of year2013-12-31$147,037,506
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$355,445
Total interest from all sources2013-12-31$826,781
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$1,614,968
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$1,614,968
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$5,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$13,850,027
Participant contributions at end of year2013-12-31$4,414,395
Participant contributions at beginning of year2013-12-31$2,053,040
Participant contributions at end of year2013-12-31$415,672
Participant contributions at beginning of year2013-12-31$227,106
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$35,701,024
Other income not declared elsewhere2013-12-31$111,213
Administrative expenses (other) incurred2013-12-31$355,445
Liabilities. Value of operating payables at end of year2013-12-31$484,081
Liabilities. Value of operating payables at beginning of year2013-12-31$351,485
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$77,094,007
Value of net assets at end of year (total assets less liabilities)2013-12-31$225,527,365
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$146,686,021
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$161,622,768
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$97,725,766
Value of interest in pooled separate accounts at end of year2013-12-31$24,480,487
Value of interest in pooled separate accounts at beginning of year2013-12-31$18,347,528
Interest on participant loans2013-12-31$179,256
Interest earned on other investments2013-12-31$647,525
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$34,068,933
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$28,599,609
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$33,247,840
Net investment gain/loss from pooled separate accounts2013-12-31$1,323,078
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31Yes
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$9,025,094
Employer contributions (assets) at end of year2013-12-31$1,009,191
Employer contributions (assets) at beginning of year2013-12-31$84,457
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$17,856,676
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31BAKER TILLY VIRCHOW KRAUSE, LLP
Accountancy firm EIN2013-12-31390859910
2012 : SPECTRUM BRANDS 401(K) RETIREMENT SAVINGS PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$351,485
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$281,044
Total income from all sources (including contributions)2012-12-31$28,460,533
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$13,521,564
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$12,662,740
Expenses. Certain deemed distributions of participant loans2012-12-31$-12,483
Value of total corrective distributions2012-12-31$624,051
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$11,148,036
Value of total assets at end of year2012-12-31$147,037,506
Value of total assets at beginning of year2012-12-31$132,028,096
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$247,256
Total interest from all sources2012-12-31$722,635
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$1,335,348
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$1,335,348
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$5,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$8,489,053
Participant contributions at end of year2012-12-31$2,053,040
Participant contributions at beginning of year2012-12-31$2,178,746
Participant contributions at end of year2012-12-31$227,106
Participant contributions at beginning of year2012-12-31$174,670
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$702,400
Other income not declared elsewhere2012-12-31$122,448
Administrative expenses (other) incurred2012-12-31$247,256
Liabilities. Value of operating payables at end of year2012-12-31$351,485
Liabilities. Value of operating payables at beginning of year2012-12-31$281,044
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$14,938,969
Value of net assets at end of year (total assets less liabilities)2012-12-31$146,686,021
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$131,747,052
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$97,725,766
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$83,591,146
Value of interest in pooled separate accounts at end of year2012-12-31$18,347,528
Value of interest in pooled separate accounts at beginning of year2012-12-31$19,370,290
Interest on participant loans2012-12-31$90,238
Interest earned on other investments2012-12-31$632,397
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$28,599,609
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$26,683,424
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$13,210,920
Net investment gain/loss from pooled separate accounts2012-12-31$1,921,146
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31Yes
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$1,956,583
Employer contributions (assets) at end of year2012-12-31$84,457
Employer contributions (assets) at beginning of year2012-12-31$29,820
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$12,662,740
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31BAKER TILLY VIRCHOW KRAUSE, LLP
Accountancy firm EIN2012-12-31390859910
2011 : SPECTRUM BRANDS 401(K) RETIREMENT SAVINGS PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total transfer of assets to this plan2011-12-31$17,963,154
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$281,044
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$10,328,003
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$20,552,297
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$20,193,635
Expenses. Certain deemed distributions of participant loans2011-12-31$-182
Value of total corrective distributions2011-12-31$281,044
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$12,438,046
Value of total assets at end of year2011-12-31$132,028,096
Value of total assets at beginning of year2011-12-31$124,008,192
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$77,800
Total interest from all sources2011-12-31$679,874
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$975,110
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$975,110
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$5,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$8,744,236
Participant contributions at end of year2011-12-31$2,178,746
Participant contributions at beginning of year2011-12-31$1,972,443
Participant contributions at end of year2011-12-31$174,670
Participant contributions at beginning of year2011-12-31$89,044
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$529,145
Other income not declared elsewhere2011-12-31$82,320
Administrative expenses (other) incurred2011-12-31$10,300
Liabilities. Value of operating payables at end of year2011-12-31$281,044
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-10,224,294
Value of net assets at end of year (total assets less liabilities)2011-12-31$131,747,052
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$124,008,192
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Investment advisory and management fees2011-12-31$67,500
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$83,591,146
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$81,068,105
Value of interest in pooled separate accounts at end of year2011-12-31$19,370,290
Value of interest in pooled separate accounts at beginning of year2011-12-31$17,707,647
Interest on participant loans2011-12-31$97,236
Interest earned on other investments2011-12-31$582,638
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$26,683,424
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$23,129,686
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-3,983,570
Net investment gain/loss from pooled separate accounts2011-12-31$136,223
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$3,164,665
Employer contributions (assets) at end of year2011-12-31$29,820
Employer contributions (assets) at beginning of year2011-12-31$41,267
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$20,193,635
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31BAKER TILLY VIRCHOW KRAUSE, LLP
Accountancy firm EIN2011-12-31390859910
2010 : SPECTRUM BRANDS 401(K) RETIREMENT SAVINGS PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$26,342,539
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$10,346,455
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$9,765,271
Expenses. Certain deemed distributions of participant loans2010-12-31$1,547
Value of total corrective distributions2010-12-31$504,569
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$13,282,630
Value of total assets at end of year2010-12-31$124,008,192
Value of total assets at beginning of year2010-12-31$108,012,108
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$75,068
Total interest from all sources2010-12-31$685,578
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$779,192
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$779,192
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$5,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$7,852,643
Participant contributions at end of year2010-12-31$1,972,443
Participant contributions at beginning of year2010-12-31$1,925,268
Participant contributions at end of year2010-12-31$89,044
Participant contributions at beginning of year2010-12-31$192,179
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$1,244,264
Other income not declared elsewhere2010-12-31$62,147
Administrative expenses (other) incurred2010-12-31$10,068
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$15,996,084
Value of net assets at end of year (total assets less liabilities)2010-12-31$124,008,192
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$108,012,108
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Investment advisory and management fees2010-12-31$65,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$81,068,105
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$69,723,462
Value of interest in pooled separate accounts at end of year2010-12-31$17,707,647
Value of interest in pooled separate accounts at beginning of year2010-12-31$15,399,252
Interest on participant loans2010-12-31$104,456
Interest earned on other investments2010-12-31$581,122
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$23,129,686
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$20,743,515
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$9,724,731
Net investment gain/loss from pooled separate accounts2010-12-31$1,808,261
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Assets. Invements in employer securities at beginning of year2010-12-31$0
Contributions received in cash from employer2010-12-31$4,185,723
Employer contributions (assets) at end of year2010-12-31$41,267
Employer contributions (assets) at beginning of year2010-12-31$28,432
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$9,765,271
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31BAKER TILLY VIRCHOW KRAUSE, LLP
Accountancy firm EIN2010-12-31390859910
2009 : SPECTRUM BRANDS 401(K) RETIREMENT SAVINGS PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for SPECTRUM BRANDS 401(K) RETIREMENT SAVINGS PLAN

2023: SPECTRUM BRANDS 401(K) RETIREMENT SAVINGS PLAN 2023 form 5500 responses
2023-01-01Type of plan entitySingle employer plan
2023-01-01Submission has been amendedNo
2023-01-01This submission is the final filingNo
2023-01-01This return/report is a short plan year return/report (less than 12 months)No
2023-01-01Plan is a collectively bargained planNo
2023-01-01Plan funding arrangement – InsuranceYes
2023-01-01Plan funding arrangement – TrustYes
2023-01-01Plan benefit arrangement – InsuranceYes
2023-01-01Plan benefit arrangement - TrustYes
2022: SPECTRUM BRANDS 401(K) RETIREMENT SAVINGS PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedYes
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: SPECTRUM BRANDS 401(K) RETIREMENT SAVINGS PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: SPECTRUM BRANDS 401(K) RETIREMENT SAVINGS PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: SPECTRUM BRANDS 401(K) RETIREMENT SAVINGS PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: SPECTRUM BRANDS 401(K) RETIREMENT SAVINGS PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: SPECTRUM BRANDS 401(K) RETIREMENT SAVINGS PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: SPECTRUM BRANDS 401(K) RETIREMENT SAVINGS PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: SPECTRUM BRANDS 401(K) RETIREMENT SAVINGS PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: SPECTRUM BRANDS 401(K) RETIREMENT SAVINGS PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: SPECTRUM BRANDS 401(K) RETIREMENT SAVINGS PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedYes
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: SPECTRUM BRANDS 401(K) RETIREMENT SAVINGS PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: SPECTRUM BRANDS 401(K) RETIREMENT SAVINGS PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2009: SPECTRUM BRANDS 401(K) RETIREMENT SAVINGS PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedYes
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number556252-01
Policy instance 1
Insurance contract or identification number556252-01
Number of Individuals Covered3262
Insurance policy start date2023-01-01
Insurance policy end date2023-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number039684
Policy instance 1
Insurance contract or identification number039684
Number of Individuals Covered4695
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number039684
Policy instance 1
Insurance contract or identification number039684
Number of Individuals Covered5137
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number039684
Policy instance 1
Insurance contract or identification number039684
Number of Individuals Covered6762
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number039684
Policy instance 1
Insurance contract or identification number039684
Number of Individuals Covered7129
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number039684
Policy instance 1
Insurance contract or identification number039684
Number of Individuals Covered8128
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number039684
Policy instance 1
Insurance contract or identification number039684
Number of Individuals Covered7494
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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